Shaker Financial Services, LLC
- SEC CIK
- 0001511794
- Latest filing
- Jul 15, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 2, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 140
- −17 vs. Q2 2021
- Portfolio value
- $249.9M
- −$19.9M (−7.4%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| STEWSRH Total Return Fund, Inc. | COM | 639,251 | $8.38M | 3.4% | +186,125+41.1% | Added | History |
| TYTRI-CONTINENTAL Corp | COM | 226,654 | $7.57M | 3.0% | +4,387+2.0% | Added | History |
| GAMGeneral American Investors Co Inc | COM | 174,275 | $7.50M | 3.0% | −12,808−6.8% | Reduced | History |
| CETCentral Securities Corp | COM | 169,384 | $7.16M | 2.9% | +1,877+1.1% | Added | History |
| NFJVirtus Dividend, Interest & Premium Strategy Fund | COM | 475,512 | $7.05M | 2.8% | +220,768+86.7% | Added | History |
| GDVGabelli Dividend & Income Trust | COM | 259,559 | $6.69M | 2.7% | +169,038+186.7% | Added | History |
| SORSource Capital | COM | 138,562 | $6.18M | 2.5% | −7,026−4.8% | Reduced | History |
| RMTRoyce Micro-Cap Trust, Inc. | COM | 490,424 | $5.60M | 2.2% | +117,128+31.4% | Added | History |
| ADXAdams Diversified Equity Fund, Inc. | COM | 276,243 | $5.47M | 2.2% | −73,607−21.0% | Reduced | History |
| RVTRoyce Small-Cap Trust, Inc. | COM | 300,394 | $5.41M | 2.2% | +63,134+26.6% | Added | History |
| DSLDoubleLine Income Solutions Fund | COM | 296,633 | $5.27M | 2.1% | +76,142+34.5% | Added | History |
| DIAXNuveen Dow 30sm Dynamic Overwrite Fund | SHS | 284,109 | $4.76M | 1.9% | +5,321+1.9% | Added | History |
| GFNew Germany Fund Inc | COM | 234,213 | $4.63M | 1.9% | −700−0.3% | Reduced | History |
| BDJBlackRock Enhanced Equity Dividend Trust | COM | 461,580 | $4.52M | 1.8% | +221,467+92.2% | Added | History |
| ASGLiberty All Star Growth Fund Inc. | COM | 500,753 | $4.32M | 1.7% | +500,753 | New | History |
| NIEVirtus Equity & Convertible Income Fund | COM | 131,032 | $3.86M | 1.5% | +19,974+18.0% | Added | History |
| SPXXNuveen S&P 500 Dynamic Overwrite Fund | COM | 221,428 | $3.78M | 1.5% | +221,428 | New | History |
| Nuveen Tax-Advantaged Divid67073G105 | COM | 233,509 | $3.70M | 1.5% | −32,178−12.1% | Reduced | – |
| GHYPGIM Global High Yield Fund, Inc. | COM | 235,307 | $3.62M | 1.5% | +36,424+18.3% | Added | History |
| VTAInvesco Dynamic Credit Opportunities Fund | COM | 304,168 | $3.56M | 1.4% | +190,676+168.0% | Added | History |
| SCDLMP Capital & Income Fund Inc. | COM | 240,000 | $3.30M | 1.3% | +185,685+341.9% | Added | History |
| BGYBlackRock Enhanced International Dividend Trust | COM BENE INTER | 518,246 | $3.19M | 1.3% | +350,626+209.2% | Added | History |
| CIIBlackRock Enhanced Large Cap Core Fund, Inc. | COM | 156,348 | $3.16M | 1.3% | +83,746+115.3% | Added | History |
| EHIWestern Asset Global High Income Fund Inc. | COM | 300,918 | $3.10M | 1.2% | +141,564+88.8% | Added | History |
| BGHBarings Global Short Duration High Yield Fund | COM | 180,809 | $3.09M | 1.2% | +14,412+8.7% | Added | History |
