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Livermore
Livermore
ZHEN

Sigma Planning Corp

SEC CIK
0001449126
Latest filing
Aug 7, 2026

Holdings in Q2 2026

Holdings as of Jun 30, 2026, filed Aug 7, 2026. Long positions only; changes compare share counts with Q1 2026.

Institution overview
Positions
1,394
+92 vs. Q1 2026
Portfolio value
$3.97B
+$371.1M (+10.3%) vs. Q1 2026
Filed
Aug 7, 2026
SEC
Holdings of Sigma Planning Corp in Q2 2026
SecurityClassSharesValue% of portfolioShare changeActionHistory
SILASila Realty Trust, Inc.COMMON STOCK13,824$419.7K<0.1%−1,277−8.5%ReducedHistory
CHICalamos Convertible Opportunities & Income FundSH BEN INT31,247$420.0K<0.1%+611+2.0%AddedHistory
ICEIntercontinental Exchange, Inc.Stock3,413$420.2K<0.1%+1,924+129.2%AddedHistory
Goldman Sachs ETF Tr38149W622S&P 500 PREMIUM7,567$420.5K<0.1%+59+0.8%Added–
Janus Detroit STR Tr47103U209HENDERSN SML ETF4,157$421.0K<0.1%+462+12.5%Added–
MPLXMPLX LPCOM UNIT REP LTD7,475$421.1K<0.1%+129+1.8%AddedHistory
NNNNNN REIT, Inc.REIT9,073$422.2K<0.1%−181−2.0%ReducedHistory
Invesco Exchange Traded FD T46137V548INTL DIVI ACHI19,065$423.2K<0.1%+73+0.4%Added–
Amplify ETF Tr032108722CWP INTL ENHANCE10,135$425.7K<0.1%+10,135New–
ASTSAST SpaceMobile, Inc.COM CL A4,796$426.2K<0.1%+563+13.3%AddedHistory
RKLBRocket Lab CorpCOM4,202$427.1K<0.1%+522+14.2%AddedHistory
RITMRithm Capital Corp.REIT45,678$428.9K<0.1%−8,859−16.2%ReducedHistory
PLTMGraniteShares Platinum TrustSHS BEN INT28,712$428.9K<0.1%−5,012−14.9%ReducedHistory
BlackRock ETF Trust09290C665ISHA SYST AL ETF15,295$429.0K<0.1%+15,295New–
NXTNextpower Inc.Stock3,604$429.4K<0.1%−810−18.4%ReducedHistory
PBRPetrobras - Petroleo Brasileiro SASPONSORED ADR26,579$429.8K<0.1%−2,167−7.5%ReducedHistory
State Street SPDR Portfolio S&P 400 Mid Cap ETF78464A847ETF6,413$433.3K<0.1%−42−0.7%Reduced–
CHDChurch & Dwight Co IncCOM4,480$434.1K<0.1%−8−0.2%ReducedHistory
Global X FDS37954Y459RUSSELL 200027,345$437.2K<0.1%−2,999−9.9%Reduced–
Vanguard Scottsdale FDS92206C664VNG RUS2000IDX3,610$438.3K<0.1%−7,431−67.3%Reduced–
iShares Tr46435G524INTL DIV GRWTH4,995$439.2K<0.1%+10+0.2%Added–
Vanguard Scottsdale FDS92206C706INTER TERM TREAS7,462$440.1K<0.1%+1,125+17.8%Added–
LSCCLattice Semiconductor CorpCOM2,880$440.5K<0.1%+2,880NewHistory
Invesco Exchange Traded FD T46137V308BUYBACK ACHIEV3,116$441.4K<0.1%+481+18.3%Added–
Innovator U.S. Equity Power Buffer ETF - September45782C656ETF9,596$441.9K<0.1%−12−0.1%Reduced–
CASYCaseys General Stores IncCOM557$442.4K<0.1%+181+48.1%AddedHistory
First Tr Exchng Traded FD VI33740F722FT VEST US EQT7,396$443.4K<0.1%00.0%Unchanged–
Invesco Exchange Traded FD T46137V647SEMICONDUCTORS2,368$444.7K<0.1%+126+5.6%Added–
