RiverFront Investment Group, LLC
- SEC CIK
- 0001469751
- Latest filing
- Jul 29, 2026
Holdings in Q3 2022
Holdings as of Sep 30, 2022, filed Nov 10, 2022. Long positions only; changes compare share counts with Q2 2022.
- Positions
- 89
- −9 vs. Q2 2022
- Portfolio value
- $2.67B
- +$5.01M (+0.2%) vs. Q2 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| iShares Core S&P 500 ETF464287200 | ETF | 623,438 | $239.8M | 9.0% | +327,630+110.8% | Added | – |
| Goldman Sachs ETF Tr381430503 | ACTIVEBETA US LG | 2,572,033 | $195.2M | 7.3% | +672,628+35.4% | Added | – |
| State Street SPDR Portfolio Aggregate Bond ETF78464A649 | ETF | 7,507,289 | $184.9M | 6.9% | −17,078−0.2% | Reduced | – |
| Vanguard Total Bond Market ETF921937835 | ETF | 2,351,349 | $165.6M | 6.2% | +40,797+1.8% | Added | – |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 1,593,890 | $118.0M | 4.4% | +1,924+0.1% | Added | – |
| Vanguard Intermediate-Term Corporate Bond ETF92206C870 | ETF | 1,471,543 | $110.7M | 4.1% | +27,557+1.9% | Added | – |
| Ssga Active ETF Tr78467V608 | ST STR BL LN ETF | 2,456,825 | $101.4M | 3.8% | −349,301−12.4% | Reduced | – |
| iShares Tr46434V803 | HDG MSCI EAFE | 3,059,046 | $96.3M | 3.6% | −699,356−18.6% | Reduced | – |
| iShares Tr464287770 | U.S. FIN SVC ETF | 558,526 | $87.3M | 3.3% | −5,232−0.9% | Reduced | – |
| iShares Tr46434V407 | 0-5YR HI YL CP | 2,093,288 | $84.6M | 3.2% | +758,945+56.9% | Added | – |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 611,056 | $77.7M | 2.9% | −19,660−3.1% | Reduced | – |
| iShares Tr464288653 | 10-20 YR TRS ETF | 702,490 | $73.9M | 2.8% | +653,602+1,336.9% | Added | – |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 523,783 | $69.0M | 2.6% | −6,489−1.2% | Reduced | – |
| State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474 | ETF | 2,345,358 | $68.3M | 2.6% | +2,326,046+12,044.6% | Added | – |
| iShares Tr464287721 | U.S. TECH ETF | 845,585 | $64.0M | 2.4% | −62,137−6.8% | Reduced | – |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 681,174 | $59.5M | 2.2% | +263,990+63.3% | Added | – |
| iShares Tr464288588 | MBS ETF | 624,584 | $56.5M | 2.1% | +22,947+3.8% | Added | – |
| Vanguard Scottsdale FDS92206C706 | INTER TERM TREAS | 908,261 | $52.5M | 2.0% | +2,290+0.3% | Added | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 185,425 | $50.8M | 1.9% | −86,719−31.9% | Reduced | – |
| J P Morgan Exchange Traded F46641Q332 | EQUITY PREMIUM | 918,402 | $48.6M | 1.8% | −2,940,760−76.2% | Reduced | – |
| JPMorgan Nasdaq Equity Premium Income ETF46654Q203 | ETF | 957,034 | $41.1M | 1.5% | +957,034 | New | – |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | 240,956 | $34.7M | 1.3% | −78,005−24.5% | Reduced | – |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 799,202 | $34.0M | 1.3% | +345,263+76.1% | Added | – |
| Alps ETF Tr00162Q528 | DYNAM US ETF | 836,509 | $32.6M | 1.2% | −115,006−12.1% | Reduced | – |
| MSFTMicrosoft Corp | Stock | 134,651 | $31.3M | 1.2% | +27,683+25.9% | Added | History |
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | ETF | 421,837 | $30.5M | 1.1% | +104,786+33.1% | Added | – |
| iShares Tr464288877 | EAFE VALUE ETF | 753,729 | $30.5M | 1.1% | −13,457−1.8% | Reduced | – |
| AAPLApple Inc. | Stock | 171,486 | $25.7M | 1.0% | +28,370+19.8% | Added | History |
| J P Morgan Exchange Traded F46641Q225 | BETA CDA ETF NEW | 400,528 | $22.5M | 0.8% | −20,118−4.8% | Reduced | – |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 232,014 | $21.7M | 0.8% | −5,390−2.3% | Reduced | – |
