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Cetera Advisors LLC

SEC CIK
0001534400
Latest filing
May 24, 2024

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Feb 14, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
1,428
+29 vs. Q3 2021
Portfolio value
$4.94B
−$199.3M (−3.9%) vs. Q3 2021
Filed
Feb 14, 2022
SEC
Holdings of Cetera Advisors LLC in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares Tr464287754US INDUSTRIALS4,023$454.0K<0.1%−503−11.1%Reduced–
OVVOvintiv Inc.COM13,498$455.0K<0.1%−80−0.6%ReducedHistory
Vanguard Industrials ETF92204A603ETF2,246$456.0K<0.1%+324+16.9%Added–
CCDCalamos Dynamic Convertible & Income FundCOM14,475$456.0K<0.1%+536+3.8%AddedHistory
PRFTPerficient IncCOM3,538$457.0K<0.1%+40+1.1%AddedHistory
First Tr Exch TRD Alphdx FD33737J117EUROPE ALPHADEX10,629$458.0K<0.1%+341+3.3%Added–
Innovator ETFs Trust45782C417US EQTY PWR BUF15,704$459.0K<0.1%+754+5.0%Added–
iShares Tr46434V274INTL EQTY FACTOR15,923$459.0K<0.1%+1,579+11.0%Added–
American Centy ETF Tr025072307US QUALITY GROW5,982$460.0K<0.1%+922+18.2%Added–
ETF Ser Solutions26922A305ALPCLONE ALTER5,914$461.0K<0.1%−1,028−14.8%Reduced–
AXONAxon Enterprise, Inc.COM2,951$463.0K<0.1%−173−5.5%ReducedHistory
iShares Tr46434V282U S EQUITY FACTR9,938$463.0K<0.1%+6+0.1%Added–
iShares Tr46435U796SYSTEMATIC BD ET4,657$464.0K<0.1%+200+4.5%Added–
Barclays Bank PLC06742A669IPATH SHILR CAPE20,390$464.0K<0.1%00.0%Unchanged–
TROWPrice T Rowe Group IncStock2,368$466.0K<0.1%−402−14.5%ReducedHistory
First Tr Exchange Traded FD33738R100MULTI ASSET DI28,128$467.0K<0.1%+5,136+22.3%Added–
GGGGraco IncCOM5,800$468.0K<0.1%−107−1.8%ReducedHistory
Invesco Exchange Traded FD T46137V563HIG YLD EQ DIV22,220$468.0K<0.1%−22,582−50.4%Reduced–
CNXCConcentrix CorpStock2,641$472.0K<0.1%+2,641NewHistory
WYWeyerhaeuser CoCOM NEW11,475$473.0K<0.1%−944−7.6%ReducedHistory
Invesco Exch TRD SLF Idx FD46138J775BLOO PRI PWR ETF6,470$473.0K<0.1%−2,010−23.7%Reduced–
Invesco Exch Traded FD Tr II46138E669GLOBAL EX US HGH22,160$474.0K<0.1%−518−2.3%Reduced–
First Tr Exchng Traded FD VI33740F672FT VEST UQ EQT14,381$475.0K<0.1%+14,381New–
WPMWheaton Precious Metals Corp.COM11,097$476.0K<0.1%+11,097NewHistory
VEEVVeeva Systems IncStock1,876$479.0K<0.1%−86−4.4%ReducedHistory
FPFFirst Trust Intermediate Duration Preferred & Income FundCOM19,537$479.0K<0.1%−2,643−11.9%ReducedHistory
LOBLive Oak Bancshares, Inc.COM5,498$480.0K<0.1%−1,335−19.5%ReducedHistory
PCARPaccar IncCOM5,452$481.0K<0.1%+66+1.2%AddedHistory
ORCOrchid Island Capital, Inc.COM106,989$481.0K<0.1%+2,875+2.8%AddedHistory
Vanguard Morningstar Large-Cap ETF922908637ETF2,185$483.0K<0.1%−726−24.9%Reduced–
SPDR Series Trust78464A714ST STR SP RETAIL5,359$484.0K<0.1%−405−7.0%Reduced–
WECWec Energy Group, Inc.Stock4,998$485.0K<0.1%−585−10.5%ReducedHistory
