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Cetera Advisors LLC

SEC CIK
0001534400
Latest filing
May 24, 2024

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Feb 14, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
1,428
+29 vs. Q3 2021
Portfolio value
$4.94B
−$199.3M (−3.9%) vs. Q3 2021
Filed
Feb 14, 2022
SEC
Holdings of Cetera Advisors LLC in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF19,866$2.02M<0.1%−4,453−18.3%Reduced–
Enerplus Corp292766102COM188,700$2.00M<0.1%+7,150+3.9%Added–
WisdomTree Tr97717W505US MIDCAP DIVID44,884$1.99M<0.1%+100.0%Added–
IEPIcahn Enterprises L.P.DEPOSITARY UNIT40,087$1.99M<0.1%+3,466+9.5%AddedHistory
LECOLincoln Electric Holdings IncCOM14,195$1.98M<0.1%−705−4.7%ReducedHistory
iShares Semiconductor ETF464287523ETF3,648$1.98M<0.1%+234+6.9%Added–
METMetlife IncStock31,583$1.97M<0.1%−6,684−17.5%ReducedHistory
Vanguard Mun BD FDS922907746TAX EXEMPT BD35,792$1.97M<0.1%−3,475−8.8%Reduced–
ITWIllinois Tool Works IncStock7,911$1.95M<0.1%+91+1.2%AddedHistory
iShares Tr464288638ISHS 5-10YR INVT32,852$1.95M<0.1%−6,777−17.1%Reduced–
CERNCERNER CorpCOM20,650$1.92M<0.1%−12,076−36.9%ReducedHistory
CARRCarrier Global CorpStock35,117$1.91M<0.1%−516−1.4%ReducedHistory
iShares Tr4642874571 3 YR TREAS BD22,258$1.90M<0.1%−4,963−18.2%Reduced–
DOCUDocuSign, Inc.Stock12,473$1.90M<0.1%+753+6.4%AddedHistory
WisdomTree Tr97717W604US SMALLCAP DIVD57,641$1.89M<0.1%−1,642−2.8%Reduced–
KMBKimberly Clark CorpStock13,207$1.89M<0.1%−1,329−9.1%ReducedHistory
Vanguard Morningstar Mid-Cap Value ETF922908512ETF12,540$1.89M<0.1%−869−6.5%Reduced–
GSGoldman Sachs Group IncStock4,925$1.88M<0.1%−789−13.8%ReducedHistory
First Tr Exchng Traded FD VI33740U760VEST BUFFERED92,840$1.87M<0.1%+92,840New–
SPDR Index Shs FDS78463X202ST STR EU 50 ETF39,872$1.86M<0.1%−658−1.6%Reduced–
COPConocoPhillipsStock25,671$1.85M<0.1%+227+0.9%AddedHistory
Schwab U.S. Large-Cap Value ETF808524409ETF25,263$1.85M<0.1%+139+0.6%Added–
BDXBecton Dickinson & CoStock7,340$1.85M<0.1%−256−3.4%ReducedHistory
First Tr Exchng Traded FD VI33740U208FT VEST US EQT50,412$1.84M<0.1%−14,424−22.2%Reduced–
VanEck Semiconductor ETF92189F676ETF5,940$1.83M<0.1%+571+10.6%Added–
ETF Ser Solutions26922A172NATIONWIDE RSK65,374$1.82M<0.1%+7,513+13.0%Added–
WisdomTree Tr97717Y691CLOUD COMPUTNG35,057$1.82M<0.1%+557+1.6%Added–
DNNDenison Mines Corp.COM1,320,306$1.81M<0.1%−1,211,640−47.9%ReducedHistory
Ssga Active ETF Tr78467V608ST STR BL LN ETF39,608$1.81M<0.1%+22,173+127.2%Added–
First Tr Exchng Traded FD VI33740F748FT VEST US EQT46,838$1.79M<0.1%−42,995−47.9%Reduced–
iShares Tr464287333GLOBAL FINLS ETF22,307$1.79M<0.1%−1,434−6.0%Reduced–
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF48,475$1.77M<0.1%−22,339−31.5%Reduced–
