Skip to main content
Livermore
Livermore
ZHEN

Shaker Financial Services, LLC

SEC CIK
0001511794
Latest filing
Jul 15, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 2, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
140
−17 vs. Q2 2021
Portfolio value
$249.9M
−$19.9M (−7.4%) vs. Q2 2021
Filed
Nov 2, 2021
SEC
Holdings of Shaker Financial Services, LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
Angel Oak Finl Strategies IN03464A118RIGHT 10/14/2021139,680$30.0K<0.1%+139,680New–
GNTGAMCO Natural Resources, Gold & Income TrustSH BEN INT14,685$74.0K<0.1%00.0%UnchangedHistory
IGDVoya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUNDCOM18,000$106.0K<0.1%−11,678−39.3%ReducedHistory
AWPabrdn Global Premier Properties FundCOM SH BEN INT22,800$138.0K0.1%−97,460−81.0%ReducedHistory
JEQAbrdn Japan Equity Fund, Inc.COM14,700$143.0K0.1%00.0%UnchangedHistory
JMMNuveen Multi-Market Income FundCOM21,438$161.0K0.1%+7,938+58.8%AddedHistory
EODAllspring Global Dividend Opportunity FundCOM37,000$204.0K0.1%−44,583−54.6%ReducedHistory
MXFMexico Fund IncCOM13,861$206.0K0.1%00.0%UnchangedHistory
HEQJohn Hancock Diversified Income FundCOM18,120$227.0K0.1%+18,120NewHistory
ADBEAdobe Inc.Stock400$230.0K0.1%00.0%UnchangedHistory
VLTInvesco High Income Trust IICOM16,091$235.0K0.1%−968−5.7%ReducedHistory
CPZCalamos Long/Short Equity & Dynamic Income TrustCOM11,624$237.0K0.1%−12,567−51.9%ReducedHistory
AEFabrdn Emerging Markets ex-China Fund, Inc.COM28,809$240.0K0.1%00.0%UnchangedHistory
JHIJohn Hancock Investors TrustCOM13,302$248.0K0.1%−3,109−18.9%ReducedHistory
JLSNuveen Mortgage & Income FundCOM12,024$249.0K0.1%−8,626−41.8%ReducedHistory
IAFAbrdn Australia Equity Fund, Inc.COM43,736$258.0K0.1%−48,995−52.8%ReducedHistory
GRXGabelli Healthcare & WellnessRx TrustSHS19,850$262.0K0.1%+7,175+56.6%AddedHistory
MCRMFS Charter Income TrustSH BEN INT30,648$264.0K0.1%+30,648NewHistory
HERZHerzfeld Credit Income Fund, IncCOM47,809$273.0K0.1%−52,416−52.3%ReducedHistory
GLUGabelli Global Utility & Income TrustCOM SH BEN INT15,717$309.0K0.1%+15,717NewHistory
AFTApollo Senior Floating Rate Fund Inc.COM19,935$315.0K0.1%−45,622−69.6%ReducedHistory
MFDMacquarie/First Trust Global Infrastr/Util Div & Inc FundCOM36,026$343.0K0.1%+3,779+11.7%AddedHistory
RGTRoyce Global Trust, Inc.COM22,308$345.0K0.1%−66,802−75.0%ReducedHistory
EGFBlackRock Enhanced Government Fund, Inc.COM29,834$376.0K0.2%00.0%UnchangedHistory
KFKorea Fund IncCOM NEW9,459$387.0K0.2%00.0%UnchangedHistory
Nuveen PFD & Income 2022 Ter67075T105COM15,638$390.0K0.2%−8,036−33.9%Reduced–
First Tr Sr Floating Rate 2033740K101COM SHS43,176$416.0K0.2%−183,151−80.9%Reduced–
EMFTempleton Emerging Markets FundCOM26,760$454.0K0.2%−1,466−5.2%ReducedHistory
First Tr Energy Infrastrctr33738C103COM35,853$457.0K0.2%00.0%Unchanged–
FGBFirst Trust Specialty Finance & Financial Opportunities FundCOM BEN INTR116,118$461.0K0.2%+55,337+91.0%AddedHistory
