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Livermore
Livermore
ZHEN

Neuberger Berman Group LLC

SEC CIK
0001465109
Latest filing
Aug 13, 2026

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Nov 14, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
1,861
+54 vs. Q3 2023
Portfolio value
$114.7B
+$4.93B (+4.5%) vs. Q3 2023
Filed
Nov 14, 2024
AmendedSEC
Holdings of Neuberger Berman Group LLC in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
Moringa Acquisition CorpG6S23K124*W EXP 02/22/20231,552$612<0.1%00.0%Unchanged–
Social Leverage Acquisn Corp83363K110*W EXP 02/17/20235,496$682<0.1%00.0%Unchanged–
Innovid Corp.457679116*W EXP 02/17/20223,664$710<0.1%00.0%Unchanged–
UAVSAgEagle Aerial Systems Inc.COM12,018$1.26K<0.1%00.0%UnchangedHistory
Churchill Capital Corp VII17144M110*W EXP 02/29/20218,560$2.97K<0.1%00.0%Unchanged–
BHILBenson Hill, Inc.COMMON STOCK19,670$3.42K<0.1%+19,670NewHistory
ATRAAtara Biotherapeutics, Inc.COM11,137$5.71K<0.1%+11,137NewHistory
PRSTPresto Automation Inc.COM12,027$6.39K<0.1%+12,027NewHistory
D-Wave Quantum Inc.26740W117*W EXP 08/05/20276,435$6.93K<0.1%00.0%Unchanged–
DFLIDragonfly Energy Holdings Corp.COM13,472$7.30K<0.1%+13,472NewHistory
NKTRNektar TherapeuticsCOM14,622$8.26K<0.1%+3,210+28.1%AddedHistory
NSTGNS Wind Down Co., Inc.COM11,357$8.50K<0.1%+11,357NewHistory
WKHSWorkhorse Group Inc.COM NEW23,772$8.56K<0.1%−8,785−27.0%ReducedHistory
NBISNebius Group N.V.Stock31,754$9.13K<0.1%−340−1.1%ReducedHistory
Liberty Media Corp530715AG6DEB 4.000%11/1–$9.20K<0.1%–––
HYLNHyliion Holdings Corp.COMMON STOCK13,737$11.2K<0.1%+2,682+24.3%AddedHistory
KPTIKaryopharm Therapeutics Inc.COM13,317$11.5K<0.1%+2,083+18.5%AddedHistory
AEVAAeva Technologies, Inc.COM15,644$11.9K<0.1%+15,644NewHistory
LPTVLoop Media, Inc.COM NEW12,212$12.2K<0.1%+12,212NewHistory
MEHCQChrome Holding Co.CLASS A COM13,504$12.3K<0.1%+13,504NewHistory
BIRDSmartbird, Inc.COM CL A10,395$12.7K<0.1%+10,395NewHistory
OTLKOutlook Therapeutics, Inc.COM NEW33,371$13.1K<0.1%+5,106+18.1%AddedHistory
Adit Edtech Acquisition Corp007024110*W EXP 99/99/999157,761$13.3K<0.1%00.0%Unchanged–
NVTAInvitae CorpCOM21,309$13.4K<0.1%+8,866+71.3%AddedHistory
NKLANikola CorpCOM16,017$14.0K<0.1%−6,310−28.3%ReducedHistory
QVCGAOld QVC Group, Inc.COM SER A16,218$14.2K<0.1%+16,218NewHistory
TELLTellurian Inc.COM20,688$15.6K<0.1%−549−2.6%ReducedHistory
AMWLAmerican Well CorpCL A11,219$16.7K<0.1%+11,219NewHistory
ACRSAclaris Therapeutics, Inc.COM18,219$19.1K<0.1%+18,219NewHistory
LLAPTerran Orbital CorpCOM18,406$21.0K<0.1%+18,406NewHistory