Innovator ETFs Trust45782C680US EQTY PWR BF57,918$1.76M<0.1%−50−0.1%Reduced–
ROPRoper Technologies IncStock3,575$1.76M<0.1%−1,176−24.8%ReducedHistory
BPBP PLCADR65,955$1.76M<0.1%−17,884−21.3%ReducedHistory
ProShares Tr74347B169ONLINE RTL ETF30,881$1.75M<0.1%+3,395+12.4%Added–
STAGSTAG Industrial, Inc.COM36,254$1.74M<0.1%+1,369+3.9%AddedHistory
CTASCintas CorpStock3,907$1.73M<0.1%+38+1.0%AddedHistory
SPDR Series Trust78468R804ST STR R1K LOWV11,469$1.73M<0.1%−700−5.8%Reduced–
iShares Tr464288158SHRT NAT MUN ETF15,993$1.72M<0.1%+419+2.7%Added–
First Tr Exchange Traded FD33738R605DORSEY WRT 5 ETF34,865$1.71M<0.1%−4,656−11.8%Reduced–
DKNGDraftKings Inc.COM CL A62,208$1.71M<0.1%−30,769−33.1%ReducedHistory
LUVSouthwest Airlines CoCOM39,754$1.70M<0.1%−9,150−18.7%ReducedHistory
SYYSysco CorpStock21,667$1.70M<0.1%−6,324−22.6%ReducedHistory
CCJCameco CorpStock75,956$1.66M<0.1%−65,192−46.2%ReducedHistory
DALDelta Air Lines, Inc.COM NEW42,091$1.65M<0.1%+4,507+12.0%AddedHistory
Dimensional World Ex U.S. Core Equity 2 ETF25434V880ETF62,830$1.64M<0.1%00.0%Unchanged–
SPDR Ser Tr78468R655S&P KENSHO CLEAN18,162$1.64M<0.1%+2,421+15.4%Added–
iShares Tr46435G524INTL DIV GRWTH24,117$1.64M<0.1%−357−1.5%Reduced–
AEPAmerican Electric Power Co IncStock18,298$1.63M<0.1%+1,024+5.9%AddedHistory
NAZNuveen Arizona Quality Municipal Income FundCOM101,602$1.63M<0.1%−2,681−2.6%ReducedHistory
TRTNTriton International LtdCL A26,944$1.62M<0.1%+665+2.5%AddedHistory
iShares Tr46436E502US TECH BRKTHR38,595$1.62M<0.1%+1,183+3.2%Added–
First Tr Exchange Traded FD33734X143HLTH CARE ALPH12,909$1.60M<0.1%+295+2.3%Added–
First Tr Exchng Traded FD VI33740F722FT VEST US EQT42,162$1.60M<0.1%−11,652−21.7%Reduced–
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF11,917$1.60M<0.1%+897+8.1%Added–
ISRGIntuitive Surgical IncCOM NEW4,425$1.59M<0.1%−1,815−29.1%ReducedConverted for a 3-for-1 splitHistory
DGDollar General CorpCOM6,722$1.58M<0.1%+302+4.7%AddedHistory
State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474ETF50,776$1.57M<0.1%−10,448−17.1%Reduced–
ROKRockwell Automation, IncStock4,487$1.56M<0.1%−90−2.0%ReducedHistory
AGXArgan IncStock40,371$1.56M<0.1%−76,118−65.3%ReducedHistory
State Street SPDR Portfolio S&P 500 ETF78464A854ETF27,901$1.56M<0.1%−1,200−4.1%Reduced–
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS194,494$1.56M<0.1%+157,087+419.9%AddedHistory
UBERUber Technologies, IncStock37,104$1.56M<0.1%+5,985+19.2%AddedHistory
RCLRoyal Caribbean Cruises LtdCOM20,140$1.55M<0.1%+617+3.2%AddedHistory
ARK Blockchain & Fintech Innovation ETF00214Q708ETF37,532$1.53M<0.1%−299−0.8%Reduced–
Global X FDS37954Y715RBTCS ARTFL INTE42,484$1.53M<0.1%−4,614−9.8%Reduced–
iShares Tr4642886613 7 YR TREAS BD11,868$1.53M<0.1%−337−2.8%Reduced–
First Tr Exchng Traded FD VI33740U836FT VEST NAS72,942$1.52M<0.1%+32,810+81.8%Added–
