RiverFront Investment Group, LLC
- SEC CIK
- 0001469751
- Latest filing
- Jul 29, 2026
Holdings in Q4 2022
Holdings as of Dec 31, 2022, filed Feb 24, 2023. Long positions only; changes compare share counts with Q3 2022.
- Positions
- 103
- +14 vs. Q3 2022
- Portfolio value
- $440.5M
- −$2.23B (−83.5%) vs. Q3 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| iShares Core S&P 500 ETF464287200 | ETF | 618,348 | $28.7M | 6.5% | −5,090−0.8% | Reduced | – |
| Alps ETF Tr00162Q528 | DYNAM US ETF | 662,960 | $27.8M | 6.3% | −173,549−20.7% | Reduced | – |
| iShares Tr46434V407 | 0-5YR HI YL CP | 1,687,550 | $22.4M | 5.1% | −405,738−19.4% | Reduced | – |
| Goldman Sachs ETF Tr381430503 | ACTIVEBETA US LG | 2,378,390 | $21.6M | 4.9% | −193,643−7.5% | Reduced | – |
| First Tr Exch Traded FD III33739P608 | RIVRFRNT DYN DEV | 387,193 | $20.6M | 4.7% | +3,300+0.9% | Added | – |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 263,793 | $20.2M | 4.6% | +57,475+27.9% | Added | – |
| J P Morgan Exchange Traded F46641Q332 | EQUITY PREMIUM | 814,658 | $19.3M | 4.4% | −103,744−11.3% | Reduced | – |
| Vanguard Total Bond Market ETF921937835 | ETF | 2,286,998 | $17.7M | 4.0% | −64,351−2.7% | Reduced | – |
| State Street SPDR Portfolio Aggregate Bond ETF78464A649 | ETF | 6,935,604 | $13.3M | 3.0% | −571,685−7.6% | Reduced | – |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 2,823,829 | $12.8M | 2.9% | +2,541,503+900.2% | Added | – |
| Alps ETF Tr00162Q536 | DYNA CORE IN ETF | 480,874 | $10.6M | 2.4% | −506,883−51.3% | Reduced | – |
| iShares Tr464288877 | EAFE VALUE ETF | 972,539 | $9.56M | 2.2% | +218,810+29.0% | Added | – |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 1,526,493 | $9.20M | 2.1% | −67,397−4.2% | Reduced | – |
| Ssga Active ETF Tr78467V608 | ST STR BL LN ETF | 2,280,590 | $9.17M | 2.1% | −176,235−7.2% | Reduced | – |
| Vanguard Intermediate-Term Corporate Bond ETF92206C870 | ETF | 1,411,843 | $8.84M | 2.0% | −59,700−4.1% | Reduced | – |
| Alps ETF Tr00162Q510 | ACTIVE EQTY OPPT | 208,926 | $8.41M | 1.9% | −44,975−17.7% | Reduced | – |
| iShares Tr464287721 | U.S. TECH ETF | 674,590 | $8.39M | 1.9% | −170,995−20.2% | Reduced | – |
| iShares Tr464287770 | U.S. FIN SVC ETF | 515,569 | $7.40M | 1.7% | −42,957−7.7% | Reduced | – |
| iShares Tr464288653 | 10-20 YR TRS ETF | 618,568 | $7.22M | 1.6% | −83,922−11.9% | Reduced | – |
| MSFTMicrosoft Corp | Stock | 134,876 | $6.64M | 1.5% | +225+0.2% | Added | History |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 603,563 | $5.96M | 1.4% | −7,493−1.2% | Reduced | – |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 517,687 | $5.93M | 1.3% | −6,096−1.2% | Reduced | – |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 643,718 | $5.84M | 1.3% | −37,456−5.5% | Reduced | – |
| JPMorgan Nasdaq Equity Premium Income ETF46654Q203 | ETF | 900,702 | $5.53M | 1.3% | −56,332−5.9% | Reduced | – |
| First Tr Exchange Traded FD33738R308 | BUYWRIT INCM ETF | 272,260 | $5.26M | 1.2% | +272,260 | New | – |
| State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474 | ETF | 2,302,218 | $5.23M | 1.2% | −43,140−1.8% | Reduced | – |
| First Tr Exch Traded FD III33739P707 | RIVR FRNT DYN | 102,321 | $5.19M | 1.2% | +6,131+6.4% | Added | – |
| Alps ETF Tr00162Q783 | STRATEGIC INCOME | 212,820 | $4.82M | 1.1% | −427−0.2% | Reduced | – |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 667,391 | $4.77M | 1.1% | −131,811−16.5% | Reduced | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 218,324 | $4.47M | 1.0% | +218,324 | New | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 73,079 | $4.12M | 0.9% | −112,346−60.6% | Reduced | – |
