Shaker Financial Services, LLC
- SEC CIK
- 0001511794
- Latest filing
- Jul 15, 2026
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Feb 7, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 161
- +21 vs. Q3 2021
- Portfolio value
- $283.2M
- +$33.3M (+13.3%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| JMMNuveen Multi-Market Income Fund | COM | 10,349 | $78.0K | <0.1% | −11,089−51.7% | Reduced | History |
| JEQAbrdn Japan Equity Fund, Inc. | COM | 14,700 | $120.0K | <0.1% | 00.0% | Unchanged | History |
| MCRMFS Charter Income Trust | SH BEN INT | 14,300 | $122.0K | <0.1% | −16,348−53.3% | Reduced | History |
| GCVGabelli Convertible & Income Securities Fund Inc | COM | 20,355 | $140.0K | <0.1% | −113,954−84.8% | Reduced | History |
| EGFBlackRock Enhanced Government Fund, Inc. | COM | 12,759 | $160.0K | 0.1% | −17,075−57.2% | Reduced | History |
| SPESpecial Opportunities Fund, Inc. | COM | 10,457 | $162.0K | 0.1% | +10,457 | New | History |
| EMFTempleton Emerging Markets Fund | COM | 10,276 | $165.0K | 0.1% | −16,484−61.6% | Reduced | History |
| HERZHerzfeld Credit Income Fund, Inc | COM | 30,299 | $168.0K | 0.1% | −17,510−36.6% | Reduced | History |
| AEFabrdn Emerging Markets ex-China Fund, Inc. | COM | 21,688 | $172.0K | 0.1% | −7,121−24.7% | Reduced | History |
| DMOWestern Asset Mortgage Opportunity Fund Inc. | COM | 11,583 | $176.0K | 0.1% | +11,583 | New | History |
| KFKorea Fund Inc | COM NEW | 5,877 | $202.0K | 0.1% | −3,582−37.9% | Reduced | History |
| ADBEAdobe Inc. | Stock | 400 | $227.0K | 0.1% | 00.0% | Unchanged | History |
| CGOCalamos Global Total Return Fund | COM SH BEN INT | 15,507 | $238.0K | 0.1% | +15,507 | New | History |
| IDEVoya Infrastructure, Industrials & Materials Fund | COM | 19,783 | $239.0K | 0.1% | +19,783 | New | History |
| JLSNuveen Mortgage & Income Fund | COM | 11,628 | $244.0K | 0.1% | −396−3.3% | Reduced | History |
| AWPabrdn Global Premier Properties Fund | COM SH BEN INT | 37,066 | $254.0K | 0.1% | +14,266+62.6% | Added | History |
| IAFAbrdn Australia Equity Fund, Inc. | COM | 43,736 | $265.0K | 0.1% | 00.0% | Unchanged | History |
| RGTRoyce Global Trust, Inc. | COM | 20,469 | $269.0K | 0.1% | −1,839−8.2% | Reduced | History |
| NHSNeuberger High Yield Strategies Fund Inc. | COM | 21,700 | $270.0K | 0.1% | +21,700 | New | History |
| CIKUBS Asset Management Income Fund, Inc. | COM | 79,823 | $274.0K | 0.1% | +79,823 | New | History |
| EODAllspring Global Dividend Opportunity Fund | COM | 49,895 | $294.0K | 0.1% | +12,895+34.9% | Added | History |
| BDJBlackRock Enhanced Equity Dividend Trust | COM | 29,685 | $299.0K | 0.1% | −431,895−93.6% | Reduced | History |
| TEITempleton Emerging Markets Income Fund | COM | 41,051 | $299.0K | 0.1% | +41,051 | New | History |
| Nuveen PFD & Income 2022 Ter67075T105 | COM | 12,450 | $306.0K | 0.1% | −3,188−20.4% | Reduced | – |
| CSQCalamos Strategic Total Return Fund | COM SH BEN INT | 16,011 | $309.0K | 0.1% | +16,011 | New | History |
| CHWCalamos Global Dynamic Income Fund | COM | 31,052 | $310.0K | 0.1% | −71,472−69.7% | Reduced | History |
| JOFJapan Smaller Capitalization Fund Inc | COM | 40,727 | $321.0K | 0.1% | −33,526−45.2% | Reduced | History |
| NRONeuberger Real Estate Securities Income Fund Inc | COM | 64,365 | $339.0K | 0.1% | +64,365 | New | History |
| IGDVoya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUND | COM | 56,763 | $352.0K | 0.1% | +38,763+215.4% | Added | History |
