RiverFront Investment Group, LLC
- SEC CIK
- 0001469751
- Latest filing
- Jul 29, 2026
Holdings in Q1 2023
Holdings as of Mar 31, 2023, filed May 15, 2023. Long positions only; changes compare share counts with Q4 2022.
- Positions
- 103
- 0 vs. Q4 2022
- Portfolio value
- $2.83B
- +$2.39B (+543.1%) vs. Q4 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| iShares Core S&P 500 ETF464287200 | ETF | 631,615 | $259.6M | 9.2% | +13,267+2.1% | Added | – |
| Goldman Sachs ETF Tr381430503 | ACTIVEBETA US LG | 2,418,454 | $196.4M | 6.9% | +40,064+1.7% | Added | – |
| State Street SPDR Portfolio Aggregate Bond ETF78464A649 | ETF | 7,482,959 | $193.0M | 6.8% | +547,355+7.9% | Added | – |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 2,849,478 | $190.5M | 6.7% | +25,649+0.9% | Added | – |
| Vanguard Total Bond Market ETF921937835 | ETF | 2,337,688 | $172.6M | 6.1% | +50,690+2.2% | Added | – |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 1,585,477 | $120.9M | 4.3% | +58,984+3.9% | Added | – |
| Vanguard Intermediate-Term Corporate Bond ETF92206C870 | ETF | 1,451,101 | $116.4M | 4.1% | +39,258+2.8% | Added | – |
| Ssga Active ETF Tr78467V608 | ST STR BL LN ETF | 2,406,644 | $99.8M | 3.5% | +126,054+5.5% | Added | – |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 598,491 | $90.4M | 3.2% | −5,072−0.8% | Reduced | – |
| iShares Tr464288653 | 10-20 YR TRS ETF | 654,652 | $75.0M | 2.6% | +36,084+5.8% | Added | – |
| iShares Tr46434V407 | 0-5YR HI YL CP | 1,710,613 | $71.3M | 2.5% | +23,063+1.4% | Added | – |
| State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474 | ETF | 2,350,641 | $69.6M | 2.5% | +48,423+2.1% | Added | – |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 512,148 | $66.3M | 2.3% | −5,539−1.1% | Reduced | – |
| iShares Tr464287770 | U.S. FIN SVC ETF | 439,196 | $66.3M | 2.3% | −76,373−14.8% | Reduced | – |
| iShares Tr464288588 | MBS ETF | 616,620 | $58.4M | 2.1% | +23,313+3.9% | Added | – |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 645,518 | $53.5M | 1.9% | +1,800+0.3% | Added | – |
| Vanguard Scottsdale FDS92206C706 | INTER TERM TREAS | 891,424 | $53.4M | 1.9% | +24,963+2.9% | Added | – |
| iShares Tr464287721 | U.S. TECH ETF | 519,893 | $48.3M | 1.7% | −154,697−22.9% | Reduced | – |
| iShares Tr464288877 | EAFE VALUE ETF | 989,331 | $48.0M | 1.7% | +16,792+1.7% | Added | – |
| J P Morgan Exchange Traded F46641Q332 | EQUITY PREMIUM | 802,603 | $43.8M | 1.5% | −12,055−1.5% | Reduced | – |
| JPMorgan Nasdaq Equity Premium Income ETF46654Q203 | ETF | 933,712 | $42.1M | 1.5% | +33,010+3.7% | Added | – |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | 231,590 | $34.6M | 1.2% | −768−0.3% | Reduced | – |
| AAPLApple Inc. | Stock | 207,042 | $34.1M | 1.2% | +17,255+9.1% | Added | History |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 693,946 | $33.9M | 1.2% | +26,555+4.0% | Added | – |
