Neuberger Berman Group LLC
- SEC CIK
- 0001465109
- Latest filing
- Aug 13, 2026
Holdings in Q4 2023
Holdings as of Dec 31, 2023, filed Nov 14, 2024. Long positions only; changes compare share counts with Q3 2023.
- Positions
- 1,861
- +54 vs. Q3 2023
- Portfolio value
- $114.7B
- +$4.93B (+4.5%) vs. Q3 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| FBPFirst Bancorp | COM NEW | 10,940 | $180.0K | <0.1% | −7,086−39.3% | Reduced | History |
| MBCMasterBrand, Inc. | COMMON STOCK | 12,515 | $185.8K | <0.1% | −14,953−54.4% | Reduced | History |
| PRMPerimeter Solutions, Inc. | COMMON STOCK | 41,421 | $190.5K | <0.1% | −9,042−17.9% | Reduced | History |
| NEANuveen AMT-Free Quality Municipal Income Fund | COM | 17,817 | $196.0K | <0.1% | 00.0% | Unchanged | History |
| EOSEaton Vance Enhanced Equity Income Fund II | COM | 10,600 | $198.4K | <0.1% | −8,000−43.0% | Reduced | History |
| HTZHertz Global Holdings, Inc | COM NEW | 19,436 | $201.9K | <0.1% | +3,857+24.8% | Added | History |
| TRNTrinity Industries Inc | COM | 7,610 | $202.3K | <0.1% | +7,610 | New | History |
| ROIVRoivant Sciences Ltd. | SHS | 18,107 | $203.3K | <0.1% | +18,107 | New | History |
| State Street Communication Services Select Sector SPDR ETF81369Y852 | ETF | 2,799 | $203.4K | <0.1% | +2,799 | New | – |
| Starz Entertainment Corp535919401 | CL A VTG | 18,667 | $203.5K | <0.1% | −530−2.8% | Reduced | – |
| iShares Tr464288802 | ESG OPTIMIZED | 2,041 | $205.1K | <0.1% | +2,041 | New | – |
| ETYEaton Vance Tax-Managed Diversified Equity Income Fund | COM | 16,857 | $205.5K | <0.1% | 00.0% | Unchanged | History |
| CNOCNO Financial Group, Inc. | COM | 7,376 | $205.8K | <0.1% | +7,376 | New | History |
| VCELVericel Corp | COM | 5,806 | $206.8K | <0.1% | +5,806 | New | History |
| NHSNeuberger High Yield Strategies Fund Inc. | COM | 26,832 | $207.1K | <0.1% | +26,832 | New | History |
| CWTCalifornia Water Service Group | COM | 4,016 | $208.3K | <0.1% | +4,016 | New | History |
| PRPermian Resources Corp | CLASS A COM | 15,349 | $208.7K | <0.1% | +4,076+36.2% | Added | History |
| State Street SPDR Bloomberg Convertible Securities ETF78464A359 | ETF | 2,896 | $208.9K | <0.1% | +2,896 | New | – |
| FULTFulton Financial Corp | COM | 12,761 | $210.0K | <0.1% | +2,459+23.9% | Added | History |
| CLBKColumbia Financial, Inc. | COM | 10,985 | $211.8K | <0.1% | 00.0% | Unchanged | History |
| MGEEMge Energy Inc | COM | 2,942 | $212.7K | <0.1% | +2,942 | New | History |
| PLUGPlug Power Inc | Stock | 47,296 | $212.8K | <0.1% | +13,377+39.4% | Added | History |
| MACMacerich Co | COM | 14,012 | $216.2K | <0.1% | −2,616−15.7% | Reduced | History |
| STEPStepStone Group Inc. | COM CL A | 6,830 | $217.4K | <0.1% | −394−5.5% | Reduced | History |
| Dimensional U.S. Targeted Value ETF25434V609 | ETF | 4,155 | $217.4K | <0.1% | +4,155 | New | – |