| FINSAngel Oak Financial Strategies Income Term Trust | COM BEN INT | 176,758 | $3.01M | 1.2% | +78,444+79.8% | Added | History |
| AIFApollo Tactical Income Fund Inc. | COM | 184,150 | $2.91M | 1.2% | −35,594−16.2% | Reduced | History |
| EEAEuropean Equity Fund, Inc | COM | 251,029 | $2.80M | 1.1% | +4,381+1.8% | Added | History |
| DEXDelaware Enhanced Global Dividend & Income Fund | COM | 275,692 | $2.79M | 1.1% | +275,692 | New | History |
| PIMFranklin Master Intermediate Income Trust | SH BEN INT | 672,712 | $2.74M | 1.1% | −125,297−15.7% | Reduced | History |
| BGBBlackstone Strategic Credit 2027 Term Fund | COM SHS BEN IN | 197,459 | $2.73M | 1.1% | −82,235−29.4% | Reduced | History |
| VGIVirtus Global Multi-Sector Income Fund | COM | 230,415 | $2.71M | 1.1% | +71,485+45.0% | Added | History |
| NSLNuveen Senior Income Fund | COM | 445,263 | $2.60M | 1.0% | +277,852+166.0% | Added | History |
| LGILazard Global Total Return & Income Fund Inc | COM | 129,493 | $2.59M | 1.0% | +129,493 | New | History |
| FAMFirst Trust/Abrdn Global Opportunity Income Fund | COM SHS | 245,827 | $2.49M | 1.0% | −15,673−6.0% | Reduced | History |
| BXMXNuveen S&P 500 BuyWrite Income Fund | COM | 170,091 | $2.42M | 1.0% | −17,654−9.4% | Reduced | History |
| AIOVirtus Artificial Intelligence & Technology Opportunities Fund | COM | 89,874 | $2.40M | 1.0% | −55,603−38.2% | Reduced | History |
| JQCNuveen Credit Strategies Income Fund | COM SHS | 351,402 | $2.31M | 0.9% | +298,262+561.3% | Added | History |
| PPTFranklin Premier Income Trust | SH BEN INT | 483,343 | $2.21M | 0.9% | −92,984−16.1% | Reduced | History |
| FDEUFirst Trust Dynamic Europe Equity Income Fund | COM SHS | 170,279 | $2.19M | 0.9% | −43,822−20.5% | Reduced | History |
| EVTEaton Vance Tax-Advantaged Dividend Income Fund | COM | 79,866 | $2.19M | 0.9% | +22,084+38.2% | Added | History |
| JRONuveen Floating Rate Income Opportunity Fund | COM SHS | 212,370 | $2.12M | 0.8% | +42,447+25.0% | Added | History |
| BOEBlackRock Enhanced Global Dividend Trust | COM | 173,927 | $2.04M | 0.8% | +157,946+988.3% | Added | History |
| HTDJohn Hancock Tax-Advantaged Dividend Income Fund | COM | 86,564 | $1.98M | 0.8% | +86,564 | New | History |
| QQQXNuveen NASDAQ 100 Dynamic Overwrite Fund | COM SHS | 68,526 | $1.95M | 0.8% | +68,526 | New | History |
| KIOKKR Income Opportunities Fund | COM | 117,623 | $1.93M | 0.8% | +94,129+400.7% | Added | History |
| FUNDSprott Focus Trust Inc. | COM | 227,202 | $1.88M | 0.8% | −267,197−54.0% | Reduced | History |
| FTFranklin Universal Trust | SH BEN INT | 230,617 | $1.87M | 0.7% | −66,545−22.4% | Reduced | History |
| CHNChina Fund, Inc. | COM | 70,439 | $1.79M | 0.7% | −245−0.3% | Reduced | History |
| ISDPGIM High Yield Bond Fund, Inc. | COM | 109,902 | $1.78M | 0.7% | −65,297−37.3% | Reduced | History |