| MSFTMicrosoft Corp | Stock | 113,776 | $32.8M | 1.2% | −21,100−15.6% | Reduced | History |
| iShares Tr464289180 | MSCI EURO FL ETF | 1,699,877 | $31.8M | 1.1% | +1,699,877 | New | – |
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | ETF | 422,941 | $31.6M | 1.1% | +4,096+1.0% | Added | – |
| Alps ETF Tr00162Q528 | DYNAM US ETF | 637,504 | $27.4M | 1.0% | −25,456−3.8% | Reduced | – |
| VanEck Vectors ETF Tr92189F593 | MORNINGSTAR INTL | 840,919 | $26.9M | 0.9% | +840,919 | New | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 82,287 | $26.4M | 0.9% | +9,208+12.6% | Added | – |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 229,524 | $23.2M | 0.8% | −824−0.4% | Reduced | – |
| PLDPrologis, Inc. | REIT | 172,448 | $21.5M | 0.8% | +3,931+2.3% | Added | History |
| iShares Core S&P Small Cap ETF464287804 | ETF | 220,017 | $21.3M | 0.8% | +1,693+0.8% | Added | – |
| First Tr Exch Traded FD III33739P608 | RIVRFRNT DYN DEV | 375,960 | $21.1M | 0.7% | −11,233−2.9% | Reduced | – |
| State Street Communication Services Select Sector SPDR ETF81369Y852 | ETF | 358,225 | $20.8M | 0.7% | +18,874+5.6% | Added | – |
| J P Morgan Exchange Traded F46641Q225 | BETA CDA ETF NEW | 339,334 | $20.2M | 0.7% | +18,814+5.9% | Added | – |
| iShares Core Dividend Growth ETF46434V621 | ETF | 395,114 | $19.8M | 0.7% | −2,033−0.5% | Reduced | – |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 185,032 | $18.4M | 0.7% | −78,761−29.9% | Reduced | – |
| State Street Materials Select Sector SPDR ETF81369Y100 | ETF | 225,593 | $18.2M | 0.6% | −478−0.2% | Reduced | – |
| iShares Inc46434G764 | MSCI EMRG CHN | 290,502 | $14.3M | 0.5% | +5,955+2.1% | Added | – |
| CATCaterpillar Inc | Stock | 52,523 | $12.0M | 0.4% | +2,362+4.7% | Added | History |
| iShares U.S. Medical Devices ETF464288810 | ETF | 212,348 | $11.5M | 0.4% | +5,098+2.5% | Added | – |
| GOOGAlphabet Inc. | Stock | 104,220 | $10.8M | 0.4% | +11,237+12.1% | Added | History |
| Alps ETF Tr00162Q536 | DYNA CORE IN ETF | 464,343 | $10.4M | 0.4% | −16,531−3.4% | Reduced | – |
| AMZNAmazon Com Inc | Stock | 100,765 | $10.4M | 0.4% | +11,711+13.2% | Added | History |
| EOGEOG Resources Inc | Stock | 87,623 | $10.0M | 0.4% | +3,175+3.8% | Added | History |
| iShares Tr464289511 | 10+ YR INVST GRD | 187,793 | $9.84M | 0.3% | +20,068+12.0% | Added | – |
| WMTWalmart Inc. | Stock | 58,449 | $8.62M | 0.3% | +2,312+4.1% | Added | History |
| UNHUnitedHealth Group Inc | Stock | 17,762 | $8.39M | 0.3% | +266+1.5% | Added | History |
| ABBVAbbVie Inc. | Stock | 52,153 | $8.31M | 0.3% | +3,133+6.4% | Added | History |
| Alps ETF Tr00162Q510 | ACTIVE EQTY OPPT | 198,219 | $8.24M | 0.3% | −10,707−5.1% | Reduced | – |
| Franklin Templeton ETF Tr35473P744 | FTSE JAPAN ETF | 301,993 | $7.81M | 0.3% | +11,132+3.8% | Added | – |