| Vanguard Materials ETF92204A801 | ETF | 1,147 | $217.9K | <0.1% | −106−8.5% | Reduced | – |
| Invesco Exchange Traded FD T46137V613 | RAFI US 1000 ETF | 6,192 | $218.0K | <0.1% | −239−3.7% | Reduced | – |
| EP.PCKinder Morgan, Inc. | Convertible Preferred | 4,701 | $221.4K | <0.1% | −528−10.1% | Reduced | History |
| WDWalker & Dunlop, Inc. | COM | 1,997 | $221.7K | <0.1% | +1,997 | New | History |
| FLG.PUFlagstar Bank, National Association | UNIT 11/01/2051 | 5,350 | $222.1K | <0.1% | +5,350 | New | History |
| BDNBrandywine Realty Trust | SH BEN INT NEW | 41,347 | $223.3K | <0.1% | +12,506+43.4% | Added | History |
| INDBIndependent Bank Corp | COM | 3,399 | $223.7K | <0.1% | −1,105−24.5% | Reduced | History |
| iShares U.S. Healthcare Providers ETF464288828 | ETF | 852 | $223.7K | <0.1% | +852 | New | – |
| iShares Tr464288752 | US HOME CONS ETF | 2,200 | $223.8K | <0.1% | +2,200 | New | – |
| NVECNve Corp | COM NEW | 2,856 | $224.0K | <0.1% | +48+1.7% | Added | History |
| Fidelity MSCI Health Care Index ETF316092600 | ETF | 3,466 | $224.2K | <0.1% | −388−10.1% | Reduced | – |
| OGSONE Gas, Inc. | COM | 3,537 | $225.4K | <0.1% | −508−12.6% | Reduced | History |
| Vanguard Scottsdale FDS92206C680 | VNG RUS1000GRW | 2,966 | $231.4K | <0.1% | +2,966 | New | – |
| WERNWerner Enterprises Inc | COM | 5,479 | $232.1K | <0.1% | −2,518−31.5% | Reduced | History |
| MPTMedical Properties Trust Inc | COM | 47,867 | $235.0K | <0.1% | +36,551+323.0% | Added | History |
| ARCHArch Resources, Inc. | CL A | 1,422 | $236.0K | <0.1% | −810−36.3% | Reduced | History |
| Invesco Exchange Traded FD T46137V647 | SEMICONDUCTORS | 4,770 | $236.1K | <0.1% | 00.0% | Unchanged | – |
| GMEGameStop Corp. | Stock | 13,533 | $237.2K | <0.1% | +13,533 | New | History |
| OPTUOptimum Communications, Inc. | CL A | 73,000 | $237.3K | <0.1% | −977−1.3% | Reduced | History |
| THRMGentherm Inc | COM | 4,532 | $237.3K | <0.1% | +683+17.7% | Added | History |
| WKWorkiva Inc | COM CL A | 2,342 | $237.8K | <0.1% | +14+0.6% | Added | History |
| DXCDXC Technology Co | Stock | 10,455 | $239.1K | <0.1% | +846+8.8% | Added | History |
| CMCOColumbus McKinnon Corp | COM | 6,130 | $239.2K | <0.1% | +40+0.7% | Added | History |
| GTESGates Industrial Corp Ltd. | ORD SHS | 17,898 | $240.2K | <0.1% | +4,127+30.0% | Added | History |
| BKHBlack Hills Corp | COM | 4,457 | $240.5K | <0.1% | −315−6.6% | Reduced | History |
| TNDMTandem Diabetes Care Inc | COM NEW | 8,130 | $240.5K | <0.1% | +8,130 | New | History |
| ALITAlight, Inc. / Delaware | COM CL A | 28,359 | $241.9K | <0.1% | +4,385+18.3% | Added | History |
| CRICarters Inc | COM | 3,250 | $243.4K | <0.1% | +132+4.2% | Added | History |
| UDRUDR, Inc. | COM | 6,432 | $246.3K | <0.1% | −4,024−38.5% | Reduced | History |
| SIRISirius XM Holdings Inc. | COM | 45,145 | $246.9K | <0.1% | −9,782−17.8% | Reduced | History |
