Shaker Financial Services, LLC
- SEC CIK
- 0001511794
- Latest filing
- Jul 15, 2026
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Feb 7, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 161
- +21 vs. Q3 2021
- Portfolio value
- $283.2M
- +$33.3M (+13.3%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | 38,550 | $18.3M | 6.5% | +38,550 | New | History |
| GDVGabelli Dividend & Income Trust | COM | 367,756 | $9.93M | 3.5% | +108,197+41.7% | Added | History |
| NFJVirtus Dividend, Interest & Premium Strategy Fund | COM | 541,477 | $8.70M | 3.1% | +65,965+13.9% | Added | History |
| DIAXNuveen Dow 30sm Dynamic Overwrite Fund | SHS | 417,799 | $7.42M | 2.6% | +133,690+47.1% | Added | History |
| SORSource Capital | COM | 153,371 | $6.63M | 2.3% | +14,809+10.7% | Added | History |
| AIFApollo Tactical Income Fund Inc. | COM | 335,610 | $5.14M | 1.8% | +151,460+82.2% | Added | History |
| DSLDoubleLine Income Solutions Fund | COM | 314,828 | $5.08M | 1.8% | +18,195+6.1% | Added | History |
| CIIBlackRock Enhanced Large Cap Core Fund, Inc. | COM | 226,746 | $5.02M | 1.8% | +70,398+45.0% | Added | History |
| BXMXNuveen S&P 500 BuyWrite Income Fund | COM | 342,005 | $5.01M | 1.8% | +171,914+101.1% | Added | History |
| GAMGeneral American Investors Co Inc | COM | 109,736 | $4.85M | 1.7% | −64,539−37.0% | Reduced | History |
| STEWSRH Total Return Fund, Inc. | COM | 336,936 | $4.79M | 1.7% | −302,315−47.3% | Reduced | History |
| RMTRoyce Micro-Cap Trust, Inc. | COM | 410,078 | $4.74M | 1.7% | −80,346−16.4% | Reduced | History |
| ETGEaton Vance Tax-Advantaged Global Dividend Income Fund | COM | 198,844 | $4.52M | 1.6% | +198,844 | New | History |
| SPXXNuveen S&P 500 Dynamic Overwrite Fund | COM | 242,503 | $4.51M | 1.6% | +21,075+9.5% | Added | History |
| FAXAbrdn Asia-Pacific Income Fund, Inc. | COM | 1,114,168 | $4.26M | 1.5% | +717,580+180.9% | Added | History |
| NIEVirtus Equity & Convertible Income Fund | COM | 136,748 | $4.12M | 1.5% | +5,716+4.4% | Added | History |
| BGHBarings Global Short Duration High Yield Fund | COM | 233,217 | $4.04M | 1.4% | +52,408+29.0% | Added | History |
| ADXAdams Diversified Equity Fund, Inc. | COM | 203,246 | $3.94M | 1.4% | −72,997−26.4% | Reduced | History |
| TYTRI-CONTINENTAL Corp | COM | 113,218 | $3.76M | 1.3% | −113,436−50.0% | Reduced | History |
| BGBBlackstone Strategic Credit 2027 Term Fund | COM SHS BEN IN | 277,478 | $3.74M | 1.3% | +80,019+40.5% | Added | History |
| JPCNuveen Preferred & Income Opportunities Fund | COM | 369,687 | $3.61M | 1.3% | +225,845+157.0% | Added | History |
| NSLNuveen Senior Income Fund | COM | 576,916 | $3.40M | 1.2% | +131,653+29.6% | Added | History |
| FINSAngel Oak Financial Strategies Income Term Trust | COM BEN INT | 189,976 | $3.24M | 1.1% | +13,218+7.5% | Added | History |
| CETCentral Securities Corp | COM | 70,955 | $3.16M | 1.1% | −98,429−58.1% | Reduced | History |
| Nuveen PFD & Incm Securties67072C105 | COM | 323,298 | $3.14M | 1.1% | +234,294+263.2% | Added | – |
| ARDCAres Dynamic Credit Allocation Fund, Inc. | COM | 188,779 | $3.08M | 1.1% | +188,779 | New | History |
| PPTFranklin Premier Income Trust | SH BEN INT | 710,940 | $3.04M | 1.1% | +227,597+47.1% | Added | History |
| GFNew Germany Fund Inc | COM | 198,109 | $2.93M | 1.0% | −36,104−15.4% | Reduced | History |