| BGTBlackRock Floating Rate Income Trust | COM | 130,619 | $1.74M | 0.7% | −32,860−20.1% | Reduced | History |
| SABASaba Capital Income & Opportunities Fund II | COM | 306,643 | $1.65M | 0.7% | +281,679+1,128.3% | Added | History |
| FAXAbrdn Asia-Pacific Income Fund, Inc. | COM | 396,588 | $1.65M | 0.7% | +396,588 | New | History |
| PHDPioneer Floating Rate Fund, Inc. | COM | 141,930 | $1.63M | 0.7% | +129,505+1,042.3% | Added | History |
| FRABlackRock Floating Rate Income Strategies Fund, Inc. | COM | 115,750 | $1.55M | 0.6% | −34,824−23.1% | Reduced | History |
| BRWSaba Capital Income & Opportunities Fund | SHARES | 336,613 | $1.53M | 0.6% | +22,639+7.2% | Added | History |
| AODabrdn Total Dynamic Dividend Fund | COM SH BEN INT | 155,697 | $1.52M | 0.6% | −82,899−34.7% | Reduced | History |
| IRLNew Ireland Fund Inc | COM | 122,602 | $1.51M | 0.6% | +3,472+2.9% | Added | History |
| DSUBlackRock Debt Strategies Fund, Inc. | COM NEW | 128,364 | $1.48M | 0.6% | −47,322−26.9% | Reduced | History |
| GABGabelli Equity Trust Inc | COM | 221,809 | $1.48M | 0.6% | −66,362−23.0% | Reduced | History |
| CAFMorgan Stanley China A Share Fund, Inc. | COM | 70,134 | $1.47M | 0.6% | −1,051−1.5% | Reduced | History |
| JPCNuveen Preferred & Income Opportunities Fund | COM | 143,842 | $1.42M | 0.6% | −12,654−8.1% | Reduced | History |
| TDFTempleton Dragon Fund Inc | COM | 74,908 | $1.35M | 0.5% | −1,372−1.8% | Reduced | History |
| SWZTotal Return Securities Fund | COM | 143,605 | $1.32M | 0.5% | +16,615+13.1% | Added | History |
| NCZVirtus Convertible & Income Fund II | COM | 238,955 | $1.24M | 0.5% | −30,127−11.2% | Reduced | History |
| GDOWestern Asset Global Corporate Opportunity Fund Inc. | COM | 65,542 | $1.18M | 0.5% | +15,588+31.2% | Added | History |
| AGDabrdn Global Dynamic Dividend Fund | COM | 96,954 | $1.13M | 0.5% | −51,175−34.5% | Reduced | History |
| EVVEaton Vance Ltd Duration Income Fund | COM | 84,598 | $1.11M | 0.4% | −94,621−52.8% | Reduced | History |
| HNWPioneer Diversified High Income Fund, Inc. | COM | 70,944 | $1.10M | 0.4% | −136,898−65.9% | Reduced | History |
| BSTBlackRock Science & Technology Trust | SHS | 20,623 | $1.08M | 0.4% | +20,623 | New | History |
| AWFAlliancebernstein Global High Income Fund Inc | COM | 86,438 | $1.06M | 0.4% | +1,050+1.2% | Added | History |
| IAEVoya Asia Pacific High Dividend Equity Income Fund | COM | 123,355 | $1.06M | 0.4% | 00.0% | Unchanged | History |
| HIOWestern Asset High Income Opportunity Fund Inc. | COM | 199,572 | $1.04M | 0.4% | +33,029+19.8% | Added | History |
| BCVBancroft Fund Ltd | COM | 34,509 | $1.02M | 0.4% | +1,797+5.5% | Added | History |
| PGZPrincipal Real Estate Income Fund | SHS BEN INT | 68,735 | $1.01M | 0.4% | +24,105+54.0% | Added | History |
| GGZGabelli Global Small & Mid Cap Value Trust | COM | 63,280 | $1.01M | 0.4% | +22,354+54.6% | Added | History |
| CHWCalamos Global Dynamic Income Fund | COM | 102,524 | $981.0K | 0.4% | +102,524 | New | History |
