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Sigma Planning Corp

SEC CIK
0001449126
Latest filing
Aug 7, 2026

Holdings in Q2 2026

Holdings as of Jun 30, 2026, filed Aug 7, 2026. Long positions only; changes compare share counts with Q1 2026.

Institution overview
Positions
1,394
+92 vs. Q1 2026
Portfolio value
$3.97B
+$371.1M (+10.3%) vs. Q1 2026
Filed
Aug 7, 2026
SEC
Holdings of Sigma Planning Corp in Q2 2026
SecurityClassSharesValue% of portfolioShare changeActionHistory
UVVUniversal CorpCOM10,062$524.9K<0.1%−87−0.9%ReducedHistory
Innovator ETFs Trust45782C557US EQTY BUF DEC9,869$525.1K<0.1%−754−7.1%Reduced–
CCJCameco CorpStock5,161$525.7K<0.1%−4,079−44.1%ReducedHistory
KVUEKenvue Inc.Stock27,544$526.4K<0.1%+469+1.7%AddedHistory
Innovator ETFs Trust45782C409US EQTY BUFR JAN8,944$526.5K<0.1%−858−8.8%Reduced–
MTBM&T Bank CorpCOM2,220$528.4K<0.1%−102−4.4%ReducedHistory
CINFCincinnati Financial CorpCOM2,856$528.7K<0.1%−29−1.0%ReducedHistory
First Trust Financials Alphadex Fund33734X135ETF8,525$532.5K<0.1%−178−2.0%Reduced–
iShares U.S. Regional Banks ETF464288778ETF8,598$534.9K<0.1%−4,854−36.1%Reduced–
First Tr Exchange Traded FD33738R688S&P INTL DIVID25,023$537.0K<0.1%+592+2.4%Added–
First Tr Exchng Traded FD VI33740U489FT VE US EQ EQUA22,866$537.0K<0.1%−1,588−6.5%Reduced–
First Tr Exchange-Traded Alp33735J101COM SHS5,553$537.5K<0.1%−277−4.8%Reduced–
LITELumentum Holdings Inc.COM627$538.0K<0.1%+89+16.5%AddedHistory
Alps ETF Tr00162Q387OSHARES US QUALT9,227$538.2K<0.1%−393−4.1%Reduced–
First Tr Exchange-Traded Alp33735B108COM SHS3,690$540.0K<0.1%+61+1.7%Added–
Vanguard Financials ETF92204A405ETF4,107$540.5K<0.1%−2,214−35.0%Reduced–
Dimensional ETF Trust25434V104US CORE EQT MKT10,470$541.2K<0.1%−84−0.8%Reduced–
DKSDick's Sporting Goods, Inc.Stock2,388$541.6K<0.1%+10+0.4%AddedHistory
HPEHewlett Packard Enterprise CoCOM12,024$542.5K<0.1%+1,210+11.2%AddedHistory
SQMChemical & Mining Co of Chile IncSPON ADR SER B7,330$542.7K<0.1%−48−0.7%ReducedHistory
Wedbush Ser Tr947913109DAN IVE REVO ETF14,257$543.2K<0.1%+578+4.2%Added–
ECHOEchoStar CORPCL A5,361$544.2K<0.1%+1,001+23.0%AddedHistory
CLColgate Palmolive CoStock5,947$545.2K<0.1%−300−4.8%ReducedHistory
Horizon FDS44053A440ANFIELD UNIVERSL58,192$547.3K<0.1%+58,192New–
ABNBAirbnb, Inc.Stock3,825$547.4K<0.1%+44+1.2%AddedHistory
SNOWSnowflake Inc.Stock2,152$547.7K<0.1%−137−6.0%ReducedHistory
TTETotalEnergies SEACT7,032$547.9K<0.1%−545−7.2%ReducedHistory
LINELineage, Inc.COM12,706$549.5K<0.1%+12,706NewHistory
ARK ETF Tr00214Q203AUTNMUS TECHNLGY4,186$553.4K<0.1%−179−4.1%Reduced–
GPCGenuine Parts CoStock4,695$553.9K<0.1%+361+8.3%AddedHistory
Schwab U.S. Small-Cap ETF808524607ETF15,391$556.1K<0.1%+3,911+34.1%Added–
CMBTCmb.tech NVSHS39,771$556.4K<0.1%−1,372−3.3%ReducedHistory