| PIImpinj Inc | COM | 2,755 | $248.0K | <0.1% | +2,755 | New | History |
| NRGVEnergy Vault Holdings, Inc. | COM | 106,506 | $248.2K | <0.1% | +1,461+1.4% | Added | History |
| CTRECareTrust REIT, Inc. | COM | 11,139 | $249.3K | <0.1% | +11,139 | New | History |
| WLYBJohn Wiley & Sons, Inc. | CL B | 7,760 | $249.6K | <0.1% | −2,500−24.4% | Reduced | History |
| GNLGlobal Net Lease, Inc. | COM NEW | 25,095 | $249.7K | <0.1% | 00.0% | Unchanged | History |
| MATMattel Inc | COM | 13,292 | $251.0K | <0.1% | +13,292 | New | History |
| PLNTPlanet Fitness, Inc. | CL A | 3,463 | $252.8K | <0.1% | +3,463 | New | History |
| CXTCrane NXT, Co. | COM | 4,449 | $253.0K | <0.1% | −67−1.5% | Reduced | History |
| FLSFlowserve Corp | COM | 6,144 | $253.3K | <0.1% | 00.0% | Unchanged | History |
| TFPMTriple Flag Precious Metals Corp. | Stock | 19,087 | $255.3K | <0.1% | +19,087 | New | History |
| MNDYmonday.com Ltd. | SHS | 1,363 | $256.0K | <0.1% | +10+0.7% | Added | History |
| TXNMTXNM Energy Inc | COM | 6,200 | $257.9K | <0.1% | −11,041−64.0% | Reduced | History |
| DORMDorman Products, Inc. | COM | 3,096 | $258.2K | <0.1% | −316−9.3% | Reduced | History |
| CVBFCVB Financial Corp | COM | 12,915 | $260.8K | <0.1% | −3,617,067−99.6% | Reduced | History |
| BCOBrinks Co | COM | 2,975 | $261.7K | <0.1% | +116+4.1% | Added | History |
| ICLICL Group Ltd. | SHS | 52,301 | $262.8K | <0.1% | −131,057−71.5% | Reduced | History |
| ARCBArcbest Corp | COM | 2,187 | $262.9K | <0.1% | +2,187 | New | History |
| SPDR Series Trust78464A144 | ST STR CORPO ETF | 8,952 | $263.3K | <0.1% | +8,952 | New | – |
| HEHawaiian Electric Industries Inc | COM | 18,646 | $264.6K | <0.1% | +18,646 | New | History |
| iShares Inc46434G822 | MSCI JAPAN ETF | 4,133 | $265.1K | <0.1% | −531−11.4% | Reduced | – |
| AGLagilon health, inc. | COM | 21,132 | $265.2K | <0.1% | +303+1.5% | Added | History |
| WDSWoodside Energy Group Ltd | ADR | 12,628 | $266.3K | <0.1% | −865−6.4% | Reduced | History |
| TEVATeva Pharmaceutical Industries Ltd | SPONSORED ADS | 25,511 | $266.3K | <0.1% | +9,534+59.7% | Added | History |
| KRCKilroy Realty Corp | COM | 6,724 | $267.9K | <0.1% | +12+0.2% | Added | History |
| KRGKite Realty Group Trust | COM NEW | 11,725 | $268.0K | <0.1% | +2,257+23.8% | Added | History |
| CUZCousins Properties Inc | COM NEW | 11,111 | $270.6K | <0.1% | −1,305−10.5% | Reduced | History |
| Schwab US Dividend Equity ETF808524797 | ETF | 3,560 | $271.0K | <0.1% | −745−17.3% | Reduced | – |
| NZFNuveen Municipal Credit Income Fund | COM SH BEN INT | 22,933 | $271.1K | <0.1% | 00.0% | Unchanged | History |
| LOPEGrand Canyon Education, Inc. | COM | 2,056 | $271.5K | <0.1% | +66+3.3% | Added | History |
| Invesco Exch Traded FD Tr II46138G870 | VAR RATE PFD | 11,775 | $271.8K | <0.1% | −600−4.8% | Reduced | – |
