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Livermore
Livermore
ZHEN

Neuberger Berman Group LLC

SEC CIK
0001465109
Latest filing
Aug 13, 2026

Holdings in Q1 2023

Holdings as of Mar 31, 2023, filed May 12, 2023. Long positions only; changes compare share counts with Q4 2022.

Institution overview
Positions
1,804
+21 vs. Q4 2022
Portfolio value
$107.8B
+$5.83B (+5.7%) vs. Q4 2022
Filed
May 12, 2023
SEC
Holdings of Neuberger Berman Group LLC in Q1 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
MSFTMicrosoft CorpStock11,700,026$3.37B3.1%−219,686−1.8%ReducedHistory
AAPLApple Inc.Stock17,524,029$2.89B2.7%−622,621−3.4%ReducedHistory
JPMJPMorgan Chase & CoStock12,919,449$1.68B1.6%−291,279−2.2%ReducedHistory
AMZNAmazon Com IncStock13,849,578$1.43B1.3%−412,014−2.9%ReducedHistory
NEENextera Energy IncStock18,393,405$1.42B1.3%+1,600,606+9.5%AddedHistory
JNJJohnson & JohnsonStock7,528,053$1.17B1.1%+1,632,458+27.7%AddedHistory
TMUST-Mobile US, Inc.Stock7,500,908$1.09B1.0%−393,651−5.0%ReducedHistory
BRK.BBerkshire Hathaway IncStock3,515,501$1.09B1.0%+25,963+0.7%AddedHistory
GOOGAlphabet Inc.Stock9,693,042$1.01B0.9%−1,189,179−10.9%ReducedHistory
GOOGLAlphabet Inc.Stock9,421,827$976.7M0.9%−229,008−2.4%ReducedHistory
ADIAnalog Devices IncStock4,420,257$870.3M0.8%+506,170+12.9%AddedHistory
PGProcter & Gamble CoStock5,786,926$860.3M0.8%+686,981+13.5%AddedHistory
NVDANVIDIA CorpStock3,076,500$852.8M0.8%+215,160+7.5%AddedHistory
AONAon plcCL A2,543,880$802.0M0.7%−112,474−4.2%ReducedHistory
MCDMcDonalds CorpStock2,852,600$797.6M0.7%+874,907+44.2%AddedHistory
XOMExxonMobil Holdings CorpCOM7,067,973$775.0M0.7%−502,741−6.6%ReducedHistory
PGRProgressive CorpStock5,278,406$755.4M0.7%+1,408,070+36.4%AddedHistory
CVXChevron CorpStock4,544,110$741.4M0.7%+380,744+9.1%AddedHistory
RTXRTX CorpStock7,259,729$710.9M0.7%−236,687−3.2%ReducedHistory
MRKMerck & Co., Inc.Stock6,642,955$706.7M0.7%+893,583+15.5%AddedHistory
MDLZMondelez International, Inc.Stock10,094,342$703.8M0.7%+1,667,459+19.8%AddedHistory
CMECME Group Inc.COM3,579,177$685.4M0.6%+85,134+2.4%AddedHistory
VVisa Inc.Stock2,991,264$674.1M0.6%+11,209+0.4%AddedHistory
HDHome Depot, Inc.Stock2,222,845$656.0M0.6%−141,324−6.0%ReducedHistory
iShares Core S&P 500 ETF464287200ETF1,575,905$647.8M0.6%−4,510−0.3%Reduced–
ORCLOracle CorpStock6,993,888$647.3M0.6%+64,525+0.9%AddedHistory
COSTCostco Wholesale CorpStock1,255,344$623.7M0.6%−32,584−2.5%ReducedHistory
TMOThermo Fisher Scientific Inc.Stock1,051,650$605.7M0.6%+52,225+5.2%AddedHistory
DHRDanaher CorpStock2,318,886$584.4M0.5%−49,915−2.1%ReducedHistory