TLRYTilray Brands, Inc.COM CL 210,000$23.0K<0.1%+10,000NewHistory
REIRing Energy, Inc.COM15,771$23.0K<0.1%+15,771NewHistory
KYNBKyntra Bio, Inc.COM26,701$23.7K<0.1%+13,927+109.0%AddedHistory
PIIIP3 Health Partners Inc.COM17,030$24.0K<0.1%00.0%UnchangedHistory
FCELFuelcell Energy IncCOM15,320$24.5K<0.1%+15,320NewHistory
AMRNAmarin Corp PLCSPONS ADR NEW28,754$25.0K<0.1%00.0%UnchangedHistory
Rain Oncology Inc.75082Q105COM21,742$26.1K<0.1%+9,530+78.0%Added–
CERSCerus CorpCOM12,161$26.3K<0.1%+12,161NewHistory
EVAEnviva, LLCCOM29,411$29.3K<0.1%+29,411NewHistory
OLPXOlaplex Holdings, Inc.COM11,842$30.1K<0.1%+11,842NewHistory
CDECoeur Mining, Inc.COM NEW10,104$32.9K<0.1%+51+0.5%AddedHistory
WTIW&T Offshore IncCOM10,173$33.2K<0.1%+10,173NewHistory
IPSCCentury Therapeutics, Inc.COM10,028$33.3K<0.1%+10,028NewHistory
Vishay Intertechnology Inc928298AP3NOTE 2.250% 6/1–$33.9K<0.1%–––
CHPTChargePoint Holdings, Inc.COM CL A15,554$36.4K<0.1%−355,361−95.8%ReducedHistory
DHCDiversified Healthcare TrustCOM SH BEN INT10,277$38.4K<0.1%+10,277NewHistory
FATEFate Therapeutics IncCOM10,637$39.8K<0.1%+10,637NewHistory
STEMStem, Inc.CL A10,603$41.1K<0.1%+10,603NewHistory
TELFYTelefonica S ASPONSORED ADR11,140$43.4K<0.1%+11,140NewHistory
SGHCSuper Group (SGHC) LtdORD SHS13,957$44.2K<0.1%−2,647−15.9%ReducedHistory
TUSKMammoth Energy Services, Inc.COM10,188$45.4K<0.1%+10,188NewHistory
COMPCompass, Inc.CL A12,601$47.4K<0.1%−901−6.7%ReducedHistory
XPLSolitario Resources Corp.COM87,056$48.8K<0.1%00.0%UnchangedHistory
HBMHudbay Minerals Inc.COM12,348$68.3K<0.1%00.0%UnchangedHistory
UNITUniti Group Inc.COM12,008$69.4K<0.1%+1,195+11.1%AddedHistory
AIRGAirgain IncCOM20,000$71.2K<0.1%00.0%UnchangedHistory
CMLSQCumulus Media IncCOM CL A13,786$73.3K<0.1%00.0%UnchangedHistory
OPIOffice Properties Income TrustCOM SHS BEN INT10,024$73.4K<0.1%+10,024NewHistory
HBIHanesbrands Inc.COM16,665$74.3K<0.1%−7,902−32.2%ReducedHistory
ILPTIndustrial Logistics Properties TrustCOM SHS BEN INT16,110$75.7K<0.1%00.0%UnchangedHistory
JBLUJetBlue Airways CorpCOM14,024$77.8K<0.1%+14,024NewHistory
MBIMbia IncCOM12,910$79.0K<0.1%+2,295+21.6%AddedHistory
PTONPeloton Interactive, Inc.CL A COM13,055$79.5K<0.1%+13,055NewHistory
LUMNLumen Technologies, Inc.Stock45,755$83.7K<0.1%−452−1.0%ReducedHistory
HLHecla Mining CoCOM17,708$85.2K<0.1%+17,708NewHistory
BGCBGC Group, Inc.CL A12,051$87.0K<0.1%+12,051NewHistory
BKDBrookdale Senior Living Inc.COM15,361$89.4K<0.1%+913+6.3%AddedHistory
PDMPiedmont Realty Trust, Inc.COM CL A13,367$95.0K<0.1%+13,367NewHistory
MFGMizuho Financial Group IncSPONSORED ADR27,949$96.1K<0.1%+10,379+59.1%AddedHistory
