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Sigma Planning Corp

SEC CIK
0001449126
Latest filing
Aug 7, 2026

Holdings in Q2 2026

Holdings as of Jun 30, 2026, filed Aug 7, 2026. Long positions only; changes compare share counts with Q1 2026.

Institution overview
Positions
1,394
+92 vs. Q1 2026
Portfolio value
$3.97B
+$371.1M (+10.3%) vs. Q1 2026
Filed
Aug 7, 2026
SEC
Holdings of Sigma Planning Corp in Q2 2026
SecurityClassSharesValue% of portfolioShare changeActionHistory
Fidelity Covington Trust316092204MSCI CONSM DIS6,274$645.2K<0.1%−5,299−45.8%Reduced–
IONQIonQ, Inc.COM12,129$646.0K<0.1%+1,522+14.3%AddedHistory
Simplify Exchange Traded Fun82889N863VOLATILITY PREM40,351$647.2K<0.1%+1,476+3.8%Added–
Tidal Trust II88636J600ROUNDHILL GENER6,576$648.9K<0.1%+6,576New–
FANGDiamondback Energy, Inc.Stock3,701$650.5K<0.1%+202+5.8%AddedHistory
Vanguard Whitehall FDS921946810INTL DVD ETF6,978$651.6K<0.1%+1,117+19.1%Added–
State Street Real Estate Select Sector SPDR ETF81369Y860ETF14,884$655.3K<0.1%−959−6.1%Reduced–
ATOAtmos Energy CorpCOM3,818$657.8K<0.1%−16−0.4%ReducedHistory
IAGIamgold CorpCOM41,660$659.9K<0.1%+765+1.9%AddedHistory
Innovator ETFs Trust45782C698US EQUT BUFR AUG12,340$661.6K<0.1%−828−6.3%Reduced–
ARWArrow Electronics, Inc.COM3,111$663.9K<0.1%+3,111NewHistory
PTYPIMCO Corporate & Income Opportunity FundCOM55,341$665.8K<0.1%+12,525+29.3%AddedHistory
QBTSD-Wave Quantum Inc.Stock27,794$666.8K<0.1%+12,541+82.2%AddedHistory
Columbia ETF Tr I19761L706RESH ENHNC COR15,409$666.9K<0.1%+518+3.5%Added–
NKENIKE, Inc.Stock16,277$668.4K<0.1%−19,816−54.9%ReducedHistory
Fidelity Covington Trust316092824LOW VOLITY ETF9,839$672.3K<0.1%+262+2.7%Added–
AWKAmerican Water Works Company, Inc.Stock5,123$674.1K<0.1%+13+0.3%AddedHistory
BlackRock ETF Trust09290C764ISHA IN CTRY ETF18,479$676.3K<0.1%+18,479New–
VEEVVeeva Systems IncStock3,812$676.5K<0.1%+402+11.8%AddedHistory
CIENCiena CorpCOM NEW1,382$678.0K<0.1%+337+32.2%AddedHistory
PIMCO ETF Tr72201R866INTER MUN BD ACT12,920$679.6K<0.1%+6,450+99.7%Added–
Dimensional ETF Trust25434V203INTL CORE EQT MK16,499$680.6K<0.1%+16,499New–
J P Morgan Exchange Traded F46641Q308DIV RTN EM EQT10,861$681.8K<0.1%+295+2.8%Added–
Innovator ETFs Trust45784N536EQUITY DUAL DIRT32,119$681.9K<0.1%−116,991−78.5%Reduced–
iShares Tr464288158SHRT NAT MUN ETF6,409$682.4K<0.1%−25,729−80.1%Reduced–
WisdomTree Tr97717Y683ENHNCD CMMDTY ST30,140$682.7K<0.1%00.0%Unchanged–
Innovator ETFs Trust45782C789US EQTY BUFR JUL12,634$686.2K<0.1%−606−4.6%Reduced–
TCW ETF Trust29287L502ARTIF INTEL ETF12,388$686.7K<0.1%−940−7.1%Reduced–
ODFLOld Dominion Freight Line, Inc.COM3,175$687.7K<0.1%+2,002+170.7%AddedHistory
CPAYCorpay, Inc.COM SHS2,065$688.2K<0.1%+2,065NewHistory
TFCTruist Financial CorpCOM13,837$689.3K<0.1%+945+7.3%AddedHistory
Northern LTS FD Tr IV66538H591MAIN SECTR ROTN9,611$692.6K<0.1%−121,594−92.7%Reduced–