LSCCLattice Semiconductor CorpCOM6,080,936$580.5M0.5%−124,187−2.0%ReducedHistory
MSIMotorola Solutions, Inc.Stock1,987,848$568.8M0.5%−260,023−11.6%ReducedHistory
SRESempraStock3,757,306$567.9M0.5%+623,668+19.9%AddedHistory
REGNRegeneron Pharmaceuticals, Inc.COM688,879$566.0M0.5%+39,229+6.0%AddedHistory
PFEPfizer IncStock13,798,483$562.9M0.5%+1,456,337+11.8%AddedHistory
MAMastercard IncStock1,529,122$555.5M0.5%+9,316+0.6%AddedHistory
UNHUnitedHealth Group IncStock1,116,948$527.9M0.5%+157,401+16.4%AddedHistory
RIORio Tinto PLCADR7,652,228$524.9M0.5%+1,404,275+22.5%AddedHistory
ASMLASML Holding NVADR765,560$521.0M0.5%−25,735−3.3%ReducedHistory
UNPUnion Pacific CorpStock2,569,991$517.2M0.5%−28,930−1.1%ReducedHistory
SPGIS&P Global Inc.Stock1,437,870$495.7M0.5%−79,500−5.2%ReducedHistory
LLYEli Lilly & CoStock1,406,112$482.9M0.4%+75,211+5.7%AddedHistory
CDWCDW CorpCOM2,462,449$479.9M0.4%−130,792−5.0%ReducedHistory
APDAir Products & Chemicals, Inc.Stock1,663,389$477.3M0.4%−82,868−4.7%ReducedHistory
CSXCSX CorpStock15,927,375$476.6M0.4%−1,373,460−7.9%ReducedHistory
EPDEnterprise Products Partners L.P.Stock18,211,122$471.7M0.4%−483,473−2.6%ReducedHistory
BSXBoston Scientific CorpStock9,304,889$465.3M0.4%+5,068,740+119.7%AddedHistory
DUKDuke Energy CORPStock4,593,878$443.1M0.4%+1,580,546+52.5%AddedHistory
PEPPepsiCo IncStock2,409,473$439.2M0.4%+768,318+46.8%AddedHistory
TJXTJX Companies IncStock5,541,389$434.2M0.4%+558,561+11.2%AddedHistory
WMTWalmart Inc.Stock2,934,556$432.6M0.4%+578,892+24.6%AddedHistory
KDPKeurig Dr Pepper Inc.COM12,119,697$427.6M0.4%+182,174+1.5%AddedHistory
NEMNEWMONT CorpStock8,707,623$426.8M0.4%−687,361−7.3%ReducedHistory
FCXFreeport-McMoran IncStock10,189,278$416.7M0.4%+179,532+1.8%AddedHistory
NOWServiceNow, Inc.Stock914,366$415.5M0.4%−1240.0%ReducedHistory
TXNTexas Instruments IncStock2,230,514$414.6M0.4%−106,348−4.6%ReducedHistory
VRSKVerisk Analytics, Inc.COM2,137,277$410.0M0.4%+95,566+4.7%AddedHistory
BMYBristol Myers Squibb CoStock5,886,324$407.9M0.4%+118,297+2.1%AddedHistory
GETYGetty Images Holdings, Inc.CL A COM78,847,968$401.3M0.4%−73,555−0.1%ReducedHistory
AMTAmerican Tower CorpREIT1,939,100$396.2M0.4%+15,409+0.8%AddedHistory
ZTSZoetis Inc.Stock2,358,585$392.5M0.4%−65,237−2.7%ReducedHistory
HONHoneywell International IncCOM2,009,186$383.9M0.4%−14,110−0.7%ReducedHistory
PNCPNC Financial Services Group, Inc.Stock3,015,296$383.2M0.4%−12,987−0.4%ReducedHistory
MANHManhattan Associates IncStock2,450,533$379.5M0.4%−365,485−13.0%ReducedHistory
DTEDte Energy CoCOM3,456,061$378.5M0.4%+962,628+38.6%AddedHistory