WisdomTree Tr97717W307US LARGECAP DIVD22,830$1.51M<0.1%−478−2.1%ReducedConverted for a 2-for-1 split–
Starboard Invt Tr85521B783ADAPTIVE HDGD MU154,903$1.50M<0.1%+154,903New–
SPDR Series Trust78468R408ST TERM HIGH ETF54,928$1.49M<0.1%+8,669+18.7%Added–
GNTXGentex CorpCOM42,757$1.49M<0.1%+29+0.1%AddedHistory
KHCKraft Heinz CoStock41,428$1.49M<0.1%−11,264−21.4%ReducedHistory
KIMKimco Realty CorpCOM60,186$1.48M<0.1%−9,522−13.7%ReducedHistory
State Street SPDR Portfolio Aggregate Bond ETF78464A649ETF49,698$1.47M<0.1%−41,409−45.5%Reduced–
iShares Tr464287119MORNINGSTAR GRWT20,435$1.47M<0.1%−3,792−15.7%Reduced–
ETSYEtsy IncCOM6,691$1.47M<0.1%+491+7.9%AddedHistory
SPGSimon Property Group Inc.REIT9,123$1.46M<0.1%−4,765−34.3%ReducedHistory
WMBWilliams Companies, Inc.COM55,513$1.45M<0.1%−38,918−41.2%ReducedHistory
WisdomTree Tr97717W109US TOTAL DIVIDND22,193$1.44M<0.1%−375−1.7%ReducedConverted for a 2-for-1 split–
Invesco Exch TRD SLF Idx FD46138J791BULSHS 2026 CB67,838$1.44M<0.1%−7,332−9.8%Reduced–
ZTSZoetis Inc.Stock5,863$1.43M<0.1%−16−0.3%ReducedHistory
iShares Tr464288802ESG OPTIMIZED13,352$1.42M<0.1%−2,191−14.1%Reduced–
BXMTBlackstone Mortgage Trust, Inc.COM CL A46,054$1.41M<0.1%+5,797+14.4%AddedHistory
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679ETF12,669$1.40M<0.1%+3,025+31.4%Added–
Schwab US Tips ETF808524870ETF22,226$1.40M<0.1%+9,047+68.6%Added–
First Tr Exch TRD Alphdx FD33737J307EM SML CP ALPH34,516$1.39M<0.1%+7,260+26.6%Added–
SLViShares Silver TrustETF64,449$1.39M<0.1%−17,135−21.0%ReducedHistory
KEYKeycorpCOM59,818$1.38M<0.1%−34,315−36.5%ReducedHistory
Starboard Invt Tr85521B767ADAPTIVE HIGH IN132,906$1.37M<0.1%+132,906New–
iShares Tr464287572GLOBAL 100 ETF17,545$1.37M<0.1%−11,822−40.3%Reduced–
First Trust Cloud Computing ETF33734X192ETF13,044$1.36M<0.1%−2,601−16.6%Reduced–
iShares Tr464287192US TRSPRTION4,920$1.36M<0.1%+264+5.7%Added–
First Tr Exchange-Traded FD33733E807NAT GAS ETF78,967$1.36M<0.1%+41,400+110.2%Added–
ADIAnalog Devices IncStock7,695$1.35M<0.1%−623−7.5%ReducedHistory
BRK.ABerkshire Hathaway IncCL A3$1.35M<0.1%−2−40.0%ReducedHistory
iShares Tr464288208MRGSTR MD CP ETF18,965$1.35M<0.1%−2,630−12.2%Reduced–
SJMJ M SMUCKER CoStock9,919$1.35M<0.1%+59+0.6%AddedHistory
Invesco Exch Traded FD Tr II46138G706SOLAR ETF17,459$1.34M<0.1%−50−0.3%Reduced–

Options (5)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisors LLC in Q4 2021
SecurityClassPutsCalls
NVDANVIDIA CorpStock$40.0K–
CNCCentene CorpStock$9.00K–
BLDRBuilders FirstSource, Inc.Stock$5.00K–
DISWalt Disney CoStock$2.00K–
ISRGIntuitive Surgical IncCOM NEW$1.00K–

Sold out since Q3 2021 (106)

Positions held at the end of Q3 2021 that are gone from this filing.

The largest 100 of 106 by value last quarter.

