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Neuberger Berman Group LLC

SEC CIK
0001465109
Latest filing
Aug 13, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 14, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
1,807
+1 vs. Q2 2023
Portfolio value
$109.8B
−$2.08B (−1.9%) vs. Q2 2023
Filed
Nov 14, 2023
SEC
Holdings of Neuberger Berman Group LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
Offerpad Solutions Inc.67623L117*W EXP 10/16/20211,388$133<0.1%00.0%Unchanged–
Getaround, Inc37427G119*W EXP 03/09/20234,005$510<0.1%00.0%Unchanged–
Finserv Acquisition Corp. II31809Y111*W EXP 02/17/20221,034$631<0.1%00.0%Unchanged–
Moringa Acquisition CorpG6S23K124*W EXP 02/22/20231,552$1.05K<0.1%00.0%Unchanged–
Interprivate III Financial P46064R114*W EXP 99/99/99933,655$1.18K<0.1%00.0%Unchanged–
Innovid Corp.457679116*W EXP 02/17/20223,664$1.36K<0.1%00.0%Unchanged–
Social Leverage Acquisn Corp83363K110*W EXP 02/17/20235,496$1.60K<0.1%00.0%Unchanged–
UAVSAgEagle Aerial Systems Inc.COM12,018$2.02K<0.1%00.0%UnchangedHistory
Churchill Capital Corp VII17144M110*W EXP 02/29/20218,560$5.72K<0.1%00.0%Unchanged–
BGXXBright Green CorpCOMMON STOCK15,560$6.16K<0.1%+15,560NewHistory
OTLKOutlook Therapeutics, Inc.COM NEW28,265$6.25K<0.1%+28,265NewHistory
Whole Earth Brands, Inc.96684W126*W EXP 06/25/20253,578$6.43K<0.1%00.0%Unchanged–
NKTRNektar TherapeuticsCOM11,412$6.80K<0.1%+1,182+11.6%AddedHistory
NVTAInvitae CorpCOM12,443$7.53K<0.1%−6,774−35.3%ReducedHistory
NBISNebius Group N.V.Stock32,094$8.49K<0.1%−1,422−4.2%ReducedHistory
SGMOQSangamo Therapeutics, IncCOM14,281$8.57K<0.1%+14,281NewHistory
D-Wave Quantum Inc.26740W117*W EXP 08/05/20276,435$8.71K<0.1%00.0%Unchanged–
Liberty Media Corp530715AG6DEB 4.000%11/1–$8.83K<0.1%–––
SNCEScience 37 Holdings, Inc.COM22,672$9.07K<0.1%00.0%UnchangedHistory
Adit Edtech Acquisition Corp007024110*W EXP 99/99/999157,761$9.47K<0.1%00.0%Unchanged–
Rain Oncology Inc.75082Q105COM12,212$10.5K<0.1%+12,212New–
KYNBKyntra Bio, Inc.COM12,774$11.0K<0.1%+12,774NewHistory
HYLNHyliion Holdings Corp.COMMON STOCK11,055$13.0K<0.1%+11,055NewHistory
WKHSWorkhorse Group Inc.COM NEW32,557$13.5K<0.1%+32,557NewHistory
AGENAgenus IncCOM NEW12,300$13.9K<0.1%+12,300NewHistory
FAST Acquisition Corp. II311874119*W EXP 03/16/20228,397$14.2K<0.1%00.0%Unchanged–
KPTIKaryopharm Therapeutics Inc.COM11,234$15.1K<0.1%+11,234NewHistory
Ares Acquisition CorporationG33032122*W EXP 99/99/99925,242$16.7K<0.1%00.0%Unchanged–
QSIQuantum-Si IncCOM CL A11,330$18.8K<0.1%+55+0.5%AddedHistory
CDECoeur Mining, Inc.COM NEW10,053$22.3K<0.1%+10,053NewHistory
GEVOGevo, Inc.COM PAR19,307$23.0K<0.1%+2,725+16.4%AddedHistory