INTUIntuit Inc.Stock845,557$376.7M0.3%+33,727+4.2%AddedHistory
CRMSalesforce, Inc.Stock1,857,270$369.7M0.3%+389,235+26.5%AddedHistory
BACBank of America CorpStock12,816,403$366.5M0.3%−5,632,846−30.5%ReducedHistory
EOGEOG Resources IncStock3,176,864$364.1M0.3%+601,063+23.3%AddedHistory
HUMHumana IncStock731,955$355.3M0.3%+90,126+14.0%AddedHistory
VMIValmont Industries IncCOM1,105,497$352.9M0.3%+740+0.1%AddedHistory
CATCaterpillar IncStock1,535,302$350.9M0.3%+181,795+13.4%AddedHistory
APHAmphenol CorpCL A4,212,354$343.5M0.3%−176,709−4.0%ReducedHistory
ATVIActivision Blizzard, Inc.COM4,016,507$343.5M0.3%−166,993−4.0%ReducedHistory
ZBHZimmer Biomet Holdings, Inc.Stock2,624,532$338.9M0.3%+38,904+1.5%AddedHistory
EXCExelon CorpStock8,084,902$338.6M0.3%+5,139,440+174.5%AddedHistory
POOLPool CorpCOM976,687$334.5M0.3%−143,809−12.8%ReducedHistory
WSTWest Pharmaceutical Services IncCOM964,160$334.1M0.3%−13,083−1.3%ReducedHistory
FICOFair Isaac CorpCOM474,904$333.7M0.3%−46,973−9.0%ReducedHistory
PMPhilip Morris International Inc.Stock3,378,179$328.5M0.3%+653,403+24.0%AddedHistory
BXBlackstone Inc.COM3,722,024$326.9M0.3%−379,577−9.3%ReducedHistory
AEPAmerican Electric Power Co IncStock3,548,441$322.8M0.3%+767,073+27.6%AddedHistory
DLTRDollar Tree, Inc.COM2,226,051$319.5M0.3%+1,021,985+84.9%AddedHistory
LMTLockheed Martin CorpStock672,564$317.9M0.3%−16,973−2.5%ReducedHistory
AMDAdvanced Micro Devices IncStock3,228,091$316.1M0.3%+33,406+1.0%AddedHistory
PLDPrologis, Inc.REIT2,515,197$313.6M0.3%+150,763+6.4%AddedHistory
FOXFFox Factory Holding CorpCOM2,558,351$310.5M0.3%−71,998−2.7%ReducedHistory
ABGAsbury Automotive Group IncCOM1,456,372$305.8M0.3%−62,127−4.1%ReducedHistory
LNGCheniere Energy, Inc.COM NEW1,938,666$305.5M0.3%−5700.0%ReducedHistory
SPSCSPS Commerce IncCOM2,005,923$305.5M0.3%−3,788−0.2%ReducedHistory
QCOMQualcomm IncStock2,390,602$304.9M0.3%+418,961+21.2%AddedHistory
ADBEAdobe Inc.Stock790,003$304.3M0.3%+20,545+2.7%AddedHistory
CMICummins IncStock1,270,105$303.2M0.3%−395,687−23.8%ReducedHistory
TRGPTarga Resources Corp.COM4,153,184$303.0M0.3%−77,301−1.8%ReducedHistory
HAEHaemonetics CorpCOM3,661,736$302.9M0.3%−211,700−5.5%ReducedHistory
RBCRBC Bearings INCCOM1,292,770$300.9M0.3%−19,733−1.5%ReducedHistory
TECHBIO-TECHNE CorpCOM4,050,615$300.5M0.3%−83,776−2.0%ReducedHistory
POWIPower Integrations IncCOM3,439,397$291.1M0.3%−54,867−1.6%ReducedHistory
NXSTNexstar Media Group, Inc.COMMON STOCK1,663,294$287.2M0.3%−29,986−1.8%ReducedHistory
ZBRAZebra Technologies CorpCL A903,108$287.0M0.3%+61,597+7.3%AddedHistory
FISVFiserv IncStock2,536,551$286.7M0.3%+71,047+2.9%AddedHistory