GDVGabelli Dividend & Income TrustCOM18,970$557.7K<0.1%−385−2.0%ReducedHistory
iShares Inc464286624MSCI THAILND ETF7,724$558.5K<0.1%+565+7.9%Added–
Innovator ETFs Trust45782C391US EQTY BUFR MAR9,704$559.2K<0.1%−173−1.8%Reduced–
TEAMAtlassian CorpCL A7,196$559.8K<0.1%+7,196NewHistory
WisdomTree Tr97717W422INDIA ERNGS FD13,090$560.0K<0.1%+2,932+28.9%Added–
SPDR Series Trust78464A805ST STR PR SP15006,196$562.5K<0.1%−10−0.2%Reduced–
ROADConstruction Partners, Inc.COM CL A4,751$564.3K<0.1%+4,751NewHistory
iShares U.S. Medical Devices ETF464288810ETF11,442$565.3K<0.1%+1,354+13.4%Added–
SPGIS&P Global Inc.Stock1,388$565.4K<0.1%+232+20.1%AddedHistory
iShares Tr46435G102CONV BD ETF4,655$566.7K<0.1%−4,612−49.8%Reduced–
Fidelity Covington Trust316092790QLTY FCTOR ETF7,005$570.0K<0.1%+378+5.7%Added–
Davis Fundamental ETF Tr23908L207SELECT US EQTY10,168$571.2K<0.1%−1,300−11.3%Reduced–
First Tr Exchange-Traded FD33735T109COMMON SHS30,809$571.5K<0.1%+15,138+96.6%Added–
Capital Grp Fixed Incm ETF T14020Y805MUN HIGH ETF22,114$571.6K<0.1%+2,652+13.6%Added–
WisdomTree Tr97717W604US SMALLCAP DIVD14,140$575.2K<0.1%00.0%Unchanged–
ORLYO Reilly Automotive IncStock6,260$576.4K<0.1%−15,440−71.2%ReducedHistory
Pacer FDS Tr69374H386DATA & DIGI REVO5,410$577.3K<0.1%−1,334−19.8%Reduced–
ETF Opportunities Trust26923Q747HEDGEYE CAPITAL21,265$580.5K<0.1%+13,525+174.7%Added–
NLYAnnaly Capital Management IncREIT25,979$580.9K<0.1%+606+2.4%AddedHistory
iShares Tr464289875CORE 40 MODE ETF11,672$582.3K<0.1%+13+0.1%Added–
First Tr Exchange Traded FD33741L108DORSY WR MOMNT15,989$584.3K<0.1%+907+6.0%Added–
GFIGold Fields LtdSPONSORED ADR17,435$585.7K<0.1%−26,942−60.7%ReducedHistory
Vanguard Communication Services ETF92204A884ETF3,201$588.7K<0.1%−43−1.3%Reduced–
SKTTanger Inc.COM14,919$588.8K<0.1%+60.0%AddedHistory
ETREntergy CorpCOM5,150$591.5K<0.1%+257+5.3%AddedHistory
Innovator ETFs Trust45783Y145INTL DEVELOPED19,779$596.8K<0.1%−29−0.1%Reduced–
BMAMacro Bank Inc.SPON ADR B6,479$599.9K<0.1%+101+1.6%AddedHistory
NINisource Inc.COM12,625$600.3K<0.1%−207−1.6%ReducedHistory
TYGTortoise Energy Infrastructure CorpCOM14,052$602.4K<0.1%+6,662+90.1%AddedHistory
First Tr Exch Traded FD III33739P830SHRT DUR MNG MUN30,142$602.5K<0.1%−287−0.9%Reduced–
Litman Gregory FDS Tr53700T827IMGP DBI MAN ETF19,719$603.6K<0.1%+19,719New–
SJMJ M SMUCKER CoStock5,390$606.4K<0.1%+620+13.0%AddedHistory
First Tr Exchng Traded FD VI33740F870LOW DUR STRTGC32,208$608.7K<0.1%−2,317−6.7%Reduced–
WULFTerawulf Inc.COM24,650$608.9K<0.1%−19,800−44.5%ReducedHistory
Innovator ETFs Trust45782C664US EQTY BUF SEP11,560$609.6K<0.1%+1,020+9.7%Added–
iShares Tr46432F388MSCI USA VALUE3,057$610.8K<0.1%+363+13.5%Added–
ASNDAscendis Pharma A/SORD SHS2,290$610.8K<0.1%−5,007−68.6%ReducedHistory
iShares Tr464289842MSCI PERU GL ETF7,316$610.9K<0.1%+2,012+37.9%Added–