Invesco Exch Traded FD Tr II46138E362S&P500 HDL VOL13,626$692.7K<0.1%+126+0.9%Added–
Invesco Exch Traded FD Tr II46138G698S&P 500 REVENUE5,439$694.9K<0.1%−11−0.2%Reduced–
PNRPENTAIR plcSHS9,113$698.6K<0.1%+1,251+15.9%AddedHistory
BlackRock ETF Trust II092528207ISHAR INTER ETF28,810$698.6K<0.1%+15,054+109.4%Added–
iShares Inc464286772MSCI STH KOR ETF3,464$699.3K<0.1%+1,202+53.1%Added–
First Tr Exchange-Traded FD33739Q705FT VEST S&P 50013,856$699.7K<0.1%−15,522−52.8%Reduced–
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679ETF6,347$700.4K<0.1%−432−6.4%Reduced–
SHWSherwin Williams CoCOM2,040$702.3K<0.1%−40−1.9%ReducedHistory
LHXL3HARRIS Technologies, Inc.Stock2,432$706.6K<0.1%+153+6.7%AddedHistory
WisdomTree Tr97717X263DYNAMIC INTL EQT15,309$707.0K<0.1%−1,440−8.6%Reduced–
iShares Tr46434V290US SML CAP EQT7,933$707.1K<0.1%−2,897−26.7%Reduced–
RSGRepublic Services, Inc.COM3,320$707.3K<0.1%−42−1.2%ReducedHistory
SIVRabrdn Silver ETF TrustPHYSCL SILVR SHS12,591$707.9K<0.1%+1,004+8.7%AddedHistory
iShares U.S. Treasury Bond ETF46429B267ETF31,113$708.8K<0.1%+12,941+71.2%Added–
Schwab Strategic Tr8085246985 10YR CORP BD31,313$708.9K<0.1%+450+1.5%Added–
Innovator ETFs Trust45782C755US EQTY BUFR JUN14,565$709.0K<0.1%−550−3.6%Reduced–
Fidelity MSCI Financials Index ETF316092501ETF9,269$709.7K<0.1%−4,940−34.8%Reduced–
First Tr Exchange-Traded FD33738D796INTER GRADE ETF34,338$711.1K<0.1%+234+0.7%Added–
Cohen & Steers ETF Trust19249U203PFD IN OP AC ETF27,280$711.5K<0.1%+23+0.1%Added–
Pacer Developed Markets International Cash Cows 100 ETF69374H873ETF17,111$712.3K<0.1%+3,473+25.5%Added–
First Tr Exchange Traded FD33738R100MULTI ASSET DI43,128$712.7K<0.1%−483−1.1%Reduced–
iShares Tr464288570ESG MSCI KLD ETF5,017$714.4K<0.1%−1,466−22.6%Reduced–
TIMBTim S.A.SPONSORED ADR33,362$714.6K<0.1%+33,362NewHistory
Capital Grp Fixed Incm ETF T14020Y508CORE BOND ETF27,300$714.7K<0.1%+871+3.3%Added–
Invesco Exch TRD SLF Idx FD46138J775BLOO PRI PWR ETF8,052$715.3K<0.1%−1,330−14.2%Reduced–
Fidelity MSCI Energy Index ETF316092402ETF24,202$715.4K<0.1%+651+2.8%Added–
OHIOmega Healthcare Investors IncCOM15,043$717.3K<0.1%−1,270−7.8%ReducedHistory
EQIXEquinix IncCOM693$722.6K<0.1%+222+47.1%AddedHistory
SHELShell plcADR9,336$723.9K<0.1%−320−3.3%ReducedHistory
HRLHormel Foods CorpCOM29,236$725.6K<0.1%+1,828+6.7%AddedHistory
Capital Grp Fixed Incm ETF T14020Y201MUN INM ETF26,418$725.7K<0.1%+3,294+14.2%Added–
iShares MSCI India ETF46429B598ETF14,697$725.9K<0.1%−1,671−10.2%Reduced–
Invesco Exch TRD SLF Idx FD46138J742RAFI STRATGIC US11,076$726.3K<0.1%+131+1.2%Added–
MFICMidCap Financial Investment CorpCOM NEW72,677$732.6K<0.1%−884−1.2%ReducedHistory
Vanguard Consumer Discretionary ETF92204A108ETF1,848$732.9K<0.1%+50+2.8%Added–
iShares Tr464288729GLOB INDSTRL ETF3,664$734.6K<0.1%+4+0.1%Added–
OPENOpendoor Technologies Inc.COM159,800$738.3K<0.1%−3,500−2.1%ReducedHistory