Positions of Cetera Advisors LLC sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
VERVEREIT, Inc.COM131,506$5.95M0.1%History
DIDIYDiDi Global Inc.SPONSORED ADS305,637$2.38M<0.1%History
EVAEnviva, LLCCOM UNIT33,515$1.81M<0.1%History
Invesco BulletShares 2021 HY Corp (BSJL)46138J809Exchange Traded Fund70,783$1.63M<0.1%–
XPEVXpeng Inc.ADS33,427$1.19M<0.1%History
QSQuantumScape CorpCOM CL A35,148$863.0K<0.1%History
EQIXEquinix IncCOM1,035$818.0K<0.1%History
CRSCarpenter Technology CorpCOM21,788$713.0K<0.1%History
PCIPIMCO Dynamic Credit & Mortgage Income FundCOM SHS31,384$663.0K<0.1%History
BLDPBallard Power Systems Inc.COM46,194$649.0K<0.1%History
LILi Auto Inc.SPONSORED ADS24,060$633.0K<0.1%History
ERICEricsson LM Telephone CoADR B SEK 1055,241$619.0K<0.1%History
CLVTClarivate PLCORD SHS27,895$611.0K<0.1%History
KSUKansas City SouthernCOM NEW2,231$604.0K<0.1%History
First Tr Exchange-Traded FD33734X127ENERGY ALPHADX52,289$600.0K<0.1%–
iShares Tr46435U226IBONDS 21 TRM HG23,540$569.0K<0.1%–
First Tr Exchange Traded FD33738R795NASDAQ TRANSN18,133$559.0K<0.1%–
AIZAssurant, Inc.Stock3,340$527.0K<0.1%History
PHGKoninklijke Philips NVNY REGIS SHS NEW11,824$525.0K<0.1%History
BEEMBeam GlobalCOM18,757$513.0K<0.1%History
WisdomTree Tr97717W844GLOB EX US QU FD12,638$511.0K<0.1%–
First Tr Exch TRD Alphdx FD33737J109ASIA EX JAPAN15,509$502.0K<0.1%–
Credit Suisse AG Nassau BRH22542D423LG CAP GRTH ENH655$460.0K<0.1%–
First Tr Exchng Traded FD VI33740F789MLT MNGD LRG GRW16,665$454.0K<0.1%–
NTLAIntellia Therapeutics, Inc.COM3,321$446.0K<0.1%History
Dimensional ETF Trust25434V104US CORE EQT MKT12,950$390.0K<0.1%–
BSCLBILI Social International, Inc.BULSHS 2021 CB18,279$386.0K<0.1%History
WKHSWorkhorse Group Inc.COM NEW50,232$384.0K<0.1%History
CAKECheesecake Factory IncCOM8,130$382.0K<0.1%History
CARAvis Budget Group, Inc.COM3,279$382.0K<0.1%History
iShares Inc464286319EM MKTS DIV ETF9,357$364.0K<0.1%–
PTONPeloton Interactive, Inc.CL A COM4,133$360.0K<0.1%History
iShares Tr46434VBK5IBONDS DEC21 ETF14,292$353.0K<0.1%–
JYNTJOINT CorpCOM3,440$337.0K<0.1%History
ANAutonation, Inc.COM2,710$330.0K<0.1%History
First Trust Indxx Innovative Transaction & Process ETF33741X201ETF7,640$322.0K<0.1%–
First Tr Exchng Traded FD VI33740F730FT VEST US EQT9,447$319.0K<0.1%–
Innovator ETFs Trust45782C326US EQTY BUFR MAY10,081$315.0K<0.1%–
iShares Tr464288836U.S. PHARMA ETF1,702$312.0K<0.1%–
VanEck Vectors ETF Tr92189F585OIL REFINERS ETF10,609$310.0K<0.1%–
SPLKSplunk IncCOM2,106$305.0K<0.1%History
HSBCHSBC Holdings PLCSPON ADR NEW11,621$304.0K<0.1%History
WisdomTree Tr97717W547US VALUE FD5,080$301.0K<0.1%–
GBABGuggenheim Taxable Municipal Bond & Investment Grade Debt TrustCOM12,040$295.0K<0.1%History
LSCCLattice Semiconductor CorpCOM4,485$290.0K<0.1%History
DBEInvesco DB Energy FundENERGY FD17,000$288.0K<0.1%History
JKHYJack Henry & Associates IncStock1,752$287.0K<0.1%History
CASYCaseys General Stores IncCOM1,499$282.0K<0.1%History
