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Sigma Planning Corp

SEC CIK
0001449126
Latest filing
Aug 7, 2026

Holdings in Q2 2026

Holdings as of Jun 30, 2026, filed Aug 7, 2026. Long positions only; changes compare share counts with Q1 2026.

Institution overview
Positions
1,394
+92 vs. Q1 2026
Portfolio value
$3.97B
+$371.1M (+10.3%) vs. Q1 2026
Filed
Aug 7, 2026
SEC
Holdings of Sigma Planning Corp in Q2 2026
SecurityClassSharesValue% of portfolioShare changeActionHistory
Vanguard Scottsdale FDS92206C714VNG RUS1000VAL7,529$800.4K<0.1%+21+0.3%Added–
CDNSCadence Design Systems IncStock2,137$802.1K<0.1%+436+25.6%AddedHistory
First Tr Exchng Traded FD VI33740U729FT VEST LAD29,019$810.5K<0.1%+20,651+246.8%Added–
T Rowe Price Exchange-Traded87283Q404PRICE DIV GRWT16,532$810.5K<0.1%+144+0.9%Added–
DHRDanaher CorpStock4,263$812.0K<0.1%−232−5.2%ReducedHistory
BROSDutch Bros Inc.CL A11,329$813.6K<0.1%+4,344+62.2%AddedHistory
Global X FDS37954Y236DATA CTR DIG ETF26,867$816.6K<0.1%+26,867New–
BVNBuenaventura Mining Co IncSPONSORED ADR27,887$816.8K<0.1%+14,374+106.4%AddedHistory
First Tr Exchange-Traded FD33738D770STRUCTURED CR IN39,814$823.0K<0.1%−2,031−4.9%Reduced–
DNPDNP Select Income Fund IncCOM76,241$823.2K<0.1%+228+0.3%AddedHistory
Innovator ETFs Tr45783Y459INTL DEV PWR BUF22,422$823.5K<0.1%−51−0.2%Reduced–
SWKStanley Black & Decker, Inc.COM8,773$825.7K<0.1%−456−4.9%ReducedHistory
SUNSunoco LPCOM UT REP LP12,233$825.7K<0.1%−660−5.1%ReducedHistory
iShares Inc464286640MSCI CHILE ETF20,825$826.8K<0.1%+1,339+6.9%Added–
PATHUiPath, Inc.Stock76,130$827.5K<0.1%+3,708+5.1%AddedHistory
ADBEAdobe Inc.Stock4,053$830.9K<0.1%+83+2.1%AddedHistory
QXOQXO, Inc.COM NEW48,269$834.1K<0.1%+1,497+3.2%AddedHistory
Capital Group Equity ETF Tr14022A300US LRG VALUE ETF27,000$834.8K<0.1%+2,000+8.0%Added–
iShares Tr464288802ESG OPTIMIZED5,429$837.7K<0.1%+2,606+92.3%Added–
CARRCarrier Global CorpStock11,452$840.0K<0.1%+273+2.4%AddedHistory
SVMSilvercorp Metals IncCOM83,384$842.2K<0.1%−766−0.9%ReducedHistory
TGTXTG Therapeutics, Inc.COM15,375$844.7K<0.1%+15,375NewHistory
American Centy ETF Tr025072372EMERGING MKT VAL12,899$846.2K<0.1%+12,899New–
BNYBank of New York Mellon CorpStock5,894$852.3K<0.1%+824+16.3%AddedHistory
Schwab Strategic Tr808524680LONG TERM US27,271$853.6K<0.1%+27,271New–
BLSHBullishORD SHS36,483$854.8K<0.1%+36,483NewHistory
ULUnilever PLCSPON ADR NEW14,237$856.0K<0.1%+2,148+17.8%AddedHistory
Innovator ETFs Trust45784N833US SMALL CAP PWR30,298$859.9K<0.1%−305−1.0%Reduced–
ELVElevance Health, Inc.Stock2,225$860.7K<0.1%+672+43.3%AddedHistory
XELXcel Energy IncStock10,744$862.8K<0.1%+23+0.2%AddedHistory
Schwab Emerging Markets Equity ETF808524706ETF23,862$865.2K<0.1%−133−0.6%Reduced–
Franklin Templeton ETF Tr35473P868FRANKLIN DYN MUN34,394$865.7K<0.1%+16,239+89.4%Added–