Fidelity Covington Trust316092873MSCI COMMNTN SVC8,843$614.4K<0.1%−4,251−32.5%Reduced–
VSTVistra Corp.Stock3,878$615.2K<0.1%−11−0.3%ReducedHistory
First Tr Exchng Traded FD VI33740F318FT VEST US EQT E16,031$615.7K<0.1%00.0%Unchanged–
VanEck ETF Trust92189F791JUNIOR GOLD MINE6,271$616.1K<0.1%−593−8.6%Reduced–
PLDPrologis, Inc.REIT4,549$616.2K<0.1%−3,598−44.2%ReducedHistory
iShares Tr46436E189COPPER & METALS12,530$616.8K<0.1%+249+2.0%Added–
LNCLincoln National CorpCOM17,452$616.9K<0.1%−1,994−10.3%ReducedHistory
WEATTeucrium Commodity TrustWHEAT FD28,012$617.1K<0.1%+5,664+25.3%AddedHistory
THCTenet Healthcare CorpCOM NEW3,305$618.3K<0.1%−50−1.5%ReducedHistory
OKTAOkta, Inc.CL A4,544$620.0K<0.1%+4,544NewHistory
Innovator ETFs Trust45784N544EQUITY DUAL DIRE31,410$621.0K<0.1%−50−0.2%Reduced–
GNWGenworth Financial IncCOM SHS65,798$623.1K<0.1%−361−0.5%ReducedHistory
SMCISuper Micro Computer, Inc.Stock21,322$625.4K<0.1%+3,308+18.4%AddedHistory
Vanguard Total World Stock ETF922042742ETF3,986$625.6K<0.1%+379+10.5%Added–
SOUNSoundhound AI, Inc.CLASS A COM96,940$627.2K<0.1%−6,388−6.2%ReducedHistory
OKLOOklo Inc.COM CL A11,991$627.5K<0.1%+3,211+36.6%AddedHistory
HPHelmerich & Payne, Inc.COM19,179$627.9K<0.1%−90.0%ReducedHistory
Roundhill ETF Trust77926X320MEMORY ETF8,543$630.9K<0.1%+8,543New–
CMCSAComcast CorpStock25,719$631.4K<0.1%+9,665+60.2%AddedHistory
MRCYMercury Systems IncCOM5,172$632.7K<0.1%+5,172NewHistory
VanEck ETF Trust92189F429PREFERRED SECURT35,470$632.8K<0.1%−89,402−71.6%Reduced–
IIPRInnovative Industrial Properties IncCOM10,232$634.3K<0.1%+340+3.4%AddedHistory
Ea Series Trust02072L607FREEDOM 100 EM8,707$635.0K<0.1%+8,707New–
iShares Tr464287622RUS 1000 ETF1,553$635.9K<0.1%+200+14.8%Added–
Hartford FDS Exchange Traded41653L503MUN OPORTUNITE16,288$637.6K<0.1%+8,331+104.7%Added–
NXPINXP Semiconductors N.V.COM2,281$641.0K<0.1%+2,281NewHistory
First Tr Exchange-Traded FD33739Q804ENERGY INM PARTN20,508$641.9K<0.1%+4,823+30.7%Added–
EVLVEvolv Technologies Holdings, Inc.COM CL A110,700$642.1K<0.1%−14,600−11.7%ReducedHistory
ILMNIllumina, Inc.COM3,653$642.3K<0.1%+3,653NewHistory
AHRAmerican Healthcare REIT, Inc.COM SHS12,354$644.2K<0.1%−2,837−18.7%ReducedHistory

Options (9)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Sigma Planning Corp in Q2 2026
SecurityClassPutsCalls
CNCCentene CorpStock–$604.0K
NVDANVIDIA CorpStock$76.4K$304.9K
MUMicron Technology IncStock–$261.6K
PLTRPalantir Technologies Inc.Stock$235.6K–
SPYSPDR S&P 500 ETF TrustETF$182.9K–
FFord Motor CoStock–$181.4K
WFCWells Fargo & CompanyStock–$173.0K
Entrepreneurshares Series Tr293828877ERSH PRI PUB ETF–$52.5K
XRXXerox Holdings CorpCOM NEW$1.29K–

Sold out since Q1 2026 (87)

Positions held at the end of Q1 2026 that are gone from this filing.