| Alps ETF Tr00162Q536 | DYNA CORE IN ETF | 987,757 | $21.5M | 0.8% | −179,617−15.4% | Reduced | – |
| PLDPrologis, Inc. | REIT | 182,399 | $19.9M | 0.7% | −6,170−3.3% | Reduced | History |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 206,318 | $19.8M | 0.7% | −8,915−4.1% | Reduced | – |
| iShares Core Dividend Growth ETF46434V621 | ETF | 401,821 | $19.6M | 0.7% | −3,709−0.9% | Reduced | – |
| SPDR Series Trust78468R408 | ST TERM HIGH ETF | 793,810 | $19.1M | 0.7% | −134,193−14.5% | Reduced | – |
| First Tr Exch Traded FD III33739P608 | RIVRFRNT DYN DEV | 383,893 | $17.7M | 0.7% | −45,250−10.5% | Reduced | – |
| State Street Communication Services Select Sector SPDR ETF81369Y852 | ETF | 367,157 | $17.7M | 0.7% | −4,193−1.1% | Reduced | – |
| State Street Materials Select Sector SPDR ETF81369Y100 | ETF | 227,898 | $16.8M | 0.6% | −2,259−1.0% | Reduced | – |
| iShares Inc46434G764 | MSCI EMRG CHN | 342,409 | $15.6M | 0.6% | +16,056+4.9% | Added | – |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 282,326 | $15.6M | 0.6% | −147,831−34.4% | Reduced | – |
| iShares Tr464287432 | 20 YR TR BD ETF | 151,537 | $15.0M | 0.6% | −13,715−8.3% | Reduced | – |
| iShares U.S. Medical Devices ETF464288810 | ETF | 255,164 | $12.6M | 0.5% | −25,036−8.9% | Reduced | – |
| EOGEOG Resources Inc | Stock | 96,431 | $12.4M | 0.5% | −1,026−1.1% | Reduced | History |
| AMZNAmazon Com Inc | Stock | 112,880 | $11.9M | 0.4% | +50,735+81.6% | Added | History |
| CATCaterpillar Inc | Stock | 57,402 | $11.6M | 0.4% | −6,203−9.8% | Reduced | History |
| UNHUnitedHealth Group Inc | Stock | 20,531 | $11.1M | 0.4% | −1,277−5.9% | Reduced | History |
| Alps ETF Tr00162Q510 | ACTIVE EQTY OPPT | 253,901 | $9.45M | 0.4% | −29,767−10.5% | Reduced | – |
| WMTWalmart Inc. | Stock | 65,179 | $9.01M | 0.3% | −4,125−6.0% | Reduced | History |
| ABBVAbbVie Inc. | Stock | 55,671 | $7.94M | 0.3% | −3,093−5.3% | Reduced | History |
| GOOGAlphabet Inc. | Stock | 71,549 | $6.81M | 0.3% | +71,549 | New | History |
| KMIKinder Morgan, Inc. | Stock | 355,759 | $6.28M | 0.2% | −36,232−9.2% | Reduced | History |
| Global X FDS37950E101 | FTSE NORDIC REG | 247,795 | $5.83M | 0.2% | −4,613−1.8% | Reduced | – |
| iShares Tr464287390 | LATN AMER 40 ETF | 217,406 | $5.58M | 0.2% | −31,716−12.7% | Reduced | – |
| HIGHartford Insurance Group, Inc. | Stock | 77,134 | $5.28M | 0.2% | −19,998−20.6% | Reduced | History |
| Alps ETF Tr00162Q783 | STRATEGIC INCOME | 213,247 | $4.74M | 0.2% | −26,288−11.0% | Reduced | – |
| TAT&T Inc. | Stock | 271,757 | $4.67M | 0.2% | −89,828−24.8% | Reduced | History |
| First Tr Exch Traded FD III33739P707 | RIVR FRNT DYN | 96,190 | $4.43M | 0.2% | −10,920−10.2% | Reduced | – |
| RIORio Tinto PLC | ADR | 70,618 | $3.80M | 0.1% | −2,307−3.2% | Reduced | History |
| Invesco Exch Traded FD Tr II46138E628 | KBW BK ETF | 69,675 | $3.61M | 0.1% | −4,538−6.1% | Reduced | – |
| BRK.BBerkshire Hathaway Inc | Stock | 9,818 | $2.62M | 0.1% | 00.0% | Unchanged | History |
| Invesco Nasdaq 100 ETF46138G649 | ETF | 22,692 | $2.50M | 0.1% | +9,270+69.1% | Added | – |
| iShares Tr464288372 | GLB INFRASTR ETF | 47,702 | $2.00M | 0.1% | −2,723−5.4% | Reduced | – |
| SYKStryker Corp | Stock | 8,257 | $1.67M | 0.1% | −738−8.2% | Reduced | History |
| WHRWhirlpool Corp | Stock | 10,000 | $1.35M | 0.1% | +10,000 | New | History |
| iShares Inc464286806 | MSCI GERMANY ETF | 65,135 | $1.29M | <0.1% | −3,707−5.4% | Reduced | – |