NSCNorfolk Southern CorpStock2,347$738.4K<0.1%−2−0.1%ReducedHistory
First Tr Exchange-Traded FD33733E849VEST GOLD STRTGY45,540$741.8K<0.1%−68−0.1%Reduced–
NVSNovartis AGADR4,740$742.9K<0.1%+24+0.5%AddedHistory
Invesco Exch TRD SLF Idx FD46138J619RUSL 1000 DYNM10,840$743.0K<0.1%−291−2.6%Reduced–
SPDR Series Trust78464A755ST STR SP METAL6,950$743.2K<0.1%+3,018+76.8%Added–
TFPMTriple Flag Precious Metals Corp.Stock25,013$749.6K<0.1%−601−2.3%ReducedHistory
ARISAris Mining CorpCOM50,563$753.9K<0.1%−55−0.1%ReducedHistory
iShares Tr464288513IBOXX HI YD ETF9,439$754.8K<0.1%+139+1.5%Added–
QUREuniQure N.V.SHS16,400$755.4K<0.1%−500−3.0%ReducedHistory
Vanguard Mun BD FDS922907746TAX EXEMPT BD14,973$757.3K<0.1%−11,596−43.6%Reduced–
MKSIMKS IncCOM1,706$758.8K<0.1%+1,706NewHistory
GOFGuggenheim Strategic Opportunities FundCOM SBI69,622$760.3K<0.1%+9,592+16.0%AddedHistory
TMUST-Mobile US, Inc.Stock4,534$760.5K<0.1%+126+2.9%AddedHistory
Invesco Exch TRD SLF Idx FD46138J460INVSCO 30 CORP45,758$761.6K<0.1%−2,170−4.5%Reduced–
iShares Tr46438G448LONG TERM MUNI14,916$764.0K<0.1%+14,916New–
BNY Mellon ETF Trust09661T826GLOBAL INFRASCTR17,017$765.3K<0.1%+17,017New–
iShares Tr464287630RUS 2000 VAL ETF3,461$765.6K<0.1%−283−7.6%Reduced–
HIMSHims & Hers Health, Inc.Stock22,128$767.2K<0.1%−3,879−14.9%ReducedHistory
iShares Core MSCI Total International Stock ETF46432F834ETF8,083$771.4K<0.1%+292+3.7%Added–
SPDR Series Trust78468R200ST STR RATE ETF25,124$775.1K<0.1%−3,542−12.4%Reduced–
LNGCheniere Energy, Inc.COM NEW3,247$776.0K<0.1%−1,006−23.7%ReducedHistory
YUMYum Brands IncStock4,870$778.5K<0.1%+49+1.0%AddedHistory
SCHWSchwab Charles CorpStock8,448$779.5K<0.1%−10,073−54.4%ReducedHistory
First Tr Exchange-Traded Alp33737M102MID CP GR ALPH7,052$781.7K<0.1%+616+9.6%Added–
BlackRock ETF Trust09290C806ISHA US THEM ETF18,199$784.5K<0.1%−7,887−30.2%Reduced–
POWLPowell Industries IncStock2,741$784.9K<0.1%−232−7.8%ReducedConverted for a 3-for-1 splitHistory
PIMCO ETF Tr72201R585MULTISECTOR BD29,802$790.4K<0.1%+4,571+18.1%Added–
HTGCHercules Capital, Inc.COM50,369$794.3K<0.1%−1,700−3.3%ReducedHistory
TGTTarget CorpStock6,083$794.5K<0.1%−166−2.7%ReducedHistory
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL10,627$795.9K<0.1%+178+1.7%Added–
MNSTMonster Beverage CorpCOM8,291$796.9K<0.1%+4,912+145.4%AddedHistory

Options (9)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Sigma Planning Corp in Q2 2026
SecurityClassPutsCalls
CNCCentene CorpStock–$604.0K
NVDANVIDIA CorpStock$76.4K$304.9K
MUMicron Technology IncStock–$261.6K
PLTRPalantir Technologies Inc.Stock$235.6K–
SPYSPDR S&P 500 ETF TrustETF$182.9K–
FFord Motor CoStock–$181.4K
WFCWells Fargo & CompanyStock–$173.0K
Entrepreneurshares Series Tr293828877ERSH PRI PUB ETF–$52.5K
XRXXerox Holdings CorpCOM NEW$1.29K–

Sold out since Q1 2026 (87)

Positions held at the end of Q1 2026 that are gone from this filing.