| MEGINYLI CBRE Global Infrastructure Megatrends Term Fund | COM | 18,300 | $353.0K | 0.1% | +18,300 | New | History |
| FGBFirst Trust Specialty Finance & Financial Opportunities Fund | COM BEN INTR | 86,527 | $354.0K | 0.1% | −29,591−25.5% | Reduced | History |
| BSTBlackRock Science & Technology Trust | SHS | 7,258 | $363.0K | 0.1% | −13,365−64.8% | Reduced | History |
| JRSNuveen Real Estate Income Fund | COM | 29,615 | $380.0K | 0.1% | −48,070−61.9% | Reduced | History |
| GGZGabelli Global Small & Mid Cap Value Trust | COM | 23,963 | $381.0K | 0.1% | −39,317−62.1% | Reduced | History |
| CEECentral & Eastern Europe Fund, Inc. | COM | 15,163 | $400.0K | 0.1% | +15,163 | New | History |
| ECFEllsworth Growth & Income Fund Ltd | COM | 33,789 | $418.0K | 0.1% | −25,648−43.2% | Reduced | History |
| HNWPioneer Diversified High Income Fund, Inc. | COM | 27,488 | $421.0K | 0.1% | −43,456−61.3% | Reduced | History |
| NCVVirtus Convertible & Income Fund | COM | 72,719 | $424.0K | 0.1% | −32,311−30.8% | Reduced | History |
| GABGabelli Equity Trust Inc | COM | 61,098 | $439.0K | 0.2% | −160,711−72.5% | Reduced | History |
| EXGEaton Vance Tax-Managed Global Diversified Equity Income Fund | COM | 42,389 | $452.0K | 0.2% | +42,389 | New | History |
| SDHYPGIM Short Duration High Yield Opportunities Fund | COM | 25,700 | $474.0K | 0.2% | +25,700 | New | History |
| VVRInvesco Senior Income Trust | COM | 109,600 | $475.0K | 0.2% | −18,211−14.2% | Reduced | History |
| GDOWestern Asset Global Corporate Opportunity Fund Inc. | COM | 27,667 | $484.0K | 0.2% | −37,875−57.8% | Reduced | History |
| AODabrdn Total Dynamic Dividend Fund | COM SH BEN INT | 47,503 | $485.0K | 0.2% | −108,194−69.5% | Reduced | History |
| First Tr Energy Infrastrctr33738C103 | COM | 35,853 | $485.0K | 0.2% | 00.0% | Unchanged | – |
| IHDVoya Emerging Markets High Dividend Equity Fund | COM | 68,990 | $490.0K | 0.2% | −21,071−23.4% | Reduced | History |
| PTACohen & Steers Tax-Advantaged Preferred Securities & Income Fund | COM | 20,500 | $493.0K | 0.2% | +20,500 | New | History |
| NPCTNuveen Core Plus Impact Fund | COM BEN INT | 27,303 | $500.0K | 0.2% | +27,303 | New | History |
| DSUBlackRock Debt Strategies Fund, Inc. | COM NEW | 46,066 | $539.0K | 0.2% | −82,298−64.1% | Reduced | History |
| MFDMacquarie/First Trust Global Infrastr/Util Div & Inc Fund | COM | 55,830 | $539.0K | 0.2% | +19,804+55.0% | Added | History |
| EVTEaton Vance Tax-Advantaged Dividend Income Fund | COM | 18,550 | $553.0K | 0.2% | −61,316−76.8% | Reduced | History |
| PHDPioneer Floating Rate Fund, Inc. | COM | 54,470 | $632.0K | 0.2% | −87,460−61.6% | Reduced | History |
| BGTBlackRock Floating Rate Income Trust | COM | 45,431 | $636.0K | 0.2% | −85,188−65.2% | Reduced | History |
| NBXGNeuberger Next Generation Connectivity Fund Inc. | COMMON STOCK | 38,000 | $657.0K | 0.2% | +38,000 | New | History |
| NCZVirtus Convertible & Income Fund II | COM | 132,511 | $676.0K | 0.2% | −106,444−44.5% | Reduced | History |
| BTXBlackRock Technology & Private Equity Term Trust | SHS BEN INT | 47,000 | $683.0K | 0.2% | +47,000 | New | History |
| IGRCbre Global Real Estate Income Fund | COM | 70,690 | $692.0K | 0.2% | −38,180−35.1% | Reduced | History |
| FTFFranklin Ltd Duration Income Trust | COM | 77,865 | $708.0K | 0.3% | +77,865 | New | History |
