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Neuberger Berman Group LLC

SEC CIK
0001465109
Latest filing
Aug 13, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 14, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
1,807
+1 vs. Q2 2023
Portfolio value
$109.8B
−$2.08B (−1.9%) vs. Q2 2023
Filed
Nov 14, 2023
SEC
Holdings of Neuberger Berman Group LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
MSFTMicrosoft CorpStock12,432,210$3.92B3.6%+512,068+4.3%AddedHistory
AAPLApple Inc.Stock17,427,614$2.98B2.7%+102,035+0.6%AddedHistory
AMZNAmazon Com IncStock15,685,685$1.99B1.8%+1,330,812+9.3%AddedHistory
JPMJPMorgan Chase & CoStock12,278,184$1.78B1.6%−471,245−3.7%ReducedHistory
NVDANVIDIA CorpStock3,413,498$1.48B1.4%+264,563+8.4%AddedHistory
BRK.BBerkshire Hathaway IncStock3,899,428$1.37B1.2%−328,771−7.8%ReducedHistory
GOOGAlphabet Inc.Stock9,560,885$1.26B1.1%+193,763+2.1%AddedHistory
GOOGLAlphabet Inc.Stock9,378,455$1.23B1.1%+77,353+0.8%AddedHistory
JNJJohnson & JohnsonStock7,592,458$1.18B1.1%−1,060,170−12.3%ReducedHistory
TMUST-Mobile US, Inc.Stock7,473,319$1.05B1.0%−14,252−0.2%ReducedHistory
NEENextera Energy IncStock17,852,149$1.02B0.9%−395,816−2.2%ReducedHistory
PGProcter & Gamble CoStock6,833,094$996.7M0.9%−119,402−1.7%ReducedHistory
LLYEli Lilly & CoStock1,503,678$807.7M0.7%+35,344+2.4%AddedHistory
WMTWalmart Inc.Stock4,933,980$789.4M0.7%+668,764+15.7%AddedHistory
XOMExxonMobil Holdings CorpCOM6,613,604$778.1M0.7%−11,307−0.2%ReducedHistory
PGRProgressive CorpStock5,570,023$776.0M0.7%−97,266−1.7%ReducedHistory
CVXChevron CorpStock4,576,523$771.7M0.7%−46,316−1.0%ReducedHistory
MCDMcDonalds CorpStock2,887,379$760.7M0.7%−88,728−3.0%ReducedHistory
CMECME Group Inc.COM3,787,352$758.3M0.7%+148,994+4.1%AddedHistory
MDLZMondelez International, Inc.Stock10,546,557$731.9M0.7%+981,025+10.3%AddedHistory
VVisa Inc.Stock3,062,117$704.3M0.6%+58,027+1.9%AddedHistory
HDHome Depot, Inc.Stock2,313,755$699.1M0.6%+111,085+5.0%AddedHistory
MRKMerck & Co., Inc.Stock6,780,314$698.3M0.6%+115,761+1.7%AddedHistory
ORCLOracle CorpStock6,544,359$693.5M0.6%+309,710+5.0%AddedHistory
AONAon plcCL A2,128,337$690.1M0.6%−255,142−10.7%ReducedHistory
ADIAnalog Devices IncStock3,901,064$683.6M0.6%−409,838−9.5%ReducedHistory
COSTCostco Wholesale CorpStock1,131,632$639.3M0.6%−84,330−6.9%ReducedHistory
METAMeta Platforms, Inc.Stock2,082,243$626.7M0.6%+464,371+28.7%AddedHistory
TMOThermo Fisher Scientific Inc.Stock1,206,875$610.9M0.6%+144,601+13.6%AddedHistory
MAMastercard IncStock1,524,142$603.5M0.5%+330.0%AddedHistory
UNHUnitedHealth Group IncStock1,176,354$593.1M0.5%+21,911+1.9%AddedHistory