| AAPLApple Inc. | Stock | 189,787 | $3.82M | 0.9% | +18,301+10.7% | Added | History |
| Vanguard Scottsdale FDS92206C706 | INTER TERM TREAS | 866,461 | $3.79M | 0.9% | −41,800−4.6% | Reduced | – |
| iShares Tr464288588 | MBS ETF | 593,307 | $3.74M | 0.8% | −31,277−5.0% | Reduced | – |
| iShares Inc46434G764 | MSCI EMRG CHN | 284,547 | $3.45M | 0.8% | −57,862−16.9% | Reduced | – |
| First Tr Exchange-Traded FD33738D309 | SENIOR LN FD | 74,188 | $3.31M | 0.8% | +74,188 | New | – |
| BRK.BBerkshire Hathaway Inc | Stock | 9,855 | $3.04M | 0.7% | +37+0.4% | Added | History |
| SPDR Series Trust78468R408 | ST TERM HIGH ETF | 566,220 | $2.92M | 0.7% | −227,590−28.7% | Reduced | – |
| J P Morgan Exchange Traded F46641Q225 | BETA CDA ETF NEW | 320,520 | $2.90M | 0.7% | −80,008−20.0% | Reduced | – |
| iShares Tr464289511 | 10+ YR INVST GRD | 167,725 | $2.66M | 0.6% | +167,725 | New | – |
| PLDPrologis, Inc. | REIT | 168,517 | $2.53M | 0.6% | −13,882−7.6% | Reduced | History |
| EOGEOG Resources Inc | Stock | 84,448 | $2.33M | 0.5% | −11,983−12.4% | Reduced | History |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | 232,358 | $2.32M | 0.5% | −8,598−3.6% | Reduced | – |
| Global X FDS37954Y475 | S&P 500 COVERED | 57,598 | $2.27M | 0.5% | +57,598 | New | – |
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | ETF | 418,845 | $2.26M | 0.5% | −2,992−0.7% | Reduced | – |
| iShares Inc464286806 | MSCI GERMANY ETF | 89,601 | $2.22M | 0.5% | +24,466+37.6% | Added | – |
| SYKStryker Corp | Stock | 8,257 | $2.02M | 0.5% | 00.0% | Unchanged | History |
| UNHUnitedHealth Group Inc | Stock | 17,496 | $1.99M | 0.5% | −3,035−14.8% | Reduced | History |
| CATCaterpillar Inc | Stock | 50,161 | $1.82M | 0.4% | −7,241−12.6% | Reduced | History |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 49,545 | $1.69M | 0.4% | +49,545 | New | – |
| iShares U.S. Medical Devices ETF464288810 | ETF | 207,250 | $1.67M | 0.4% | −47,914−18.8% | Reduced | – |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 230,348 | $1.65M | 0.4% | −1,666−0.7% | Reduced | – |
| ABBVAbbVie Inc. | Stock | 49,020 | $1.64M | 0.4% | −6,651−11.9% | Reduced | History |
| WMTWalmart Inc. | Stock | 56,137 | $1.64M | 0.4% | −9,042−13.9% | Reduced | History |
| GOOGAlphabet Inc. | Stock | 92,983 | $1.62M | 0.4% | +21,434+30.0% | Added | History |
| Invesco Exch Traded FD Tr II46138E628 | KBW BK ETF | 157,383 | $1.54M | 0.3% | +87,708+125.9% | Added | – |
| Franklin Templeton ETF Tr35473P744 | FTSE JAPAN ETF | 290,861 | $1.52M | 0.3% | +290,861 | New | – |
| WHRWhirlpool Corp | Stock | 10,000 | $1.41M | 0.3% | 00.0% | Unchanged | History |
| WisdomTree Tr97717X701 | EUROPE HEDGED EQ | 18,996 | $1.33M | 0.3% | +5,812+44.1% | Added | – |
| J P Morgan Exchange Traded F46641Q647 | MUNICIPAL ETF | 26,516 | $1.32M | 0.3% | +26,516 | New | – |
| iShares Core Dividend Growth ETF46434V621 | ETF | 397,147 | $1.27M | 0.3% | −4,674−1.2% | Reduced | – |
| AMZNAmazon Com Inc | Stock | 89,054 | $1.26M | 0.3% | −23,826−21.1% | Reduced | History |
| State Street Communication Services Select Sector SPDR ETF81369Y852 | ETF | 339,351 | $1.24M | 0.3% | −27,806−7.6% | Reduced | – |
| DBX ETF Tr233051630 | XTRACK MSCI EAFE | 55,888 | $1.22M | 0.3% | +55,888 | New | – |
| iShares Tr464288687 | PFD AND INCM SEC | 39,906 | $1.22M | 0.3% | +13,767+52.7% | Added | – |
| Invesco Nasdaq 100 ETF46138G649 | ETF | 10,862 | $1.19M | 0.3% | −11,830−52.1% | Reduced | – |
| TAT&T Inc. | Stock | 239,659 | $1.16M | 0.3% | −32,098−11.8% | Reduced | History |
| iShares Tr46435U192 | GENOMICS IMMUN | 45,602 | $1.15M | 0.3% | +22,334+96.0% | Added | – |