FCTFirst Trust Senior Floating Rate Income Fund IICOM38,129$467.0K0.2%+38,129NewHistory
FFAFirst Trust Enhanced Equity Income FundCOM26,000$512.0K0.2%−48,942−65.3%ReducedHistory
RQICohen & Steers Quality Income Realty Fund IncCEF34,595$515.0K0.2%+16,395+90.1%AddedHistory
MINAberdeen Intermediate Income FundSH BEN INT145,826$528.0K0.2%−95,495−39.6%ReducedHistory
JPINuveen Preferred Securities & Income Opportunities FundCOM21,610$536.0K0.2%+21,610NewHistory
ACVVirtus Diversified Income & Convertible FundCOM16,393$555.0K0.2%−8,812−35.0%ReducedHistory
HGLBHighland Global Allocation FundCOM61,099$555.0K0.2%−189,722−75.6%ReducedHistory
DHYUBS Asset Management High Yield Credit FundSH BEN INT227,314$561.0K0.2%−80,194−26.1%ReducedHistory
VVRInvesco Senior Income TrustCOM127,811$569.0K0.2%+72,316+130.3%AddedHistory
EOIEaton Vance Enhanced Equity Income FundCOM31,849$570.0K0.2%−87,402−73.3%ReducedHistory
JSDNuveen Short Duration Credit Opportunities FundCOM40,089$605.0K0.2%−15,125−27.4%ReducedHistory
NCVVirtus Convertible & Income FundCOM105,030$626.0K0.3%−157,977−60.1%ReducedHistory
Nuveen Emerging MKTS Debt 2067077P101COM80,299$642.0K0.3%−55,907−41.0%Reduced–
DBLDoubleLine Opportunistic Credit FundCOM33,615$663.0K0.3%−21,181−38.7%ReducedHistory
IHDVoya Emerging Markets High Dividend Equity FundCOM90,061$666.0K0.3%+12,270+15.8%AddedHistory
JOFJapan Smaller Capitalization Fund IncCOM74,253$672.0K0.3%00.0%UnchangedHistory
Nuveen Corporate Incm Noveme67077N106COM77,218$724.0K0.3%−97,872−55.9%Reduced–
EMDWestern Asset Emerging Markets Debt Fund Inc.COM53,653$730.0K0.3%+27,176+102.6%AddedHistory
EADAllspring Income Opportunities FundINC OPPTY FD84,686$745.0K0.3%−336,703−79.9%ReducedHistory
Delaware Invts Div & Income245915103COM67,890$749.0K0.3%+67,890New–
JGHNuveen Global High Income FundSHS47,675$766.0K0.3%+3,877+8.9%AddedHistory
FOFCohen & Steers Closed-End Opportunity Fund, Inc.COM57,267$779.0K0.3%+57,267NewHistory
ECFEllsworth Growth & Income Fund LtdCOM59,437$794.0K0.3%+59,437NewHistory
MSDMorgan Stanley Emerging Markets Debt Fund IncCOM87,663$799.0K0.3%−22,038−20.1%ReducedHistory
GCVGabelli Convertible & Income Securities Fund IncCOM134,309$817.0K0.3%−67,183−33.3%ReducedHistory
JRSNuveen Real Estate Income FundCOM77,685$825.0K0.3%−46,527−37.5%ReducedHistory
JFRNuveen Floating Rate Income FundCOM81,979$826.0K0.3%−24,561−23.1%ReducedHistory
TWNTaiwan Fund IncCOM23,574$830.0K0.3%00.0%UnchangedHistory
Nuveen PFD & Incm Securties67072C105COM89,004$872.0K0.3%−196−0.2%Reduced–
First Tr High Income L/S FD33738E109COM55,501$882.0K0.4%−50,244−47.5%Reduced–
IGRCbre Global Real Estate Income FundCOM108,870$910.0K0.4%−96,377−47.0%ReducedHistory
JTANuveen Tax Advantaged Total Return Strategy FundCOM85,812$953.0K0.4%−125,902−59.5%ReducedHistory
STKColumbia Seligman Premium Technology Growth Fund, Inc.COM29,694$979.0K0.4%+29,694NewHistory
CHWCalamos Global Dynamic Income FundCOM102,524$981.0K0.4%+102,524NewHistory