APDAir Products & Chemicals, Inc.Stock2,080,403$589.7M0.5%+427,476+25.9%AddedHistory
REGNRegeneron Pharmaceuticals, Inc.COM707,811$582.6M0.5%−852−0.1%ReducedHistory
SRESempraStock8,369,169$569.3M0.5%+806,939+10.7%AddedConverted for a 2-for-1 splitHistory
iShares Core S&P 500 ETF464287200ETF1,319,332$566.6M0.5%−166,251−11.2%Reduced–
PFEPfizer IncStock17,035,565$564.6M0.5%+3,292,002+24.0%AddedHistory
DUKDuke Energy CORPStock6,367,990$562.1M0.5%+1,016,477+19.0%AddedHistory
DHRDanaher CorpStock2,263,291$561.5M0.5%+464,346+25.8%AddedHistory
CSXCSX CorpStock17,791,878$547.1M0.5%+266,050+1.5%AddedHistory
SPGIS&P Global Inc.Stock1,475,727$539.2M0.5%+40,410+2.8%AddedHistory
BDXBecton Dickinson & CoStock2,082,807$538.8M0.5%+591,746+39.7%AddedHistory
UNPUnion Pacific CorpStock2,613,222$532.1M0.5%+99,658+4.0%AddedHistory
NOWServiceNow, Inc.Stock918,918$512.8M0.5%+72,703+8.6%AddedHistory
GETYGetty Images Holdings, Inc.CL A COM78,847,968$511.7M0.5%+572,706+0.7%AddedHistory
KDPKeurig Dr Pepper Inc.COM16,117,843$508.8M0.5%+2,244,048+16.2%AddedHistory
MSIMotorola Solutions, Inc.Stock1,860,153$506.4M0.5%+18,514+1.0%AddedHistory
INTUIntuit Inc.Stock985,031$503.3M0.5%+23,279+2.4%AddedHistory
ASMLASML Holding NVADR852,553$501.8M0.5%+75,486+9.7%AddedHistory
ZTSZoetis Inc.Stock2,878,098$500.7M0.5%+10,096+0.4%AddedHistory
LSCCLattice Semiconductor CorpCOM5,663,618$486.7M0.4%−518,449−8.4%ReducedHistory
TJXTJX Companies IncStock5,474,904$486.6M0.4%−172,663−3.1%ReducedHistory
EPDEnterprise Products Partners L.P.Stock17,745,295$485.7M0.4%−189,407−1.1%ReducedHistory
DTEDte Energy CoCOM4,667,426$463.3M0.4%+754,659+19.3%AddedHistory
CDWCDW CorpCOM2,238,242$451.6M0.4%−100,515−4.3%ReducedHistory
CRMSalesforce, Inc.Stock2,210,033$448.2M0.4%+307,935+16.2%AddedHistory
EXCExelon CorpStock11,743,896$443.8M0.4%+2,191,404+22.9%AddedHistory
AMDAdvanced Micro Devices IncStock4,310,920$443.2M0.4%+1,112,760+34.8%AddedHistory
VRSKVerisk Analytics, Inc.COM1,866,893$441.0M0.4%−179,156−8.8%ReducedHistory
PNCPNC Financial Services Group, Inc.Stock3,464,730$425.4M0.4%+90,180+2.7%AddedHistory
ADBEAdobe Inc.Stock817,581$416.9M0.4%+119,779+17.2%AddedHistory
MANHManhattan Associates IncStock2,066,893$408.5M0.4%−212,429−9.3%ReducedHistory
BXBlackstone Inc.COM3,793,347$406.4M0.4%−2,511−0.1%ReducedHistory
AEPAmerican Electric Power Co IncStock5,156,350$387.8M0.4%+708,558+15.9%AddedHistory
LNGCheniere Energy, Inc.COM NEW2,288,041$379.7M0.3%+195,970+9.4%AddedHistory
WMBWilliams Companies, Inc.COM10,805,055$364.0M0.3%+2,378,389+28.2%AddedHistory
RTXRTX CorpStock5,038,965$362.7M0.3%−1,091,218−17.8%ReducedHistory
FICOFair Isaac CorpCOM416,955$362.1M0.3%−26,787−6.0%ReducedHistory