APPAppLovin CorpCOM CL A1,681$866.1K<0.1%−385−18.6%ReducedHistory
JFRNuveen Floating Rate Income FundCOM113,279$868.8K<0.1%+15,306+15.6%AddedHistory
MPMP Materials Corp.COM CL A15,551$871.0K<0.1%+101+0.7%AddedHistory
Innovator U.S. Equity Buffer ETF - October45782C771ETF16,430$871.1K<0.1%−804−4.7%Reduced–
DRSLeonardo DRS, Inc.Stock20,454$872.8K<0.1%+20,454NewHistory
JBLJabil IncStock2,264$872.8K<0.1%−2,016−47.1%ReducedHistory
iShares Inc464286871MSCI HONG KG ETF41,891$876.4K<0.1%+2,614+6.7%Added–
Innovator ETFs Trust45783Y673QUITY MANAGD FLR22,824$880.5K<0.1%−1,146−4.8%Reduced–
iShares Tr464288687PFD AND INCM SEC29,077$886.6K<0.1%+9,376+47.6%Added–
SAPSAP SEADR5,765$888.5K<0.1%+5,765NewHistory
PLPlanet Labs PBCCOM CL A26,820$888.5K<0.1%+26,820NewHistory
DGXQuest Diagnostics IncCOM4,199$890.0K<0.1%−21−0.5%ReducedHistory
BLKBlackRock, Inc.Stock927$891.8K<0.1%−11−1.2%ReducedHistory
EMREmerson Electric CoStock6,233$892.3K<0.1%−278−4.3%ReducedHistory
KGCKinross Gold CorpCOM37,918$895.6K<0.1%−9,649−20.3%ReducedHistory
Pacer US Small Cap Cash Cows ETF69374H857ETF17,707$896.1K<0.1%−4,584−20.6%Reduced–
J P Morgan Exchange Traded F46641Q670CORE PLUS BD ETF19,126$897.8K<0.1%+449+2.4%Added–
SEISolaris Energy Infrastructure, Inc.COM CL A11,213$902.2K<0.1%+11,213NewHistory
ROPRoper Technologies IncStock2,676$905.5K<0.1%−78−2.8%ReducedHistory
BlackRock ETF Trust09290C855ISHA LA CORE ETF18,006$907.0K<0.1%+18,006New–
CTRICenturi Holdings, Inc.COM SHS30,000$907.2K<0.1%+30,000NewHistory
First Tr Exchng Traded FD VI33740U448FT VE NA 100 CO38,862$908.0K<0.1%−85−0.2%Reduced–
NEMNEWMONT CorpStock9,732$909.0K<0.1%−5,687−36.9%ReducedHistory
J P Morgan Exchange Traded F46641Q647MUNICIPAL ETF17,998$911.7K<0.1%+1,663+10.2%Added–
DDominion Energy, IncStock13,352$911.8K<0.1%−659−4.7%ReducedHistory
ZTSZoetis Inc.Stock12,694$912.2K<0.1%+3,131+32.7%AddedHistory
ARK Next Generation Technology ETF00214Q401ETF6,319$915.3K<0.1%+2,239+54.9%Added–
Franklin Templeton ETF Tr35473P108INTL COR DIV TIL21,418$916.5K<0.1%+397+1.9%Added–
Schwab Strategic Tr808524862SHT TM US TRES37,970$916.6K<0.1%+37,970New–
GXOGXO Logistics, Inc.Stock18,080$916.7K<0.1%+1,132+6.7%AddedHistory
Innovator ETFs Trust45782C813US EQTY PWR BUF18,783$916.8K<0.1%−361−1.9%Reduced–
Bondbloxx ETF Trust09789C853BLOOMBERG TWO YR18,773$918.9K<0.1%+18,773New–
BKNGBooking Holdings Inc.Stock5,157$919.2K<0.1%+2,557+98.3%AddedConverted for a 25-for-1 splitHistory
CMICummins IncStock1,291$920.5K<0.1%−10−0.8%ReducedHistory
Alps ETF Tr00162Q395OSHARES US SMLCP19,394$921.6K<0.1%−360−1.8%Reduced–
ARMArm Holdings PLCADR2,601$922.4K<0.1%+300+13.0%AddedHistory
Invesco Exch TRD SLF Idx FD46138J643INVSCO BLSH 2845,359$923.7K<0.1%−3,392−7.0%Reduced–
Innovator ETFs Trust45784N452EQUITY DUAL NOV46,152$926.5K<0.1%−475−1.0%Reduced–