| AWIArmstrong World Industries Inc | COM | 2,766 | $272.0K | <0.1% | +2,766 | New | History |
| WisdomTree Tr97717W505 | US MIDCAP DIVID | 5,981 | $273.3K | <0.1% | 00.0% | Unchanged | – |
| LBTYKLiberty Global Ltd. | COM CL C | 14,687 | $273.8K | <0.1% | +60+0.4% | Added | History |
| CFLTConfluent, Inc. | CLASS A COM | 11,702 | $273.8K | <0.1% | +11,702 | New | History |
| SNAPSnap Inc | Stock | 16,198 | $274.2K | <0.1% | −7,915−32.8% | Reduced | History |
| AUBAtlantic Union Bankshares Corp | COM | 7,624 | $278.6K | <0.1% | +407+5.6% | Added | History |
| CNHCNH Industrial N.V. | SHS | 22,909 | $279.0K | <0.1% | +22,909 | New | History |
| STNGScorpio Tankers Inc. | SHS | 4,622 | $281.0K | <0.1% | −2,630−36.3% | Reduced | History |
| FIVNFive9, Inc. | COM | 3,583 | $281.9K | <0.1% | +7+0.2% | Added | History |
| Dimensional ETF Trust25434V724 | US MKTWIDE VALUE | 7,619 | $283.6K | <0.1% | 00.0% | Unchanged | – |
| AUAngloGold Ashanti PLC | COM SHS | 14,690 | $283.9K | <0.1% | +14,690 | New | History |
| Invesco Exchange Traded FD T46137V134 | WILDERHIL CLAN | 9,585 | $284.9K | <0.1% | −1,000−9.4% | Reduced | – |
| VISTVista Energy, S.A.B. de C.V. | SPONSORED ADS | 9,668 | $285.3K | <0.1% | −2,367−19.7% | Reduced | History |
| HOGHarley-Davidson, Inc. | COM | 7,748 | $285.4K | <0.1% | +1,604+26.1% | Added | History |
| ESGREnstar Group LTD | SHS | 973 | $286.4K | <0.1% | −35−3.5% | Reduced | History |
Options (2)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | – | $1.26M |
| Liberty Media Corp531229789 | Stock | $1.11M | – |
Sold out since Q3 2023 (90)
Positions held at the end of Q3 2023 that are gone from this filing.
| Security | Class | Shares in Q3 2023 | Value in Q3 2023 | % of portfolio in Q3 2023 | History |
|---|---|---|---|---|---|
| ATVIActivision Blizzard, Inc. | COM | 2,945,649 | $275.8M | 0.3% | History |
| XPELXPEL, Inc. | COM | 1,598,905 | $123.3M | 0.1% | History |
| NEWRNew Relic, Inc. | COM | 683,969 | $58.6M | 0.1% | History |
| Abcam PLC000380204 | ADS | 2,510,987 | $56.8M | 0.1% | – |
| ESTAEstablishment Labs Holdings Inc. | COM | 535,867 | $26.3M | <0.1% | History |
| NABLN-able, Inc. | COMMON STOCK | 1,810,747 | $23.4M | <0.1% | History |
| HTHTH World Group Ltd | SPONSORED ADS | 572,943 | $22.6M | <0.1% | History |
| DENDenbury Inc | COM | 225,405 | $22.1M | <0.1% | History |
| SWISolarWinds Corp | COM | 2,141,042 | $20.2M | <0.1% | History |
| HZNPHorizon Therapeutics Public Ltd Co | SHS | 173,122 | $20.0M | <0.1% | History |
| VMWVmware LLC | CL A COM | 117,373 | $19.5M | <0.1% | History |
| NATINational Instruments Corp | COM | 211,501 | $12.6M | <0.1% | History |
| PAGSPagSeguro Digital Ltd. | COM CL A | 1,317,703 | $11.3M | <0.1% | History |
| SQMChemical & Mining Co of Chile Inc | SPON ADR SER B | 185,064 | $11.0M | <0.1% | History |
| SGENSeagen Inc. | COM | 50,763 | $10.8M | <0.1% | History |