Positions of Sigma Planning Corp sold out since Q1 2026
SecurityClassShares in Q1 2026Value in Q1 2026% of portfolio in Q1 2026History
HONHoneywell International IncCOM29,391$6.64M0.2%History
Advisorshares Tr00768Y560ADVISORSHS ETF29,460$1.91M0.1%–
FSLYFastly, Inc.CL A65,057$1.89M0.1%History
CBOECboe Global Markets, Inc.COM6,073$1.71M<0.1%History
TDWTidewater IncCOM20,416$1.71M<0.1%History
REGNRegeneron Pharmaceuticals, Inc.COM2,012$1.55M<0.1%History
Goldman Sachs ETF Tr38149W432TECHN OPPOR ETF39,362$1.43M<0.1%–
RGLDRoyal Gold IncStock5,396$1.37M<0.1%History
HALOHalozyme Therapeutics, Inc.COM20,592$1.33M<0.1%History
iShares Tr46435G847MSCI ACWI EXUS32,340$1.32M<0.1%–
MRNAModerna, Inc.Stock25,705$1.31M<0.1%History
CENXCentury Aluminum CoCOM22,158$1.30M<0.1%History
First Tr Exchng Traded FD VI33740F888SMIT UNCO BD ETF52,079$1.29M<0.1%–
WPMWheaton Precious Metals Corp.COM9,574$1.25M<0.1%History
ESTAEstablishment Labs Holdings Inc.COM20,424$1.16M<0.1%History
Global X FDS37960A651SUPERDVDND REIT50,709$1.08M<0.1%–
Global X FDS37960A727BLOCKCHAIN & BIT19,010$979.5K<0.1%–
AGIAlamos Gold IncStock21,994$977.2K<0.1%History
First Tr Exchange Traded FD33738R662INTL DEV STRNGTH24,919$972.7K<0.1%–
Pacer FDS Tr69374H287METAURUS NASDAQ27,200$952.9K<0.1%–
First Tr Exchange-Traded FD33733E856FT VEST GOLD37,222$950.3K<0.1%–
LGNDLigand Pharmaceuticals IncCOM NEW4,500$898.4K<0.1%History
Invesco Exch Traded FD Tr II46138G508SR LN ETF43,848$894.9K<0.1%–
VanEck ETF Trust92189F387SHRT HGH YLD MUN38,865$880.7K<0.1%–
SFLSFL Corp Ltd.SHS79,636$859.3K<0.1%History
AUGOAura Minerals Inc.SHS10,310$841.3K<0.1%History
Northern LTS FD Tr IV66538H179MAIN BUYWRITE54,349$765.2K<0.1%–
Janus Detroit STR Tr47103U753B-BBB CLO ETF15,818$737.2K<0.1%–
UIUbiquiti Inc.COM930$735.0K<0.1%History
Invesco Exch Traded FD Tr II46138E131S&P SMLCAP HIG55,535$728.7K<0.1%–
BWXTBWX Technologies, Inc.COM3,219$658.2K<0.1%History
HMYHarmony Gold Mining Co LtdADR42,775$657.5K<0.1%History
KTOSKratos Defense & Security Solutions, Inc.COM NEW8,442$595.3K<0.1%History
Invesco Exch Traded FD Tr II46138E628KBW BK ETF7,459$590.2K<0.1%–
Orla MNG Ltd New68634K106COM36,250$584.7K<0.1%–
PAHCPhibro Animal Health CorpCL A COM10,516$581.6K<0.1%History
Two RDS Shared Tr90214Q766ANFIELD UNVL ETF59,000$549.6K<0.1%–
AMPXAmprius Technologies, Inc.COMMON STOCK30,285$510.6K<0.1%History
VanEck ETF Trust92189H409HIGH YLD MUNIETF9,194$461.0K<0.1%–
iShares Tr46435G672CORE INTL AGGR8,977$449.2K<0.1%–
Invesco Exch Traded FD Tr II46138G300S&P SMLCAP QTY9,561$403.1K<0.1%–
SPDR Series Trust78468R556SP O&G EXPL PRO2,110$383.7K<0.1%–