GGZGabelli Global Small & Mid Cap Value TrustCOM63,280$1.01M0.4%+22,354+54.6%AddedHistory
PGZPrincipal Real Estate Income FundSHS BEN INT68,735$1.01M0.4%+24,105+54.0%AddedHistory
BCVBancroft Fund LtdCOM34,509$1.02M0.4%+1,797+5.5%AddedHistory
HIOWestern Asset High Income Opportunity Fund Inc.COM199,572$1.04M0.4%+33,029+19.8%AddedHistory
AWFAlliancebernstein Global High Income Fund IncCOM86,438$1.06M0.4%+1,050+1.2%AddedHistory
IAEVoya Asia Pacific High Dividend Equity Income FundCOM123,355$1.06M0.4%00.0%UnchangedHistory
BSTBlackRock Science & Technology TrustSHS20,623$1.08M0.4%+20,623NewHistory
HNWPioneer Diversified High Income Fund, Inc.COM70,944$1.10M0.4%−136,898−65.9%ReducedHistory
EVVEaton Vance Ltd Duration Income FundCOM84,598$1.11M0.4%−94,621−52.8%ReducedHistory
AGDabrdn Global Dynamic Dividend FundCOM96,954$1.13M0.5%−51,175−34.5%ReducedHistory
GDOWestern Asset Global Corporate Opportunity Fund Inc.COM65,542$1.18M0.5%+15,588+31.2%AddedHistory
NCZVirtus Convertible & Income Fund IICOM238,955$1.24M0.5%−30,127−11.2%ReducedHistory
SWZTotal Return Securities FundCOM143,605$1.32M0.5%+16,615+13.1%AddedHistory
TDFTempleton Dragon Fund IncCOM74,908$1.35M0.5%−1,372−1.8%ReducedHistory
JPCNuveen Preferred & Income Opportunities FundCOM143,842$1.42M0.6%−12,654−8.1%ReducedHistory
CAFMorgan Stanley China A Share Fund, Inc.COM70,134$1.47M0.6%−1,051−1.5%ReducedHistory
GABGabelli Equity Trust IncCOM221,809$1.48M0.6%−66,362−23.0%ReducedHistory
DSUBlackRock Debt Strategies Fund, Inc.COM NEW128,364$1.48M0.6%−47,322−26.9%ReducedHistory
IRLNew Ireland Fund IncCOM122,602$1.51M0.6%+3,472+2.9%AddedHistory
AODabrdn Total Dynamic Dividend FundCOM SH BEN INT155,697$1.52M0.6%−82,899−34.7%ReducedHistory
BRWSaba Capital Income & Opportunities FundSHARES336,613$1.53M0.6%+22,639+7.2%AddedHistory
FRABlackRock Floating Rate Income Strategies Fund, Inc.COM115,750$1.55M0.6%−34,824−23.1%ReducedHistory
PHDPioneer Floating Rate Fund, Inc.COM141,930$1.63M0.7%+129,505+1,042.3%AddedHistory
FAXAbrdn Asia-Pacific Income Fund, Inc.COM396,588$1.65M0.7%+396,588NewHistory
SABASaba Capital Income & Opportunities Fund IICOM306,643$1.65M0.7%+281,679+1,128.3%AddedHistory
BGTBlackRock Floating Rate Income TrustCOM130,619$1.74M0.7%−32,860−20.1%ReducedHistory
ISDPGIM High Yield Bond Fund, Inc.COM109,902$1.78M0.7%−65,297−37.3%ReducedHistory
CHNChina Fund, Inc.COM70,439$1.79M0.7%−245−0.3%ReducedHistory
FTFranklin Universal TrustSH BEN INT230,617$1.87M0.7%−66,545−22.4%ReducedHistory
FUNDSprott Focus Trust Inc.COM227,202$1.88M0.8%−267,197−54.0%ReducedHistory
KIOKKR Income Opportunities FundCOM117,623$1.93M0.8%+94,129+400.7%AddedHistory
QQQXNuveen NASDAQ 100 Dynamic Overwrite FundCOM SHS68,526$1.95M0.8%+68,526NewHistory
HTDJohn Hancock Tax-Advantaged Dividend Income FundCOM86,564$1.98M0.8%+86,564NewHistory
BOEBlackRock Enhanced Global Dividend TrustCOM173,927$2.04M0.8%+157,946+988.3%AddedHistory