| STKColumbia Seligman Premium Technology Growth Fund, Inc. | COM | 29,694 | $979.0K | 0.4% | +29,694 | New | History |
| JTANuveen Tax Advantaged Total Return Strategy Fund | COM | 85,812 | $953.0K | 0.4% | −125,902−59.5% | Reduced | History |
| IGRCbre Global Real Estate Income Fund | COM | 108,870 | $910.0K | 0.4% | −96,377−47.0% | Reduced | History |
| First Tr High Income L/S FD33738E109 | COM | 55,501 | $882.0K | 0.4% | −50,244−47.5% | Reduced | – |
| Nuveen PFD & Incm Securties67072C105 | COM | 89,004 | $872.0K | 0.3% | −196−0.2% | Reduced | – |
| TWNTaiwan Fund Inc | COM | 23,574 | $830.0K | 0.3% | 00.0% | Unchanged | History |
| JFRNuveen Floating Rate Income Fund | COM | 81,979 | $826.0K | 0.3% | −24,561−23.1% | Reduced | History |
| JRSNuveen Real Estate Income Fund | COM | 77,685 | $825.0K | 0.3% | −46,527−37.5% | Reduced | History |
| GCVGabelli Convertible & Income Securities Fund Inc | COM | 134,309 | $817.0K | 0.3% | −67,183−33.3% | Reduced | History |
| MSDMorgan Stanley Emerging Markets Debt Fund Inc | COM | 87,663 | $799.0K | 0.3% | −22,038−20.1% | Reduced | History |
| ECFEllsworth Growth & Income Fund Ltd | COM | 59,437 | $794.0K | 0.3% | +59,437 | New | History |
| FOFCohen & Steers Closed-End Opportunity Fund, Inc. | COM | 57,267 | $779.0K | 0.3% | +57,267 | New | History |
| JGHNuveen Global High Income Fund | SHS | 47,675 | $766.0K | 0.3% | +3,877+8.9% | Added | History |
| Delaware Invts Div & Income245915103 | COM | 67,890 | $749.0K | 0.3% | +67,890 | New | – |
| EADAllspring Income Opportunities Fund | INC OPPTY FD | 84,686 | $745.0K | 0.3% | −336,703−79.9% | Reduced | History |
| EMDWestern Asset Emerging Markets Debt Fund Inc. | COM | 53,653 | $730.0K | 0.3% | +27,176+102.6% | Added | History |
| Nuveen Corporate Incm Noveme67077N106 | COM | 77,218 | $724.0K | 0.3% | −97,872−55.9% | Reduced | – |
| JOFJapan Smaller Capitalization Fund Inc | COM | 74,253 | $672.0K | 0.3% | 00.0% | Unchanged | History |
| IHDVoya Emerging Markets High Dividend Equity Fund | COM | 90,061 | $666.0K | 0.3% | +12,270+15.8% | Added | History |
| DBLDoubleLine Opportunistic Credit Fund | COM | 33,615 | $663.0K | 0.3% | −21,181−38.7% | Reduced | History |
| Nuveen Emerging MKTS Debt 2067077P101 | COM | 80,299 | $642.0K | 0.3% | −55,907−41.0% | Reduced | – |
| NCVVirtus Convertible & Income Fund | COM | 105,030 | $626.0K | 0.3% | −157,977−60.1% | Reduced | History |
| JSDNuveen Short Duration Credit Opportunities Fund | COM | 40,089 | $605.0K | 0.2% | −15,125−27.4% | Reduced | History |
Sold out since Q2 2021 (36)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| EOSEaton Vance Enhanced Equity Income Fund II | COM | 207,913 | $4.84M | 1.8% | History |
| SPESpecial Opportunities Fund, Inc. | COM | 254,451 | $3.86M | 1.4% | History |
| GLQClough Global Equity Fund | COM | 252,582 | $3.73M | 1.4% | History |
| ETGEaton Vance Tax-Advantaged Global Dividend Income Fund | COM | 140,652 | $2.95M | 1.1% | History |
