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Livermore
Livermore
ZHEN

Neuberger Berman Group LLC

SEC CIK
0001465109
Latest filing
Aug 13, 2026

Holdings in Q2 2023

Holdings as of Jun 30, 2023, filed Aug 11, 2023. Long positions only; changes compare share counts with Q1 2023.

Institution overview
Positions
1,806
+2 vs. Q1 2023
Portfolio value
$111.8B
+$4.00B (+3.7%) vs. Q1 2023
Filed
Aug 11, 2023
SEC
Holdings of Neuberger Berman Group LLC in Q2 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
Offerpad Solutions Inc.67623L117*W EXP 10/16/20211,388$230<0.1%00.0%Unchanged–
Bird Global, Inc.09077J115*W EXP 01/07/20224,183$385<0.1%00.0%Unchanged–
Finserv Acquisition Corp. II31809Y111*W EXP 02/17/20221,034$452<0.1%00.0%Unchanged–
Getaround, Inc37427G119*W EXP 03/09/20234,005$680<0.1%00.0%Unchanged–
Embark Technolog29079J111EQUITY WRT45,075$762<0.1%00.0%Unchanged–
Interprivate III Financial P46064R114*W EXP 99/99/99933,655$1.65K<0.1%00.0%Unchanged–
Innovid Corp.457679116*W EXP 02/17/20223,664$1.95K<0.1%00.0%Unchanged–
Sunlight Financi86738J114EQUITY WRT127,648$2.16K<0.1%00.0%Unchanged–
Moringa Acquisition CorpG6S23K124*W EXP 02/22/20231,552$2.37K<0.1%00.0%Unchanged–
Churchill Capital Corp VII17144M110*W EXP 02/29/20218,560$2.60K<0.1%00.0%Unchanged–
UAVSAgEagle Aerial Systems Inc.COM12,018$2.76K<0.1%00.0%UnchangedHistory
BINIBollinger Innovations, Inc.Stock30,336$3.27K<0.1%+30,336NewHistory
AEAEWAltEnergy Acquisition Corp*W EXP 10/29/202114,525$4.01K<0.1%+114,525NewHistory
SNCEScience 37 Holdings, Inc.COM22,672$4.82K<0.1%+22,672NewHistory
FFAIFaraday Future Intelligent Electric Inc.COM24,170$4.83K<0.1%+24,170NewHistory
SONDSonder Holdings Inc.COMMON STOCK10,049$5.33K<0.1%+10,049NewHistory
CELUCelularity IncCOM CL A10,218$5.44K<0.1%+10,218NewHistory
NKTRNektar TherapeuticsCOM10,230$5.88K<0.1%+10,230NewHistory
OWLTOwlet, Inc.COMMON STOCK18,192$6.19K<0.1%+18,192NewHistory
Social Leverage Acquisn Corp83363K110*W EXP 02/17/20235,496$6.74K<0.1%00.0%Unchanged–
SUNLSunlight Financial Holdings Inc.COMMON STOCK24,579$7.13K<0.1%−2,495,421−99.0%ReducedHistory
NBISNebius Group N.V.Stock33,516$8.57K<0.1%+132+0.4%AddedHistory
Liberty Media Corp530715AG6DEB 4.000%11/1–$8.83K<0.1%–––
Whole Earth Brands, Inc.96684W126*W EXP 06/25/20253,578$10.7K<0.1%−1,149,405−95.5%Reduced–
Adit Edtech Acquisition Corp007024110*W EXP 99/99/999157,761$12.6K<0.1%00.0%Unchanged–
D-Wave Quantum Inc.26740W117*W EXP 08/05/20276,435$14.6K<0.1%00.0%Unchanged–
GOSSGossamer Bio, Inc.COM12,446$14.9K<0.1%+12,446NewHistory