| KOCoca Cola Co | Stock | 94,994 | $5.89M | 0.2% | +90,000+1,802.2% | Added | History |
| KMIKinder Morgan, Inc. | Stock | 326,055 | $5.71M | 0.2% | +17,254+5.6% | Added | History |
| iShares Tr464288836 | U.S. PHARMA ETF | 32,168 | $5.64M | 0.2% | +32,168 | New | – |
| Vanguard Scottsdale FDS92206C813 | LG-TERM COR BD | 68,575 | $5.47M | 0.2% | +64,179+1,459.9% | Added | – |
| First Tr Exch Traded FD III33739P707 | RIVR FRNT DYN | 100,621 | $5.39M | 0.2% | −1,700−1.7% | Reduced | – |
| First Tr Exchange Traded FD33738R308 | BUYWRIT INCM ETF | 258,750 | $5.22M | 0.2% | −13,510−5.0% | Reduced | – |
| TAT&T Inc. | Stock | 263,513 | $5.07M | 0.2% | +23,854+10.0% | Added | History |
| Alps ETF Tr00162Q783 | STRATEGIC INCOME | 215,522 | $4.95M | 0.2% | +2,702+1.3% | Added | – |
| RIORio Tinto PLC | ADR | 70,875 | $4.86M | 0.2% | +10,279+17.0% | Added | History |
| iShares Tr464287390 | LATN AMER 40 ETF | 203,081 | $4.85M | 0.2% | +870+0.4% | Added | – |
| SPDR Series Trust78468R408 | ST TERM HIGH ETF | 191,479 | $4.76M | 0.2% | −374,741−66.2% | Reduced | – |
| HIGHartford Insurance Group, Inc. | Stock | 65,904 | $4.59M | 0.2% | +2,408+3.8% | Added | History |
| BRK.BBerkshire Hathaway Inc | Stock | 12,355 | $3.81M | 0.1% | +2,500+25.4% | Added | History |
| First Tr Exchange-Traded FD33738D309 | SENIOR LN FD | 70,890 | $3.21M | 0.1% | −3,298−4.4% | Reduced | – |
| First Tr Exchange Traded FD33738R720 | NASDQ ARTFCIAL | 65,823 | $2.81M | 0.1% | +65,823 | New | – |
| iShares Inc464286806 | MSCI GERMANY ETF | 85,465 | $2.43M | 0.1% | −4,136−4.6% | Reduced | – |
| iShares Tr464288646 | ISHS 1-5YR INVS | 47,971 | $2.42M | 0.1% | +43,966+1,097.8% | Added | – |
| SYKStryker Corp | Stock | 8,257 | $2.36M | 0.1% | 00.0% | Unchanged | History |
| J P Morgan Exchange Traded F46641Q647 | MUNICIPAL ETF | 39,470 | $2.00M | 0.1% | +12,954+48.9% | Added | – |
| DBX ETF Tr233051630 | XTRACK MSCI EAFE | 77,721 | $1.81M | 0.1% | +21,833+39.1% | Added | – |
| WisdomTree Tr97717X701 | EUROPE HEDGED EQ | 18,152 | $1.49M | 0.1% | −844−4.4% | Reduced | – |
| Invesco Nasdaq 100 ETF46138G649 | ETF | 10,766 | $1.42M | 0.1% | −96−0.9% | Reduced | – |
| WHRWhirlpool Corp | Stock | 10,000 | $1.32M | <0.1% | 00.0% | Unchanged | History |
| PIMCO ETF Tr72201R817 | INV GRD CRP BD | 13,323 | $1.28M | <0.1% | +13,323 | New | – |
| iShares Tr464288687 | PFD AND INCM SEC | 38,178 | $1.19M | <0.1% | −1,728−4.3% | Reduced | – |
| Vanguard Index FDS922908710 | COM | 2,979 | $1.13M | <0.1% | +25+0.8% | Added | – |
| iShares Tr46435U192 | GENOMICS IMMUN | 43,644 | $1.02M | <0.1% | −1,958−4.3% | Reduced | – |
| Global X FDS37954Y475 | S&P 500 COVERED | 21,487 | $870.2K | <0.1% | −36,111−62.7% | Reduced | – |
| ABTAbbott Laboratories | Stock | 8,232 | $833.6K | <0.1% | 00.0% | Unchanged | History |
| iShares Tr464288414 | NATIONAL MUN ETF | 7,298 | $786.3K | <0.1% | 00.0% | Unchanged | – |
