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Livermore
Livermore
ZHEN

Neuberger Berman Group LLC

SEC CIK
0001465109
Latest filing
Aug 13, 2026

Holdings in Q2 2023

Holdings as of Jun 30, 2023, filed Aug 11, 2023. Long positions only; changes compare share counts with Q1 2023.

Institution overview
Positions
1,806
+2 vs. Q1 2023
Portfolio value
$111.8B
+$4.00B (+3.7%) vs. Q1 2023
Filed
Aug 11, 2023
SEC
Holdings of Neuberger Berman Group LLC in Q2 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
GSBDGoldman Sachs BDC, Inc.SHS41,219$571.3K<0.1%+1,707+4.3%AddedHistory
SPDR Series Trust78464A789ST STR SP INS14,000$572.3K<0.1%−4,000−22.2%Reduced–
iShares MSCI USA Min Vol Factor ETF46429B697ETF7,731$574.6K<0.1%−48−0.6%Reduced–
ARKO Corp.041242116*W EXP 12/22/202388,463$578.8K<0.1%00.0%Unchanged–
AKAMAkamai Technologies IncCOM6,457$580.3K<0.1%+230+3.7%AddedHistory
iShares Tr464287234MSCI EMG MKT ETF14,820$586.3K<0.1%−28,301−65.6%Reduced–
MTRNMATERION CorpCOM5,147$587.8K<0.1%−167−3.1%ReducedHistory
BERYBerry Global Group, Inc.COM9,142$588.2K<0.1%+9,142NewHistory
RKLBRocket Lab CorpCOM98,321$589.9K<0.1%+15,205+18.3%AddedHistory
LIILennox International IncCOM1,820$593.4K<0.1%+8+0.4%AddedHistory
AVIDAvid Technology, Inc.COM23,397$596.6K<0.1%−3,971−14.5%ReducedHistory
BRBRBellring Brands, Inc.Stock16,321$597.3K<0.1%+2,252+16.0%AddedHistory
HPHelmerich & Payne, Inc.COM16,926$600.0K<0.1%+1,965+13.1%AddedHistory
PCTYPaylocity Holding CorpCOM3,267$602.9K<0.1%−139,198−97.7%ReducedHistory
CHRDChord Energy CorpCOM NEW3,928$604.1K<0.1%−932−19.2%ReducedHistory
RIGTransocean Ltd.REGISTERED SHS86,904$609.2K<0.1%+86,904NewHistory
iShares Inc46434G848MSCI GBL ETF NEW15,057$609.2K<0.1%00.0%Unchanged–
KOFCoca Cola Femsa SAB de CVSPONS ADS REP7,320$609.8K<0.1%00.0%UnchangedHistory
THOThor Industries IncCOM5,916$612.3K<0.1%+138+2.4%AddedHistory
PCHPotlatchdeltic CorpCOM11,587$612.4K<0.1%+6,126+112.2%AddedHistory
State Street Industrial Select Sector SPDR ETF81369Y704ETF5,724$614.3K<0.1%+158+2.8%Added–
NETCloudflare, Inc.CL A COM9,439$617.0K<0.1%−5,434−36.5%ReducedHistory
NSPInsperity, Inc.COM5,201$618.7K<0.1%+1,025+24.5%AddedHistory
OLOOlo Inc.CL A95,966$619.9K<0.1%+2,633+2.8%AddedHistory
ELANElanco Animal Health IncCOM61,649$620.2K<0.1%+61,649NewHistory
PKXPosco Holdings Inc.SPONSORED ADR8,408$621.8K<0.1%−1,361−13.9%ReducedHistory
ABAlliancebernstein Holding L.P.UNIT LTD PARTN19,339$621.9K<0.1%+2,600+15.5%AddedHistory
AXSAxis Capital Holdings LtdSHS11,579$623.3K<0.1%+4,463+62.7%AddedHistory
IONSIonis Pharmaceuticals IncCOM15,206$623.9K<0.1%+74+0.5%AddedHistory