WDCWestern Digital CorpCOM702$448.3K<0.1%+702NewHistory
Innovator ETFs Trust45784N395EQUTY DUL DIRCT22,487$448.8K<0.1%−8,041−26.3%Reduced–
RDDTReddit, Inc.Stock2,588$449.2K<0.1%+692+36.5%AddedHistory
SPDR Series Trust78464A821ST STR SP400GRW4,008$449.3K<0.1%+163+4.2%Added–
RCLRoyal Caribbean Cruises LtdCOM1,416$449.5K<0.1%+6+0.4%AddedHistory
PNCPNC Financial Services Group, Inc.Stock1,834$451.7K<0.1%−207−10.1%ReducedHistory
HIIHuntington Ingalls Industries, Inc.COM1,615$452.1K<0.1%−116−6.7%ReducedHistory
American Centy ETF Tr025072604AVANTIS EMGMKT4,692$452.7K<0.1%+4,692New–
PAYXPaychex IncStock4,604$452.7K<0.1%−1,048−18.5%ReducedHistory
Listed FDS Tr53656F623HORI KI INFL ETF9,077$452.8K<0.1%−427−4.5%Reduced–
MDLZMondelez International, Inc.Stock7,827$452.9K<0.1%+59+0.8%AddedHistory
AZNAstraZeneca PLCADR2,391$453.3K<0.1%−6,043−71.7%ReducedHistory
AMXAmerica Movil SAB de CVSPON ADS RP CL B17,458$453.7K<0.1%+17,458NewHistory
First Tr Exchng Traded FD VI33740F250VEST US EQUITY E12,587$454.2K<0.1%−10−0.1%Reduced–
LZBLa-Z-Boy IncCOM11,326$454.4K<0.1%+95+0.8%AddedHistory
Innovator ETFs Trust45782C540US EQTY PWR BUF9,925$455.5K<0.1%00.0%Unchanged–
Vanguard Morningstar Small-Cap Growth ETF922908595ETF1,247$456.1K<0.1%+95+8.2%Added–
Schwab US Tips ETF808524870ETF17,259$457.4K<0.1%+2,148+14.2%Added–
OIIOceaneering International IncStock11,376$461.0K<0.1%+11,376NewHistory
BWBabcock & Wilcox Enterprises, Inc.COM32,774$462.1K<0.1%+32,774NewHistory
First Tr Exchng Traded FD VI33740F649FT VEST NAS13,002$463.0K<0.1%−180−1.4%Reduced–
ECLEcolab Inc.Stock1,662$463.3K<0.1%+259+18.5%AddedHistory
DLRDigital Realty Trust, Inc.COM2,596$466.2K<0.1%−1,495−36.5%ReducedHistory
Invesco Exchange Traded FD T46137V456S&P MDCP VLU MNT6,608$468.7K<0.1%−69−1.0%Reduced–
Innovator ETFs Trust45782C680US EQTY PWR BF10,282$469.3K<0.1%+219+2.2%Added–
SGOLabrdn Gold ETF TrustETF12,302$470.3K<0.1%−6,820−35.7%ReducedHistory
PEverpure, Inc.CL A5,972$470.6K<0.1%−376−5.9%ReducedHistory
Goldman Sachs ETF Tr381430206ACTIVEBETA EME9,056$470.9K<0.1%+1,942+27.3%Added–
Trust for Professional Manag89834G737ACTIVEPASSIVE EQ12,157$471.2K<0.1%00.0%Unchanged–
XYZBlock, Inc.CL A6,228$473.3K<0.1%+261+4.4%AddedHistory
GSLGlobal Ship Lease, Inc.COM CL A12,611$474.2K<0.1%−1,081−7.9%ReducedHistory
CMGChipotle Mexican Grill IncCOM13,953$474.4K<0.1%−4,464−24.2%ReducedHistory
MASMasco CorpCOM5,848$475.8K<0.1%+1,543+35.8%AddedHistory
Bitwise Crypto Industry Innovators ETF09175C103ETF19,425$475.9K<0.1%+19,425New–
Innovator ETFs Trust45782C326US EQTY BUFR MAY10,100$478.2K<0.1%−500−4.7%Reduced–
ESEversource EnergyStock6,656$481.0K<0.1%+507+8.2%AddedHistory
iShares Tr46435U713US INFRASTRUC7,634$481.2K<0.1%+81+1.1%Added–