TELLTellurian Inc.COM21,237$24.6K<0.1%+4,998+30.8%AddedHistory
PIIIP3 Health Partners Inc.COM17,030$25.0K<0.1%00.0%UnchangedHistory
AMRNAmarin Corp PLCSPONS ADR NEW28,754$26.5K<0.1%00.0%UnchangedHistory
KINSKingstone Companies, Inc.COM14,875$26.6K<0.1%00.0%UnchangedHistory
PRAXPraxis Precision Medicines, Inc.COM16,071$27.5K<0.1%00.0%UnchangedHistory
VXRTVaxart, Inc.COM NEW36,749$27.7K<0.1%00.0%UnchangedHistory
CMRXChimerix IncCOM29,041$27.9K<0.1%00.0%UnchangedHistory
EQRXEQRx, Inc.COM13,179$29.3K<0.1%+13,179NewHistory
NKLANikola CorpCOM22,327$35.1K<0.1%+22,327NewHistory
Vishay Intertechnology Inc928298AP3NOTE 2.250% 6/1–$35.2K<0.1%–New–
COMPCompass, Inc.CL A13,502$39.2K<0.1%+2,957+28.0%AddedHistory
ILPTIndustrial Logistics Properties TrustCOM SHS BEN INT16,110$46.6K<0.1%00.0%UnchangedHistory
XPLSolitario Resources Corp.COM87,056$47.4K<0.1%00.0%UnchangedHistory
Silvercrest Metals Inc828363101COM10,815$48.0K<0.1%−29,050−72.9%Reduced–
NGNovagold Resources IncCOM NEW12,644$48.6K<0.1%−1,025−7.5%ReducedHistory
UNITUniti Group Inc.COM10,813$51.0K<0.1%+10,813NewHistory
AMBPArdagh Metal Packaging S.A.SHS18,586$58.2K<0.1%+18,586NewHistory
BKDBrookdale Senior Living Inc.COM14,448$59.8K<0.1%+1,262+9.6%AddedHistory
MFGMizuho Financial Group IncSPONSORED ADR17,570$60.3K<0.1%−4,882−21.7%ReducedHistory
HBMHudbay Minerals Inc.COM12,348$60.4K<0.1%−5,961−32.6%ReducedHistory
SGHCSuper Group (SGHC) LtdORD SHS16,604$61.3K<0.1%−9,196−35.6%ReducedHistory
MPTMedical Properties Trust IncCOM11,316$61.7K<0.1%−80,912−87.7%ReducedHistory
LUMNLumen Technologies, Inc.Stock46,207$65.6K<0.1%+33,966+277.5%AddedHistory
IVACIntevac IncCOM22,400$69.7K<0.1%00.0%UnchangedHistory
CMLSQCumulus Media IncCOM CL A13,786$70.2K<0.1%00.0%UnchangedHistory
AIRGAirgain IncCOM20,000$73.4K<0.1%00.0%UnchangedHistory
UMCUnited Microelectronics CorpSPON ADR NEW10,643$75.1K<0.1%+10,643NewHistory
MBIMbia IncCOM10,615$76.5K<0.1%00.0%UnchangedHistory
SVCService Properties TrustCOM SH BEN INT10,226$78.6K<0.1%+10,226NewHistory
ETWEaton Vance Tax-Managed Global Buy-Write Opportunities FundCOM10,685$81.6K<0.1%+10,685NewHistory
PACWPacwest BancorpCOM10,551$83.5K<0.1%+10,551NewHistory
DISHDISH Network CORPCL A14,325$83.9K<0.1%−10,783−42.9%ReducedHistory
SANBanco Santander, S.A.ADR22,813$85.8K<0.1%−8,019−26.0%ReducedHistory
OPENOpendoor Technologies Inc.COM32,528$85.9K<0.1%+3,401+11.7%AddedHistory
FUBOFuboTV Inc.COM32,855$87.7K<0.1%+32,855NewHistory
HBIHanesbrands Inc.COM24,567$97.3K<0.1%+4,415+21.9%AddedHistory
MUABlackRock Muniassets Fund, Inc.COM11,002$99.0K<0.1%+11,002NewHistory
GSATGlobalstar, Inc.COM78,408$102.7K<0.1%+21,104+36.8%AddedHistory