MTXMinerals Technologies IncCOM10,820$624.2K<0.1%−512−4.5%ReducedHistory
LBRDALiberty Broadband CorpCOM SER A7,837$624.8K<0.1%+1,965+33.5%AddedHistory
MURMurphy Oil CorpCOM16,340$625.8K<0.1%−324−1.9%ReducedHistory
TXOTXO Partners, L.P.COM UNIT29,000$627.9K<0.1%00.0%UnchangedHistory
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF3,699$628.1K<0.1%00.0%Unchanged–
LNCLincoln National CorpCOM24,442$629.6K<0.1%+10,390+73.9%AddedHistory
IPARInterparfums IncCOM4,662$630.5K<0.1%−341−6.8%ReducedHistory
FIBKFirst Interstate Bancsystem IncCOM26,785$638.6K<0.1%+26,785NewHistory
OMFOneMain Holdings, Inc.COM14,623$638.9K<0.1%+8,955+158.0%AddedHistory
TFXTeleflex IncCOM2,644$639.9K<0.1%+22+0.8%AddedHistory
ENSGEnsign Group, IncCOM6,762$645.5K<0.1%−3,050−31.1%ReducedHistory
iShares Tr4642874571 3 YR TREAS BD7,988$646.6K<0.1%+728+10.0%Added–
OGEOGE Energy Corp.COM18,031$647.5K<0.1%−133,915−88.1%ReducedHistory
MIDDMIDDLEBY CorpCOM4,395$649.7K<0.1%−90−2.0%ReducedHistory
FFIVF5, Inc.Stock4,466$653.2K<0.1%−1,925−30.1%ReducedHistory
MRTXMirati Therapeutics, Inc.COM18,140$655.4K<0.1%+1,734+10.6%AddedHistory
NRCNRC HealthCOM NEW15,129$658.3K<0.1%+85+0.6%AddedHistory
FIXComfort Systems USA IncCOM4,022$660.4K<0.1%−6−0.1%ReducedHistory
UHAL.BU-Haul Holding CoCOM SER N13,202$668.9K<0.1%−198−1.5%ReducedHistory
Vanguard Star FDS921909768VG TL INTL STK F12,008$673.4K<0.1%+1,291+12.0%Added–
IPInternational Paper CoCOM21,342$678.9K<0.1%−5,879−21.6%ReducedHistory
BROSDutch Bros Inc.CL A23,897$679.9K<0.1%−73,864−75.6%ReducedHistory
IPGPIpg Photonics CorpCOM5,025$682.5K<0.1%−319−6.0%ReducedHistory
AAAUGoldman Sachs Physical Gold ETFUNIT35,889$683.1K<0.1%00.0%UnchangedHistory
PAGPenske Automotive Group, Inc.COM4,104$683.8K<0.1%−2,154−34.4%ReducedHistory
RDYDr Reddys Laboratories LtdADR10,836$683.9K<0.1%−24,551−69.4%ReducedHistory
Vanguard Utilities ETF92204A876ETF4,827$686.3K<0.1%+340+7.6%Added–
LEVILevi Strauss & CoCL A COM STK48,045$693.3K<0.1%−435−0.9%ReducedHistory
UFPIUfp Industries IncCOM7,153$694.2K<0.1%−4,000−35.9%ReducedHistory
CSIQCanadian Solar Inc.COM17,975$695.5K<0.1%+101+0.6%AddedHistory
iShares Tr464287689RUSSELL 3000 ETF2,734$695.7K<0.1%−50−1.8%Reduced–
HIHillenbrand, Inc.COM13,661$700.6K<0.1%−1,780−11.5%ReducedHistory
GRABGrab Holdings LtdCLASS A ORD204,277$700.7K<0.1%00.0%UnchangedHistory
BPOPPopular, Inc.COM NEW11,602$702.2K<0.1%−2,766−19.3%ReducedHistory
RTORentokil Initial PLCSPONSORED ADR18,031$703.4K<0.1%−2,316−11.4%ReducedHistory
CLBKColumbia Financial, Inc.COM40,706$703.8K<0.1%+303+0.7%AddedHistory