GALTGalectin Therapeutics IncCOM NEW11,614$16.7K<0.1%00.0%UnchangedHistory
KINSKingstone Companies, Inc.COM14,875$17.4K<0.1%00.0%UnchangedHistory
PRAXPraxis Precision Medicines, Inc.COM16,071$18.5K<0.1%+16,071NewHistory
CUROCURO Group Holdings Corp.COM14,456$19.5K<0.1%+14,456NewHistory
FAST Acquisition Corp. II311874119*W EXP 03/16/20228,397$19.8K<0.1%00.0%Unchanged–
QSIQuantum-Si IncCOM CL A11,275$20.2K<0.1%+11,275NewHistory
Ares Acquisition CorporationG33032122*W EXP 99/99/99925,242$20.2K<0.1%00.0%Unchanged–
BNGOBionano Genomics, Inc.COM33,863$20.7K<0.1%+33,863NewHistory
CANOCano Health, Inc.COM CL A15,235$21.2K<0.1%+5,085+50.1%AddedHistory
NVTAInvitae CorpCOM19,217$21.7K<0.1%+19,217NewHistory
ESPREsperion Therapeutics, Inc.COM15,899$22.1K<0.1%+15,899NewHistory
TELLTellurian Inc.COM16,239$22.9K<0.1%+4,043+33.2%AddedHistory
GEVOGevo, Inc.COM PAR16,582$25.2K<0.1%+16,582NewHistory
DMDesktop Metal, Inc.COM CL A14,339$25.4K<0.1%+2,741+23.6%AddedHistory
VXRTVaxart, Inc.COM NEW36,749$26.8K<0.1%+24,081+190.1%AddedHistory
LUMNLumen Technologies, Inc.Stock12,241$27.7K<0.1%−8,010−39.6%ReducedHistory
SFESSafeguard Scientifics IncCOM NEW19,533$32.2K<0.1%+19,533NewHistory
AMRNAmarin Corp PLCSPONS ADR NEW28,754$34.2K<0.1%00.0%UnchangedHistory
VRAYViewRay, Inc.COM97,375$34.3K<0.1%−10,235,488−99.1%ReducedHistory
CMRXChimerix IncCOM29,041$35.1K<0.1%+29,041NewHistory
EXPREXP OldCo Winddown, Inc.COM61,559$36.5K<0.1%+61,559NewHistory
COMPCompass, Inc.CL A10,545$36.9K<0.1%−324−3.0%ReducedHistory
FRBKRepublic First Bancorp IncCOM41,664$37.5K<0.1%+41,664NewHistory
LONALeonaBio, Inc.COM16,686$49.2K<0.1%+16,686NewHistory
XPLSolitario Resources Corp.COM87,056$50.1K<0.1%00.0%UnchangedHistory
PIIIP3 Health Partners Inc.COM17,030$50.9K<0.1%+17,030NewHistory
ILPTIndustrial Logistics Properties TrustCOM SHS BEN INT16,110$53.2K<0.1%+16,110NewHistory
NGNovagold Resources IncCOM NEW13,669$54.2K<0.1%+13,669NewHistory
SBIGSBIG Holdings, Inc.COMMON STOCK123,328$54.9K<0.1%00.0%UnchangedHistory
BKDBrookdale Senior Living Inc.COM13,186$55.6K<0.1%+13,186NewHistory
CMLSQCumulus Media IncCOM CL A13,786$56.5K<0.1%+1,695+14.0%AddedHistory
GSATGlobalstar, Inc.COM57,304$61.9K<0.1%+8,412+17.2%AddedHistory
MFGMizuho Financial Group IncSPONSORED ADR22,452$68.9K<0.1%+5,534+32.7%AddedHistory
HLHecla Mining CoCOM13,592$70.0K<0.1%+568+4.4%AddedHistory
SGHCSuper Group (SGHC) LtdORD SHS25,800$74.8K<0.1%00.0%UnchangedHistory
IVACIntevac IncCOM22,400$84.0K<0.1%00.0%UnchangedHistory
PUMPProPetro Holding Corp.COM10,439$86.0K<0.1%−860−7.6%ReducedHistory