Positions of Sigma Planning Corp sold out since Q1 2026
SecurityClassShares in Q1 2026Value in Q1 2026% of portfolio in Q1 2026History
HONHoneywell International IncCOM29,391$6.64M0.2%History
Advisorshares Tr00768Y560ADVISORSHS ETF29,460$1.91M0.1%–
FSLYFastly, Inc.CL A65,057$1.89M0.1%History
CBOECboe Global Markets, Inc.COM6,073$1.71M<0.1%History
TDWTidewater IncCOM20,416$1.71M<0.1%History
REGNRegeneron Pharmaceuticals, Inc.COM2,012$1.55M<0.1%History
Goldman Sachs ETF Tr38149W432TECHN OPPOR ETF39,362$1.43M<0.1%–
RGLDRoyal Gold IncStock5,396$1.37M<0.1%History
HALOHalozyme Therapeutics, Inc.COM20,592$1.33M<0.1%History
iShares Tr46435G847MSCI ACWI EXUS32,340$1.32M<0.1%–
MRNAModerna, Inc.Stock25,705$1.31M<0.1%History
CENXCentury Aluminum CoCOM22,158$1.30M<0.1%History
First Tr Exchng Traded FD VI33740F888SMIT UNCO BD ETF52,079$1.29M<0.1%–
WPMWheaton Precious Metals Corp.COM9,574$1.25M<0.1%History
ESTAEstablishment Labs Holdings Inc.COM20,424$1.16M<0.1%History
Global X FDS37960A651SUPERDVDND REIT50,709$1.08M<0.1%–
Global X FDS37960A727BLOCKCHAIN & BIT19,010$979.5K<0.1%–
AGIAlamos Gold IncStock21,994$977.2K<0.1%History
First Tr Exchange Traded FD33738R662INTL DEV STRNGTH24,919$972.7K<0.1%–
Pacer FDS Tr69374H287METAURUS NASDAQ27,200$952.9K<0.1%–
First Tr Exchange-Traded FD33733E856FT VEST GOLD37,222$950.3K<0.1%–
LGNDLigand Pharmaceuticals IncCOM NEW4,500$898.4K<0.1%History
Invesco Exch Traded FD Tr II46138G508SR LN ETF43,848$894.9K<0.1%–
VanEck ETF Trust92189F387SHRT HGH YLD MUN38,865$880.7K<0.1%–
SFLSFL Corp Ltd.SHS79,636$859.3K<0.1%History
AUGOAura Minerals Inc.SHS10,310$841.3K<0.1%History
Northern LTS FD Tr IV66538H179MAIN BUYWRITE54,349$765.2K<0.1%–
Janus Detroit STR Tr47103U753B-BBB CLO ETF15,818$737.2K<0.1%–
UIUbiquiti Inc.COM930$735.0K<0.1%History
Invesco Exch Traded FD Tr II46138E131S&P SMLCAP HIG55,535$728.7K<0.1%–
BWXTBWX Technologies, Inc.COM3,219$658.2K<0.1%History
HMYHarmony Gold Mining Co LtdADR42,775$657.5K<0.1%History
KTOSKratos Defense & Security Solutions, Inc.COM NEW8,442$595.3K<0.1%History
Invesco Exch Traded FD Tr II46138E628KBW BK ETF7,459$590.2K<0.1%–
Orla MNG Ltd New68634K106COM36,250$584.7K<0.1%–
PAHCPhibro Animal Health CorpCL A COM10,516$581.6K<0.1%History
Two RDS Shared Tr90214Q766ANFIELD UNVL ETF59,000$549.6K<0.1%–
AMPXAmprius Technologies, Inc.COMMON STOCK30,285$510.6K<0.1%History
VanEck ETF Trust92189H409HIGH YLD MUNIETF9,194$461.0K<0.1%–
iShares Tr46435G672CORE INTL AGGR8,977$449.2K<0.1%–
Invesco Exch Traded FD Tr II46138G300S&P SMLCAP QTY9,561$403.1K<0.1%–
SPDR Series Trust78468R556SP O&G EXPL PRO2,110$383.7K<0.1%–