John Hancock Exchange Traded47804J206MULTIFACTOR MI6,420$481.2K<0.1%+18+0.3%Added–
AMAntero Midstream CorpStock21,184$481.9K<0.1%−2,946−12.2%ReducedHistory
Vanguard Admiral FDS Inc921932778SMLCP 600 VAL4,118$483.1K<0.1%+10+0.2%Added–
AEMAgnico Eagle Mines LtdStock3,115$483.2K<0.1%−3,776−54.8%ReducedHistory
EZPWEzcorp IncCL A NON VTG13,998$483.9K<0.1%+291+2.1%AddedHistory
JAZZJazz Pharmaceuticals plcSHS USD2,009$484.1K<0.1%+2,009NewHistory
Invesco Exchange Traded FD T46137V811DORSEY WRGT TECH3,552$484.2K<0.1%−1,147−24.4%Reduced–
First Tr Exchng Traded FD VI33740F854FT VEST U.S.10,375$486.1K<0.1%−3,950−27.6%Reduced–
Dimensional U.S. Core Equity 2 ETF25434V708ETF10,971$486.7K<0.1%+20+0.2%Added–
RIOTRiot Platforms, Inc.COM17,804$487.5K<0.1%−315−1.7%ReducedHistory
Vanguard Admiral FDS Inc921932885MIDCP 400 IDX3,760$490.3K<0.1%+577+18.1%Added–
Invesco S&P 500 Equal Weight Technology ETF46137V282ETF7,642$492.9K<0.1%+3,217+72.7%Added–
First Tr Exchng Traded FD VI33740U778VEST BUFFERED16,825$493.2K<0.1%−834−4.7%Reduced–
Entrepreneurshares Series Tr293828877ERSH PRI PUB ETF23,478$494.2K<0.1%+23,478New–
Invesco Exch Traded FD Tr II46138G615INVESCO PHLX SM4,424$495.9K<0.1%−106−2.3%Reduced–
BNY Mellon ETF Trust II05613H803MUN OPPTYS ETF19,766$498.3K<0.1%−1,045−5.0%Reduced–
First Tr Exchng Traded FD VI33740F169FT VEST INTL ETF21,354$499.9K<0.1%+21,354New–
DOVDOVER CorpCOM2,232$500.5K<0.1%−32−1.4%ReducedHistory
CRHCRH Public Ltd CoORD4,691$501.9K<0.1%−10.0%ReducedHistory
iShares Tr46436E403MSCI US GARP ETF6,121$505.3K<0.1%−122,954−95.3%Reduced–
Timothy Plan887432326HIG DV STK ETF11,953$505.4K<0.1%−44−0.4%Reduced–
Invesco Exchange Traded FD T46137V597RAFI US 15009,079$506.3K<0.1%+457+5.3%Added–
First Tr Exchng Traded FD VI33740F219FT VEST NASD 10020,268$507.8K<0.1%+357+1.8%Added–
PGRProgressive CorpStock2,340$511.2K<0.1%−114−4.6%ReducedHistory
DDDuPont de Nemours, Inc.Stock3,773$511.8K<0.1%−30−0.8%ReducedConverted for a 1-for-3 splitHistory
VRTXVertex Pharmaceuticals IncStock1,033$513.1K<0.1%−29−2.7%ReducedHistory
FDXFFedEx Freight Holding Company, Inc.COMMON STOCK3,401$513.5K<0.1%+3,401NewHistory
MPWRMonolithic Power Systems, Inc.COM372$514.0K<0.1%−42−10.1%ReducedHistory
CRCrane CoCOMMON STOCK2,306$514.4K<0.1%−150−6.1%ReducedHistory
TXRHTexas Roadhouse, Inc.COM2,665$515.0K<0.1%+24+0.9%AddedHistory
ARK ETF Tr00214Q302GENOMIC REV ETF12,249$515.2K<0.1%+1,395+12.9%Added–
VKTXViking Therapeutics, Inc.COM13,221$515.8K<0.1%−479−3.5%ReducedHistory
Invesco Exchange Traded FD T46137V779BLDG CONSTR ETF4,628$518.6K<0.1%+3+0.1%Added–
iShares Inc46434G814MSCI MLY ETF NEW19,245$518.6K<0.1%+1,892+10.9%Added–
iShares Inc46434G764MSCI EMRG CHN5,083$520.0K<0.1%+1,542+43.5%Added–