APPNAppian CorpCL A2,997$277.0K<0.1%History
CONECyrusOne Holdco LLCCOM3,572$277.0K<0.1%History
JWNNordstrom IncStock10,411$275.0K<0.1%History
BYNDBeyond Meat, Inc.COM2,617$275.0K<0.1%History
EXPEExpedia Group, Inc.Stock1,671$274.0K<0.1%History
OPIOffice Properties Income TrustCOM SHS BEN INT10,328$262.0K<0.1%History
BEPBrookfield Renewable Partners L.P.PARTNERSHIP UNIT7,063$261.0K<0.1%History
INGING Groep NVSPONSORED ADR17,441$253.0K<0.1%History
SPDR Series Trust78464A540ST STR SP TELCO2,654$253.0K<0.1%–
CIIBlackRock Enhanced Large Cap Core Fund, Inc.COM12,465$252.0K<0.1%History
UPSTUpstart Holdings, Inc.COM788$249.0K<0.1%History
BILIBilibili Inc.SPONS ADS REP Z3,745$248.0K<0.1%History
iShares Tr46435G342MORTGE REL ETF6,837$247.0K<0.1%–
WHFWhiteHorse Finance, Inc.COM16,125$245.0K<0.1%History
WisdomTree Tr97717X651US S CAP QTY DIV5,484$243.0K<0.1%–
iShares Tr464289420RUS TP200 VL ETF3,639$239.0K<0.1%–
ORIOld Republic International CorpCOM10,252$237.0K<0.1%History
LMNDLemonade, Inc.Stock3,524$236.0K<0.1%History
OMCOmnicom Group Inc.COM3,192$231.0K<0.1%History
Northern LTS FD Tr IV66538H591MAIN SECTR ROTN5,592$228.0K<0.1%–
Flexshares Tr33939L407MORNSTAR UPSTR6,189$227.0K<0.1%–
PBCTPeople's United Financial, Inc.COM12,878$225.0K<0.1%History
BUDAnheuser-Busch InBev SA/NVADR3,917$221.0K<0.1%History
SARSaratoga Investment Corp.COM NEW7,488$215.0K<0.1%History
Nuveen Diversified Divid & I6706EP105COM20,542$213.0K<0.1%–
Northern LTS FD Tr IV66538H658INSPIRE GBL HOPE5,500$210.0K<0.1%–
WATWaters CorpCOM588$210.0K<0.1%History
NEONeogenomics IncCOM NEW4,316$208.0K<0.1%History
FLOFlowers Foods IncCOM8,702$206.0K<0.1%History
Pacer Developed Markets International Cash Cows 100 ETF69374H873ETF6,580$204.0K<0.1%–
Global X FDS37954Y434GENOMIC BIOTECH9,200$204.0K<0.1%–
DXCMDexcom IncCOM371$203.0K<0.1%History
PTYPIMCO Corporate & Income Opportunity FundCOM11,030$202.0K<0.1%History
PDCOPatterson Companies, Inc.COM6,673$201.0K<0.1%History
APTVAptiv PLCSHS1,351$201.0K<0.1%History
OKTAOkta, Inc.CL A843$200.0K<0.1%History
BHKBlackRock Core Bond TrustSHS BEN INT10,252$170.0K<0.1%History
JBLUJetBlue Airways CorpCOM10,128$155.0K<0.1%History
HNSTHonest Company, Inc.COM13,900$144.0K<0.1%History
EARNEllington Credit CoCOM SHS BEN INT12,765$142.0K<0.1%History
MTUSMetallus Inc.COM10,695$140.0K<0.1%History
FIRYFiry Inc.COM11,755$115.0K<0.1%History
POWWOutdoor Holding CoCOM16,054$99.0K<0.1%History
USALiberty All Star Equity FundSH BEN INT10,029$86.0K<0.1%History
INSGInseego Corp.COM12,701$85.0K<0.1%History
IAFAbrdn Australia Equity Fund, Inc.COM11,636$69.0K<0.1%History
NCZVirtus Convertible & Income Fund IICOM11,704$61.0K<0.1%History
SMSISmith Micro Software, Inc.COM NEW11,100$54.0K<0.1%History
KOPNKopin CorpCOM10,254$53.0K<0.1%History
KRMDKORU Medical Systems, Inc.COM17,919$51.0K<0.1%History
HIVEHIVE Digital Technologies Ltd.COM10,900$29.0K<0.1%History
DFTXDefinium Therapeutics, Inc.COM11,300$26.0K<0.1%History