HBMHudbay Minerals Inc.COM18,309$87.9K<0.1%+5,961+48.3%AddedHistory
Livevox Holding Inc53838L118*W EXP 06/18/202402,900$88.6K<0.1%00.0%Unchanged–
HBIHanesbrands Inc.COM20,152$91.5K<0.1%+6,126+43.7%AddedHistory
MBIMbia IncCOM10,615$91.7K<0.1%00.0%UnchangedHistory
LAZRQLuminar Technologies, Inc.COM CL A13,387$92.1K<0.1%+13,387NewHistory
CIOCity Office REIT, Inc.COM17,142$95.5K<0.1%+17,142NewHistory
ETRNMidstream Co LLCCOM10,854$103.8K<0.1%+10,854NewHistory
SMFGSumitomo Mitsui Financial Group, Inc.SPONSORED ADR12,423$106.8K<0.1%+1,847+17.5%AddedHistory
AUDCAudiocodes LtdORD11,730$107.1K<0.1%00.0%UnchangedHistory
AIRGAirgain IncCOM20,000$108.0K<0.1%00.0%UnchangedHistory
OPRTOportun Financial CorpCOM18,175$108.5K<0.1%+2,039+12.6%AddedHistory
SMHISEACOR Marine Holdings Inc.COM10,000$114.3K<0.1%+10,000NewHistory
SANBanco Santander, S.A.ADR30,832$114.4K<0.1%+4,566+17.4%AddedHistory
NRONeuberger Real Estate Securities Income Fund IncCOM38,500$117.0K<0.1%00.0%UnchangedHistory
OPENOpendoor Technologies Inc.COM29,127$117.1K<0.1%+16,282+126.8%AddedHistory
BDNBrandywine Realty TrustSH BEN INT NEW26,085$121.3K<0.1%+26,085NewHistory
INNSummit Hotel Properties, Inc.COM18,728$121.9K<0.1%−94−0.5%ReducedHistory
GTGoodyear Tire & Rubber CoCOM10,699$146.4K<0.1%+10,699NewHistory
PRPermian Resources CorpCLASS A COM13,432$147.2K<0.1%+13,432NewHistory
NVGSNavigator Holdings Ltd.SHS11,925$155.1K<0.1%00.0%UnchangedHistory
PSLVSprott Physical Silver TrustPHYSICAL SILVER20,000$155.8K<0.1%−123−0.6%ReducedHistory
JBGSJBG Smith PropertiesCOM10,420$156.7K<0.1%+10,420NewHistory
MUFGMitsubishi Ufj Financial Group IncSPONSORED ADS21,531$158.7K<0.1%+1,273+6.3%AddedHistory
MACMacerich CoCOM14,168$159.7K<0.1%+1,790+14.5%AddedHistory
Starz Entertainment Corp535919401CL A VTG18,205$160.8K<0.1%−125−0.7%Reduced–
GABGabelli Equity Trust IncCOM27,905$161.8K<0.1%+27,905NewHistory
IRIXIridex CorpCOM75,850$164.6K<0.1%00.0%UnchangedHistory
DISHDISH Network CORPCL A25,108$165.5K<0.1%+25,108NewHistory
GSMFerroglobe PLCSHS34,800$166.0K<0.1%+17,000+95.5%AddedHistory
SSRMSSR Mining Inc.Stock11,691$166.0K<0.1%−103−0.9%ReducedHistory
SITCSITE Centers Corp.COM12,939$171.1K<0.1%−3,098−19.3%ReducedHistory
FHNFirst Horizon CorpCOM15,396$173.5K<0.1%−3,947−20.4%ReducedHistory
GTESGates Industrial Corp Ltd.ORD SHS13,131$177.0K<0.1%+102+0.8%AddedHistory
LBTYALiberty Global Ltd.SHS CL A10,594$178.6K<0.1%+75+0.7%AddedHistory
ProShares Tr74347B110ULTRAPRO SHORT S17,500$186.6K<0.1%00.0%Unchanged–
DERMJourney Medical CorpCOM119,854$190.6K<0.1%−8,975−7.0%ReducedHistory