| State Street Materials Select Sector SPDR ETF81369Y100 | ETF | 226,071 | $1.14M | 0.3% | −1,827−0.8% | Reduced | – |
| KMIKinder Morgan, Inc. | Stock | 308,801 | $1.06M | 0.2% | −46,958−13.2% | Reduced | History |
| HIGHartford Insurance Group, Inc. | Stock | 63,496 | $1.05M | 0.2% | −13,638−17.7% | Reduced | History |
| Vanguard Index FDS922908710 | COM | 2,954 | $1.05M | 0.2% | 00.0% | Unchanged | – |
| Global X FDS37950E101 | FTSE NORDIC REG | 200,253 | $927.3K | 0.2% | −47,542−19.2% | Reduced | – |
| ABTAbbott Laboratories | Stock | 8,232 | $903.8K | 0.2% | +284+3.6% | Added | History |
| iShares Tr464288414 | NATIONAL MUN ETF | 7,298 | $770.1K | 0.2% | 00.0% | Unchanged | – |
| PEPPepsiCo Inc | Stock | 3,811 | $688.5K | 0.2% | 00.0% | Unchanged | History |
| RIORio Tinto PLC | ADR | 60,596 | $677.8K | 0.2% | −10,022−14.2% | Reduced | History |
| MCDMcDonalds Corp | Stock | 2,482 | $654.1K | 0.1% | +82+3.4% | Added | History |
| iShares Tr46429B655 | FLTG RATE NT ETF | 12,042 | $606.1K | 0.1% | +214+1.8% | Added | – |
| iShares Tr464287432 | 20 YR TR BD ETF | 4,997 | $497.5K | 0.1% | −146,540−96.7% | Reduced | – |
| iShares Tr464287390 | LATN AMER 40 ETF | 202,211 | $476.7K | 0.1% | −15,195−7.0% | Reduced | – |
| Invesco Exch Traded FD Tr II46138G508 | SR LN ETF | 22,743 | $466.9K | 0.1% | +22,743 | New | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 2,028 | $434.5K | 0.1% | +147+7.8% | Added | – |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 2,982 | $421.2K | 0.1% | +2,982 | New | – |
| DISWalt Disney Co | Stock | 4,800 | $417.0K | 0.1% | 00.0% | Unchanged | History |
| BABoeing Co | Stock | 2,000 | $381.0K | 0.1% | 00.0% | Unchanged | History |
| iShares Tr464288513 | IBOXX HI YD ETF | 5,168 | $380.5K | 0.1% | +5,168 | New | – |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 8,438 | $354.1K | 0.1% | +8,438 | New | – |
| iShares MSCI Eafe ETF464287465 | ETF | 5,360 | $351.8K | 0.1% | 00.0% | Unchanged | – |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 3,221 | $339.6K | 0.1% | +3,221 | New | – |
| Vanguard Scottsdale FDS92206C813 | LG-TERM COR BD | 4,396 | $332.8K | 0.1% | +4,396 | New | – |
| Vanguard Mortgage-Backed Securities ETF92206C771 | ETF | 7,210 | $328.2K | 0.1% | −402−5.3% | Reduced | – |
| KOCoca Cola Co | Stock | 4,994 | $317.7K | 0.1% | +194+4.0% | Added | History |
| iShares Tr46436E718 | 0-3 MTH TREASURY | 3,150 | $315.4K | 0.1% | −64−2.0% | Reduced | – |
| American Funds Balanced Fd024071409 | COM STK | 10,247 | $294.4K | 0.1% | +10,247 | New | – |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 14,983 | $254.8K | 0.1% | +14,983 | New | – |
| JPMJPMorgan Chase & Co | Stock | 1,845 | $247.4K | 0.1% | +1,845 | New | History |
| iShares Tr464287234 | MSCI EMG MKT ETF | 6,394 | $242.3K | 0.1% | 00.0% | Unchanged | – |
| iShares Tr464288885 | EAFE GRWTH ETF | 2,578 | $215.9K | <0.1% | −10,037−79.6% | Reduced | – |
| iShares Core MSCI Europe ETF46434V738 | ETF | 4,479 | $212.8K | <0.1% | +4,479 | New | – |
Sold out since Q3 2022 (6)
Positions held at the end of Q3 2022 that are gone from this filing.
| Security | Class | Shares in Q3 2022 | Value in Q3 2022 | % of portfolio in Q3 2022 | History |
|---|---|---|---|---|---|
| iShares Tr46434V803 | HDG MSCI EAFE | 3,059,046 | $96.3M | 3.6% | – |
| iShares Tr464288372 | GLB INFRASTR ETF | 47,702 | $2.00M | 0.1% | – |
| Aim Tax Exempt FDS Invesco Tax001419555 | MUTUAL FUNDS | 40,971 | $467.0K | <0.1% | – |
| Invesco Exch Traded FD Tr II46138E370 | S&P 500 HB ETF | 6,355 | $365.0K | <0.1% | – |
| iShares Tr464287515 | EXPANDED TECH | 1,280 | $320.0K | <0.1% | – |
| iShares Tr464288851 | US OIL GS EX ETF | 2,430 | $202.0K | <0.1% | – |