DISHDISH Network CORPCL A16,917$97.6K<0.1%+2,592+18.1%AddedHistory
FUBOFuboTV Inc.COM31,886$101.4K<0.1%−969−2.9%ReducedHistory
EVNEaton Vance Municipal Income TrustSH BEN INT10,376$101.9K<0.1%+10,376NewHistory
LXPLXP Industrial TrustCOM11,403$113.1K<0.1%−753−6.2%ReducedHistory
SMFGSumitomo Mitsui Financial Group, Inc.SPONSORED ADR11,745$113.7K<0.1%+11,745NewHistory
OPENOpendoor Technologies Inc.COM25,503$114.3K<0.1%−7,025−21.6%ReducedHistory
MUABlackRock Muniassets Fund, Inc.COM11,002$116.5K<0.1%00.0%UnchangedHistory
NRONeuberger Real Estate Securities Income Fund IncCOM38,500$122.8K<0.1%00.0%UnchangedHistory
SMHISEACOR Marine Holdings Inc.COM10,000$125.9K<0.1%00.0%UnchangedHistory
YEXTYext, Inc.COM22,494$132.5K<0.1%−1,739−7.2%ReducedHistory
BYMBlackRock Municipal Income Quality TrustCOM12,001$134.5K<0.1%00.0%UnchangedHistory
AHCOAdaptHealth Corp.COMMON STOCK18,721$136.5K<0.1%+3,701+24.6%AddedHistory
BCBPBCB Bancorp IncCOM11,068$142.2K<0.1%+11,068NewHistory
MDPediatrix Medical Group, Inc.COM15,541$144.5K<0.1%+1,002+6.9%AddedHistory
OUTOUTFRONT Media Inc.COM10,463$146.1K<0.1%+10,463NewHistory
NADNuveen Quality Municipal Income FundCOM13,059$149.5K<0.1%00.0%UnchangedHistory
GTGoodyear Tire & Rubber CoCOM10,509$150.5K<0.1%+234+2.3%AddedHistory
SPCEVirgin Galactic Holdings, IncCOM61,824$151.5K<0.1%−4,194−6.4%ReducedHistory
Tricon Residential Inc Com NPV89612W102COM16,675$152.5K<0.1%−6,724−28.7%Reduced–
SANBanco Santander, S.A.ADR36,871$152.6K<0.1%+14,058+61.6%AddedHistory
GSATGlobalstar, Inc.COM81,939$159.0K<0.1%+3,531+4.5%AddedHistory
VLYValley National BancorpCOM14,659$159.2K<0.1%+1,773+13.8%AddedHistory
BBCPConcrete Pumping Holdings, Inc.COM19,446$159.5K<0.1%−8,562−30.6%ReducedHistory
ETRNMidstream Co LLCCOM15,891$161.8K<0.1%+1,397+9.6%AddedHistory
NPWRNet Power Inc.COM CL A16,102$162.6K<0.1%+16,102NewHistory
PSLVSprott Physical Silver TrustPHYSICAL SILVER20,300$164.0K<0.1%+300+1.5%AddedHistory
MCHBMechanics BancorpCL A16,473$169.7K<0.1%+16,473NewHistory
DEAEasterly Government Properties, Inc.COM12,847$172.7K<0.1%−8,506−39.8%ReducedHistory
SITCSITE Centers Corp.COM12,734$173.6K<0.1%00.0%UnchangedHistory
Healthpeak Properties, Inc.71943U104COM13,161$174.7K<0.1%−1,667−11.2%Reduced–
LCIDLucid Group, Inc.COM42,021$176.9K<0.1%+42,021NewHistory

Options (2)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Neuberger Berman Group LLC in Q4 2023
SecurityClassPutsCalls
VanEck ETF Trust92189F106GOLD MINERS ETF–$1.26M
Liberty Media Corp531229789Stock$1.11M–

Sold out since Q3 2023 (90)

Positions held at the end of Q3 2023 that are gone from this filing.