JCENuveen Core Equity Alpha FundCOM26,125$485.0K<0.1%+50+0.2%AddedHistory
LENLennar CorpCL A4,194$487.0K<0.1%−2,588−38.2%ReducedHistory
SNAPSnap IncStock10,432$491.0K<0.1%−8,287−44.3%ReducedHistory
JDJD.com, Inc.SPON ADS CL A7,028$492.0K<0.1%−2,613−27.1%ReducedHistory
NDSNNordson CorpCOM1,927$492.0K<0.1%+1,927NewHistory
First Tr Exch Traded FD III33739P863CALIF MUN INCM9,000$493.0K<0.1%+9,000New–
BSXBoston Scientific CorpStock11,627$494.0K<0.1%−2,215−16.0%ReducedHistory
Metaurus Equity Component Tr59140L100US EQT CUM 202748,700$497.0K<0.1%+48,700New–
EIXEdison InternationalStock7,357$502.0K<0.1%−1,400−16.0%ReducedHistory
iShares Ibonds Dec 2027 Term Corporate ETF46435UAA9ETF19,015$505.0K<0.1%−2,085−9.9%Reduced–
Invesco Exchange Traded FD T46137V845DORSEY WRGT INDS4,341$505.0K<0.1%−1,608−27.0%Reduced–
iShares Tr46434VBA7IBONDS DEC22 ETF20,112$506.0K<0.1%00.0%Unchanged–
CMCanadian Imperial Bank of CommerceCOM4,400$513.0K<0.1%+1,516+52.6%AddedHistory
BDRYAmplify Commodity TrustBREAKWAVE DRY17,410$513.0K<0.1%+1,300+8.1%AddedHistory
SPOTSpotify Technology S.A.Stock2,211$517.0K<0.1%+6+0.3%AddedHistory
SCHWSchwab Charles CorpStock6,179$520.0K<0.1%+623+11.2%AddedHistory
UUUUEnergy Fuels IncCOM NEW67,987$520.0K<0.1%−36,692−35.1%ReducedHistory
John Hancock Exchange Traded47804J206MULTIFACTOR MI9,372$521.0K<0.1%−1,175−11.1%Reduced–
SPDR Series Trust78464A821ST STR SP400GRW6,392$521.0K<0.1%+555+9.5%Added–
BHP Group Ltd05545E209SPONSORED ADR8,722$521.0K<0.1%−8,735−50.0%Reduced–
Invesco Exch Traded FD Tr II46138E842DORSEY WRGT SMLC5,809$523.0K<0.1%−1,971−25.3%Reduced–
WRKWestRock CoCOM11,817$524.0K<0.1%−1,187−9.1%ReducedHistory
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD37,314$525.0K<0.1%−14,756−28.3%Reduced–
BLWBlackRock Ltd Duration Income TrustCOM SHS31,264$527.0K<0.1%−1,248−3.8%ReducedHistory
IPInternational Paper CoCOM11,275$530.0K<0.1%+2,631+30.4%AddedHistory
WisdomTree Tr97717W430HEDGED HI YLD BD23,872$532.0K<0.1%+23,872New–
iShares Tr464288273EAFE SML CP ETF7,280$532.0K<0.1%−707−8.9%Reduced–
FYBRFrontier Communications Parent, Inc.COM18,039$532.0K<0.1%−1,622−8.2%ReducedHistory
Invesco Exch Traded FD Tr II46138G102S&P SMLCP LOW10,249$534.0K<0.1%−3,023−22.8%Reduced–
RGENRepligen CorpCOM2,021$535.0K<0.1%−100−4.7%ReducedHistory
URGUr-Energy IncCOM438,606$535.0K<0.1%−996,029−69.4%ReducedHistory
SPDR Series Trust78464A383ST STR BACKE ETF21,130$536.0K<0.1%−547−2.5%Reduced–
BAXBaxter International IncStock6,252$537.0K<0.1%−1,630−20.7%ReducedHistory
VMCVulcan Materials COCOM2,589$537.0K<0.1%+7+0.3%AddedHistory
Invesco Exch Traded FD Tr II46138G631NASDAQNXTGEN10015,982$537.0K<0.1%−31,808−66.6%Reduced–
iShares Tr464288448INTL SEL DIV ETF17,215$537.0K<0.1%−12,766−42.6%Reduced–
PMTPennyMac Mortgage Investment TrustCOM31,110$539.0K<0.1%+550+1.8%AddedHistory