TPRTapestry, Inc.COM6,352$929.8K<0.1%−20.0%ReducedHistory
EXCExelon CorpStock19,946$929.9K<0.1%+1,907+10.6%AddedHistory
Victory Portfolios II92647N535SHORT TRM BD ETF18,394$931.1K<0.1%−5,625−23.4%Reduced–
Capital Grp Fixed Incm ETF T14020Y300US MULTI-SECTOR34,115$932.3K<0.1%−2,356−6.5%Reduced–
Vanguard Scottsdale FDS92206C813LG-TERM COR BD12,463$937.8K<0.1%+3,365+37.0%Added–
First Tr Exchange-Traded Alp33735K108COM SHS4,845$938.9K<0.1%−12−0.2%Reduced–
Cohen & Steers ETF Trust19249U302NATURAL RES ACTI28,185$941.2K<0.1%+53+0.2%Added–
Bondbloxx ETF Trust09789C812BLOOMBERG TEN YR20,687$942.9K<0.1%+20,687New–
BPBP PLCADR25,542$943.8K<0.1%−1,794−6.6%ReducedHistory
First Tr Exchng Traded FD VI33740F151FT VEST NASD 10039,494$944.6K<0.1%−2,639−6.3%Reduced–
MSTRStrategy IncStock10,906$948.1K<0.1%+1,236+12.8%AddedHistory
HOODRobinhood Markets, Inc.Stock9,519$954.5K<0.1%−1,041−9.9%ReducedHistory
NPKINPK International Inc.COM SHS60,000$954.6K<0.1%00.0%UnchangedHistory
OLEDUniversal Display CorpCOM11,188$968.8K<0.1%+336+3.1%AddedHistory
iShares Tr464287697U.S. UTILITS ETF8,473$971.1K<0.1%−371−4.2%Reduced–
Vanguard Mortgage-Backed Securities ETF92206C771ETF20,759$971.8K<0.1%+1,206+6.2%Added–
RBCRBC Bearings INCCOM1,509$971.9K<0.1%+1,509NewHistory
ATIAti IncStock4,934$972.5K<0.1%−5,583−53.1%ReducedHistory
Schwab Fundamental U.S. Large Company ETF808524771ETF31,293$973.2K<0.1%+2,886+10.2%Added–
LINLinde PLCStock1,876$973.5K<0.1%+501+36.4%AddedHistory
VanEck ETF Trust92189F601URANI NUCLE ETF8,410$975.4K<0.1%+2,234+36.2%Added–
NETCloudflare, Inc.CL A COM3,978$975.7K<0.1%+2,131+115.4%AddedHistory
iShares MSCI Eafe ETF464287465ETF9,398$976.3K<0.1%+198+2.2%Added–
Pacer US Large Cap Cash Cows Growth Leaders ETF69374H360ETF24,395$979.4K<0.1%−560−2.2%Reduced–
Global X FDS37954Y830GLOBAL X COPPER12,751$982.2K<0.1%−1,854−12.7%Reduced–
State Street Communication Services Select Sector SPDR ETF81369Y852ETF9,186$984.0K<0.1%−10,821−54.1%Reduced–
Pacer Trendpilot 100 ETF69374H303ETF11,112$985.1K<0.1%−1,108−9.1%Reduced–
Global X FDS37960A529DEFENSE TECH ETF16,519$986.9K<0.1%+120+0.7%Added–
Pacer Trendpilot US Large Cap ETF69374H105ETF17,136$998.4K<0.1%−330−1.9%Reduced–
PBIPitney Bowes IncCOM57,230$1.00M<0.1%−1,529−2.6%ReducedHistory

Options (9)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Sigma Planning Corp in Q2 2026
SecurityClassPutsCalls
CNCCentene CorpStock–$604.0K
NVDANVIDIA CorpStock$76.4K$304.9K
MUMicron Technology IncStock–$261.6K
PLTRPalantir Technologies Inc.Stock$235.6K–
SPYSPDR S&P 500 ETF TrustETF$182.9K–
FFord Motor CoStock–$181.4K
WFCWells Fargo & CompanyStock–$173.0K
Entrepreneurshares Series Tr293828877ERSH PRI PUB ETF–$52.5K
XRXXerox Holdings CorpCOM NEW$1.29K–

Sold out since Q1 2026 (87)

Positions held at the end of Q1 2026 that are gone from this filing.