| CHNChina Fund, Inc. | COM | 39,226 | $717.0K | 0.3% | −31,213−44.3% | Reduced | History |
| DHYUBS Asset Management High Yield Credit Fund | SH BEN INT | 292,686 | $723.0K | 0.3% | +65,372+28.8% | Added | History |
| PGZPrincipal Real Estate Income Fund | SHS BEN INT | 49,871 | $787.0K | 0.3% | −18,864−27.4% | Reduced | History |
| HYIWestern Asset High Yield Opportunity Fund Inc. | COM | 52,013 | $820.0K | 0.3% | +52,013 | New | History |
| TDFTempleton Dragon Fund Inc | COM | 48,867 | $831.0K | 0.3% | −26,041−34.8% | Reduced | History |
| Pioneer High Income Tr72369H106 | COM | 85,734 | $832.0K | 0.3% | +85,734 | New | – |
| CAFMorgan Stanley China A Share Fund, Inc. | COM | 41,487 | $847.0K | 0.3% | −28,647−40.8% | Reduced | History |
| BRWSaba Capital Income & Opportunities Fund | SHARES | 187,593 | $848.0K | 0.3% | −149,020−44.3% | Reduced | History |
| RIVRivernorth Opportunities Fund, Inc. | COM | 53,473 | $853.0K | 0.3% | +53,473 | New | History |
| DBLDoubleLine Opportunistic Credit Fund | COM | 44,541 | $854.0K | 0.3% | +10,926+32.5% | Added | History |
| AFTApollo Senior Floating Rate Fund Inc. | COM | 53,349 | $859.0K | 0.3% | +33,414+167.6% | Added | History |
| EDDMorgan Stanley Emerging Markets Domestic Debt Fund, Inc. | COM | 159,760 | $875.0K | 0.3% | +159,760 | New | History |
| TWNTaiwan Fund Inc | COM | 23,574 | $886.0K | 0.3% | 00.0% | Unchanged | History |
| IRLNew Ireland Fund Inc | COM | 80,115 | $894.0K | 0.3% | −42,487−34.7% | Reduced | History |
| TBLDThornburg Income Builder Opportunities Trust | COM | 48,000 | $896.0K | 0.3% | +48,000 | New | History |
| HTYJohn Hancock Tax-Advantaged Global Shareholder Yield Fund | TAX ADV GLB SH | 145,632 | $945.0K | 0.3% | +145,632 | New | History |
| GLQClough Global Equity Fund | COM | 73,302 | $963.0K | 0.3% | +73,302 | New | History |
| BCVBancroft Fund Ltd | COM | 36,561 | $966.0K | 0.3% | +2,052+5.9% | Added | History |
| JCENuveen Core Equity Alpha Fund | COM | 52,714 | $979.0K | 0.3% | +52,714 | New | History |
| HIOWestern Asset High Income Opportunity Fund Inc. | COM | 189,706 | $986.0K | 0.3% | −9,866−4.9% | Reduced | History |
| ACPabrdn Income Credit Strategies Fund | COM | 96,939 | $987.0K | 0.3% | +96,939 | New | History |
| IAEVoya Asia Pacific High Dividend Equity Income Fund | COM | 123,494 | $1.00M | 0.4% | +139+0.1% | Added | History |
| CPZCalamos Long/Short Equity & Dynamic Income Trust | COM | 55,373 | $1.08M | 0.4% | +43,749+376.4% | Added | History |
| First Tr High Income L/S FD33738E109 | COM | 73,704 | $1.15M | 0.4% | +18,203+32.8% | Added | – |
| IGAVoya Global Advantage & Premium Opportunity Fund | COM | 114,539 | $1.19M | 0.4% | +114,539 | New | History |
| JRINuveen Real Asset Income & Growth Fund | COM | 73,862 | $1.19M | 0.4% | +73,862 | New | History |
| RSFRiverNorth Capital & Income Fund, Inc. | COM | 62,470 | $1.20M | 0.4% | +62,470 | New | History |
| Nuveen Emerging MKTS Debt 2067077P101 | COM | 160,590 | $1.22M | 0.4% | +80,291+100.0% | Added | – |
| BOEBlackRock Enhanced Global Dividend Trust | COM | 100,865 | $1.23M | 0.4% | −73,062−42.0% | Reduced | History |
| VLTInvesco High Income Trust II | COM | 87,962 | $1.26M | 0.4% | +71,871+446.7% | Added | History |
| JGHNuveen Global High Income Fund | SHS | 80,434 | $1.28M | 0.5% | +32,759+68.7% | Added | History |
| EVFEaton Vance Senior Income Trust | SH BEN INT | 193,457 | $1.30M | 0.5% | +193,457 | New | History |