NRONeuberger Real Estate Securities Income Fund IncCOM38,500$107.4K<0.1%00.0%UnchangedHistory
LXPLXP Industrial TrustCOM12,156$108.2K<0.1%+12,156NewHistory
VLYValley National BancorpCOM12,886$110.3K<0.1%+12,886NewHistory
Livevox Holding Inc53838L118*W EXP 06/18/202402,900$112.8K<0.1%00.0%Unchanged–
BYMBlackRock Municipal Income Quality TrustCOM12,001$118.3K<0.1%+12,001NewHistory
SPCEVirgin Galactic Holdings, IncCOM66,018$118.8K<0.1%+6,423+10.8%AddedHistory
INNSummit Hotel Properties, Inc.COM20,682$120.0K<0.1%+1,954+10.4%AddedHistory
PUMPProPetro Holding Corp.COM11,668$124.0K<0.1%+1,229+11.8%AddedHistory
FULTFulton Financial CorpCOM10,302$124.8K<0.1%+10,302NewHistory
GTGoodyear Tire & Rubber CoCOM10,275$127.7K<0.1%−424−4.0%ReducedHistory
BDNBrandywine Realty TrustSH BEN INT NEW28,841$130.9K<0.1%+2,756+10.6%AddedHistory
OPRTOportun Financial CorpCOM18,175$131.2K<0.1%00.0%UnchangedHistory
NADNuveen Quality Municipal Income FundCOM13,059$132.4K<0.1%+13,059NewHistory
ETRNMidstream Co LLCCOM14,494$135.8K<0.1%+3,640+33.5%AddedHistory
AHCOAdaptHealth Corp.COMMON STOCK15,020$136.7K<0.1%−1,004−6.3%ReducedHistory
SMHISEACOR Marine Holdings Inc.COM10,000$138.8K<0.1%00.0%UnchangedHistory
MUFGMitsubishi Ufj Financial Group IncSPONSORED ADS17,086$145.1K<0.1%−4,445−20.6%ReducedHistory
PSLVSprott Physical Silver TrustPHYSICAL SILVER20,000$151.6K<0.1%00.0%UnchangedHistory
YEXTYext, Inc.COM24,233$153.4K<0.1%+1,153+5.0%AddedHistory
SITCSITE Centers Corp.COM12,734$157.0K<0.1%−205−1.6%ReducedHistory
PRPermian Resources CorpCLASS A COM11,273$157.4K<0.1%−2,159−16.1%ReducedHistory
GTESGates Industrial Corp Ltd.ORD SHS13,771$159.9K<0.1%+640+4.9%AddedHistory
Starz Entertainment Corp535919401CL A VTG19,197$162.8K<0.1%+992+5.4%Added–
JWNNordstrom IncStock10,906$162.9K<0.1%−648−5.6%ReducedHistory
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS15,977$163.0K<0.1%+15,977NewHistory
ALITAlight, Inc. / DelawareCOM CL A23,974$170.0K<0.1%−545−2.2%ReducedHistory
NEANuveen AMT-Free Quality Municipal Income FundCOM17,817$172.5K<0.1%+17,817NewHistory
CLBKColumbia Financial, Inc.COM10,985$172.6K<0.1%−29,721−73.0%ReducedHistory
Tricon Residential Inc Com NPV89612W102COM23,399$173.8K<0.1%−1,351−5.5%Reduced–
MMacy's, Inc.COM15,067$174.9K<0.1%−1,703−10.2%ReducedHistory
LBTYALiberty Global Ltd.SHS CL A10,519$180.1K<0.1%−75−0.7%ReducedHistory

Options (1)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Neuberger Berman Group LLC in Q3 2023
SecurityClassPutsCalls
SGENSeagen Inc.COM$202.3K–

Sold out since Q2 2023 (108)

Positions held at the end of Q2 2023 that are gone from this filing.

The largest 100 of 108 by value last quarter.