PEPPepsiCo IncStock2,102,632$356.3M0.3%−546,558−20.6%ReducedHistory
BSXBoston Scientific CorpStock6,712,890$354.5M0.3%−3,174,216−32.1%ReducedHistory
NEMNEWMONT CorpStock9,587,347$354.3M0.3%−74,014−0.8%ReducedHistory
EOGEOG Resources IncStock2,746,005$348.1M0.3%−533,325−16.3%ReducedHistory
CNPCenterpoint Energy IncCOM12,923,356$347.0M0.3%+3,826,693+42.1%AddedHistory
ABGAsbury Automotive Group IncCOM1,440,758$331.5M0.3%+1,484+0.1%AddedHistory
TXNTexas Instruments IncStock2,075,378$330.0M0.3%−65,590−3.1%ReducedHistory
APHAmphenol CorpCL A3,893,539$327.0M0.3%−129,506−3.2%ReducedHistory
TRGPTarga Resources Corp.COM3,795,521$325.4M0.3%−233,909−5.8%ReducedHistory
POOLPool CorpCOM899,857$320.4M0.3%−9,866−1.1%ReducedHistory
HAEHaemonetics CorpCOM3,567,781$319.7M0.3%−5,090−0.1%ReducedHistory
BMYBristol Myers Squibb CoStock5,451,296$316.4M0.3%−49,643−0.9%ReducedHistory
CMCSAComcast CorpStock7,115,675$315.6M0.3%+170,987+2.5%AddedHistory
KRKroger CoStock7,017,666$314.1M0.3%+713,051+11.3%AddedHistory
STZConstellation Brands, Inc.Stock1,225,087$307.9M0.3%−2,790−0.2%ReducedHistory
SPSCSPS Commerce IncCOM1,804,333$307.8M0.3%−5,588−0.3%ReducedHistory
RIORio Tinto PLCADR4,762,376$303.1M0.3%−803,397−14.4%ReducedHistory
AVGOBroadcom Inc.Stock363,849$302.5M0.3%+126,915+53.6%AddedHistory
QLYSQualys, Inc.COM1,956,154$298.4M0.3%−4,137−0.2%ReducedHistory
FISVFiserv IncStock2,634,253$297.6M0.3%−598,491−18.5%ReducedHistory
RBCRBC Bearings INCCOM1,257,965$294.5M0.3%+3,690+0.3%AddedHistory
KEXKirby CorpCOM3,546,918$293.7M0.3%+121,217+3.5%AddedHistory
MDTMedtronic plcStock3,710,597$290.8M0.3%+17,482+0.5%AddedHistory
COPConocoPhillipsStock2,392,284$286.6M0.3%+1,431,246+148.9%AddedHistory
ANETArista Networks, Inc.COM1,554,946$286.0M0.3%+97,287+6.7%AddedHistory
AMTAmerican Tower CorpREIT1,735,098$285.3M0.3%−97,640−5.3%ReducedHistory
AVYAvery Dennison CorpCOM1,561,742$285.3M0.3%+85,727+5.8%AddedHistory
MTCHMatch Group, Inc.COM7,236,281$284.0M0.3%+4,007,993+124.2%AddedHistory
PANWPalo Alto Networks IncStock1,200,150$281.6M0.3%+118,315+10.9%AddedHistory
DLTRDollar Tree, Inc.COM2,630,992$280.1M0.3%+454,592+20.9%AddedHistory
LINLinde PLCStock745,527$277.6M0.3%−19,589−2.6%ReducedHistory
ETNEaton Corp plcStock1,300,296$277.3M0.3%−234,433−15.3%ReducedHistory
ATVIActivision Blizzard, Inc.COM2,945,649$275.8M0.3%−1,918,131−39.4%ReducedHistory

Options (1)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Neuberger Berman Group LLC in Q3 2023
SecurityClassPutsCalls
SGENSeagen Inc.COM$202.3K–

Sold out since Q2 2023 (108)

Positions held at the end of Q2 2023 that are gone from this filing.

The largest 100 of 108 by value last quarter.