| AGDabrdn Global Dynamic Dividend Fund | COM | 240,129 | $2.90M | 1.0% | +143,175+147.7% | Added | History |
| VGIVirtus Global Multi-Sector Income Fund | COM | 257,670 | $2.88M | 1.0% | +27,255+11.8% | Added | History |
| GHYPGIM Global High Yield Fund, Inc. | COM | 187,809 | $2.83M | 1.0% | −47,498−20.2% | Reduced | History |
| GLOClough Global Opportunities Fund | SH BEN INT | 244,473 | $2.60M | 0.9% | +244,473 | New | History |
| HEQJohn Hancock Diversified Income Fund | COM | 199,186 | $2.59M | 0.9% | +181,066+999.3% | Added | History |
| EHIWestern Asset Global High Income Fund Inc. | COM | 254,248 | $2.57M | 0.9% | −46,670−15.5% | Reduced | History |
| BGYBlackRock Enhanced International Dividend Trust | COM BENE INTER | 406,587 | $2.55M | 0.9% | −111,659−21.5% | Reduced | History |
| JQCNuveen Credit Strategies Income Fund | COM SHS | 387,850 | $2.52M | 0.9% | +36,448+10.4% | Added | History |
| DEXDelaware Enhanced Global Dividend & Income Fund | COM | 243,714 | $2.47M | 0.9% | −31,978−11.6% | Reduced | History |
| SCDLMP Capital & Income Fund Inc. | COM | 156,987 | $2.39M | 0.8% | −83,013−34.6% | Reduced | History |
| QQQXNuveen NASDAQ 100 Dynamic Overwrite Fund | COM SHS | 76,139 | $2.33M | 0.8% | +7,613+11.1% | Added | History |
| FFAFirst Trust Enhanced Equity Income Fund | COM | 105,859 | $2.25M | 0.8% | +79,859+307.2% | Added | History |
| FTFranklin Universal Trust | SH BEN INT | 264,873 | $2.24M | 0.8% | +34,256+14.9% | Added | History |
| EMDWestern Asset Emerging Markets Debt Fund Inc. | COM | 171,107 | $2.19M | 0.8% | +117,454+218.9% | Added | History |
| ISDPGIM High Yield Bond Fund, Inc. | COM | 134,445 | $2.16M | 0.8% | +24,543+22.3% | Added | History |
| HGLBHighland Global Allocation Fund | COM | 234,076 | $2.12M | 0.7% | +172,977+283.1% | Added | History |
| JFRNuveen Floating Rate Income Fund | COM | 206,650 | $2.10M | 0.7% | +124,671+152.1% | Added | History |
| FRABlackRock Floating Rate Income Strategies Fund, Inc. | COM | 154,753 | $2.08M | 0.7% | +39,003+33.7% | Added | History |
| JRONuveen Floating Rate Income Opportunity Fund | COM SHS | 201,076 | $2.04M | 0.7% | −11,294−5.3% | Reduced | History |
| USALiberty All Star Equity Fund | SH BEN INT | 242,702 | $2.03M | 0.7% | +242,702 | New | History |
| EEAEuropean Equity Fund, Inc | COM | 192,773 | $2.00M | 0.7% | −58,256−23.2% | Reduced | History |
| FDEUFirst Trust Dynamic Europe Equity Income Fund | COM SHS | 148,629 | $1.97M | 0.7% | −21,650−12.7% | Reduced | History |
| LGILazard Global Total Return & Income Fund Inc | COM | 96,645 | $1.95M | 0.7% | −32,848−25.4% | Reduced | History |
| DHFBNY Mellon High Yield Strategies Fund | SH BEN INT | 615,614 | $1.88M | 0.7% | +615,614 | New | History |
| KIOKKR Income Opportunities Fund | COM | 111,233 | $1.88M | 0.7% | −6,390−5.4% | Reduced | History |
| AWFAlliancebernstein Global High Income Fund Inc | COM | 150,357 | $1.82M | 0.6% | +63,919+73.9% | Added | History |
| WDIWestern Asset Diversified Income Fund (WDI) | COM SHS BEN INT | 98,200 | $1.80M | 0.6% | +98,200 | New | History |
| RVTRoyce Small-Cap Trust, Inc. | COM | 91,480 | $1.79M | 0.6% | −208,914−69.5% | Reduced | History |
| PIMFranklin Master Intermediate Income Trust | SH BEN INT | 453,789 | $1.79M | 0.6% | −218,923−32.5% | Reduced | History |
| DLYDoubleLine Yield Opportunities Fund | COM | 95,247 | $1.78M | 0.6% | +95,247 | New | History |