EDREndeavor Group Holdings, Inc.CL A COM29,432$704.0K<0.1%+6,475+28.2%AddedHistory
XUnited States Steel CorpCOM28,240$706.3K<0.1%+1,026+3.8%AddedHistory
TSNTyson Foods, Inc.Stock13,866$707.7K<0.1%+3,790+37.6%AddedHistory
GGBGerdau S.A.SPON ADR REP PFD135,733$708.5K<0.1%−41,213−23.3%ReducedHistory
VNOVornado Realty TrustSH BEN INT39,176$710.7K<0.1%−110,297−73.8%ReducedHistory
Vanguard Health Care ETF92204A504ETF2,914$713.5K<0.1%00.0%Unchanged–
JAZZJazz Pharmaceuticals plcSHS USD5,766$714.8K<0.1%+1,476+34.4%AddedHistory
Liberty Media Corp531229409COM A SIRIUSXM21,809$715.6K<0.1%+352+1.6%Added–
PTYPIMCO Corporate & Income Opportunity FundCOM51,210$716.9K<0.1%00.0%UnchangedHistory
State Street Utilities Select Sector SPDR ETF81369Y886ETF11,087$725.5K<0.1%−90−0.8%Reduced–
FRFirst Industrial Realty Trust IncCOM13,938$733.7K<0.1%−147,712−91.4%ReducedHistory
POSTPost Holdings, Inc.COM8,492$735.8K<0.1%−576−6.4%ReducedHistory
BWABorgwarner IncCOM15,060$736.6K<0.1%+749+5.2%AddedHistory
NNNNNN REIT, Inc.REIT17,263$738.7K<0.1%−16,174−48.4%ReducedHistory
FWONALiberty Media CorpCOM SER A FRMLA10,957$740.9K<0.1%+28+0.3%AddedHistory
ZIONZions Bancorporation, National AssociationCOM27,656$742.8K<0.1%+9,128+49.3%AddedHistory
NWSANews CorpCL A38,314$747.1K<0.1%−979−2.5%ReducedHistory
MSMMSC Industrial Direct Co IncCL A7,905$753.2K<0.1%+2,313+41.4%AddedHistory
DLBDolby Laboratories, Inc.COM CL A9,003$753.4K<0.1%−3,207−26.3%ReducedHistory
VNTVontier CorpStock23,725$764.2K<0.1%+14,792+165.6%AddedHistory
CFGCitizens Financial Group IncCOM29,346$765.3K<0.1%−81,775−73.6%ReducedHistory
ProShares Tr74347B425SHORT S&P 500 NE55,250$766.9K<0.1%−100,304−64.5%Reduced–
PRIPrimerica, Inc.Stock3,881$767.5K<0.1%+806+26.2%AddedHistory
FULFuller H B CoStock10,757$769.2K<0.1%−75−0.7%ReducedHistory
LOGILogitech International S.A.SHS13,000$773.6K<0.1%−10−0.1%ReducedHistory
VSHVishay Intertechnology IncCOM26,689$784.7K<0.1%−12,779−32.4%ReducedHistory
KEYKeycorpCOM85,422$789.3K<0.1%+32,120+60.3%AddedHistory
JKSJinkoSolar Holding Co., Ltd.SPONSORED ADR17,946$790.1K<0.1%−5,559−23.7%ReducedHistory
HIIHuntington Ingalls Industries, Inc.COM3,475$790.9K<0.1%+1,477+73.9%AddedHistory
TKRTimken CoCOM8,715$797.7K<0.1%−10−0.1%ReducedHistory
iShares Tr464287556ISHARES BIOTECH6,285$797.9K<0.1%+2,691+74.9%Added–
DVADavita Inc.COM7,952$798.9K<0.1%+235+3.0%AddedHistory
RVLVRevolve Group, Inc.CL A48,730$799.2K<0.1%−344−0.7%ReducedHistory
EMEEMCOR Group, Inc.Stock4,344$802.7K<0.1%−993−18.6%ReducedHistory
MTArcelorMittalNY REGISTRY SH29,391$803.5K<0.1%+6,614+29.0%AddedHistory