Positions of Neuberger Berman Group LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
CCFChase CorpCOM832,710$100.9M0.1%History
APAMArtisan Partners Asset Management Inc.CL A677,560$26.6M<0.1%History
WWEWorld Wrestling Entertainment, LLCCL A207,082$22.4M<0.1%History
LSILife Storage, Inc.COM139,918$18.6M<0.1%History
UNVRUnivar Solutions Inc.COM431,648$15.5M<0.1%History
FRPTFreshpet, Inc.Stock225,222$14.8M<0.1%History
MASIMasimo CorpCOM80,285$13.2M<0.1%History
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP196,663$12.3M<0.1%History
FXYInvesco CurrencyShares Japanese Yen TrustJAPANESE YEN168,475$10.9M<0.1%History
BKIBlack Knight, Inc.COM163,843$9.79M<0.1%History
ARNCArconic CorpCOM297,161$8.79M<0.1%History
Infinera Corp45667GAF0DEBT 3.750% 8/0–$7.63M<0.1%–
PIImpinj IncCOM67,766$6.08M<0.1%History
Liberty Media Corp Del531229607COM C SIRIUSXM181,843$5.95M<0.1%–
SPBSpectrum Brands Holdings, Inc.COM76,133$5.94M<0.1%History
Nextera Energy Inc65339F739UNIT 99/99/9999109,248$5.36M<0.1%–
IIIVi3 Verticals, Inc.COM CL A221,134$5.06M<0.1%History
PHRPhreesia, Inc.COM154,637$4.80M<0.1%History
KKR and Co Inc 6 McOnv PFD C48251W401CONVERTIBLE PREFERRED STOCK55,870$3.69M<0.1%–
SBDSSolo Brands, Inc.COM CL A627,286$3.55M<0.1%History
OMOutset Medical, Inc.COM149,419$3.27M<0.1%History
HLITHarmonic Inc.COM183,363$2.96M<0.1%History
CERECerevel Therapeutics Holdings, Inc.COM80,912$2.57M<0.1%History
ARQTArcutis Biotherapeutics, Inc.COM241,846$2.30M<0.1%History
TRTNTriton International LtdCL A27,620$2.30M<0.1%History
ITUBItau Unibanco Holding S.A.SPON ADR REP PFD389,503$2.29M<0.1%History
Farfetch Ltd30744W107ORD SH CL A289,779$1.75M<0.1%–
TALOTalos Energy Inc.COM116,914$1.62M<0.1%History
Everest Consolidator Acq Cor29978K102CL A COM149,700$1.59M<0.1%–
CAVACava Group, Inc.COM36,850$1.51M<0.1%History
BEAMBeam Therapeutics Inc.COM39,132$1.25M<0.1%History
UBAUrstadt Biddle Properties IncCL A53,707$1.14M<0.1%History
VanEck ETF Trust92189H409HIGH YLD MUNIETF21,938$1.13M<0.1%–
PTONPeloton Interactive, Inc.CL A COM138,098$1.06M<0.1%History
iShares Tr464288877EAFE VALUE ETF19,539$956.2K<0.1%–
SVVSavers Value Village, Inc.COM39,600$932.7K<0.1%History
JKSJinkoSolar Holding Co., Ltd.SPONSORED ADR17,946$790.1K<0.1%History
ProShares Tr74347B425SHORT S&P 500 NE55,250$766.9K<0.1%–
NNNNNN REIT, Inc.REIT17,263$738.7K<0.1%History
Liberty Media Corp531229409COM A SIRIUSXM21,809$715.6K<0.1%–
Vanguard World FD921910733ESG US STK ETF6,941$543.8K<0.1%–
SPDR Series Trust78468R622ST BLOO HIGH ETF5,619$517.1K<0.1%–
Goldman Sachs ETF Tr381430396JUST US LRG CP7,707$486.9K<0.1%–
GRBKGreen Brick Partners, Inc.COM7,528$427.6K<0.1%History
EEni SpASPONSORED ADR14,837$427.2K<0.1%History
APLSApellis Pharmaceuticals, Inc.COM4,201$382.7K<0.1%History
HEHawaiian Electric Industries IncCOM9,428$341.3K<0.1%History
GMEGameStop Corp.Stock14,012$339.8K<0.1%History