ALGNAlign Technology IncCOM2,139$366.7K<0.1%History
LQDTLiquidity Services IncCOM11,700$357.7K<0.1%History
WisdomTree Tr97717Y550EFFICIENT GLD PL3,371$341.1K<0.1%–
PKSTPeakstone Realty TrustCommon Stock15,829$330.7K<0.1%History
BlackRock ETF Trust II092528843ISH HIG MUN ETF6,307$302.6K<0.1%–
iShares Tr464288281JPMORGAN USD EMG3,218$302.3K<0.1%–
LDOSLeidos Holdings, Inc.COM1,921$298.7K<0.1%History
Fidelity Merrimack STR Tr316188846SYSTEMATIC MUN5,949$295.3K<0.1%–
KRMNKarman Holdings Inc.COMMON STOCK3,673$294.0K<0.1%History
PSIXPower Solutions International, Inc.Stock4,780$291.0K<0.1%History
INTUIntuit Inc.Stock648$280.0K<0.1%History
IOTSamsara Inc.Stock7,993$253.3K<0.1%History
APOApollo Global Management, Inc.COM2,268$252.7K<0.1%History
Vanguard Scottsdale FDS92206C565TOTAL WLD BD ETF3,696$252.6K<0.1%–
DRDDrdgold LtdSPON ADR REPSTG8,315$244.2K<0.1%History
Innovator ETFs Trust45783Y251EQUITY DEFINED P8,373$243.4K<0.1%–
Fidelity Merrimack STR Tr316188853MUN BD OPPORTUN4,755$240.6K<0.1%–
Vanguard BD Index FDS92203C303VANGUARD ULTRA4,713$234.6K<0.1%–
iShares Inc46434G822MSCI JAPAN ETF2,749$232.1K<0.1%–
iShares Tr46435G250HIGH YLD SYSTM B4,985$231.9K<0.1%–
iShares Tr46438G505IBONDS OCT 20268,784$227.7K<0.1%–
SAMBoston Beer Co IncCL A975$224.6K<0.1%History
State Street SPDR Portfolio Aggregate Bond ETF78464A649ETF8,648$221.6K<0.1%–
First Tr Exchange-Traded FD33733A201DOW 30 EQL WGT5,408$219.4K<0.1%–
Dimensional ETF Trust25434V807INTERNATNAL VAL4,120$217.5K<0.1%–
DGDollar General CorpCOM1,821$216.2K<0.1%History
DJTTrump Media & Technology Group Corp.Stock23,204$215.3K<0.1%History
EQTEQT CorpStock3,333$212.1K<0.1%History
HYMCHycroft Mining Holding CorpCL A NEW6,020$211.9K<0.1%History
ETF Opportunities Trust26923N769LAFFER TEN EQ IN ADDED5,779$209.1K<0.1%–
IMOImperial Oil LtdCOM NEW1,588$207.7K<0.1%History
TSCOTractor Supply CoCOM4,548$206.0K<0.1%History
TMToyota Motor CorpADS987$203.4K<0.1%History
MLMMartin Marietta Materials IncCOM342$201.3K<0.1%History
Global X FDS37950E291GLOBX SUPDV US10,100$190.9K<0.1%–
EVEREverQuote, Inc.COM CL A10,560$162.8K<0.1%History
SSLSasol LtdSPONSORED ADR12,372$160.3K<0.1%History
FLGFlagstar Bank, National AssociationStock11,898$156.7K<0.1%History
AGNTAGNT, Inc.COM23,722$142.1K<0.1%History
MITTTPG Mortgage Investment Trust, Inc.COM NEW11,200$81.9K<0.1%History
GABGabelli Equity Trust IncCOM13,107$73.4K<0.1%History
BBAIBigBear.ai Holdings, Inc.COM13,900$48.9K<0.1%History
REIRing Energy, Inc.COM25,605$39.2K<0.1%History
CUECue Biopharma, Inc.COM38,750$8.91K<0.1%History
Gabelli Equity Tr Inc362397226RIGHT 04/14/202613,050$91<0.1%–