Options (4)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Neuberger Berman Group LLC in Q2 2023
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$715.3K–
SGENSeagen Inc.COM$661.5K–
MTCHMatch Group, Inc.COM–$332.2K
AVGOBroadcom Inc.Stock$278.2K–

Sold out since Q1 2023 (115)

Positions held at the end of Q1 2023 that are gone from this filing.

The largest 100 of 115 by value last quarter.

Positions of Neuberger Berman Group LLC sold out since Q1 2023
SecurityClassShares in Q1 2023Value in Q1 2023% of portfolio in Q1 2023History
FORMFormfactor IncCOM2,591,407$82.5M0.1%History
VACMarriott Vacations Worldwide CorpCOM171,126$23.1M<0.1%History
AQUAEvoqua Water Technologies Corp.COM434,764$21.6M<0.1%History
FLFoot Locker, Inc.COM502,882$20.0M<0.1%History
CSIICardiovascular Systems IncCOM893,985$17.8M<0.1%History
LXPLXP Industrial TrustCOM1,255,197$12.9M<0.1%History
BDX 6 06/01/23 Pfd075887406CONVERTIBLE PREFERRED STOCK250,454$12.5M<0.1%–
EVREvercore Inc.CLASS A93,708$10.8M<0.1%History
PSTLPostal Realty Trust, Inc.CL A688,091$10.5M<0.1%History
BRSPBrightSpire Capital, Inc.COM CL A1,500,000$8.85M<0.1%History
Danaher Corp2358514095% CONV PFD B6,883$8.77M<0.1%–
CTOCTO Realty Growth, Inc.COM436,648$7.54M<0.1%History
Shaw Communications Inc82028K200CL B CONV234,177$7.00M<0.1%–
TRIThomson Reuters CorpCOM NEW41,059$5.34M<0.1%History
ADRTAult Disruptive Technologies CorpCOM499,868$5.23M<0.1%History
ARGXArgenx SESPONSORED ADR13,583$5.06M<0.1%History
BWINBaldwin Insurance Group, Inc.COM CL A181,698$4.63M<0.1%History
Globalink Invt Inc37892F109COM374,700$3.84M<0.1%–
Vishay Intertechnology Inc928298AP3NOTE 2.250% 6/1–$3.72M<0.1%–
WEWeWork Inc.CL A3,741,820$2.91M<0.1%History
AAPAdvance Auto Parts IncCOM23,134$2.81M<0.1%History
Roc Energy Acquisition Corp77118V108COMMON STOCK249,900$2.61M<0.1%–
IGTAInception Growth Acquisition LtdCOMMON STOCK250,000$2.57M<0.1%History
Khosla Ventures Acquisition482504107CL A250,314$2.54M<0.1%–
HSAIHesai GroupSPONSORED ADS157,026$2.48M<0.1%History
AEAEUAltEnergy Acquisition CorpUNIT 10/29/2026232,700$2.42M<0.1%History
Aptiv PLCG6095L1175.5% CNV PFD A19,330$2.37M<0.1%–
ARIZArisz Acquisition Corp.COMMON STOCK225,000$2.32M<0.1%History
CMCTCreative Media & Community Trust CorpCOM NEW559,054$2.28M<0.1%History
Nabors Energy Transition Cor629567108CL A COM190,300$2.00M<0.1%–
KRTXKaruna Therapeutics, Inc.COM10,235$1.86M<0.1%History
MEDPMedpace Holdings, Inc.COM8,995$1.69M<0.1%History
MCFTMasterCraft Boat Holdings, Inc.COM52,848$1.61M<0.1%History
Yamana Gold Inc98462Y100COM245,098$1.43M<0.1%–
HEI.AHeico CorpCL A10,331$1.40M<0.1%History
MBUUMalibu Boats, Inc.COM CL A24,083$1.36M<0.1%History
ISEEIVERIC bio, Inc.COM42,896$1.04M<0.1%History
RXDXPrometheus Biosciences, Inc.COM8,228$883.0K<0.1%History
ABBNYABB LtdSPONSORED ADR24,491$840.0K<0.1%History
NTESNetEase, Inc.SPONSORED ADS9,271$819.9K<0.1%History
CVIIChurchill Capital Corp VIICOM CL A78,881$799.9K<0.1%History
KREFKKR Real Estate Finance Trust Inc.COM68,447$779.6K<0.1%History
iShares Tr46434V878ULTRA SHORT DUR14,867$747.1K<0.1%–
Nisource Inc.65473P121UNIT 12/01/20236,750$705.1K<0.1%–