Options (4)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Neuberger Berman Group LLC in Q1 2023
SecurityClassPutsCalls
iShares Tr46428743220 YR TR BD ETF$311.6K–
TMUST-Mobile US, Inc.Stock$264.8K–
ATVIActivision Blizzard, Inc.COM$242.0K–
Invesco QQQ Trust Series I46090E103ETF–$235.3K

Sold out since Q4 2022 (98)

Positions held at the end of Q4 2022 that are gone from this filing.

Positions of Neuberger Berman Group LLC sold out since Q4 2022
SecurityClassShares in Q4 2022Value in Q4 2022% of portfolio in Q4 2022History
SIVBSVB Financial GroupCOM533,289$122.7M0.1%History
PAYAPaya Holdings Inc.COM CL A5,980,025$47.1M<0.1%History
CERTCertara, Inc.COM1,339,633$21.5M<0.1%History
AIMCAltra Industrial Motion Corp.COM210,137$12.6M<0.1%History
Independence Holdings CorpG4761A119UNIT 03/02/20261,211,385$12.2M<0.1%–
SHOSunstone Hotel Investors, Inc.COM1,185,790$11.5M<0.1%History
COUPCoupa Software IncCOM134,373$10.6M<0.1%History
RADIRadius Global Infrastructure, Inc.COM CL A861,093$10.2M<0.1%History
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF65,715$4.90M<0.1%–
Alps ETF Tr00162Q452ALERIAN MLP107,926$4.11M<0.1%–
XNCRXencor IncCOM145,641$3.79M<0.1%History
ZWSZurn Elkay Water Solutions CorpCOM161,676$3.42M<0.1%History
HASHasbro, Inc.COM51,465$3.14M<0.1%History
NUVANuvasive IncCOM75,058$3.10M<0.1%History
SBCFSeacoast Banking Corp of FloridaCOM NEW92,421$2.88M<0.1%History
HELEHelen of Troy LtdStock24,667$2.74M<0.1%History
Vanguard World FD921910733ESG US STK ETF41,521$2.73M<0.1%–
Independence Holdings CorpG4761A101CLASS A ORD SHS267,966$2.70M<0.1%–
Adit Edtech Acquisition Corp007024102COMMON STOCK268,194$2.68M<0.1%–
IAAIAA, Inc.COM65,471$2.62M<0.1%History
iShares Russell 2000 Growth ETF464287648ETF10,935$2.35M<0.1%–
DBDDiebold Nixdorf, IncCOM1,538,446$2.19M<0.1%History
CHGGChegg, IncCOM76,013$1.92M<0.1%History
VanEck Semiconductor ETF92189F676ETF9,229$1.87M<0.1%–
VAQCVector Acquisition Corp IICL A SHS155,114$1.57M<0.1%History
Signature BK New York N Y82669G104COM13,199$1.52M<0.1%–
Interprivate IV Infratech PR46064T102CLASS A COM143,036$1.45M<0.1%–
Interprivate III Financial P46064R106COM CL A143,036$1.44M<0.1%–
SUZSuzano S.A.SPON ADS145,223$1.34M<0.1%History
iShares Tr46435G672CORE INTL AGGR28,138$1.34M<0.1%–
Social Leverage Acquisn Corp83363K102COM CL A120,687$1.21M<0.1%–
STORStore Capital LLCCOM33,716$1.08M<0.1%History
Ares Acquisition CorporationG33032106COM CL A107,278$1.08M<0.1%–
DCTDuck Creek Technologies, Inc.SHS84,456$1.02M<0.1%History
iShares Tr464288885EAFE GRWTH ETF11,967$1.00M<0.1%–
FZTFAST Acquisition Corp. IICL A96,550$966.5K<0.1%History
SCOBScION Tech Growth IICL A SHS83,811$848.2K<0.1%History
ATHMAutohome Inc.SP ADS RP CL A26,853$821.7K<0.1%History
Advanced Micro Devices Inc007903BD8NOTE 2.125% 9/0–$810.0K<0.1%–
DGNUDragoneer Growth Opportunities Corp. IIICL A SHS79,122$780.1K<0.1%History
OIO-I Glass, Inc.COM46,004$762.3K<0.1%History
FSRXFinserv Acquisition Corp. IICOM CL A71,518$717.3K<0.1%History
PENNPENN Entertainment, Inc.COM23,184$688.6K<0.1%History
SYNASYNAPTICS IncStock6,624$630.3K<0.1%History