JRONuveen Floating Rate Income Opportunity FundCOM SHS212,370$2.12M0.8%+42,447+25.0%AddedHistory
EVTEaton Vance Tax-Advantaged Dividend Income FundCOM79,866$2.19M0.9%+22,084+38.2%AddedHistory

Sold out since Q2 2021 (36)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Shaker Financial Services, LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
EOSEaton Vance Enhanced Equity Income Fund IICOM207,913$4.84M1.8%History
SPESpecial Opportunities Fund, Inc.COM254,451$3.86M1.4%History
GLQClough Global Equity FundCOM252,582$3.73M1.4%History
ETGEaton Vance Tax-Advantaged Global Dividend Income FundCOM140,652$2.95M1.1%History
Ivy High Income Opportunitie465893105COM207,651$2.92M1.1%–
JCENuveen Core Equity Alpha FundCOM166,913$2.74M1.0%History
ACPabrdn Income Credit Strategies FundCOM182,738$2.03M0.8%History
Tortoise Essential Assets IN89148A103COM SH BEN INT120,227$1.78M0.7%–
TEITempleton Emerging Markets Income FundCOM206,936$1.65M0.6%History
ETOEaton Vance Tax-Advantaged Global Dividend Opportunities FundCOM55,141$1.61M0.6%History
ERCAllspring Multi-Sector Income FundCOM110,837$1.42M0.5%History
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM137,865$1.41M0.5%History
Guggenheim Enhanced Equity I40167B100COM152,188$1.31M0.5%–
EFREaton Vance Senior Floating-Rate TrustCOM91,835$1.30M0.5%History
HQLabrdn Life Sciences InvestorsSH BEN INT59,972$1.29M0.5%History
AVKAdvent Convertible & Income FundCOM49,178$948.0K0.4%History
SPYSPDR S&P 500 ETF TrustETF2,119$907.0K0.3%History
BGXBlackstone Long-Short Credit Income FundCOM SHS BN INT59,901$906.0K0.3%History
BSLBlackstone Senior Floating Rate 2027 Term FundCOM53,003$867.0K0.3%History
EDDMorgan Stanley Emerging Markets Domestic Debt Fund, Inc.COM111,333$681.0K0.3%History
PAIWestern Asset Investment Grade Income Fund Inc.COM43,093$674.0K0.2%History
Macquarie Global Infrastruct55608D101COM29,088$671.0K0.2%–
IDEVoya Infrastructure, Industrials & Materials FundCOM51,166$655.0K0.2%History
DCFBNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc.COM59,783$574.0K0.2%History
FEOFirst Trust/Abrdn Emerging Opportunity FundCOM31,087$469.0K0.2%History
IGAVoya Global Advantage & Premium Opportunity FundCOM47,641$467.0K0.2%History
VBFInvesco Bond FundCOM16,984$353.0K0.1%History
HIEMiller/Howard High Income Equity FundCOM SHS BEN IN31,909$334.0K0.1%History
RSFRiverNorth Capital & Income Fund, Inc.COM13,700$273.0K0.1%History
INSIInsight Select Income FundCOM11,000$238.0K0.1%History
ARDCAres Dynamic Credit Allocation Fund, Inc.COM13,143$213.0K0.1%History
WEAWestern Asset Premier Bond FundSHS BEN INT14,023$206.0K0.1%History
EXDEaton Vance Tax-Managed Buy-Write Strategy FundCOM SH BEN INT16,218$187.0K0.1%History
HYIWestern Asset High Yield Opportunity Fund Inc.COM11,485$180.0K0.1%History
MMTAberdeen Multi-Market Income FundSH BEN INT25,740$161.0K0.1%History
CBHVirtus Convertible & Income 2024 Target Term FundCOM15,400$161.0K0.1%History