Cetera Advisors LLC
- SEC CIK
- 0001534400
- Latest filing
- May 24, 2024
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Feb 14, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 1,428
- +29 vs. Q3 2021
- Portfolio value
- $4.94B
- −$199.3M (−3.9%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| PINSPinterest, Inc. | CL A | 9,955 | $362.0K | <0.1% | −1,212−10.9% | Reduced | History |
| Absolute Shs Tr00400R841 | WBI BULBEAR TR | 17,003 | $362.0K | <0.1% | +289+1.7% | Added | – |
| DBX ETF Tr233051200 | XTRACK MSCI EAFE | 9,244 | $363.0K | <0.1% | +30.0% | Added | – |
| LANDGladstone Land Corp | COM | 10,758 | $363.0K | <0.1% | +758+7.6% | Added | History |
| WisdomTree Tr97717W448 | GERMANY HEDEQ FD | 10,118 | $363.0K | <0.1% | 00.0% | Unchanged | – |
| Global X FDS37954Y418 | THMATC GWT ETF | 8,191 | $364.0K | <0.1% | +3,680+81.6% | Added | – |
| CPBCAMPBELL'S Co | COM | 8,404 | $365.0K | <0.1% | +3,594+74.7% | Added | History |
| WisdomTree Tr97717X701 | EUROPE HEDGED EQ | 4,557 | $365.0K | <0.1% | +450+11.0% | Added | – |
| Innovator ETFs Trust45782C581 | US EQTY BUF NOV | 11,091 | $365.0K | <0.1% | +11,091 | New | – |
| BKNGBooking Holdings Inc. | Stock | 153 | $367.0K | <0.1% | −97−38.8% | Reduced | History |
| EOSEaton Vance Enhanced Equity Income Fund II | COM | 14,920 | $367.0K | <0.1% | +2,100+16.4% | Added | History |
| CRLCharles River Laboratories International, Inc. | COM | 980 | $369.0K | <0.1% | −515−34.4% | Reduced | History |
| FNVFranco Nevada Corp | Stock | 2,690 | $372.0K | <0.1% | +347+14.8% | Added | History |
| ADSKAutodesk, Inc. | COM | 1,326 | $373.0K | <0.1% | +73+5.8% | Added | History |
| Vanguard Whitehall FDS921946794 | INTL HIGH ETF | 5,578 | $375.0K | <0.1% | 00.0% | Unchanged | – |
| PGRProgressive Corp | Stock | 3,672 | $377.0K | <0.1% | −1,414−27.8% | Reduced | History |
| iShares Tr46436E551 | ESG SELECT SCRE | 9,696 | $377.0K | <0.1% | +1,893+24.3% | Added | – |
| Global X FDS37954Y814 | FINTECH ETF | 9,406 | $377.0K | <0.1% | +852+10.0% | Added | – |
| Invesco Exch TRD SLF Idx FD46138J783 | BULSHS 2027 CB | 17,558 | $378.0K | <0.1% | +3,516+25.0% | Added | – |
| MSIMotorola Solutions, Inc. | Stock | 1,394 | $379.0K | <0.1% | −119−7.9% | Reduced | History |
| First Tr Exchng Traded FD VI33740F680 | FT VEST US EQT | 11,450 | $379.0K | <0.1% | +2,761+31.8% | Added | – |
| VanEck ETF Trust92189F411 | BDC INCOME ETF | 22,101 | $380.0K | <0.1% | +1,551+7.5% | Added | – |
| ATOAtmos Energy Corp | COM | 3,644 | $382.0K | <0.1% | −1,479−28.9% | Reduced | History |
| Innovator U.S. Equity Ultra Buffer ETF - October45782C821 | ETF | 13,446 | $383.0K | <0.1% | +13,446 | New | – |
| Dimensional U.S. Small Cap ETF25434V500 | ETF | 6,385 | $383.0K | <0.1% | −156−2.4% | Reduced | – |
| SAMBoston Beer Co Inc | CL A | 759 | $383.0K | <0.1% | +266+54.0% | Added | History |
| First Tr Exchange-Traded Alp33734Y109 | COM SHS | 3,945 | $383.0K | <0.1% | −334−7.8% | Reduced | – |