ASTLAlgoma Steel Group Inc.COM80,382$650.4K<0.1%History
IHRTiHeartMedia, Inc.COM CL A157,775$615.3K<0.1%History
GGenpact LTDSHS13,221$611.0K<0.1%History
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB27,177$572.9K<0.1%–
RXORXO, Inc.COMMON STOCK27,178$533.8K<0.1%History
APIAgora, Inc.ADS147,040$532.3K<0.1%History
MEOHMethanex CorpCOM11,343$527.1K<0.1%History
APENApollo Endosurgery, Inc.COM50,000$496.0K<0.1%History
LEALear CorpCOM NEW3,532$492.7K<0.1%History
CPRICapri Holdings LtdSHS10,022$471.0K<0.1%History
CALMCal-Maine Foods IncCOM NEW7,680$467.6K<0.1%History
GILGildan Activewear Inc.Stock12,783$424.1K<0.1%History
First Rep BK San Francisco C33616C100COM29,457$412.1K<0.1%–
Vanguard Morningstar Mid-Cap Growth ETF922908538ETF2,039$397.4K<0.1%–
TDOCTeladoc Health, Inc.COM15,142$392.2K<0.1%History
UGIUgi CorpStock10,625$369.3K<0.1%History
ESNTEssent Group Ltd.COM8,890$356.0K<0.1%History
NTNXNutanix, Inc.Stock13,620$354.0K<0.1%History
SPRSpirit AeroSystems Holdings, Inc.COM CL A10,228$353.2K<0.1%History
Vanguard Morningstar Small-Cap Growth ETF922908595ETF1,559$337.4K<0.1%–
GLSHGelesis Holdings, Inc.COM2,045,264$332.8K<0.1%History
CATYCathay General BancorpCOM9,158$316.1K<0.1%History
LCIDLucid Group, Inc.COM39,158$314.8K<0.1%History
AMKRAmkor Technology, Inc.COM12,008$312.4K<0.1%History
STNGScorpio Tankers Inc.SHS5,332$300.3K<0.1%History
Direxion Shares ETF Trust25459Y207NASDAQ 100 EQ WT4,031$292.4K<0.1%–
NHINational Health Investors IncCOM5,634$290.6K<0.1%History
CBRLCracker Barrel Old Country Store, IncCOM2,554$290.1K<0.1%History
ARCHArch Resources, Inc.CL A2,189$287.8K<0.1%History
INDBIndependent Bank CorpCOM4,321$283.5K<0.1%History
ASBAssociated Banc-CorpCOM15,114$271.7K<0.1%History
AUBAtlantic Union Bankshares CorpCOM7,749$271.6K<0.1%History
SANMSanmina CorpCOM4,328$264.0K<0.1%History
GNLGlobal Net Lease, Inc.COM NEW20,304$261.1K<0.1%History
CMCCommercial Metals CoStock5,222$255.4K<0.1%History
CRUSCirrus Logic, Inc.Stock2,264$247.6K<0.1%History
SLGNSilgan Holdings IncCOM4,455$239.1K<0.1%History
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679ETF2,133$235.7K<0.1%–
Vanguard Morningstar Mid-Cap Value ETF922908512ETF1,751$234.8K<0.1%–
AVAAvista CorpCOM5,469$232.2K<0.1%History
CNXCConcentrix CorpStock1,895$230.3K<0.1%History
iShares MSCI USA Quality Factor ETF46432F339ETF1,838$228.0K<0.1%–
FBPFirst BancorpCOM NEW19,590$223.7K<0.1%History
UAAUnder Armour, Inc.Stock23,488$222.9K<0.1%History
UBSIUnited Bankshares IncCOM6,183$217.6K<0.1%History
CIGIColliers International Group Inc.SUB VTG SHS2,018$212.7K<0.1%History
PDPagerDuty, Inc.COM6,060$212.0K<0.1%History
JHGJanus Henderson Group Ltd.ORD SHS7,930$211.3K<0.1%History
PVHPVH Corp.COM2,314$206.3K<0.1%History
iShares Core Dividend Growth ETF46434V621ETF4,054$202.7K<0.1%–
RITMRithm Capital Corp.REIT24,988$199.9K<0.1%History
HEPHolly Energy Partners LPCOM UT LTD PTN10,800$187.6K<0.1%History
LSPDLightspeed Commerce Inc.SUB VTG SHS11,959$181.6K<0.1%History
First Tr Exch Traded FD III33739E108PFD SECS INC ETF10,670$170.3K<0.1%–
HLFHerbalife Ltd.COM SHS10,103$162.7K<0.1%History
NEXNextier Oilfield Solutions Inc.COM19,187$152.5K<0.1%History