Positions of Neuberger Berman Group LLC sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
ATVIActivision Blizzard, Inc.COM2,945,649$275.8M0.3%History
XPELXPEL, Inc.COM1,598,905$123.3M0.1%History
NEWRNew Relic, Inc.COM683,969$58.6M0.1%History
Abcam PLC000380204ADS2,510,987$56.8M0.1%–
ESTAEstablishment Labs Holdings Inc.COM535,867$26.3M<0.1%History
NABLN-able, Inc.COMMON STOCK1,810,747$23.4M<0.1%History
HTHTH World Group LtdSPONSORED ADS572,943$22.6M<0.1%History
DENDenbury IncCOM225,405$22.1M<0.1%History
SWISolarWinds CorpCOM2,141,042$20.2M<0.1%History
HZNPHorizon Therapeutics Public Ltd CoSHS173,122$20.0M<0.1%History
VMWVmware LLCCL A COM117,373$19.5M<0.1%History
NATINational Instruments CorpCOM211,501$12.6M<0.1%History
PAGSPagSeguro Digital Ltd.COM CL A1,317,703$11.3M<0.1%History
SQMChemical & Mining Co of Chile IncSPON ADR SER B185,064$11.0M<0.1%History
SGENSeagen Inc.COM50,763$10.8M<0.1%History
FWRDForward Air CorpCOM141,947$9.76M<0.1%History
SHLSShoals Technologies Group, Inc.CL A493,666$9.01M<0.1%History
indie Semiconductor, Inc.45569U119*W EXP 06/15/2024,425,200$7.88M<0.1%–
LGTYLogility Supply Chain Solutions, IncCL A654,737$7.50M<0.1%History
CPRICapri Holdings LtdSHS132,800$6.99M<0.1%History
LLYVKLiberty Live Holdings, Inc.COM LBTY LIV S C112,018$3.60M<0.1%History
TMCITreace Medical Concepts, Inc.COM162,061$2.12M<0.1%History
EMBCEmbecta Corp.Stock90,840$1.37M<0.1%History
CAMTCamtek LtdORD21,612$1.35M<0.1%History
Granite Real Estate Invt Tr387437114UNIT 99/99/999924,621$1.31M<0.1%–
BDCBelden Inc.COM12,210$1.18M<0.1%History
KLGWK Kellogg CoCOM70,264$1.03M<0.1%History
MDGLMadrigal Pharmaceuticals, Inc.COM6,817$995.6K<0.1%History
BMBLBumble Inc.COM CL A62,961$939.4K<0.1%History
PACPacific Airport GroupSPON ADS B4,407$741.5K<0.1%History
AES Corp00130H204UNIT 99/99/999910,088$615.4K<0.1%–
DISH Network CORP25470MAD1NOTE 2.375% 3/1–$610.2K<0.1%–
EPRTEssential Properties Realty Trust, Inc.COM28,112$608.1K<0.1%History
DRVNDriven Brands Holdings Inc.COM39,415$496.2K<0.1%History
UBSIUnited Bankshares IncCOM15,082$416.1K<0.1%History
AVIDAvid Technology, Inc.COM13,758$369.7K<0.1%History
CRNCCerence Inc.COM17,695$360.4K<0.1%History
CEQPCrestwood Equity Partners LPUNIT LTD PARTNER11,610$339.6K<0.1%History
CDPCopt Defense PropertiesREIT13,028$310.5K<0.1%History
State Street SPDR S&P Regional Banking ETF78464A698ETF7,315$305.5K<0.1%–
iShares Inc464286780MSCI STH AFR ETF8,111$305.1K<0.1%–
DJCODaily Journal CorpCOM1,000$294.0K<0.1%History
TWNKHostess Brands, Inc.CL A8,320$277.1K<0.1%History
LTHMLivent Corp.COM15,007$276.3K<0.1%History
HHHHoward Hughes Holdings Inc.COM3,685$273.2K<0.1%History