| FWRDForward Air Corp | COM | 141,947 | $9.76M | <0.1% | History |
| SHLSShoals Technologies Group, Inc. | CL A | 493,666 | $9.01M | <0.1% | History |
| indie Semiconductor, Inc.45569U119 | *W EXP 06/15/202 | 4,425,200 | $7.88M | <0.1% | – |
| LGTYLogility Supply Chain Solutions, Inc | CL A | 654,737 | $7.50M | <0.1% | History |
| CPRICapri Holdings Ltd | SHS | 132,800 | $6.99M | <0.1% | History |
| LLYVKLiberty Live Holdings, Inc. | COM LBTY LIV S C | 112,018 | $3.60M | <0.1% | History |
| TMCITreace Medical Concepts, Inc. | COM | 162,061 | $2.12M | <0.1% | History |
| EMBCEmbecta Corp. | Stock | 90,840 | $1.37M | <0.1% | History |
| CAMTCamtek Ltd | ORD | 21,612 | $1.35M | <0.1% | History |
| Granite Real Estate Invt Tr387437114 | UNIT 99/99/9999 | 24,621 | $1.31M | <0.1% | – |
| BDCBelden Inc. | COM | 12,210 | $1.18M | <0.1% | History |
| KLGWK Kellogg Co | COM | 70,264 | $1.03M | <0.1% | History |
| MDGLMadrigal Pharmaceuticals, Inc. | COM | 6,817 | $995.6K | <0.1% | History |
| BMBLBumble Inc. | COM CL A | 62,961 | $939.4K | <0.1% | History |
| PACPacific Airport Group | SPON ADS B | 4,407 | $741.5K | <0.1% | History |
| AES Corp00130H204 | UNIT 99/99/9999 | 10,088 | $615.4K | <0.1% | – |
| DISH Network CORP25470MAD1 | NOTE 2.375% 3/1 | – | $610.2K | <0.1% | – |
| EPRTEssential Properties Realty Trust, Inc. | COM | 28,112 | $608.1K | <0.1% | History |
| DRVNDriven Brands Holdings Inc. | COM | 39,415 | $496.2K | <0.1% | History |
| UBSIUnited Bankshares Inc | COM | 15,082 | $416.1K | <0.1% | History |
| AVIDAvid Technology, Inc. | COM | 13,758 | $369.7K | <0.1% | History |
| CRNCCerence Inc. | COM | 17,695 | $360.4K | <0.1% | History |
| CEQPCrestwood Equity Partners LP | UNIT LTD PARTNER | 11,610 | $339.6K | <0.1% | History |
| CDPCopt Defense Properties | REIT | 13,028 | $310.5K | <0.1% | History |
| State Street SPDR S&P Regional Banking ETF78464A698 | ETF | 7,315 | $305.5K | <0.1% | – |
| iShares Inc464286780 | MSCI STH AFR ETF | 8,111 | $305.1K | <0.1% | – |
| DJCODaily Journal Corp | COM | 1,000 | $294.0K | <0.1% | History |
| TWNKHostess Brands, Inc. | CL A | 8,320 | $277.1K | <0.1% | History |
| LTHMLivent Corp. | COM | 15,007 | $276.3K | <0.1% | History |
| HHHHoward Hughes Holdings Inc. | COM | 3,685 | $273.2K | <0.1% | History |
| FXBInvesco CurrencyShares British Pound Sterling Trust | BRIT POUN STRL | 2,300 | $270.3K | <0.1% | History |
| SSBSouthState Bank Corp | COM | 3,901 | $262.8K | <0.1% | History |
| AQNAlgonquin Power & Utilities Corp. | COM | 42,903 | $255.1K | <0.1% | History |
| OROR Royalties Inc. | COM | 21,296 | $251.2K | <0.1% | History |
| TTECTTEC Holdings, Inc. | COM | 9,070 | $237.8K | <0.1% | History |
| NVSTEnvista Holdings Corp | COM | 7,773 | $216.7K | <0.1% | History |
| HEPHolly Energy Partners LP | COM UT LTD PTN | 9,800 | $215.2K | <0.1% | History |
| HWCHancock Whitney Corp | COM | 5,720 | $211.6K | <0.1% | History |