| DHIHorton D R Inc | COM | 3,527 | $383.0K | <0.1% | −61−1.7% | Reduced | History |
| iShares Tr464289859 | CORE 80 20 ETF | 5,261 | $383.0K | <0.1% | −325−5.8% | Reduced | – |
| Paramount Global92556H206 | CL B | 12,701 | $383.0K | <0.1% | −1,299−9.3% | Reduced | – |
| State Street SPDR S&P 600 Small Cap Value ETF78464A300 | ETF | 4,546 | $385.0K | <0.1% | −92−2.0% | Reduced | – |
| TAKTakeda Pharmaceutical Co Ltd | ADR | 28,337 | $386.0K | <0.1% | +28,337 | New | History |
| BIDUBaidu, Inc. | ADR | 2,608 | $388.0K | <0.1% | −1,527−36.9% | Reduced | History |
| SPDR Ser Tr78464A110 | FACTST INV ETF | 2,033 | $388.0K | <0.1% | +2,033 | New | – |
| iShares Inc464286285 | JP MRGN EM HI BD | 9,062 | $390.0K | <0.1% | −501−5.2% | Reduced | – |
| iShares Tr464287812 | US CONSM STAPLES | 1,957 | $392.0K | <0.1% | −1,203−38.1% | Reduced | – |
| CROXCrocs, Inc. | COM | 3,067 | $393.0K | <0.1% | +911+42.3% | Added | History |
| First Tr Exchange-Traded FD33739Q309 | HIGH INCM STRGC | 7,765 | $394.0K | <0.1% | +1,000+14.8% | Added | – |
| BROSDutch Bros Inc. | CL A | 7,738 | $394.0K | <0.1% | +7,738 | New | History |
| ERHAllspring Utilities & High Income Fund | WF UTILITIES INC | 26,700 | $394.0K | <0.1% | +4,000+17.6% | Added | History |
| LSILife Storage, Inc. | COM | 2,579 | $395.0K | <0.1% | 00.0% | Unchanged | History |
| AWKAmerican Water Works Company, Inc. | Stock | 2,099 | $396.0K | <0.1% | −335−13.8% | Reduced | History |
| BCEBce Inc | COM NEW | 7,605 | $396.0K | <0.1% | +495+7.0% | Added | History |
| CPECallon Petroleum Co | COM | 8,410 | $397.0K | <0.1% | +1,238+17.3% | Added | History |
| iShares Tr464287127 | MORNINGSTR US EQ | 5,988 | $398.0K | <0.1% | −60−1.0% | Reduced | – |
| VanEck ETF Trust92189F130 | REAL ASSETS ETF | 16,102 | $399.0K | <0.1% | −12,666−44.0% | Reduced | – |
| SPDR Series Trust78464A755 | ST STR SP METAL | 8,929 | $400.0K | <0.1% | +8,929 | New | – |
| DSLDoubleLine Income Solutions Fund | COM | 24,850 | $401.0K | <0.1% | −3,830−13.4% | Reduced | History |
| YPFYpf Sociedad Anonima | SPON ADR CL D | 105,058 | $401.0K | <0.1% | +5,380+5.4% | Added | History |
| HXLHexcel Corp | COM | 7,781 | $403.0K | <0.1% | −3,477−30.9% | Reduced | History |
| iShares S&P Mid-Cap 400 Value ETF464287705 | ETF | 3,667 | $406.0K | <0.1% | +157+4.5% | Added | – |
| RFRegions Financial Corp | COM | 18,627 | $406.0K | <0.1% | −1,335−6.7% | Reduced | History |
| NETCloudflare, Inc. | CL A COM | 3,088 | $406.0K | <0.1% | +540+21.2% | Added | History |
| Global X FDS37954Y830 | GLOBAL X COPPER | 11,039 | $407.0K | <0.1% | −389−3.4% | Reduced | – |
| SLFSun Life Financial Inc | COM | 7,318 | $408.0K | <0.1% | +2,616+55.6% | Added | History |
| FNGSBank of Montreal | NT LKD 38 | 12,600 | $408.0K | <0.1% | +870+7.4% | Added | History |
| BCVBancroft Fund Ltd | COM | 15,493 | $409.0K | <0.1% | +7,686+98.5% | Added | History |
| iShares Ibonds Dec 2028 Term Corporate ETF46435U515 | ETF | 14,489 | $410.0K | <0.1% | −58−0.4% | Reduced | – |