Options (4)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Neuberger Berman Group LLC in Q2 2023
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$715.3K–
SGENSeagen Inc.COM$661.5K–
MTCHMatch Group, Inc.COM–$332.2K
AVGOBroadcom Inc.Stock$278.2K–

Sold out since Q1 2023 (115)

Positions held at the end of Q1 2023 that are gone from this filing.

The largest 100 of 115 by value last quarter.

Positions of Neuberger Berman Group LLC sold out since Q1 2023
SecurityClassShares in Q1 2023Value in Q1 2023% of portfolio in Q1 2023History
FORMFormfactor IncCOM2,591,407$82.5M0.1%History
VACMarriott Vacations Worldwide CorpCOM171,126$23.1M<0.1%History
AQUAEvoqua Water Technologies Corp.COM434,764$21.6M<0.1%History
FLFoot Locker, Inc.COM502,882$20.0M<0.1%History
CSIICardiovascular Systems IncCOM893,985$17.8M<0.1%History
LXPLXP Industrial TrustCOM1,255,197$12.9M<0.1%History
BDX 6 06/01/23 Pfd075887406CONVERTIBLE PREFERRED STOCK250,454$12.5M<0.1%–
EVREvercore Inc.CLASS A93,708$10.8M<0.1%History
PSTLPostal Realty Trust, Inc.CL A688,091$10.5M<0.1%History
BRSPBrightSpire Capital, Inc.COM CL A1,500,000$8.85M<0.1%History
Danaher Corp2358514095% CONV PFD B6,883$8.77M<0.1%–
CTOCTO Realty Growth, Inc.COM436,648$7.54M<0.1%History
Shaw Communications Inc82028K200CL B CONV234,177$7.00M<0.1%–
TRIThomson Reuters CorpCOM NEW41,059$5.34M<0.1%History
ADRTAult Disruptive Technologies CorpCOM499,868$5.23M<0.1%History
ARGXArgenx SESPONSORED ADR13,583$5.06M<0.1%History
BWINBaldwin Insurance Group, Inc.COM CL A181,698$4.63M<0.1%History
Globalink Invt Inc37892F109COM374,700$3.84M<0.1%–
Vishay Intertechnology Inc928298AP3NOTE 2.250% 6/1–$3.72M<0.1%–
WEWeWork Inc.CL A3,741,820$2.91M<0.1%History
AAPAdvance Auto Parts IncCOM23,134$2.81M<0.1%History
Roc Energy Acquisition Corp77118V108COMMON STOCK249,900$2.61M<0.1%–
IGTAInception Growth Acquisition LtdCOMMON STOCK250,000$2.57M<0.1%History
Khosla Ventures Acquisition482504107CL A250,314$2.54M<0.1%–
HSAIHesai GroupSPONSORED ADS157,026$2.48M<0.1%History
AEAEUAltEnergy Acquisition CorpUNIT 10/29/2026232,700$2.42M<0.1%History
Aptiv PLCG6095L1175.5% CNV PFD A19,330$2.37M<0.1%–
ARIZArisz Acquisition Corp.COMMON STOCK225,000$2.32M<0.1%History
CMCTCreative Media & Community Trust CorpCOM NEW559,054$2.28M<0.1%History
Nabors Energy Transition Cor629567108CL A COM190,300$2.00M<0.1%–
KRTXKaruna Therapeutics, Inc.COM10,235$1.86M<0.1%History
MEDPMedpace Holdings, Inc.COM8,995$1.69M<0.1%History
MCFTMasterCraft Boat Holdings, Inc.COM52,848$1.61M<0.1%History
Yamana Gold Inc98462Y100COM245,098$1.43M<0.1%–
HEI.AHeico CorpCL A10,331$1.40M<0.1%History
MBUUMalibu Boats, Inc.COM CL A24,083$1.36M<0.1%History
ISEEIVERIC bio, Inc.COM42,896$1.04M<0.1%History
RXDXPrometheus Biosciences, Inc.COM8,228$883.0K<0.1%History
ABBNYABB LtdSPONSORED ADR24,491$840.0K<0.1%History
NTESNetEase, Inc.SPONSORED ADS9,271$819.9K<0.1%History
CVIIChurchill Capital Corp VIICOM CL A78,881$799.9K<0.1%History
KREFKKR Real Estate Finance Trust Inc.COM68,447$779.6K<0.1%History
iShares Tr46434V878ULTRA SHORT DUR14,867$747.1K<0.1%–
Nisource Inc.65473P121UNIT 12/01/20236,750$705.1K<0.1%–