| SWZTotal Return Securities Fund | COM | 172,410 | $1.71M | 0.6% | +28,805+20.1% | Added | History |
| HIXWestern Asset High Income Fund II Inc. | COM | 231,361 | $1.66M | 0.6% | +231,361 | New | History |
| JSDNuveen Short Duration Credit Opportunities Fund | COM | 108,042 | $1.60M | 0.6% | +67,953+169.5% | Added | History |
| HYTBlackRock Corporate High Yield Fund, Inc. | COM | 129,600 | $1.60M | 0.6% | +129,600 | New | History |
| NMAINuveen Multi-Asset Income Fund | COM | 84,942 | $1.58M | 0.6% | +84,942 | New | History |
| EADAllspring Income Opportunities Fund | INC OPPTY FD | 171,459 | $1.57M | 0.6% | +86,773+102.5% | Added | History |
| FCTFirst Trust Senior Floating Rate Income Fund II | COM | 129,012 | $1.56M | 0.5% | +90,883+238.4% | Added | History |
| ASGLiberty All Star Growth Fund Inc. | COM | 166,130 | $1.50M | 0.5% | −334,623−66.8% | Reduced | History |
| BGXBlackstone Long-Short Credit Income Fund | COM SHS BN INT | 99,499 | $1.46M | 0.5% | +99,499 | New | History |
| GLVClough Global Dividend & Income Fund | COM | 132,366 | $1.42M | 0.5% | +132,366 | New | History |
| SABASaba Capital Income & Opportunities Fund II | COM | 262,644 | $1.36M | 0.5% | −43,999−14.3% | Reduced | History |
| Delaware Invts Div & Income245915103 | COM | 115,226 | $1.35M | 0.5% | +47,336+69.7% | Added | – |
| FUNDSprott Focus Trust Inc. | COM | 155,762 | $1.34M | 0.5% | −71,440−31.4% | Reduced | History |
| EVFEaton Vance Senior Income Trust | SH BEN INT | 193,457 | $1.30M | 0.5% | +193,457 | New | History |
| JGHNuveen Global High Income Fund | SHS | 80,434 | $1.28M | 0.5% | +32,759+68.7% | Added | History |
| VLTInvesco High Income Trust II | COM | 87,962 | $1.26M | 0.4% | +71,871+446.7% | Added | History |
| BOEBlackRock Enhanced Global Dividend Trust | COM | 100,865 | $1.23M | 0.4% | −73,062−42.0% | Reduced | History |
| Nuveen Emerging MKTS Debt 2067077P101 | COM | 160,590 | $1.22M | 0.4% | +80,291+100.0% | Added | – |
| RSFRiverNorth Capital & Income Fund, Inc. | COM | 62,470 | $1.20M | 0.4% | +62,470 | New | History |
| JRINuveen Real Asset Income & Growth Fund | COM | 73,862 | $1.19M | 0.4% | +73,862 | New | History |
| IGAVoya Global Advantage & Premium Opportunity Fund | COM | 114,539 | $1.19M | 0.4% | +114,539 | New | History |
| First Tr High Income L/S FD33738E109 | COM | 73,704 | $1.15M | 0.4% | +18,203+32.8% | Added | – |
| CPZCalamos Long/Short Equity & Dynamic Income Trust | COM | 55,373 | $1.08M | 0.4% | +43,749+376.4% | Added | History |
| IAEVoya Asia Pacific High Dividend Equity Income Fund | COM | 123,494 | $1.00M | 0.4% | +139+0.1% | Added | History |
| ACPabrdn Income Credit Strategies Fund | COM | 96,939 | $987.0K | 0.3% | +96,939 | New | History |
| HIOWestern Asset High Income Opportunity Fund Inc. | COM | 189,706 | $986.0K | 0.3% | −9,866−4.9% | Reduced | History |
| JCENuveen Core Equity Alpha Fund | COM | 52,714 | $979.0K | 0.3% | +52,714 | New | History |
| BCVBancroft Fund Ltd | COM | 36,561 | $966.0K | 0.3% | +2,052+5.9% | Added | History |
| GLQClough Global Equity Fund | COM | 73,302 | $963.0K | 0.3% | +73,302 | New | History |
| HTYJohn Hancock Tax-Advantaged Global Shareholder Yield Fund | TAX ADV GLB SH | 145,632 | $945.0K | 0.3% | +145,632 | New | History |
| TBLDThornburg Income Builder Opportunities Trust | COM | 48,000 | $896.0K | 0.3% | +48,000 | New | History |