PNNTPennantpark Investment CorpCOM101,617$584.3K<0.1%History
Ci Finl Corp125491100COM57,913$577.4K<0.1%–
WALWestern Alliance BancorporationCOM9,635$573.9K<0.1%History
COWNCowen Inc.CL A NEW14,155$546.7K<0.1%History
TOSTToast, Inc.Stock28,529$514.4K<0.1%History
Nextera Energy Inc65339F770UNIT 99/99/99999,435$478.4K<0.1%–
WUWestern Union COStock28,721$395.5K<0.1%History
ESTCElastic N.V.ORD SHS7,288$375.3K<0.1%History
WMSAdvanced Drainage Systems, Inc.COM4,545$372.6K<0.1%History
AAWWAtlas Air Worldwide Holdings IncCOM NEW3,564$359.3K<0.1%History
Invesco Exch Traded FD Tr II46138E628KBW BK ETF6,155$317.7K<0.1%–
EPREpr PropertiesCOM SH BEN INT7,826$295.2K<0.1%History
HRHealthcare Realty Trust IncCL A COM15,223$293.3K<0.1%History
PINCPremier, Inc.CL A8,276$289.5K<0.1%History
HWCHancock Whitney CorpCOM5,764$278.9K<0.1%History
PDCEPDC Energy, Inc.COM4,380$278.0K<0.1%History
COTYCoty Inc.COM CL A32,420$277.5K<0.1%History
Teradyne, Inc880770AG7NOTE 1.250%12/1–$275.0K<0.1%–
SMSM Energy CoCOM7,869$274.1K<0.1%History
Vanguard Total International Bond ETF92203J407ETF5,571$264.2K<0.1%–
iShares Tr464287515EXPANDED TECH1,032$264.0K<0.1%–
South Jersey Inds Inc838518306UNIT 04/01/20243,800$262.3K<0.1%–
iShares Inc464286780MSCI STH AFR ETF6,011$254.9K<0.1%–
KALUKaiser Aluminum CorpCOM PAR $0.013,172$240.9K<0.1%History
ELANElanco Animal Health IncCOM19,584$239.3K<0.1%History
AGOAssured Guaranty LtdCOM3,748$233.3K<0.1%History
EPRTEssential Properties Realty Trust, Inc.COM9,778$229.5K<0.1%History
HTDJohn Hancock Tax-Advantaged Dividend Income FundCOM9,900$226.3K<0.1%History
THRMGentherm IncCOM3,373$220.2K<0.1%History
BKHBlack Hills CorpCOM3,077$216.5K<0.1%History
KRGKite Realty Group TrustCOM NEW9,590$201.9K<0.1%History
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG2,645$201.4K<0.1%–
DISHDISH Network CORPCL A14,332$201.2K<0.1%History
VODVodafone Group Public Ltd CoADR17,774$179.9K<0.1%History
EGOEldorado Gold CorpCOM19,290$160.7K<0.1%History
DBRGDigitalBridge Group, Inc.CL A NEW14,360$157.1K<0.1%History
Patrick Inds Inc703343AB9DBCV 1.000% 2/0–$128.8K<0.1%–
DHYUBS Asset Management High Yield Credit FundSH BEN INT58,980$103.8K<0.1%History
BBBLACKBERRY LtdCOM31,385$102.2K<0.1%History
Tricon Residential Inc Com NPV89612W102COM11,910$91.8K<0.1%–
ETRNMidstream Co LLCCOM13,507$90.5K<0.1%History
AGFirst Majestic Silver CorpCOM10,340$86.1K<0.1%History
NGNovagold Resources IncCOM NEW14,193$84.7K<0.1%History
KRROKorro Bio, Inc.COM20,000$77.0K<0.1%History
ROVRRover Group, Inc.COMMON STOCK10,980$40.3K<0.1%History
QVCGAOld QVC Group, Inc.COM SER A18,217$29.7K<0.1%History
LOGCContextLogic Inc.COM CL A10,085$4.92K<0.1%History
Peridot Acquisition Corp. IIG7008B121*W EXP 04/30/20253,008$2.48K<0.1%–
CRBPCorbus Pharmaceuticals Holdings, Inc.COM20,000$2.21K<0.1%History
BZFDWBuzzFeed, Inc.*W EXP 99/99/99942,069$1.68K<0.1%History
CORZCore Scientific, Inc.COMMON STOCK16,355$1.23K<0.1%History
Independence Holdings CorpG4761A127*W EXP 03/31/20262,680$383<0.1%–
Epiphany Technology Acquisit29429X117*W EXP 01/12/20278,880$181<0.1%–
ScION Tech Growth IIG31070116*W EXP 01/28/20232,867$118<0.1%–