ASTLAlgoma Steel Group Inc.COM80,382$650.4K<0.1%History
IHRTiHeartMedia, Inc.COM CL A157,775$615.3K<0.1%History
GGenpact LTDSHS13,221$611.0K<0.1%History
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB27,177$572.9K<0.1%–
RXORXO, Inc.COMMON STOCK27,178$533.8K<0.1%History
APIAgora, Inc.ADS147,040$532.3K<0.1%History
MEOHMethanex CorpCOM11,343$527.1K<0.1%History
APENApollo Endosurgery, Inc.COM50,000$496.0K<0.1%History
LEALear CorpCOM NEW3,532$492.7K<0.1%History
CPRICapri Holdings LtdSHS10,022$471.0K<0.1%History
CALMCal-Maine Foods IncCOM NEW7,680$467.6K<0.1%History
GILGildan Activewear Inc.Stock12,783$424.1K<0.1%History
First Rep BK San Francisco C33616C100COM29,457$412.1K<0.1%–
Vanguard Morningstar Mid-Cap Growth ETF922908538ETF2,039$397.4K<0.1%–
TDOCTeladoc Health, Inc.COM15,142$392.2K<0.1%History
UGIUgi CorpStock10,625$369.3K<0.1%History
ESNTEssent Group Ltd.COM8,890$356.0K<0.1%History
NTNXNutanix, Inc.Stock13,620$354.0K<0.1%History
SPRSpirit AeroSystems Holdings, Inc.COM CL A10,228$353.2K<0.1%History
Vanguard Morningstar Small-Cap Growth ETF922908595ETF1,559$337.4K<0.1%–
GLSHGelesis Holdings, Inc.COM2,045,264$332.8K<0.1%History
CATYCathay General BancorpCOM9,158$316.1K<0.1%History
LCIDLucid Group, Inc.COM39,158$314.8K<0.1%History
AMKRAmkor Technology, Inc.COM12,008$312.4K<0.1%History
STNGScorpio Tankers Inc.SHS5,332$300.3K<0.1%History
Direxion Shares ETF Trust25459Y207NASDAQ 100 EQ WT4,031$292.4K<0.1%–
NHINational Health Investors IncCOM5,634$290.6K<0.1%History
CBRLCracker Barrel Old Country Store, IncCOM2,554$290.1K<0.1%History
ARCHArch Resources, Inc.CL A2,189$287.8K<0.1%History
INDBIndependent Bank CorpCOM4,321$283.5K<0.1%History
ASBAssociated Banc-CorpCOM15,114$271.7K<0.1%History
AUBAtlantic Union Bankshares CorpCOM7,749$271.6K<0.1%History
SANMSanmina CorpCOM4,328$264.0K<0.1%History
GNLGlobal Net Lease, Inc.COM NEW20,304$261.1K<0.1%History
CMCCommercial Metals CoStock5,222$255.4K<0.1%History
CRUSCirrus Logic, Inc.Stock2,264$247.6K<0.1%History
SLGNSilgan Holdings IncCOM4,455$239.1K<0.1%History
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679ETF2,133$235.7K<0.1%–
Vanguard Morningstar Mid-Cap Value ETF922908512ETF1,751$234.8K<0.1%–
AVAAvista CorpCOM5,469$232.2K<0.1%History
CNXCConcentrix CorpStock1,895$230.3K<0.1%History
iShares MSCI USA Quality Factor ETF46432F339ETF1,838$228.0K<0.1%–
FBPFirst BancorpCOM NEW19,590$223.7K<0.1%History
UAAUnder Armour, Inc.Stock23,488$222.9K<0.1%History
UBSIUnited Bankshares IncCOM6,183$217.6K<0.1%History
CIGIColliers International Group Inc.SUB VTG SHS2,018$212.7K<0.1%History
PDPagerDuty, Inc.COM6,060$212.0K<0.1%History
JHGJanus Henderson Group Ltd.ORD SHS7,930$211.3K<0.1%History
PVHPVH Corp.COM2,314$206.3K<0.1%History
iShares Core Dividend Growth ETF46434V621ETF4,054$202.7K<0.1%–
RITMRithm Capital Corp.REIT24,988$199.9K<0.1%History
HEPHolly Energy Partners LPCOM UT LTD PTN10,800$187.6K<0.1%History
LSPDLightspeed Commerce Inc.SUB VTG SHS11,959$181.6K<0.1%History
First Tr Exch Traded FD III33739E108PFD SECS INC ETF10,670$170.3K<0.1%–
HLFHerbalife Ltd.COM SHS10,103$162.7K<0.1%History
NEXNextier Oilfield Solutions Inc.COM19,187$152.5K<0.1%History