| MCDMcDonalds Corp | Stock | 2,482 | $694.0K | <0.1% | 00.0% | Unchanged | History |
| iShares Tr464287432 | 20 YR TR BD ETF | 6,389 | $679.6K | <0.1% | +1,392+27.9% | Added | – |
| PEPPepsiCo Inc | Stock | 3,366 | $613.6K | <0.1% | −445−11.7% | Reduced | History |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 3,337 | $482.6K | <0.1% | +355+11.9% | Added | – |
| DISWalt Disney Co | Stock | 4,800 | $480.6K | <0.1% | 00.0% | Unchanged | History |
| Hartford FDS Exchange Traded41653L503 | MUN OPORTUNITE | 12,312 | $470.4K | <0.1% | +12,312 | New | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 1,881 | $459.6K | <0.1% | −147−7.2% | Reduced | – |
| Lattice Strategies Tr518416870 | HART DI EQUI ETF | 11,070 | $456.6K | <0.1% | +11,070 | New | – |
| BABoeing Co | Stock | 2,000 | $424.9K | <0.1% | 00.0% | Unchanged | History |
| iShares MSCI Eafe ETF464287465 | ETF | 5,360 | $383.3K | <0.1% | 00.0% | Unchanged | – |
| Vanguard Mortgage-Backed Securities ETF92206C771 | ETF | 8,034 | $374.0K | <0.1% | +824+11.4% | Added | – |
| Vanguard Chester FDS Tar Retir92202E839 | MUTUAL FUNDS | 8,452 | $350.0K | <0.1% | +8,452 | New | – |
| BACBank of America Corp | Stock | 10,699 | $306.0K | <0.1% | +10,699 | New | History |
| American Funds Balanced Fd024071409 | COM STK | 10,247 | $301.6K | <0.1% | 00.0% | Unchanged | – |
| Invesco Exch Traded FD Tr II46138G508 | SR LN ETF | 14,393 | $299.4K | <0.1% | −8,350−36.7% | Reduced | – |
| iShares Tr464288158 | SHRT NAT MUN ETF | 2,579 | $270.0K | <0.1% | +2,579 | New | – |
| JPMJPMorgan Chase & Co | Stock | 1,845 | $240.4K | <0.1% | 00.0% | Unchanged | History |
| iShares Tr464287580 | US CONSUM DISCRE | 3,635 | $235.1K | <0.1% | +3,635 | New | – |
Sold out since Q4 2022 (12)
Positions held at the end of Q4 2022 that are gone from this filing.
| Security | Class | Shares in Q4 2022 | Value in Q4 2022 | % of portfolio in Q4 2022 | History |
|---|---|---|---|---|---|
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 49,545 | $1.69M | 0.4% | – |
| Invesco Exch Traded FD Tr II46138E628 | KBW BK ETF | 157,383 | $1.54M | 0.3% | – |
| Global X FDS37950E101 | FTSE NORDIC REG | 200,253 | $927.3K | 0.2% | – |
| iShares Tr46429B655 | FLTG RATE NT ETF | 12,042 | $606.1K | 0.1% | – |
| iShares Tr464288513 | IBOXX HI YD ETF | 5,168 | $380.5K | 0.1% | – |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 8,438 | $354.1K | 0.1% | – |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 3,221 | $339.6K | 0.1% | – |
| iShares Tr46436E718 | 0-3 MTH TREASURY | 3,150 | $315.4K | 0.1% | – |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 14,983 | $254.8K | 0.1% | – |
| iShares Tr464287234 | MSCI EMG MKT ETF | 6,394 | $242.3K | 0.1% | – |
| iShares Tr464288885 | EAFE GRWTH ETF | 2,578 | $215.9K | <0.1% | – |
| iShares Core MSCI Europe ETF46434V738 | ETF | 4,479 | $212.8K | <0.1% | – |