ALGNAlign Technology IncCOM2,139$366.7K<0.1%History
LQDTLiquidity Services IncCOM11,700$357.7K<0.1%History
WisdomTree Tr97717Y550EFFICIENT GLD PL3,371$341.1K<0.1%–
PKSTPeakstone Realty TrustCommon Stock15,829$330.7K<0.1%History
BlackRock ETF Trust II092528843ISH HIG MUN ETF6,307$302.6K<0.1%–
iShares Tr464288281JPMORGAN USD EMG3,218$302.3K<0.1%–
LDOSLeidos Holdings, Inc.COM1,921$298.7K<0.1%History
Fidelity Merrimack STR Tr316188846SYSTEMATIC MUN5,949$295.3K<0.1%–
KRMNKarman Holdings Inc.COMMON STOCK3,673$294.0K<0.1%History
PSIXPower Solutions International, Inc.Stock4,780$291.0K<0.1%History
INTUIntuit Inc.Stock648$280.0K<0.1%History
IOTSamsara Inc.Stock7,993$253.3K<0.1%History
APOApollo Global Management, Inc.COM2,268$252.7K<0.1%History
Vanguard Scottsdale FDS92206C565TOTAL WLD BD ETF3,696$252.6K<0.1%–
DRDDrdgold LtdSPON ADR REPSTG8,315$244.2K<0.1%History
Innovator ETFs Trust45783Y251EQUITY DEFINED P8,373$243.4K<0.1%–
Fidelity Merrimack STR Tr316188853MUN BD OPPORTUN4,755$240.6K<0.1%–
Vanguard BD Index FDS92203C303VANGUARD ULTRA4,713$234.6K<0.1%–
iShares Inc46434G822MSCI JAPAN ETF2,749$232.1K<0.1%–
iShares Tr46435G250HIGH YLD SYSTM B4,985$231.9K<0.1%–
iShares Tr46438G505IBONDS OCT 20268,784$227.7K<0.1%–
SAMBoston Beer Co IncCL A975$224.6K<0.1%History
State Street SPDR Portfolio Aggregate Bond ETF78464A649ETF8,648$221.6K<0.1%–
First Tr Exchange-Traded FD33733A201DOW 30 EQL WGT5,408$219.4K<0.1%–
Dimensional ETF Trust25434V807INTERNATNAL VAL4,120$217.5K<0.1%–
DGDollar General CorpCOM1,821$216.2K<0.1%History
DJTTrump Media & Technology Group Corp.Stock23,204$215.3K<0.1%History
EQTEQT CorpStock3,333$212.1K<0.1%History
HYMCHycroft Mining Holding CorpCL A NEW6,020$211.9K<0.1%History
ETF Opportunities Trust26923N769LAFFER TEN EQ IN ADDED5,779$209.1K<0.1%–
IMOImperial Oil LtdCOM NEW1,588$207.7K<0.1%History
TSCOTractor Supply CoCOM4,548$206.0K<0.1%History
TMToyota Motor CorpADS987$203.4K<0.1%History
MLMMartin Marietta Materials IncCOM342$201.3K<0.1%History
Global X FDS37950E291GLOBX SUPDV US10,100$190.9K<0.1%–
EVEREverQuote, Inc.COM CL A10,560$162.8K<0.1%History
SSLSasol LtdSPONSORED ADR12,372$160.3K<0.1%History
FLGFlagstar Bank, National AssociationStock11,898$156.7K<0.1%History
AGNTAGNT, Inc.COM23,722$142.1K<0.1%History
MITTTPG Mortgage Investment Trust, Inc.COM NEW11,200$81.9K<0.1%History
GABGabelli Equity Trust IncCOM13,107$73.4K<0.1%History
BBAIBigBear.ai Holdings, Inc.COM13,900$48.9K<0.1%History
REIRing Energy, Inc.COM25,605$39.2K<0.1%History
CUECue Biopharma, Inc.COM38,750$8.91K<0.1%History
Gabelli Equity Tr Inc362397226RIGHT 04/14/202613,050$91<0.1%–