| FUNDSprott Focus Trust Inc. | COM | 155,762 | $1.34M | 0.5% | −71,440−31.4% | Reduced | History |
| Delaware Invts Div & Income245915103 | COM | 115,226 | $1.35M | 0.5% | +47,336+69.7% | Added | – |
| SABASaba Capital Income & Opportunities Fund II | COM | 262,644 | $1.36M | 0.5% | −43,999−14.3% | Reduced | History |
| GLVClough Global Dividend & Income Fund | COM | 132,366 | $1.42M | 0.5% | +132,366 | New | History |
| BGXBlackstone Long-Short Credit Income Fund | COM SHS BN INT | 99,499 | $1.46M | 0.5% | +99,499 | New | History |
| ASGLiberty All Star Growth Fund Inc. | COM | 166,130 | $1.50M | 0.5% | −334,623−66.8% | Reduced | History |
| FCTFirst Trust Senior Floating Rate Income Fund II | COM | 129,012 | $1.56M | 0.5% | +90,883+238.4% | Added | History |
| EADAllspring Income Opportunities Fund | INC OPPTY FD | 171,459 | $1.57M | 0.6% | +86,773+102.5% | Added | History |
| NMAINuveen Multi-Asset Income Fund | COM | 84,942 | $1.58M | 0.6% | +84,942 | New | History |
| HYTBlackRock Corporate High Yield Fund, Inc. | COM | 129,600 | $1.60M | 0.6% | +129,600 | New | History |
Sold out since Q3 2021 (23)
Positions held at the end of Q3 2021 that are gone from this filing.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| Nuveen Tax-Advantaged Divid67073G105 | COM | 233,509 | $3.70M | 1.5% | – |
| VTAInvesco Dynamic Credit Opportunities Fund | COM | 304,168 | $3.56M | 1.4% | History |
| FAMFirst Trust/Abrdn Global Opportunity Income Fund | COM SHS | 245,827 | $2.49M | 1.0% | History |
| AIOVirtus Artificial Intelligence & Technology Opportunities Fund | COM | 89,874 | $2.40M | 1.0% | History |
| HTDJohn Hancock Tax-Advantaged Dividend Income Fund | COM | 86,564 | $1.98M | 0.8% | History |
| EVVEaton Vance Ltd Duration Income Fund | COM | 84,598 | $1.11M | 0.4% | History |
| STKColumbia Seligman Premium Technology Growth Fund, Inc. | COM | 29,694 | $979.0K | 0.4% | History |
| JTANuveen Tax Advantaged Total Return Strategy Fund | COM | 85,812 | $953.0K | 0.4% | History |
| MSDMorgan Stanley Emerging Markets Debt Fund Inc | COM | 87,663 | $799.0K | 0.3% | History |
| FOFCohen & Steers Closed-End Opportunity Fund, Inc. | COM | 57,267 | $779.0K | 0.3% | History |
| Nuveen Corporate Incm Noveme67077N106 | COM | 77,218 | $724.0K | 0.3% | – |
| EOIEaton Vance Enhanced Equity Income Fund | COM | 31,849 | $570.0K | 0.2% | History |
| ACVVirtus Diversified Income & Convertible Fund | COM | 16,393 | $555.0K | 0.2% | History |
| JPINuveen Preferred Securities & Income Opportunities Fund | COM | 21,610 | $536.0K | 0.2% | History |
| MINAberdeen Intermediate Income Fund | SH BEN INT | 145,826 | $528.0K | 0.2% | History |
| RQICohen & Steers Quality Income Realty Fund Inc | CEF | 34,595 | $515.0K | 0.2% | History |
| First Tr Sr Floating Rate 2033740K101 | COM SHS | 43,176 | $416.0K | 0.2% | – |
| GLUGabelli Global Utility & Income Trust | COM SH BEN INT | 15,717 | $309.0K | 0.1% | History |
| GRXGabelli Healthcare & WellnessRx Trust | SHS | 19,850 | $262.0K | 0.1% | History |
| JHIJohn Hancock Investors Trust | COM | 13,302 | $248.0K | 0.1% | History |
| MXFMexico Fund Inc | COM | 13,861 | $206.0K | 0.1% | History |
| GNTGAMCO Natural Resources, Gold & Income Trust | SH BEN INT | 14,685 | $74.0K | <0.1% | History |
| Angel Oak Finl Strategies IN03464A118 | RIGHT 10/14/2021 | 139,680 | $30.0K | <0.1% | – |