Positions of Sigma Planning Corp sold out since Q1 2026
SecurityClassShares in Q1 2026Value in Q1 2026% of portfolio in Q1 2026History
HONHoneywell International IncCOM29,391$6.64M0.2%History
Advisorshares Tr00768Y560ADVISORSHS ETF29,460$1.91M0.1%–
FSLYFastly, Inc.CL A65,057$1.89M0.1%History
CBOECboe Global Markets, Inc.COM6,073$1.71M<0.1%History
TDWTidewater IncCOM20,416$1.71M<0.1%History
REGNRegeneron Pharmaceuticals, Inc.COM2,012$1.55M<0.1%History
Goldman Sachs ETF Tr38149W432TECHN OPPOR ETF39,362$1.43M<0.1%–
RGLDRoyal Gold IncStock5,396$1.37M<0.1%History
HALOHalozyme Therapeutics, Inc.COM20,592$1.33M<0.1%History
iShares Tr46435G847MSCI ACWI EXUS32,340$1.32M<0.1%–
MRNAModerna, Inc.Stock25,705$1.31M<0.1%History
CENXCentury Aluminum CoCOM22,158$1.30M<0.1%History
First Tr Exchng Traded FD VI33740F888SMIT UNCO BD ETF52,079$1.29M<0.1%–
WPMWheaton Precious Metals Corp.COM9,574$1.25M<0.1%History
ESTAEstablishment Labs Holdings Inc.COM20,424$1.16M<0.1%History
Global X FDS37960A651SUPERDVDND REIT50,709$1.08M<0.1%–
Global X FDS37960A727BLOCKCHAIN & BIT19,010$979.5K<0.1%–
AGIAlamos Gold IncStock21,994$977.2K<0.1%History
First Tr Exchange Traded FD33738R662INTL DEV STRNGTH24,919$972.7K<0.1%–
Pacer FDS Tr69374H287METAURUS NASDAQ27,200$952.9K<0.1%–
First Tr Exchange-Traded FD33733E856FT VEST GOLD37,222$950.3K<0.1%–
LGNDLigand Pharmaceuticals IncCOM NEW4,500$898.4K<0.1%History
Invesco Exch Traded FD Tr II46138G508SR LN ETF43,848$894.9K<0.1%–
VanEck ETF Trust92189F387SHRT HGH YLD MUN38,865$880.7K<0.1%–
SFLSFL Corp Ltd.SHS79,636$859.3K<0.1%History
AUGOAura Minerals Inc.SHS10,310$841.3K<0.1%History
Northern LTS FD Tr IV66538H179MAIN BUYWRITE54,349$765.2K<0.1%–
Janus Detroit STR Tr47103U753B-BBB CLO ETF15,818$737.2K<0.1%–
UIUbiquiti Inc.COM930$735.0K<0.1%History
Invesco Exch Traded FD Tr II46138E131S&P SMLCAP HIG55,535$728.7K<0.1%–
BWXTBWX Technologies, Inc.COM3,219$658.2K<0.1%History
HMYHarmony Gold Mining Co LtdADR42,775$657.5K<0.1%History
KTOSKratos Defense & Security Solutions, Inc.COM NEW8,442$595.3K<0.1%History
Invesco Exch Traded FD Tr II46138E628KBW BK ETF7,459$590.2K<0.1%–
Orla MNG Ltd New68634K106COM36,250$584.7K<0.1%–
PAHCPhibro Animal Health CorpCL A COM10,516$581.6K<0.1%History
Two RDS Shared Tr90214Q766ANFIELD UNVL ETF59,000$549.6K<0.1%–
AMPXAmprius Technologies, Inc.COMMON STOCK30,285$510.6K<0.1%History
VanEck ETF Trust92189H409HIGH YLD MUNIETF9,194$461.0K<0.1%–
iShares Tr46435G672CORE INTL AGGR8,977$449.2K<0.1%–
Invesco Exch Traded FD Tr II46138G300S&P SMLCAP QTY9,561$403.1K<0.1%–
SPDR Series Trust78468R556SP O&G EXPL PRO2,110$383.7K<0.1%–