Options (9)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Sigma Planning Corp in Q2 2026
SecurityClassPutsCalls
CNCCentene CorpStock–$604.0K
NVDANVIDIA CorpStock$76.4K$304.9K
MUMicron Technology IncStock–$261.6K
PLTRPalantir Technologies Inc.Stock$235.6K–
SPYSPDR S&P 500 ETF TrustETF$182.9K–
FFord Motor CoStock–$181.4K
WFCWells Fargo & CompanyStock–$173.0K
Entrepreneurshares Series Tr293828877ERSH PRI PUB ETF–$52.5K
XRXXerox Holdings CorpCOM NEW$1.29K–

Sold out since Q1 2026 (87)

Positions held at the end of Q1 2026 that are gone from this filing.

Positions of Sigma Planning Corp sold out since Q1 2026
SecurityClassShares in Q1 2026Value in Q1 2026% of portfolio in Q1 2026History
HONHoneywell International IncCOM29,391$6.64M0.2%History
Advisorshares Tr00768Y560ADVISORSHS ETF29,460$1.91M0.1%–
FSLYFastly, Inc.CL A65,057$1.89M0.1%History
CBOECboe Global Markets, Inc.COM6,073$1.71M<0.1%History
TDWTidewater IncCOM20,416$1.71M<0.1%History
REGNRegeneron Pharmaceuticals, Inc.COM2,012$1.55M<0.1%History
Goldman Sachs ETF Tr38149W432TECHN OPPOR ETF39,362$1.43M<0.1%–
RGLDRoyal Gold IncStock5,396$1.37M<0.1%History
HALOHalozyme Therapeutics, Inc.COM20,592$1.33M<0.1%History
iShares Tr46435G847MSCI ACWI EXUS32,340$1.32M<0.1%–
MRNAModerna, Inc.Stock25,705$1.31M<0.1%History
CENXCentury Aluminum CoCOM22,158$1.30M<0.1%History
First Tr Exchng Traded FD VI33740F888SMIT UNCO BD ETF52,079$1.29M<0.1%–
WPMWheaton Precious Metals Corp.COM9,574$1.25M<0.1%History
ESTAEstablishment Labs Holdings Inc.COM20,424$1.16M<0.1%History
Global X FDS37960A651SUPERDVDND REIT50,709$1.08M<0.1%–
Global X FDS37960A727BLOCKCHAIN & BIT19,010$979.5K<0.1%–
AGIAlamos Gold IncStock21,994$977.2K<0.1%History
First Tr Exchange Traded FD33738R662INTL DEV STRNGTH24,919$972.7K<0.1%–
Pacer FDS Tr69374H287METAURUS NASDAQ27,200$952.9K<0.1%–
First Tr Exchange-Traded FD33733E856FT VEST GOLD37,222$950.3K<0.1%–
LGNDLigand Pharmaceuticals IncCOM NEW4,500$898.4K<0.1%History
Invesco Exch Traded FD Tr II46138G508SR LN ETF43,848$894.9K<0.1%–
VanEck ETF Trust92189F387SHRT HGH YLD MUN38,865$880.7K<0.1%–
SFLSFL Corp Ltd.SHS79,636$859.3K<0.1%History
AUGOAura Minerals Inc.SHS10,310$841.3K<0.1%History
Northern LTS FD Tr IV66538H179MAIN BUYWRITE54,349$765.2K<0.1%–
Janus Detroit STR Tr47103U753B-BBB CLO ETF15,818$737.2K<0.1%–
UIUbiquiti Inc.COM930$735.0K<0.1%History
Invesco Exch Traded FD Tr II46138E131S&P SMLCAP HIG55,535$728.7K<0.1%–