Positions of Neuberger Berman Group LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
CCFChase CorpCOM832,710$100.9M0.1%History
APAMArtisan Partners Asset Management Inc.CL A677,560$26.6M<0.1%History
WWEWorld Wrestling Entertainment, LLCCL A207,082$22.4M<0.1%History
LSILife Storage, Inc.COM139,918$18.6M<0.1%History
UNVRUnivar Solutions Inc.COM431,648$15.5M<0.1%History
FRPTFreshpet, Inc.Stock225,222$14.8M<0.1%History
MASIMasimo CorpCOM80,285$13.2M<0.1%History
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP196,663$12.3M<0.1%History
FXYInvesco CurrencyShares Japanese Yen TrustJAPANESE YEN168,475$10.9M<0.1%History
BKIBlack Knight, Inc.COM163,843$9.79M<0.1%History
ARNCArconic CorpCOM297,161$8.79M<0.1%History
Infinera Corp45667GAF0DEBT 3.750% 8/0–$7.63M<0.1%–
PIImpinj IncCOM67,766$6.08M<0.1%History
Liberty Media Corp Del531229607COM C SIRIUSXM181,843$5.95M<0.1%–
SPBSpectrum Brands Holdings, Inc.COM76,133$5.94M<0.1%History
Nextera Energy Inc65339F739UNIT 99/99/9999109,248$5.36M<0.1%–
IIIVi3 Verticals, Inc.COM CL A221,134$5.06M<0.1%History
PHRPhreesia, Inc.COM154,637$4.80M<0.1%History
KKR and Co Inc 6 McOnv PFD C48251W401CONVERTIBLE PREFERRED STOCK55,870$3.69M<0.1%–
SBDSSolo Brands, Inc.COM CL A627,286$3.55M<0.1%History
OMOutset Medical, Inc.COM149,419$3.27M<0.1%History
HLITHarmonic Inc.COM183,363$2.96M<0.1%History
CERECerevel Therapeutics Holdings, Inc.COM80,912$2.57M<0.1%History
ARQTArcutis Biotherapeutics, Inc.COM241,846$2.30M<0.1%History
TRTNTriton International LtdCL A27,620$2.30M<0.1%History
ITUBItau Unibanco Holding S.A.SPON ADR REP PFD389,503$2.29M<0.1%History
Farfetch Ltd30744W107ORD SH CL A289,779$1.75M<0.1%–
TALOTalos Energy Inc.COM116,914$1.62M<0.1%History
Everest Consolidator Acq Cor29978K102CL A COM149,700$1.59M<0.1%–
CAVACava Group, Inc.COM36,850$1.51M<0.1%History
BEAMBeam Therapeutics Inc.COM39,132$1.25M<0.1%History
UBAUrstadt Biddle Properties IncCL A53,707$1.14M<0.1%History
VanEck ETF Trust92189H409HIGH YLD MUNIETF21,938$1.13M<0.1%–
PTONPeloton Interactive, Inc.CL A COM138,098$1.06M<0.1%History
iShares Tr464288877EAFE VALUE ETF19,539$956.2K<0.1%–
SVVSavers Value Village, Inc.COM39,600$932.7K<0.1%History
JKSJinkoSolar Holding Co., Ltd.SPONSORED ADR17,946$790.1K<0.1%History
ProShares Tr74347B425SHORT S&P 500 NE55,250$766.9K<0.1%–
NNNNNN REIT, Inc.REIT17,263$738.7K<0.1%History
Liberty Media Corp531229409COM A SIRIUSXM21,809$715.6K<0.1%–
Vanguard World FD921910733ESG US STK ETF6,941$543.8K<0.1%–
SPDR Series Trust78468R622ST BLOO HIGH ETF5,619$517.1K<0.1%–
Goldman Sachs ETF Tr381430396JUST US LRG CP7,707$486.9K<0.1%–
GRBKGreen Brick Partners, Inc.COM7,528$427.6K<0.1%History
EEni SpASPONSORED ADR14,837$427.2K<0.1%History
APLSApellis Pharmaceuticals, Inc.COM4,201$382.7K<0.1%History
HEHawaiian Electric Industries IncCOM9,428$341.3K<0.1%History
GMEGameStop Corp.Stock14,012$339.8K<0.1%History
