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Livermore
Livermore
ZHEN

Shaker Financial Services, LLC

SEC CIK
0001511794
Latest filing
Jul 15, 2026

Holdings in Q1 2022

Holdings as of Mar 31, 2022, filed May 6, 2022. Long positions only; changes compare share counts with Q4 2021.

Institution overview
Positions
147
−14 vs. Q4 2021
Portfolio value
$265.5M
−$17.6M (−6.2%) vs. Q4 2021
Filed
May 6, 2022
SEC
Holdings of Shaker Financial Services, LLC in Q1 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
GDVGabelli Dividend & Income TrustCOM426,237$10.5M4.0%+58,481+15.9%AddedHistory
TYTRI-CONTINENTAL CorpCOM336,694$10.4M3.9%+223,476+197.4%AddedHistory
GAMGeneral American Investors Co IncCOM192,403$8.17M3.1%+82,667+75.3%AddedHistory
DIAXNuveen Dow 30sm Dynamic Overwrite FundSHS486,164$8.07M3.0%+68,365+16.4%AddedHistory
SPYSPDR S&P 500 ETF TrustETF16,500$7.45M2.8%−22,050−57.2%ReducedHistory
SORSource CapitalCOM171,162$7.19M2.7%+17,791+11.6%AddedHistory
NFJVirtus Dividend, Interest & Premium Strategy FundCOM461,580$6.64M2.5%−79,897−14.8%ReducedHistory
BDJBlackRock Enhanced Equity Dividend TrustCOM562,196$5.57M2.1%+532,511+1,793.9%AddedHistory
RMTRoyce Micro-Cap Trust, Inc.COM500,002$5.26M2.0%+89,924+21.9%AddedHistory
ADXAdams Diversified Equity Fund, Inc.COM280,499$5.17M1.9%+77,253+38.0%AddedHistory
ETGEaton Vance Tax-Advantaged Global Dividend Income FundCOM245,897$5.06M1.9%+47,053+23.7%AddedHistory
SPXXNuveen S&P 500 Dynamic Overwrite FundCOM266,218$4.78M1.8%+23,715+9.8%AddedHistory
AIFApollo Tactical Income Fund Inc.COM287,935$4.13M1.6%−47,675−14.2%ReducedHistory
DSLDoubleLine Income Solutions FundCOM283,265$4.11M1.5%−31,563−10.0%ReducedHistory
HGLBHighland Global Allocation FundCOM406,996$4.01M1.5%+172,920+73.9%AddedHistory
FAXAbrdn Asia-Pacific Income Fund, Inc.COM1,165,129$3.94M1.5%+50,961+4.6%AddedHistory
BGHBarings Global Short Duration High Yield FundCOM249,476$3.87M1.5%+16,259+7.0%AddedHistory
AGDabrdn Global Dynamic Dividend FundCOM333,820$3.74M1.4%+93,691+39.0%AddedHistory
EODAllspring Global Dividend Opportunity FundCOM642,215$3.40M1.3%+592,320+1,187.1%AddedHistory
JPCNuveen Preferred & Income Opportunities FundCOM393,506$3.38M1.3%+23,819+6.4%AddedHistory
VGIVirtus Global Multi-Sector Income FundCOM331,336$3.29M1.2%+73,666+28.6%AddedHistory
BGBBlackstone Strategic Credit 2027 Term FundCOM SHS BEN IN244,622$3.19M1.2%−32,856−11.8%ReducedHistory
FUNDSprott Focus Trust Inc.COM341,137$3.09M1.2%+185,375+119.0%AddedHistory
JQCNuveen Credit Strategies Income FundCOM SHS492,758$3.04M1.1%+104,908+27.0%AddedHistory
HYTBlackRock Corporate High Yield Fund, Inc.COM280,183$3.02M1.1%+150,583+116.2%AddedHistory
EMDWestern Asset Emerging Markets Debt Fund Inc.COM281,080$3.02M1.1%+109,973+64.3%AddedHistory
ARDCAres Dynamic Credit Allocation Fund, Inc.COM206,575$2.98M1.1%+17,796+9.4%AddedHistory
SCDLMP Capital & Income Fund Inc.COM201,616$2.95M1.1%+44,629+28.4%AddedHistory
Nuveen PFD & Incm Securties67072C105COM335,649$2.82M1.1%+12,351+3.8%Added–
DEXDelaware Enhanced Global Dividend & Income FundCOM307,762$2.78M1.0%+64,048+26.3%AddedHistory