| Delaware Invts Div & Income245915103 | COM | 35,160 | $411.0K | <0.1% | +1,160+3.4% | Added | – |
| iShares Tr464288372 | GLB INFRASTR ETF | 8,662 | $412.0K | <0.1% | +10+0.1% | Added | – |
| LEUCentrus Energy Corp | Stock | 8,282 | $413.0K | <0.1% | +8,282 | New | History |
| TDOCTeladoc Health, Inc. | COM | 4,493 | $413.0K | <0.1% | +1,515+50.9% | Added | History |
| SIVRabrdn Silver ETF Trust | PHYSCL SILVR SHS | 18,471 | $414.0K | <0.1% | +7,250+64.6% | Added | History |
| FXAInvesco CurrencyShares Australian Dollar Trust | AUSTRALIAN DOL | 5,767 | $416.0K | <0.1% | +5,767 | New | History |
| ZIPZiprecruiter, Inc. | CL A | 16,698 | $416.0K | <0.1% | +16,698 | New | History |
| Invesco Exchange Traded FD T46137V720 | LEISU ENTMT ETF | 8,506 | $417.0K | <0.1% | −4,441−34.3% | Reduced | – |
| Invesco Exchange Traded FD T46137V647 | SEMICONDUCTORS | 2,720 | $418.0K | <0.1% | +65+2.4% | Added | – |
| AGNCAGNC Investment Corp. | REIT | 27,843 | $419.0K | <0.1% | +405+1.5% | Added | History |
| BRWSaba Capital Income & Opportunities Fund | SHARES | 92,695 | $419.0K | <0.1% | 00.0% | Unchanged | History |
| Fidelity MSCI Information Technology Index ETF316092808 | ETF | 3,107 | $421.0K | <0.1% | +3,107 | New | – |
| CNPCenterpoint Energy Inc | COM | 15,140 | $423.0K | <0.1% | −1,070−6.6% | Reduced | History |
| VIAVViavi Solutions Inc. | COM | 23,986 | $423.0K | <0.1% | +7,061+41.7% | Added | History |
| SPDR Series Trust78464A672 | ST INTER ETF | 13,248 | $425.0K | <0.1% | +953+7.8% | Added | – |
| VRTVVeritiv Corp | COM | 3,477 | $426.0K | <0.1% | +3,477 | New | History |
| CRCrane Co | COM | 4,199 | $427.0K | <0.1% | +1,904+83.0% | Added | History |
| FEFirstenergy Corp | COM | 10,290 | $428.0K | <0.1% | +96+0.9% | Added | History |
| Vanguard Scottsdale FDS92206C664 | VNG RUS2000IDX | 4,795 | $431.0K | <0.1% | +224+4.9% | Added | – |
| CNCCentene Corp | Stock | 5,246 | $432.0K | <0.1% | +5,246 | New | History |
| iShares Tr46436E544 | ESG SELE SCR ETF | 10,651 | $433.0K | <0.1% | +3,375+46.4% | Added | – |
| PEverpure, Inc. | CL A | 13,298 | $433.0K | <0.1% | +13,298 | New | History |
| Vanguard Materials ETF92204A801 | ETF | 2,205 | $434.0K | <0.1% | −63−2.8% | Reduced | – |
| DBX ETF Tr233051432 | XTRACK USD HIGH | 10,955 | $436.0K | <0.1% | +3,813+53.4% | Added | – |
| SPDR Series Trust78468R861 | STATE STRET SPDR | 20,713 | $437.0K | <0.1% | +1,372+7.1% | Added | – |
| BSTBlackRock Science & Technology Trust | SHS | 8,809 | $440.0K | <0.1% | −1,789−16.9% | Reduced | History |
| KKellanova | Stock | 6,860 | $442.0K | <0.1% | −282−3.9% | Reduced | History |
| PAYCPaycom Software, Inc. | Stock | 1,066 | $443.0K | <0.1% | −450−29.7% | Reduced | History |
| First Tr Exchange-Traded FD337344105 | NASDAQ-100 SEL | 3,748 | $444.0K | <0.1% | −1,063−22.1% | Reduced | – |
| HQHabrdn Healthcare Investors | SH BEN INT | 18,745 | $445.0K | <0.1% | +2,993+19.0% | Added | History |
| IDAIdacorp Inc | COM | 3,947 | $447.0K | <0.1% | +123+3.2% | Added | History |