| IRLNew Ireland Fund Inc | COM | 80,115 | $894.0K | 0.3% | −42,487−34.7% | Reduced | History |
| TWNTaiwan Fund Inc | COM | 23,574 | $886.0K | 0.3% | 00.0% | Unchanged | History |
| EDDMorgan Stanley Emerging Markets Domestic Debt Fund, Inc. | COM | 159,760 | $875.0K | 0.3% | +159,760 | New | History |
| AFTApollo Senior Floating Rate Fund Inc. | COM | 53,349 | $859.0K | 0.3% | +33,414+167.6% | Added | History |
| DBLDoubleLine Opportunistic Credit Fund | COM | 44,541 | $854.0K | 0.3% | +10,926+32.5% | Added | History |
| RIVRivernorth Opportunities Fund, Inc. | COM | 53,473 | $853.0K | 0.3% | +53,473 | New | History |
| BRWSaba Capital Income & Opportunities Fund | SHARES | 187,593 | $848.0K | 0.3% | −149,020−44.3% | Reduced | History |
| CAFMorgan Stanley China A Share Fund, Inc. | COM | 41,487 | $847.0K | 0.3% | −28,647−40.8% | Reduced | History |
| Pioneer High Income Tr72369H106 | COM | 85,734 | $832.0K | 0.3% | +85,734 | New | – |
| TDFTempleton Dragon Fund Inc | COM | 48,867 | $831.0K | 0.3% | −26,041−34.8% | Reduced | History |
| HYIWestern Asset High Yield Opportunity Fund Inc. | COM | 52,013 | $820.0K | 0.3% | +52,013 | New | History |
Sold out since Q3 2021 (23)
Positions held at the end of Q3 2021 that are gone from this filing.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| Nuveen Tax-Advantaged Divid67073G105 | COM | 233,509 | $3.70M | 1.5% | – |
| VTAInvesco Dynamic Credit Opportunities Fund | COM | 304,168 | $3.56M | 1.4% | History |
| FAMFirst Trust/Abrdn Global Opportunity Income Fund | COM SHS | 245,827 | $2.49M | 1.0% | History |
| AIOVirtus Artificial Intelligence & Technology Opportunities Fund | COM | 89,874 | $2.40M | 1.0% | History |
| HTDJohn Hancock Tax-Advantaged Dividend Income Fund | COM | 86,564 | $1.98M | 0.8% | History |
| EVVEaton Vance Ltd Duration Income Fund | COM | 84,598 | $1.11M | 0.4% | History |
| STKColumbia Seligman Premium Technology Growth Fund, Inc. | COM | 29,694 | $979.0K | 0.4% | History |
| JTANuveen Tax Advantaged Total Return Strategy Fund | COM | 85,812 | $953.0K | 0.4% | History |
| MSDMorgan Stanley Emerging Markets Debt Fund Inc | COM | 87,663 | $799.0K | 0.3% | History |
| FOFCohen & Steers Closed-End Opportunity Fund, Inc. | COM | 57,267 | $779.0K | 0.3% | History |
| Nuveen Corporate Incm Noveme67077N106 | COM | 77,218 | $724.0K | 0.3% | – |
| EOIEaton Vance Enhanced Equity Income Fund | COM | 31,849 | $570.0K | 0.2% | History |
| ACVVirtus Diversified Income & Convertible Fund | COM | 16,393 | $555.0K | 0.2% | History |
| JPINuveen Preferred Securities & Income Opportunities Fund | COM | 21,610 | $536.0K | 0.2% | History |
| MINAberdeen Intermediate Income Fund | SH BEN INT | 145,826 | $528.0K | 0.2% | History |
| RQICohen & Steers Quality Income Realty Fund Inc | CEF | 34,595 | $515.0K | 0.2% | History |
| First Tr Sr Floating Rate 2033740K101 | COM SHS | 43,176 | $416.0K | 0.2% | – |
| GLUGabelli Global Utility & Income Trust | COM SH BEN INT | 15,717 | $309.0K | 0.1% | History |
| GRXGabelli Healthcare & WellnessRx Trust | SHS | 19,850 | $262.0K | 0.1% | History |
| JHIJohn Hancock Investors Trust | COM | 13,302 | $248.0K | 0.1% | History |
| MXFMexico Fund Inc | COM | 13,861 | $206.0K | 0.1% | History |
| GNTGAMCO Natural Resources, Gold & Income Trust | SH BEN INT | 14,685 | $74.0K | <0.1% | History |
| Angel Oak Finl Strategies IN03464A118 | RIGHT 10/14/2021 | 139,680 | $30.0K | <0.1% | – |