FXBInvesco CurrencyShares British Pound Sterling TrustBRIT POUN STRL2,300$270.3K<0.1%History
SSBSouthState Bank CorpCOM3,901$262.8K<0.1%History
AQNAlgonquin Power & Utilities Corp.COM42,903$255.1K<0.1%History
OROR Royalties Inc.COM21,296$251.2K<0.1%History
TTECTTEC Holdings, Inc.COM9,070$237.8K<0.1%History
NVSTEnvista Holdings CorpCOM7,773$216.7K<0.1%History
HEPHolly Energy Partners LPCOM UT LTD PTN9,800$215.2K<0.1%History
HWCHancock Whitney CorpCOM5,720$211.6K<0.1%History
LLYVALiberty Live Holdings, Inc.COM LBTY LIV S A6,594$210.5K<0.1%History
ONBOld National BancorpStock14,473$210.4K<0.1%History
ProShares Tr74347G739ULTSHRT QQQ15,000$210.0K<0.1%–
Aris Water Solutions, Inc.04041L106CLASS A COM20,990$209.5K<0.1%–
JBGSJBG Smith PropertiesCOM13,616$196.9K<0.1%History
IRIXIridex CorpCOM75,850$192.7K<0.1%History
LBTYALiberty Global Ltd.SHS CL A10,519$180.1K<0.1%History
JWNNordstrom IncStock10,906$162.9K<0.1%History
OPRTOportun Financial CorpCOM18,175$131.2K<0.1%History
PUMPProPetro Holding Corp.COM11,668$124.0K<0.1%History
INNSummit Hotel Properties, Inc.COM20,682$120.0K<0.1%History
Livevox Holding Inc53838L118*W EXP 06/18/202402,900$112.8K<0.1%–
PACWPacwest BancorpCOM10,551$83.5K<0.1%History
ETWEaton Vance Tax-Managed Global Buy-Write Opportunities FundCOM10,685$81.6K<0.1%History
SVCService Properties TrustCOM SH BEN INT10,226$78.6K<0.1%History
UMCUnited Microelectronics CorpSPON ADR NEW10,643$75.1K<0.1%History
IVACIntevac IncCOM22,400$69.7K<0.1%History
NGNovagold Resources IncCOM NEW12,644$48.6K<0.1%History
Silvercrest Metals Inc828363101COM10,815$48.0K<0.1%–
EQRXEQRx, Inc.COM13,179$29.3K<0.1%History
CMRXChimerix IncCOM29,041$27.9K<0.1%History
VXRTVaxart, Inc.COM NEW36,749$27.7K<0.1%History
PRAXPraxis Precision Medicines, Inc.COM16,071$27.5K<0.1%History
KINSKingstone Companies, Inc.COM14,875$26.6K<0.1%History
GEVOGevo, Inc.COM PAR19,307$23.0K<0.1%History
QSIQuantum-Si IncCOM CL A11,330$18.8K<0.1%History
Ares Acquisition CorporationG33032122*W EXP 99/99/99925,242$16.7K<0.1%–
FAST Acquisition Corp. II311874119*W EXP 03/16/20228,397$14.2K<0.1%–
AGENAgenus IncCOM NEW12,300$13.9K<0.1%History
SNCEScience 37 Holdings, Inc.COM22,672$9.07K<0.1%History
SGMOQSangamo Therapeutics, IncCOM14,281$8.57K<0.1%History
Whole Earth Brands, Inc.96684W126*W EXP 06/25/20253,578$6.43K<0.1%–
BGXXBright Green CorpCOMMON STOCK15,560$6.16K<0.1%History
Interprivate III Financial P46064R114*W EXP 99/99/99933,655$1.18K<0.1%–
Finserv Acquisition Corp. II31809Y111*W EXP 02/17/20221,034$631<0.1%–
Getaround, Inc37427G119*W EXP 03/09/20234,005$510<0.1%–
Offerpad Solutions Inc.67623L117*W EXP 10/16/20211,388$133<0.1%–