| Vanguard Index FDS922908710 | COM | 2,954 | $977.0K | <0.1% | −232−7.3% | Reduced | – |
| iShares Tr464288885 | EAFE GRWTH ETF | 12,615 | $915.0K | <0.1% | 00.0% | Unchanged | – |
| iShares Tr464288687 | PFD AND INCM SEC | 26,139 | $828.0K | <0.1% | −1,751−6.3% | Reduced | – |
| WisdomTree Tr97717X701 | EUROPE HEDGED EQ | 13,184 | $820.0K | <0.1% | −961−6.8% | Reduced | – |
| ABTAbbott Laboratories | Stock | 7,948 | $769.0K | <0.1% | −1,128−12.4% | Reduced | History |
| iShares Tr464288414 | NATIONAL MUN ETF | 7,298 | $749.0K | <0.1% | 00.0% | Unchanged | – |
| Global X FDS37954Y673 | US INFR DEV ETF | 29,466 | $679.0K | <0.1% | −1,606,200−98.2% | Reduced | – |
| PEPPepsiCo Inc | Stock | 3,811 | $622.0K | <0.1% | −14−0.4% | Reduced | History |
| iShares Tr46435U192 | GENOMICS IMMUN | 23,268 | $614.0K | <0.1% | −1,057−4.3% | Reduced | – |
| iShares Tr46429B655 | FLTG RATE NT ETF | 11,828 | $595.0K | <0.1% | −3,273−21.7% | Reduced | – |
| MCDMcDonalds Corp | Stock | 2,400 | $554.0K | <0.1% | −10−0.4% | Reduced | History |
| Aim Tax Exempt FDS Invesco Tax001419555 | MUTUAL FUNDS | 40,971 | $467.0K | <0.1% | 00.0% | Unchanged | – |
| DISWalt Disney Co | Stock | 4,800 | $453.0K | <0.1% | −19−0.4% | Reduced | History |
| iShares Russell 1000 Growth ETF464287614 | ETF | 1,881 | $396.0K | <0.1% | −683−26.6% | Reduced | – |
| Invesco Exch Traded FD Tr II46138E370 | S&P 500 HB ETF | 6,355 | $365.0K | <0.1% | 00.0% | Unchanged | – |
| Vanguard Mortgage-Backed Securities ETF92206C771 | ETF | 7,612 | $343.0K | <0.1% | −200−2.6% | Reduced | – |
| iShares Tr46436E718 | 0-3 MTH TREASURY | 3,214 | $322.0K | <0.1% | −2,443−43.2% | Reduced | – |
| iShares Tr464287515 | EXPANDED TECH | 1,280 | $320.0K | <0.1% | 00.0% | Unchanged | – |
| iShares MSCI Eafe ETF464287465 | ETF | 5,360 | $300.0K | <0.1% | 00.0% | Unchanged | – |
| KOCoca Cola Co | Stock | 4,800 | $269.0K | <0.1% | −41−0.8% | Reduced | History |
| BABoeing Co | Stock | 2,000 | $242.0K | <0.1% | 00.0% | Unchanged | History |
| iShares Tr464287234 | MSCI EMG MKT ETF | 6,394 | $223.0K | <0.1% | 00.0% | Unchanged | – |
| iShares Tr464288851 | US OIL GS EX ETF | 2,430 | $202.0K | <0.1% | +2,430 | New | – |
| HBANHuntington Bancshares Inc | COM | 13,710 | $181.0K | <0.1% | 00.0% | Unchanged | History |
Sold out since Q2 2022 (13)
Positions held at the end of Q2 2022 that are gone from this filing.
| Security | Class | Shares in Q2 2022 | Value in Q2 2022 | % of portfolio in Q2 2022 | History |
|---|---|---|---|---|---|
| VanEck ETF Trust92189F437 | FALLEN ANGEL HG | 839,133 | $22.7M | 0.9% | – |
| iShares Tr464288281 | JPMORGAN USD EMG | 173,151 | $14.8M | 0.6% | – |
| Vanguard Communication Services ETF92204A884 | ETF | 127,545 | $12.0M | 0.5% | – |
| iShares S&P 500 Value ETF464287408 | ETF | 70,086 | $9.63M | 0.4% | – |
| Franklin Templeton ETF Tr35473P678 | FTSE UNTD KGDM | 385,395 | $8.59M | 0.3% | – |
| WRKWestRock Co | COM | 194,108 | $7.73M | 0.3% | History |
| METAMeta Platforms, Inc. | Stock | 22,438 | $3.62M | 0.1% | History |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 16,836 | $529.0K | <0.1% | – |
| Vanguard High Dividend Yield Index ETF921946406 | ETF | 4,874 | $496.0K | <0.1% | – |
| iShares Inc46434G772 | MSCI TAIWAN ETF | 4,941 | $249.0K | <0.1% | – |
| iShares MSCI India ETF46429B598 | ETF | 5,790 | $228.0K | <0.1% | – |
| iShares Core MSCI Europe ETF46434V738 | ETF | 4,479 | $201.0K | <0.1% | – |
| Invesco Exch Traded FD Tr II46138G508 | SR LN ETF | 9,887 | $200.0K | <0.1% | – |