| PAASPan American Silver Corp | Stock | 17,924 | $448.0K | <0.1% | −3,777−17.4% | Reduced | History |
| First Tr Exchng Traded FD VI33740F615 | FT VEST US EQT | 14,040 | $448.0K | <0.1% | −2,630−15.8% | Reduced | – |
| HCAHCA Healthcare, Inc. | COM | 1,746 | $449.0K | <0.1% | −639−26.8% | Reduced | History |
| ZBRAZebra Technologies Corp | CL A | 754 | $449.0K | <0.1% | +220+41.2% | Added | History |
| iShares Tr464287788 | U.S. FINLS ETF | 5,200 | $451.0K | <0.1% | −632−10.8% | Reduced | – |
| BSTZBlackRock Science & Technology Term Trust | SHS BEN INT | 11,571 | $451.0K | <0.1% | +347+3.1% | Added | History |
| MTBM&T Bank Corp | COM | 2,944 | $452.0K | <0.1% | +3+0.1% | Added | History |
| Invesco Exch Traded FD Tr II46138E784 | EMRNG MKT SVRG | 17,179 | $453.0K | <0.1% | −3,051−15.1% | Reduced | – |
| XLNXXilinx Inc | COM | 2,135 | $453.0K | <0.1% | −51−2.3% | Reduced | History |
| BNYBank of New York Mellon Corp | Stock | 7,818 | $454.0K | <0.1% | +1,042+15.4% | Added | History |
| Vanguard Financials ETF92204A405 | ETF | 4,703 | $454.0K | <0.1% | +164+3.6% | Added | – |
Options (5)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
Sold out since Q3 2021 (106)
Positions held at the end of Q3 2021 that are gone from this filing.
The largest 100 of 106 by value last quarter.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| VERVEREIT, Inc. | COM | 131,506 | $5.95M | 0.1% | History |
| DIDIYDiDi Global Inc. | SPONSORED ADS | 305,637 | $2.38M | <0.1% | History |
| EVAEnviva, LLC | COM UNIT | 33,515 | $1.81M | <0.1% | History |
| Invesco BulletShares 2021 HY Corp (BSJL)46138J809 | Exchange Traded Fund | 70,783 | $1.63M | <0.1% | – |
| XPEVXpeng Inc. | ADS | 33,427 | $1.19M | <0.1% | History |
| QSQuantumScape Corp | COM CL A | 35,148 | $863.0K | <0.1% | History |
| EQIXEquinix Inc | COM | 1,035 | $818.0K | <0.1% | History |
| CRSCarpenter Technology Corp | COM | 21,788 | $713.0K | <0.1% | History |
| PCIPIMCO Dynamic Credit & Mortgage Income Fund | COM SHS | 31,384 | $663.0K | <0.1% | History |
| BLDPBallard Power Systems Inc. | COM | 46,194 | $649.0K | <0.1% | History |
| LILi Auto Inc. | SPONSORED ADS | 24,060 | $633.0K | <0.1% | History |
| ERICEricsson LM Telephone Co | ADR B SEK 10 | 55,241 | $619.0K | <0.1% | History |
| CLVTClarivate PLC | ORD SHS | 27,895 | $611.0K | <0.1% | History |
| KSUKansas City Southern | COM NEW | 2,231 | $604.0K | <0.1% | History |
| First Tr Exchange-Traded FD33734X127 | ENERGY ALPHADX | 52,289 | $600.0K | <0.1% | – |
| iShares Tr46435U226 | IBONDS 21 TRM HG | 23,540 | $569.0K | <0.1% | – |
| First Tr Exchange Traded FD33738R795 | NASDAQ TRANSN | 18,133 | $559.0K | <0.1% | – |
| AIZAssurant, Inc. | Stock | 3,340 | $527.0K | <0.1% | History |
| PHGKoninklijke Philips NV | NY REGIS SHS NEW | 11,824 | $525.0K | <0.1% | History |
| BEEMBeam Global | COM | 18,757 | $513.0K | <0.1% | History |
| WisdomTree Tr97717W844 | GLOB EX US QU FD | 12,638 | $511.0K | <0.1% | – |
| First Tr Exch TRD Alphdx FD33737J109 | ASIA EX JAPAN | 15,509 | $502.0K | <0.1% | – |