| LLYVALiberty Live Holdings, Inc. | COM LBTY LIV S A | 6,594 | $210.5K | <0.1% | History |
| ONBOld National Bancorp | Stock | 14,473 | $210.4K | <0.1% | History |
| ProShares Tr74347G739 | ULTSHRT QQQ | 15,000 | $210.0K | <0.1% | – |
| Aris Water Solutions, Inc.04041L106 | CLASS A COM | 20,990 | $209.5K | <0.1% | – |
| JBGSJBG Smith Properties | COM | 13,616 | $196.9K | <0.1% | History |
| IRIXIridex Corp | COM | 75,850 | $192.7K | <0.1% | History |
| LBTYALiberty Global Ltd. | SHS CL A | 10,519 | $180.1K | <0.1% | History |
| JWNNordstrom Inc | Stock | 10,906 | $162.9K | <0.1% | History |
| OPRTOportun Financial Corp | COM | 18,175 | $131.2K | <0.1% | History |
| PUMPProPetro Holding Corp. | COM | 11,668 | $124.0K | <0.1% | History |
| INNSummit Hotel Properties, Inc. | COM | 20,682 | $120.0K | <0.1% | History |
| Livevox Holding Inc53838L118 | *W EXP 06/18/202 | 402,900 | $112.8K | <0.1% | – |
| PACWPacwest Bancorp | COM | 10,551 | $83.5K | <0.1% | History |
| ETWEaton Vance Tax-Managed Global Buy-Write Opportunities Fund | COM | 10,685 | $81.6K | <0.1% | History |
| SVCService Properties Trust | COM SH BEN INT | 10,226 | $78.6K | <0.1% | History |
| UMCUnited Microelectronics Corp | SPON ADR NEW | 10,643 | $75.1K | <0.1% | History |
| IVACIntevac Inc | COM | 22,400 | $69.7K | <0.1% | History |
| NGNovagold Resources Inc | COM NEW | 12,644 | $48.6K | <0.1% | History |
| Silvercrest Metals Inc828363101 | COM | 10,815 | $48.0K | <0.1% | – |
| EQRXEQRx, Inc. | COM | 13,179 | $29.3K | <0.1% | History |
| CMRXChimerix Inc | COM | 29,041 | $27.9K | <0.1% | History |
| VXRTVaxart, Inc. | COM NEW | 36,749 | $27.7K | <0.1% | History |
| PRAXPraxis Precision Medicines, Inc. | COM | 16,071 | $27.5K | <0.1% | History |
| KINSKingstone Companies, Inc. | COM | 14,875 | $26.6K | <0.1% | History |
| GEVOGevo, Inc. | COM PAR | 19,307 | $23.0K | <0.1% | History |
| QSIQuantum-Si Inc | COM CL A | 11,330 | $18.8K | <0.1% | History |
| Ares Acquisition CorporationG33032122 | *W EXP 99/99/999 | 25,242 | $16.7K | <0.1% | – |
| FAST Acquisition Corp. II311874119 | *W EXP 03/16/202 | 28,397 | $14.2K | <0.1% | – |
| AGENAgenus Inc | COM NEW | 12,300 | $13.9K | <0.1% | History |
| SNCEScience 37 Holdings, Inc. | COM | 22,672 | $9.07K | <0.1% | History |
| SGMOQSangamo Therapeutics, Inc | COM | 14,281 | $8.57K | <0.1% | History |
| Whole Earth Brands, Inc.96684W126 | *W EXP 06/25/202 | 53,578 | $6.43K | <0.1% | – |
| BGXXBright Green Corp | COMMON STOCK | 15,560 | $6.16K | <0.1% | History |
| Interprivate III Financial P46064R114 | *W EXP 99/99/999 | 33,655 | $1.18K | <0.1% | – |
| Finserv Acquisition Corp. II31809Y111 | *W EXP 02/17/202 | 21,034 | $631 | <0.1% | – |
| Getaround, Inc37427G119 | *W EXP 03/09/202 | 34,005 | $510 | <0.1% | – |
| Offerpad Solutions Inc.67623L117 | *W EXP 10/16/202 | 11,388 | $133 | <0.1% | – |