| Ivy High Income Opportunitie465893105 | COM | 207,651 | $2.92M | 1.1% | – |
| JCENuveen Core Equity Alpha Fund | COM | 166,913 | $2.74M | 1.0% | History |
| ACPabrdn Income Credit Strategies Fund | COM | 182,738 | $2.03M | 0.8% | History |
| Tortoise Essential Assets IN89148A103 | COM SH BEN INT | 120,227 | $1.78M | 0.7% | – |
| TEITempleton Emerging Markets Income Fund | COM | 206,936 | $1.65M | 0.6% | History |
| ETOEaton Vance Tax-Advantaged Global Dividend Opportunities Fund | COM | 55,141 | $1.61M | 0.6% | History |
| ERCAllspring Multi-Sector Income Fund | COM | 110,837 | $1.42M | 0.5% | History |
| EXGEaton Vance Tax-Managed Global Diversified Equity Income Fund | COM | 137,865 | $1.41M | 0.5% | History |
| Guggenheim Enhanced Equity I40167B100 | COM | 152,188 | $1.31M | 0.5% | – |
| EFREaton Vance Senior Floating-Rate Trust | COM | 91,835 | $1.30M | 0.5% | History |
| HQLabrdn Life Sciences Investors | SH BEN INT | 59,972 | $1.29M | 0.5% | History |
| AVKAdvent Convertible & Income Fund | COM | 49,178 | $948.0K | 0.4% | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 2,119 | $907.0K | 0.3% | History |
| BGXBlackstone Long-Short Credit Income Fund | COM SHS BN INT | 59,901 | $906.0K | 0.3% | History |
| BSLBlackstone Senior Floating Rate 2027 Term Fund | COM | 53,003 | $867.0K | 0.3% | History |
| EDDMorgan Stanley Emerging Markets Domestic Debt Fund, Inc. | COM | 111,333 | $681.0K | 0.3% | History |
| PAIWestern Asset Investment Grade Income Fund Inc. | COM | 43,093 | $674.0K | 0.2% | History |
| Macquarie Global Infrastruct55608D101 | COM | 29,088 | $671.0K | 0.2% | – |
| IDEVoya Infrastructure, Industrials & Materials Fund | COM | 51,166 | $655.0K | 0.2% | History |
| DCFBNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc. | COM | 59,783 | $574.0K | 0.2% | History |
| FEOFirst Trust/Abrdn Emerging Opportunity Fund | COM | 31,087 | $469.0K | 0.2% | History |
| IGAVoya Global Advantage & Premium Opportunity Fund | COM | 47,641 | $467.0K | 0.2% | History |
| VBFInvesco Bond Fund | COM | 16,984 | $353.0K | 0.1% | History |
| HIEMiller/Howard High Income Equity Fund | COM SHS BEN IN | 31,909 | $334.0K | 0.1% | History |
| RSFRiverNorth Capital & Income Fund, Inc. | COM | 13,700 | $273.0K | 0.1% | History |
| INSIInsight Select Income Fund | COM | 11,000 | $238.0K | 0.1% | History |
| ARDCAres Dynamic Credit Allocation Fund, Inc. | COM | 13,143 | $213.0K | 0.1% | History |
| WEAWestern Asset Premier Bond Fund | SHS BEN INT | 14,023 | $206.0K | 0.1% | History |
| EXDEaton Vance Tax-Managed Buy-Write Strategy Fund | COM SH BEN INT | 16,218 | $187.0K | 0.1% | History |
| HYIWestern Asset High Yield Opportunity Fund Inc. | COM | 11,485 | $180.0K | 0.1% | History |
| MMTAberdeen Multi-Market Income Fund | SH BEN INT | 25,740 | $161.0K | 0.1% | History |
| CBHVirtus Convertible & Income 2024 Target Term Fund | COM | 15,400 | $161.0K | 0.1% | History |