| Credit Suisse AG Nassau BRH22542D423 | LG CAP GRTH ENH | 655 | $460.0K | <0.1% | – |
| First Tr Exchng Traded FD VI33740F789 | MLT MNGD LRG GRW | 16,665 | $454.0K | <0.1% | – |
| NTLAIntellia Therapeutics, Inc. | COM | 3,321 | $446.0K | <0.1% | History |
| Dimensional ETF Trust25434V104 | US CORE EQT MKT | 12,950 | $390.0K | <0.1% | – |
| BSCLBILI Social International, Inc. | BULSHS 2021 CB | 18,279 | $386.0K | <0.1% | History |
| WKHSWorkhorse Group Inc. | COM NEW | 50,232 | $384.0K | <0.1% | History |
| CAKECheesecake Factory Inc | COM | 8,130 | $382.0K | <0.1% | History |
| CARAvis Budget Group, Inc. | COM | 3,279 | $382.0K | <0.1% | History |
| iShares Inc464286319 | EM MKTS DIV ETF | 9,357 | $364.0K | <0.1% | – |
| PTONPeloton Interactive, Inc. | CL A COM | 4,133 | $360.0K | <0.1% | History |
| iShares Tr46434VBK5 | IBONDS DEC21 ETF | 14,292 | $353.0K | <0.1% | – |
| JYNTJOINT Corp | COM | 3,440 | $337.0K | <0.1% | History |
| ANAutonation, Inc. | COM | 2,710 | $330.0K | <0.1% | History |
| First Trust Indxx Innovative Transaction & Process ETF33741X201 | ETF | 7,640 | $322.0K | <0.1% | – |
| First Tr Exchng Traded FD VI33740F730 | FT VEST US EQT | 9,447 | $319.0K | <0.1% | – |
| Innovator ETFs Trust45782C326 | US EQTY BUFR MAY | 10,081 | $315.0K | <0.1% | – |
| iShares Tr464288836 | U.S. PHARMA ETF | 1,702 | $312.0K | <0.1% | – |
| VanEck Vectors ETF Tr92189F585 | OIL REFINERS ETF | 10,609 | $310.0K | <0.1% | – |
| SPLKSplunk Inc | COM | 2,106 | $305.0K | <0.1% | History |
| HSBCHSBC Holdings PLC | SPON ADR NEW | 11,621 | $304.0K | <0.1% | History |
| WisdomTree Tr97717W547 | US VALUE FD | 5,080 | $301.0K | <0.1% | – |
| GBABGuggenheim Taxable Municipal Bond & Investment Grade Debt Trust | COM | 12,040 | $295.0K | <0.1% | History |
| LSCCLattice Semiconductor Corp | COM | 4,485 | $290.0K | <0.1% | History |
| DBEInvesco DB Energy Fund | ENERGY FD | 17,000 | $288.0K | <0.1% | History |
| JKHYJack Henry & Associates Inc | Stock | 1,752 | $287.0K | <0.1% | History |
| CASYCaseys General Stores Inc | COM | 1,499 | $282.0K | <0.1% | History |
| APPNAppian Corp | CL A | 2,997 | $277.0K | <0.1% | History |
| CONECyrusOne Holdco LLC | COM | 3,572 | $277.0K | <0.1% | History |
| JWNNordstrom Inc | Stock | 10,411 | $275.0K | <0.1% | History |
| BYNDBeyond Meat, Inc. | COM | 2,617 | $275.0K | <0.1% | History |
| EXPEExpedia Group, Inc. | Stock | 1,671 | $274.0K | <0.1% | History |
| OPIOffice Properties Income Trust | COM SHS BEN INT | 10,328 | $262.0K | <0.1% | History |
| BEPBrookfield Renewable Partners L.P. | PARTNERSHIP UNIT | 7,063 | $261.0K | <0.1% | History |
| INGING Groep NV | SPONSORED ADR | 17,441 | $253.0K | <0.1% | History |
| SPDR Series Trust78464A540 | ST STR SP TELCO | 2,654 | $253.0K | <0.1% | – |
| CIIBlackRock Enhanced Large Cap Core Fund, Inc. | COM | 12,465 | $252.0K | <0.1% | History |
| UPSTUpstart Holdings, Inc. | COM | 788 | $249.0K | <0.1% | History |
| BILIBilibili Inc. | SPONS ADS REP Z | 3,745 | $248.0K | <0.1% | History |