EEFTEuronet Worldwide, Inc.COM2,709$318.0K<0.1%History
TRSTrimas CorpCOM NEW11,373$312.6K<0.1%History
Kraneshares Trust500767306CSI CHI INTERNET11,137$299.9K<0.1%–
iShares Tr464289529INDIA 50 ETF6,605$297.5K<0.1%–
OECOrion S.A.COM13,990$296.9K<0.1%History
ABRArbor Realty Trust IncCOM19,942$295.5K<0.1%History
SALSalisbury Bancorp, Inc.COM12,200$289.0K<0.1%History
RYNRayonier IncCOM8,902$279.5K<0.1%History
WisdomTree Tr97717W307US LARGECAP DIVD4,344$276.3K<0.1%–
TXG10x Genomics, Inc.CL A COM4,807$268.4K<0.1%History
COTYCoty Inc.COM CL A21,543$264.8K<0.1%History
MNROMonro, Inc.COM6,507$264.4K<0.1%History
RTLNecessity Retail REIT, Inc.COM CLASS A36,816$248.9K<0.1%History
Invesco Exchange Traded FD T46137V308BUYBACK ACHIEV2,654$237.4K<0.1%–
SONSonoco Products CoCOM4,005$236.4K<0.1%History
Crescent PT Energy Corp22576C101COM34,898$235.2K<0.1%–
BMIBadger Meter IncCOM1,551$228.9K<0.1%History
DBTXDecibel Therapeutics, Inc.COM58,800$226.4K<0.1%History
TAYDTaylor Devices, Inc.COM8,800$224.9K<0.1%History
FLG.PUFlagstar Bank, National AssociationUNIT 11/01/20515,550$224.5K<0.1%History
First Tr Exchange-Traded FD33734X846NASDAQ CYB ETF4,685$212.7K<0.1%–
HHCHoward Hughes CorpCOM2,682$211.7K<0.1%History
TACTransalta CorpCOM22,007$206.2K<0.1%History
iShares Inc46434G855MSCI GBL GOLD MN8,754$204.0K<0.1%–
MGEEMge Energy IncCOM2,574$203.6K<0.1%History
FYBRFrontier Communications Parent, Inc.COM10,913$203.4K<0.1%History
PENNPENN Entertainment, Inc.COM8,462$203.3K<0.1%History
CPACopa Holdings, S.A.CL A1,837$203.1K<0.1%History
MLABMesa Laboratories IncCOM1,564$201.0K<0.1%History
SSRMSSR Mining Inc.Stock11,691$166.0K<0.1%History
GABGabelli Equity Trust IncCOM27,905$161.8K<0.1%History
NVGSNavigator Holdings Ltd.SHS11,925$155.1K<0.1%History
AUDCAudiocodes LtdORD11,730$107.1K<0.1%History
SMFGSumitomo Mitsui Financial Group, Inc.SPONSORED ADR12,423$106.8K<0.1%History
CIOCity Office REIT, Inc.COM17,142$95.5K<0.1%History
LAZRQLuminar Technologies, Inc.COM CL A13,387$92.1K<0.1%History
HLHecla Mining CoCOM13,592$70.0K<0.1%History
SBIGSBIG Holdings, Inc.COMMON STOCK123,328$54.9K<0.1%History
LONALeonaBio, Inc.COM16,686$49.2K<0.1%History
FRBKRepublic First Bancorp IncCOM41,664$37.5K<0.1%History
EXPREXP OldCo Winddown, Inc.COM61,559$36.5K<0.1%History
VRAYViewRay, Inc.COM97,375$34.3K<0.1%History
SFESSafeguard Scientifics IncCOM NEW19,533$32.2K<0.1%History
DMDesktop Metal, Inc.COM CL A14,339$25.4K<0.1%History
ESPREsperion Therapeutics, Inc.COM15,899$22.1K<0.1%History
CANOCano Health, Inc.COM CL A15,235$21.2K<0.1%History
BNGOBionano Genomics, Inc.COM33,863$20.7K<0.1%History
CUROCURO Group Holdings Corp.COM14,456$19.5K<0.1%History
GALTGalectin Therapeutics IncCOM NEW11,614$16.7K<0.1%History
GOSSGossamer Bio, Inc.COM12,446$14.9K<0.1%History
SUNLSunlight Financial Holdings Inc.COMMON STOCK24,579$7.13K<0.1%History
OWLTOwlet, Inc.COMMON STOCK18,192$6.19K<0.1%History