ALGNAlign Technology IncCOM2,139$366.7K<0.1%History
LQDTLiquidity Services IncCOM11,700$357.7K<0.1%History
WisdomTree Tr97717Y550EFFICIENT GLD PL3,371$341.1K<0.1%–
PKSTPeakstone Realty TrustCommon Stock15,829$330.7K<0.1%History
BlackRock ETF Trust II092528843ISH HIG MUN ETF6,307$302.6K<0.1%–
iShares Tr464288281JPMORGAN USD EMG3,218$302.3K<0.1%–
LDOSLeidos Holdings, Inc.COM1,921$298.7K<0.1%History
Fidelity Merrimack STR Tr316188846SYSTEMATIC MUN5,949$295.3K<0.1%–
KRMNKarman Holdings Inc.COMMON STOCK3,673$294.0K<0.1%History
PSIXPower Solutions International, Inc.Stock4,780$291.0K<0.1%History
INTUIntuit Inc.Stock648$280.0K<0.1%History
IOTSamsara Inc.Stock7,993$253.3K<0.1%History
APOApollo Global Management, Inc.COM2,268$252.7K<0.1%History
Vanguard Scottsdale FDS92206C565TOTAL WLD BD ETF3,696$252.6K<0.1%–
DRDDrdgold LtdSPON ADR REPSTG8,315$244.2K<0.1%History
Innovator ETFs Trust45783Y251EQUITY DEFINED P8,373$243.4K<0.1%–
Fidelity Merrimack STR Tr316188853MUN BD OPPORTUN4,755$240.6K<0.1%–
Vanguard BD Index FDS92203C303VANGUARD ULTRA4,713$234.6K<0.1%–
iShares Inc46434G822MSCI JAPAN ETF2,749$232.1K<0.1%–
iShares Tr46435G250HIGH YLD SYSTM B4,985$231.9K<0.1%–
iShares Tr46438G505IBONDS OCT 20268,784$227.7K<0.1%–
SAMBoston Beer Co IncCL A975$224.6K<0.1%History
State Street SPDR Portfolio Aggregate Bond ETF78464A649ETF8,648$221.6K<0.1%–
First Tr Exchange-Traded FD33733A201DOW 30 EQL WGT5,408$219.4K<0.1%–
Dimensional ETF Trust25434V807INTERNATNAL VAL4,120$217.5K<0.1%–
DGDollar General CorpCOM1,821$216.2K<0.1%History
DJTTrump Media & Technology Group Corp.Stock23,204$215.3K<0.1%History
EQTEQT CorpStock3,333$212.1K<0.1%History
HYMCHycroft Mining Holding CorpCL A NEW6,020$211.9K<0.1%History
ETF Opportunities Trust26923N769LAFFER TEN EQ IN ADDED5,779$209.1K<0.1%–
IMOImperial Oil LtdCOM NEW1,588$207.7K<0.1%History
TSCOTractor Supply CoCOM4,548$206.0K<0.1%History
TMToyota Motor CorpADS987$203.4K<0.1%History
MLMMartin Marietta Materials IncCOM342$201.3K<0.1%History
Global X FDS37950E291GLOBX SUPDV US10,100$190.9K<0.1%–
EVEREverQuote, Inc.COM CL A10,560$162.8K<0.1%History
SSLSasol LtdSPONSORED ADR12,372$160.3K<0.1%History
FLGFlagstar Bank, National AssociationStock11,898$156.7K<0.1%History
AGNTAGNT, Inc.COM23,722$142.1K<0.1%History
MITTTPG Mortgage Investment Trust, Inc.COM NEW11,200$81.9K<0.1%History
GABGabelli Equity Trust IncCOM13,107$73.4K<0.1%History
BBAIBigBear.ai Holdings, Inc.COM13,900$48.9K<0.1%History
REIRing Energy, Inc.COM25,605$39.2K<0.1%History
CUECue Biopharma, Inc.COM38,750$8.91K<0.1%History
Gabelli Equity Tr Inc362397226RIGHT 04/14/202613,050$91<0.1%–