EHIWestern Asset Global High Income Fund Inc.COM302,816$2.56M1.0%+48,568+19.1%AddedHistory
BGXBlackstone Long-Short Credit Income FundCOM SHS BN INT187,686$2.52M0.9%+88,187+88.6%AddedHistory
Pioneer High Income Tr72369H106COM310,262$2.52M0.9%+224,528+261.9%Added–
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM256,312$2.49M0.9%+213,923+504.7%AddedHistory
NSLNuveen Senior Income FundCOM438,506$2.49M0.9%−138,410−24.0%ReducedHistory
DHFBNY Mellon High Yield Strategies FundSH BEN INT869,057$2.42M0.9%+253,443+41.2%AddedHistory
GFNew Germany Fund IncCOM208,788$2.39M0.9%+10,679+5.4%AddedHistory
EEAEuropean Equity Fund, IncCOM255,231$2.34M0.9%+62,458+32.4%AddedHistory
CSQCalamos Strategic Total Return FundCOM SH BEN INT133,388$2.34M0.9%+117,377+733.1%AddedHistory
STEWSRH Total Return Fund, Inc.COM155,034$2.30M0.9%−181,902−54.0%ReducedHistory
BGYBlackRock Enhanced International Dividend TrustCOM BENE INTER376,684$2.17M0.8%−29,903−7.4%ReducedHistory
NMAINuveen Multi-Asset Income FundCOM133,670$2.17M0.8%+48,728+57.4%AddedHistory
CETCentral Securities CorpCOM49,929$2.07M0.8%−21,026−29.6%ReducedHistory
RVTRoyce Small-Cap Trust, Inc.COM121,516$2.06M0.8%+30,036+32.8%AddedHistory
HIOWestern Asset High Income Opportunity Fund Inc.COM444,753$1.99M0.7%+255,047+134.4%AddedHistory
IGAVoya Global Advantage & Premium Opportunity FundCOM195,153$1.89M0.7%+80,614+70.4%AddedHistory
EADAllspring Income Opportunities FundINC OPPTY FD238,962$1.89M0.7%+67,503+39.4%AddedHistory
PPTFranklin Premier Income TrustSH BEN INT457,897$1.83M0.7%−253,043−35.6%ReducedHistory
AODabrdn Total Dynamic Dividend FundCOM SH BEN INT189,250$1.82M0.7%+141,747+298.4%AddedHistory
DSUBlackRock Debt Strategies Fund, Inc.COM NEW174,334$1.82M0.7%+128,268+278.4%AddedHistory
JSDNuveen Short Duration Credit Opportunities FundCOM125,807$1.79M0.7%+17,765+16.4%AddedHistory
JRINuveen Real Asset Income & Growth FundCOM116,404$1.78M0.7%+42,542+57.6%AddedHistory
ERCAllspring Multi-Sector Income FundCOM169,978$1.77M0.7%+169,978NewHistory
CPZCalamos Long/Short Equity & Dynamic Income TrustCOM86,806$1.77M0.7%+31,433+56.8%AddedHistory
EFTEaton Vance Floating-Rate Income TrustCOM127,063$1.68M0.6%+127,063NewHistory
MMTAberdeen Multi-Market Income FundSH BEN INT315,656$1.68M0.6%+315,656NewHistory
PIMFranklin Master Intermediate Income TrustSH BEN INT466,342$1.67M0.6%+12,553+2.8%AddedHistory
First Tr High Income L/S FD33738E109COM124,077$1.67M0.6%+50,373+68.3%Added–
SABASaba Capital Income & Opportunities Fund IICOM332,057$1.67M0.6%+69,413+26.4%AddedHistory
AFTApollo Senior Floating Rate Fund Inc.COM112,613$1.65M0.6%+59,264+111.1%AddedHistory
BITBlackRock Multi-Sector Income TrustCOM94,051$1.55M0.6%+94,051NewHistory
PDOPIMCO Dynamic Income Opportunities FundCOM BEN SHS90,890$1.54M0.6%+90,890NewHistory
EVFEaton Vance Senior Income TrustSH BEN INT237,484$1.51M0.6%+44,027+22.8%AddedHistory
SWZTotal Return Securities FundCOM161,009$1.49M0.6%−11,401−6.6%ReducedHistory
IAEVoya Asia Pacific High Dividend Equity Income FundCOM174,635$1.42M0.5%+51,141+41.4%AddedHistory