| iShares Tr46435G342 | MORTGE REL ETF | 6,837 | $247.0K | <0.1% | – |
| WHFWhiteHorse Finance, Inc. | COM | 16,125 | $245.0K | <0.1% | History |
| WisdomTree Tr97717X651 | US S CAP QTY DIV | 5,484 | $243.0K | <0.1% | – |
| iShares Tr464289420 | RUS TP200 VL ETF | 3,639 | $239.0K | <0.1% | – |
| ORIOld Republic International Corp | COM | 10,252 | $237.0K | <0.1% | History |
| LMNDLemonade, Inc. | Stock | 3,524 | $236.0K | <0.1% | History |
| OMCOmnicom Group Inc. | COM | 3,192 | $231.0K | <0.1% | History |
| Northern LTS FD Tr IV66538H591 | MAIN SECTR ROTN | 5,592 | $228.0K | <0.1% | – |
| Flexshares Tr33939L407 | MORNSTAR UPSTR | 6,189 | $227.0K | <0.1% | – |
| PBCTPeople's United Financial, Inc. | COM | 12,878 | $225.0K | <0.1% | History |
| BUDAnheuser-Busch InBev SA/NV | ADR | 3,917 | $221.0K | <0.1% | History |
| SARSaratoga Investment Corp. | COM NEW | 7,488 | $215.0K | <0.1% | History |
| Nuveen Diversified Divid & I6706EP105 | COM | 20,542 | $213.0K | <0.1% | – |
| Northern LTS FD Tr IV66538H658 | INSPIRE GBL HOPE | 5,500 | $210.0K | <0.1% | – |
| WATWaters Corp | COM | 588 | $210.0K | <0.1% | History |
| NEONeogenomics Inc | COM NEW | 4,316 | $208.0K | <0.1% | History |
| FLOFlowers Foods Inc | COM | 8,702 | $206.0K | <0.1% | History |
| Pacer Developed Markets International Cash Cows 100 ETF69374H873 | ETF | 6,580 | $204.0K | <0.1% | – |
| Global X FDS37954Y434 | GENOMIC BIOTECH | 9,200 | $204.0K | <0.1% | – |
| DXCMDexcom Inc | COM | 371 | $203.0K | <0.1% | History |
| PTYPIMCO Corporate & Income Opportunity Fund | COM | 11,030 | $202.0K | <0.1% | History |
| PDCOPatterson Companies, Inc. | COM | 6,673 | $201.0K | <0.1% | History |
| APTVAptiv PLC | SHS | 1,351 | $201.0K | <0.1% | History |
| OKTAOkta, Inc. | CL A | 843 | $200.0K | <0.1% | History |
| BHKBlackRock Core Bond Trust | SHS BEN INT | 10,252 | $170.0K | <0.1% | History |
| JBLUJetBlue Airways Corp | COM | 10,128 | $155.0K | <0.1% | History |
| HNSTHonest Company, Inc. | COM | 13,900 | $144.0K | <0.1% | History |
| EARNEllington Credit Co | COM SHS BEN INT | 12,765 | $142.0K | <0.1% | History |
| MTUSMetallus Inc. | COM | 10,695 | $140.0K | <0.1% | History |
| FIRYFiry Inc. | COM | 11,755 | $115.0K | <0.1% | History |
| POWWOutdoor Holding Co | COM | 16,054 | $99.0K | <0.1% | History |
| USALiberty All Star Equity Fund | SH BEN INT | 10,029 | $86.0K | <0.1% | History |
| INSGInseego Corp. | COM | 12,701 | $85.0K | <0.1% | History |
| IAFAbrdn Australia Equity Fund, Inc. | COM | 11,636 | $69.0K | <0.1% | History |
| NCZVirtus Convertible & Income Fund II | COM | 11,704 | $61.0K | <0.1% | History |
| SMSISmith Micro Software, Inc. | COM NEW | 11,100 | $54.0K | <0.1% | History |
| KOPNKopin Corp | COM | 10,254 | $53.0K | <0.1% | History |
| KRMDKORU Medical Systems, Inc. | COM | 17,919 | $51.0K | <0.1% | History |
| HIVEHIVE Digital Technologies Ltd. | COM | 10,900 | $29.0K | <0.1% | History |
| DFTXDefinium Therapeutics, Inc. | COM | 11,300 | $26.0K | <0.1% | History |