ZMZoom Communications, Inc.Stock2,948$542.0K<0.1%+308+11.7%AddedHistory
iShares Tr46435G326CORE MSCI INTL8,028$542.0K<0.1%−153−1.9%Reduced–
First Tr Exchange-Traded Alp33735B108COM SHS5,275$542.0K<0.1%−1,047−16.6%Reduced–
Innovator ETFs Trust45782C532US EQTY ULTRA B17,930$543.0K<0.1%−500−2.7%Reduced–
PIMCO ETF Tr72201R718ENHNCD LW DUR AC5,427$546.0K<0.1%+174+3.3%Added–
AFLAflac IncStock9,392$548.0K<0.1%−443−4.5%ReducedHistory
DRIDarden Restaurants IncCOM3,651$550.0K<0.1%+743+25.6%AddedHistory
ETF Managers Tr26924G870BLUESTAR ISRAEL8,697$550.0K<0.1%+864+11.0%Added–
Pacer US Small Cap Cash Cows ETF69374H857ETF12,940$553.0K<0.1%−8,170−38.7%Reduced–
OCCIOFS Credit Company, Inc.COM42,073$561.0K<0.1%+5,030+13.6%AddedHistory
Listed FD Tr53656F789ROUNDHILL SPORTS22,728$564.0K<0.1%−11,295−33.2%Reduced–
Vanguard World FD921910840MEGA CAP VAL ETF5,292$565.0K<0.1%+1,969+59.3%Added–
ILPTIndustrial Logistics Properties TrustCOM SHS BEN INT22,564$565.0K<0.1%−12,031−34.8%ReducedHistory
PHParker-Hannifin CorpStock1,786$568.0K<0.1%+36+2.1%AddedHistory
HPEHewlett Packard Enterprise CoCOM36,037$568.0K<0.1%+157+0.4%AddedHistory
HRLHormel Foods CorpCOM11,640$568.0K<0.1%+653+5.9%AddedHistory
CPCanadian Pacific Kansas City LtdCOM7,899$568.0K<0.1%+7,899NewHistory
SWKStanley Black & Decker, Inc.COM3,024$570.0K<0.1%+346+12.9%AddedHistory
Ssga Active ETF Tr78467V848ST STR TOTAL ETF12,036$570.0K<0.1%−627−5.0%Reduced–
Schwab Emerging Markets Equity ETF808524706ETF19,276$571.0K<0.1%−663−3.3%Reduced–
EOGEOG Resources IncStock6,424$571.0K<0.1%+488+8.2%AddedHistory
DNPDNP Select Income Fund IncCOM52,872$575.0K<0.1%−10,939−17.1%ReducedHistory
First Tr Dow Jones Select Mi33718M105COM SHS ANNUAL8,988$575.0K<0.1%−478−5.0%Reduced–
OXYOccidental Petroleum CorpStock19,873$576.0K<0.1%−7,917−28.5%ReducedHistory
TDCTeradata CorpStock13,591$577.0K<0.1%+956+7.6%AddedHistory
LCIDLucid Group, Inc.COM15,157$577.0K<0.1%+181+1.2%AddedHistory
LYGLloyds Banking Group plcSPONSORED ADR226,510$578.0K<0.1%−199,997−46.9%ReducedHistory
Invesco Exch Traded FD Tr II46138G664S&P SMALLCAP 6004,691$578.0K<0.1%−1,163−19.9%Reduced–
JFRNuveen Floating Rate Income FundCOM56,813$578.0K<0.1%+29,283+106.4%AddedHistory
ProShares Tr74347X849SHRT 20+YR TRE36,200$579.0K<0.1%−83,500−69.8%Reduced–
AMPAmeriprise Financial IncCOM1,933$583.0K<0.1%+42+2.2%AddedHistory

Options (5)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisors LLC in Q4 2021
SecurityClassPutsCalls
NVDANVIDIA CorpStock$40.0K–
CNCCentene CorpStock$9.00K–
BLDRBuilders FirstSource, Inc.Stock$5.00K–
DISWalt Disney CoStock$2.00K–
ISRGIntuitive Surgical IncCOM NEW$1.00K–

Sold out since Q3 2021 (106)

Positions held at the end of Q3 2021 that are gone from this filing.

The largest 100 of 106 by value last quarter.