HYIWestern Asset High Yield Opportunity Fund Inc.COM99,897$1.39M0.5%+47,884+92.1%AddedHistory
DBLDoubleLine Opportunistic Credit FundCOM82,243$1.38M0.5%+37,702+84.6%AddedHistory
WDIWestern Asset Diversified Income Fund (WDI)COM SHS BEN INT84,133$1.36M0.5%−14,067−14.3%ReducedHistory
ISDPGIM High Yield Bond Fund, Inc.COM93,925$1.35M0.5%−40,520−30.1%ReducedHistory
STKColumbia Seligman Premium Technology Growth Fund, Inc.COM41,679$1.34M0.5%+41,679NewHistory
CIIBlackRock Enhanced Large Cap Core Fund, Inc.COM61,550$1.28M0.5%−165,196−72.9%ReducedHistory
BLWBlackRock Ltd Duration Income TrustCOM SHS86,037$1.23M0.5%+86,037NewHistory
VLTInvesco High Income Trust IICOM98,394$1.22M0.5%+10,432+11.9%AddedHistory
PHDPioneer Floating Rate Fund, Inc.COM114,757$1.20M0.5%+60,287+110.7%AddedHistory
FOFCohen & Steers Closed-End Opportunity Fund, Inc.COM92,077$1.19M0.4%+92,077NewHistory
HNWPioneer Diversified High Income Fund, Inc.COM92,343$1.19M0.4%+64,855+235.9%AddedHistory
Nuveen Emerging MKTS Debt 2067077P101COM169,301$1.19M0.4%+8,711+5.4%Added–
TWNTaiwan Fund IncCOM35,350$1.16M0.4%+11,776+50.0%AddedHistory
GLVClough Global Dividend & Income FundCOM120,925$1.11M0.4%−11,441−8.6%ReducedHistory
JFRNuveen Floating Rate Income FundCOM110,493$1.11M0.4%−96,157−46.5%ReducedHistory
GLOClough Global Opportunities FundSH BEN INT113,808$1.07M0.4%−130,665−53.4%ReducedHistory
KIOKKR Income Opportunities FundCOM72,818$1.05M0.4%−38,415−34.5%ReducedHistory
BCVBancroft Fund LtdCOM42,804$975.0K0.4%+6,243+17.1%AddedHistory
BXMXNuveen S&P 500 BuyWrite Income FundCOM68,308$973.0K0.4%−273,697−80.0%ReducedHistory
EDDMorgan Stanley Emerging Markets Domestic Debt Fund, Inc.COM171,573$856.0K0.3%+11,813+7.4%AddedHistory
DHYUBS Asset Management High Yield Credit FundSH BEN INT391,228$853.0K0.3%+98,542+33.7%AddedHistory
ECATBlackRock ESG Capital Allocation Term TrustSHS BEN INT47,897$798.0K0.3%+47,897NewHistory
BOEBlackRock Enhanced Global Dividend TrustCOM70,156$793.0K0.3%−30,709−30.4%ReducedHistory
EFREaton Vance Senior Floating-Rate TrustCOM58,740$788.0K0.3%+58,740NewHistory
TDFTempleton Dragon Fund IncCOM57,586$771.0K0.3%+8,719+17.8%AddedHistory
NBXGNeuberger Next Generation Connectivity Fund Inc.COMMON STOCK55,000$767.0K0.3%+17,000+44.7%AddedHistory
OPPRiverNorth/DoubleLine Strategic Opportunity Fund, Inc.COM60,997$760.0K0.3%+60,997NewHistory
DLYDoubleLine Yield Opportunities FundCOM45,315$759.0K0.3%−49,932−52.4%ReducedHistory
BSLBlackstone Senior Floating Rate 2027 Term FundCOM49,088$750.0K0.3%+49,088NewHistory
NIEVirtus Equity & Convertible Income FundCOM27,348$742.0K0.3%−109,400−80.0%ReducedHistory
CAFMorgan Stanley China A Share Fund, Inc.COM43,744$715.0K0.3%+2,257+5.4%AddedHistory
RGTRoyce Global Trust, Inc.COM61,913$703.0K0.3%+41,444+202.5%AddedHistory
HIXWestern Asset High Income Fund II Inc.COM114,984$692.0K0.3%−116,377−50.3%ReducedHistory
BGTBlackRock Floating Rate Income TrustCOM52,436$669.0K0.3%+7,005+15.4%AddedHistory
THQabrdn Healthcare Opportunities FundSHS29,868$665.0K0.3%+29,868NewHistory