EEFTEuronet Worldwide, Inc.COM2,709$318.0K<0.1%History
TRSTrimas CorpCOM NEW11,373$312.6K<0.1%History
Kraneshares Trust500767306CSI CHI INTERNET11,137$299.9K<0.1%–
iShares Tr464289529INDIA 50 ETF6,605$297.5K<0.1%–
OECOrion S.A.COM13,990$296.9K<0.1%History
ABRArbor Realty Trust IncCOM19,942$295.5K<0.1%History
SALSalisbury Bancorp, Inc.COM12,200$289.0K<0.1%History
RYNRayonier IncCOM8,902$279.5K<0.1%History
WisdomTree Tr97717W307US LARGECAP DIVD4,344$276.3K<0.1%–
TXG10x Genomics, Inc.CL A COM4,807$268.4K<0.1%History
COTYCoty Inc.COM CL A21,543$264.8K<0.1%History
MNROMonro, Inc.COM6,507$264.4K<0.1%History
RTLNecessity Retail REIT, Inc.COM CLASS A36,816$248.9K<0.1%History
Invesco Exchange Traded FD T46137V308BUYBACK ACHIEV2,654$237.4K<0.1%–
SONSonoco Products CoCOM4,005$236.4K<0.1%History
Crescent PT Energy Corp22576C101COM34,898$235.2K<0.1%–
BMIBadger Meter IncCOM1,551$228.9K<0.1%History
DBTXDecibel Therapeutics, Inc.COM58,800$226.4K<0.1%History
TAYDTaylor Devices, Inc.COM8,800$224.9K<0.1%History
FLG.PUFlagstar Bank, National AssociationUNIT 11/01/20515,550$224.5K<0.1%History
First Tr Exchange-Traded FD33734X846NASDAQ CYB ETF4,685$212.7K<0.1%–
HHCHoward Hughes CorpCOM2,682$211.7K<0.1%History
TACTransalta CorpCOM22,007$206.2K<0.1%History
iShares Inc46434G855MSCI GBL GOLD MN8,754$204.0K<0.1%–
MGEEMge Energy IncCOM2,574$203.6K<0.1%History
FYBRFrontier Communications Parent, Inc.COM10,913$203.4K<0.1%History
PENNPENN Entertainment, Inc.COM8,462$203.3K<0.1%History
CPACopa Holdings, S.A.CL A1,837$203.1K<0.1%History
MLABMesa Laboratories IncCOM1,564$201.0K<0.1%History
SSRMSSR Mining Inc.Stock11,691$166.0K<0.1%History
GABGabelli Equity Trust IncCOM27,905$161.8K<0.1%History
NVGSNavigator Holdings Ltd.SHS11,925$155.1K<0.1%History
AUDCAudiocodes LtdORD11,730$107.1K<0.1%History
SMFGSumitomo Mitsui Financial Group, Inc.SPONSORED ADR12,423$106.8K<0.1%History
CIOCity Office REIT, Inc.COM17,142$95.5K<0.1%History
LAZRQLuminar Technologies, Inc.COM CL A13,387$92.1K<0.1%History
HLHecla Mining CoCOM13,592$70.0K<0.1%History
SBIGSBIG Holdings, Inc.COMMON STOCK123,328$54.9K<0.1%History
LONALeonaBio, Inc.COM16,686$49.2K<0.1%History
FRBKRepublic First Bancorp IncCOM41,664$37.5K<0.1%History
EXPREXP OldCo Winddown, Inc.COM61,559$36.5K<0.1%History
VRAYViewRay, Inc.COM97,375$34.3K<0.1%History
SFESSafeguard Scientifics IncCOM NEW19,533$32.2K<0.1%History
DMDesktop Metal, Inc.COM CL A14,339$25.4K<0.1%History
ESPREsperion Therapeutics, Inc.COM15,899$22.1K<0.1%History
CANOCano Health, Inc.COM CL A15,235$21.2K<0.1%History
BNGOBionano Genomics, Inc.COM33,863$20.7K<0.1%History
CUROCURO Group Holdings Corp.COM14,456$19.5K<0.1%History
GALTGalectin Therapeutics IncCOM NEW11,614$16.7K<0.1%History
GOSSGossamer Bio, Inc.COM12,446$14.9K<0.1%History
SUNLSunlight Financial Holdings Inc.COMMON STOCK24,579$7.13K<0.1%History
OWLTOwlet, Inc.COMMON STOCK18,192$6.19K<0.1%History