Positions of Cetera Advisors LLC sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
VERVEREIT, Inc.COM131,506$5.95M0.1%History
DIDIYDiDi Global Inc.SPONSORED ADS305,637$2.38M<0.1%History
EVAEnviva, LLCCOM UNIT33,515$1.81M<0.1%History
Invesco BulletShares 2021 HY Corp (BSJL)46138J809Exchange Traded Fund70,783$1.63M<0.1%–
XPEVXpeng Inc.ADS33,427$1.19M<0.1%History
QSQuantumScape CorpCOM CL A35,148$863.0K<0.1%History
EQIXEquinix IncCOM1,035$818.0K<0.1%History
CRSCarpenter Technology CorpCOM21,788$713.0K<0.1%History
PCIPIMCO Dynamic Credit & Mortgage Income FundCOM SHS31,384$663.0K<0.1%History
BLDPBallard Power Systems Inc.COM46,194$649.0K<0.1%History
LILi Auto Inc.SPONSORED ADS24,060$633.0K<0.1%History
ERICEricsson LM Telephone CoADR B SEK 1055,241$619.0K<0.1%History
CLVTClarivate PLCORD SHS27,895$611.0K<0.1%History
KSUKansas City SouthernCOM NEW2,231$604.0K<0.1%History
First Tr Exchange-Traded FD33734X127ENERGY ALPHADX52,289$600.0K<0.1%–
iShares Tr46435U226IBONDS 21 TRM HG23,540$569.0K<0.1%–
First Tr Exchange Traded FD33738R795NASDAQ TRANSN18,133$559.0K<0.1%–
AIZAssurant, Inc.Stock3,340$527.0K<0.1%History
PHGKoninklijke Philips NVNY REGIS SHS NEW11,824$525.0K<0.1%History
BEEMBeam GlobalCOM18,757$513.0K<0.1%History
WisdomTree Tr97717W844GLOB EX US QU FD12,638$511.0K<0.1%–
First Tr Exch TRD Alphdx FD33737J109ASIA EX JAPAN15,509$502.0K<0.1%–
Credit Suisse AG Nassau BRH22542D423LG CAP GRTH ENH655$460.0K<0.1%–
First Tr Exchng Traded FD VI33740F789MLT MNGD LRG GRW16,665$454.0K<0.1%–
NTLAIntellia Therapeutics, Inc.COM3,321$446.0K<0.1%History
Dimensional ETF Trust25434V104US CORE EQT MKT12,950$390.0K<0.1%–
BSCLBILI Social International, Inc.BULSHS 2021 CB18,279$386.0K<0.1%History
WKHSWorkhorse Group Inc.COM NEW50,232$384.0K<0.1%History
CAKECheesecake Factory IncCOM8,130$382.0K<0.1%History
CARAvis Budget Group, Inc.COM3,279$382.0K<0.1%History
iShares Inc464286319EM MKTS DIV ETF9,357$364.0K<0.1%–
PTONPeloton Interactive, Inc.CL A COM4,133$360.0K<0.1%History
iShares Tr46434VBK5IBONDS DEC21 ETF14,292$353.0K<0.1%–
JYNTJOINT CorpCOM3,440$337.0K<0.1%History
ANAutonation, Inc.COM2,710$330.0K<0.1%History
First Trust Indxx Innovative Transaction & Process ETF33741X201ETF7,640$322.0K<0.1%–
First Tr Exchng Traded FD VI33740F730FT VEST US EQT9,447$319.0K<0.1%–
Innovator ETFs Trust45782C326US EQTY BUFR MAY10,081$315.0K<0.1%–
iShares Tr464288836U.S. PHARMA ETF1,702$312.0K<0.1%–
VanEck Vectors ETF Tr92189F585OIL REFINERS ETF10,609$310.0K<0.1%–
SPLKSplunk IncCOM2,106$305.0K<0.1%History
HSBCHSBC Holdings PLCSPON ADR NEW11,621$304.0K<0.1%History
WisdomTree Tr97717W547US VALUE FD5,080$301.0K<0.1%–
GBABGuggenheim Taxable Municipal Bond & Investment Grade Debt TrustCOM12,040$295.0K<0.1%History
LSCCLattice Semiconductor CorpCOM4,485$290.0K<0.1%History
DBEInvesco DB Energy FundENERGY FD17,000$288.0K<0.1%History
JKHYJack Henry & Associates IncStock1,752$287.0K<0.1%History
CASYCaseys General Stores IncCOM1,499$282.0K<0.1%History