Sold out since Q4 2021 (39)

Positions held at the end of Q4 2021 that are gone from this filing.

Positions of Shaker Financial Services, LLC sold out since Q4 2021
SecurityClassShares in Q4 2021Value in Q4 2021% of portfolio in Q4 2021History
FINSAngel Oak Financial Strategies Income Term TrustCOM BEN INT189,976$3.24M1.1%History
QQQXNuveen NASDAQ 100 Dynamic Overwrite FundCOM SHS76,139$2.33M0.8%History
FFAFirst Trust Enhanced Equity Income FundCOM105,859$2.25M0.8%History
FTFranklin Universal TrustSH BEN INT264,873$2.24M0.8%History
JRONuveen Floating Rate Income Opportunity FundCOM SHS201,076$2.04M0.7%History
USALiberty All Star Equity FundSH BEN INT242,702$2.03M0.7%History
FDEUFirst Trust Dynamic Europe Equity Income FundCOM SHS148,629$1.97M0.7%History
AWFAlliancebernstein Global High Income Fund IncCOM150,357$1.82M0.6%History
FCTFirst Trust Senior Floating Rate Income Fund IICOM129,012$1.56M0.5%History
JGHNuveen Global High Income FundSHS80,434$1.28M0.5%History
RSFRiverNorth Capital & Income Fund, Inc.COM62,470$1.20M0.4%History
ACPabrdn Income Credit Strategies FundCOM96,939$987.0K0.3%History
JCENuveen Core Equity Alpha FundCOM52,714$979.0K0.3%History
GLQClough Global Equity FundCOM73,302$963.0K0.3%History
HTYJohn Hancock Tax-Advantaged Global Shareholder Yield FundTAX ADV GLB SH145,632$945.0K0.3%History
RIVRivernorth Opportunities Fund, Inc.COM53,473$853.0K0.3%History
PGZPrincipal Real Estate Income FundSHS BEN INT49,871$787.0K0.3%History
IGRCbre Global Real Estate Income FundCOM70,690$692.0K0.2%History
EVTEaton Vance Tax-Advantaged Dividend Income FundCOM18,550$553.0K0.2%History
GDOWestern Asset Global Corporate Opportunity Fund Inc.COM27,667$484.0K0.2%History
VVRInvesco Senior Income TrustCOM109,600$475.0K0.2%History
GABGabelli Equity Trust IncCOM61,098$439.0K0.2%History
NCVVirtus Convertible & Income FundCOM72,719$424.0K0.1%History
GGZGabelli Global Small & Mid Cap Value TrustCOM23,963$381.0K0.1%History
BSTBlackRock Science & Technology TrustSHS7,258$363.0K0.1%History
NRONeuberger Real Estate Securities Income Fund IncCOM64,365$339.0K0.1%History
CHWCalamos Global Dynamic Income FundCOM31,052$310.0K0.1%History
Nuveen PFD & Income 2022 Ter67075T105COM12,450$306.0K0.1%–
NHSNeuberger High Yield Strategies Fund Inc.COM21,700$270.0K0.1%History
AWPabrdn Global Premier Properties FundCOM SH BEN INT37,066$254.0K0.1%History
JLSNuveen Mortgage & Income FundCOM11,628$244.0K0.1%History
CGOCalamos Global Total Return FundCOM SH BEN INT15,507$238.0K0.1%History
ADBEAdobe Inc.Stock400$227.0K0.1%History
DMOWestern Asset Mortgage Opportunity Fund Inc.COM11,583$176.0K0.1%History
HERZHerzfeld Credit Income Fund, IncCOM30,299$168.0K0.1%History
SPESpecial Opportunities Fund, Inc.COM10,457$162.0K0.1%History
EGFBlackRock Enhanced Government Fund, Inc.COM12,759$160.0K0.1%History
GCVGabelli Convertible & Income Securities Fund IncCOM20,355$140.0K<0.1%History
JMMNuveen Multi-Market Income FundCOM10,349$78.0K<0.1%History