APPNAppian CorpCL A2,997$277.0K<0.1%History
CONECyrusOne Holdco LLCCOM3,572$277.0K<0.1%History
JWNNordstrom IncStock10,411$275.0K<0.1%History
BYNDBeyond Meat, Inc.COM2,617$275.0K<0.1%History
EXPEExpedia Group, Inc.Stock1,671$274.0K<0.1%History
OPIOffice Properties Income TrustCOM SHS BEN INT10,328$262.0K<0.1%History
BEPBrookfield Renewable Partners L.P.PARTNERSHIP UNIT7,063$261.0K<0.1%History
INGING Groep NVSPONSORED ADR17,441$253.0K<0.1%History
SPDR Series Trust78464A540ST STR SP TELCO2,654$253.0K<0.1%–
CIIBlackRock Enhanced Large Cap Core Fund, Inc.COM12,465$252.0K<0.1%History
UPSTUpstart Holdings, Inc.COM788$249.0K<0.1%History
BILIBilibili Inc.SPONS ADS REP Z3,745$248.0K<0.1%History
iShares Tr46435G342MORTGE REL ETF6,837$247.0K<0.1%–
WHFWhiteHorse Finance, Inc.COM16,125$245.0K<0.1%History
WisdomTree Tr97717X651US S CAP QTY DIV5,484$243.0K<0.1%–
iShares Tr464289420RUS TP200 VL ETF3,639$239.0K<0.1%–
ORIOld Republic International CorpCOM10,252$237.0K<0.1%History
LMNDLemonade, Inc.Stock3,524$236.0K<0.1%History
OMCOmnicom Group Inc.COM3,192$231.0K<0.1%History
Northern LTS FD Tr IV66538H591MAIN SECTR ROTN5,592$228.0K<0.1%–
Flexshares Tr33939L407MORNSTAR UPSTR6,189$227.0K<0.1%–
PBCTPeople's United Financial, Inc.COM12,878$225.0K<0.1%History
BUDAnheuser-Busch InBev SA/NVADR3,917$221.0K<0.1%History
SARSaratoga Investment Corp.COM NEW7,488$215.0K<0.1%History
Nuveen Diversified Divid & I6706EP105COM20,542$213.0K<0.1%–
Northern LTS FD Tr IV66538H658INSPIRE GBL HOPE5,500$210.0K<0.1%–
WATWaters CorpCOM588$210.0K<0.1%History
NEONeogenomics IncCOM NEW4,316$208.0K<0.1%History
FLOFlowers Foods IncCOM8,702$206.0K<0.1%History
Pacer Developed Markets International Cash Cows 100 ETF69374H873ETF6,580$204.0K<0.1%–
Global X FDS37954Y434GENOMIC BIOTECH9,200$204.0K<0.1%–
DXCMDexcom IncCOM371$203.0K<0.1%History
PTYPIMCO Corporate & Income Opportunity FundCOM11,030$202.0K<0.1%History
PDCOPatterson Companies, Inc.COM6,673$201.0K<0.1%History
APTVAptiv PLCSHS1,351$201.0K<0.1%History
OKTAOkta, Inc.CL A843$200.0K<0.1%History
BHKBlackRock Core Bond TrustSHS BEN INT10,252$170.0K<0.1%History
JBLUJetBlue Airways CorpCOM10,128$155.0K<0.1%History
HNSTHonest Company, Inc.COM13,900$144.0K<0.1%History
EARNEllington Credit CoCOM SHS BEN INT12,765$142.0K<0.1%History
MTUSMetallus Inc.COM10,695$140.0K<0.1%History
FIRYFiry Inc.COM11,755$115.0K<0.1%History
POWWOutdoor Holding CoCOM16,054$99.0K<0.1%History
USALiberty All Star Equity FundSH BEN INT10,029$86.0K<0.1%History
INSGInseego Corp.COM12,701$85.0K<0.1%History
IAFAbrdn Australia Equity Fund, Inc.COM11,636$69.0K<0.1%History
NCZVirtus Convertible & Income Fund IICOM11,704$61.0K<0.1%History
SMSISmith Micro Software, Inc.COM NEW11,100$54.0K<0.1%History
KOPNKopin CorpCOM10,254$53.0K<0.1%History
KRMDKORU Medical Systems, Inc.COM17,919$51.0K<0.1%History
HIVEHIVE Digital Technologies Ltd.COM10,900$29.0K<0.1%History
DFTXDefinium Therapeutics, Inc.COM11,300$26.0K<0.1%History