BWXTBWX Technologies, Inc.COM3,219$658.2K<0.1%History
HMYHarmony Gold Mining Co LtdADR42,775$657.5K<0.1%History
KTOSKratos Defense & Security Solutions, Inc.COM NEW8,442$595.3K<0.1%History
Invesco Exch Traded FD Tr II46138E628KBW BK ETF7,459$590.2K<0.1%–
Orla MNG Ltd New68634K106COM36,250$584.7K<0.1%–
PAHCPhibro Animal Health CorpCL A COM10,516$581.6K<0.1%History
Two RDS Shared Tr90214Q766ANFIELD UNVL ETF59,000$549.6K<0.1%–
AMPXAmprius Technologies, Inc.COMMON STOCK30,285$510.6K<0.1%History
VanEck ETF Trust92189H409HIGH YLD MUNIETF9,194$461.0K<0.1%–
iShares Tr46435G672CORE INTL AGGR8,977$449.2K<0.1%–
Invesco Exch Traded FD Tr II46138G300S&P SMLCAP QTY9,561$403.1K<0.1%–
SPDR Series Trust78468R556SP O&G EXPL PRO2,110$383.7K<0.1%–
ALGNAlign Technology IncCOM2,139$366.7K<0.1%History
LQDTLiquidity Services IncCOM11,700$357.7K<0.1%History
WisdomTree Tr97717Y550EFFICIENT GLD PL3,371$341.1K<0.1%–
PKSTPeakstone Realty TrustCommon Stock15,829$330.7K<0.1%History
BlackRock ETF Trust II092528843ISH HIG MUN ETF6,307$302.6K<0.1%–
iShares Tr464288281JPMORGAN USD EMG3,218$302.3K<0.1%–
LDOSLeidos Holdings, Inc.COM1,921$298.7K<0.1%History
Fidelity Merrimack STR Tr316188846SYSTEMATIC MUN5,949$295.3K<0.1%–
KRMNKarman Holdings Inc.COMMON STOCK3,673$294.0K<0.1%History
PSIXPower Solutions International, Inc.Stock4,780$291.0K<0.1%History
INTUIntuit Inc.Stock648$280.0K<0.1%History
IOTSamsara Inc.Stock7,993$253.3K<0.1%History
APOApollo Global Management, Inc.COM2,268$252.7K<0.1%History
Vanguard Scottsdale FDS92206C565TOTAL WLD BD ETF3,696$252.6K<0.1%–
DRDDrdgold LtdSPON ADR REPSTG8,315$244.2K<0.1%History
Innovator ETFs Trust45783Y251EQUITY DEFINED P8,373$243.4K<0.1%–
Fidelity Merrimack STR Tr316188853MUN BD OPPORTUN4,755$240.6K<0.1%–
Vanguard BD Index FDS92203C303VANGUARD ULTRA4,713$234.6K<0.1%–
iShares Inc46434G822MSCI JAPAN ETF2,749$232.1K<0.1%–
iShares Tr46435G250HIGH YLD SYSTM B4,985$231.9K<0.1%–
iShares Tr46438G505IBONDS OCT 20268,784$227.7K<0.1%–
SAMBoston Beer Co IncCL A975$224.6K<0.1%History
State Street SPDR Portfolio Aggregate Bond ETF78464A649ETF8,648$221.6K<0.1%–
First Tr Exchange-Traded FD33733A201DOW 30 EQL WGT5,408$219.4K<0.1%–
Dimensional ETF Trust25434V807INTERNATNAL VAL4,120$217.5K<0.1%–
DGDollar General CorpCOM1,821$216.2K<0.1%History
DJTTrump Media & Technology Group Corp.Stock23,204$215.3K<0.1%History
EQTEQT CorpStock3,333$212.1K<0.1%History
HYMCHycroft Mining Holding CorpCL A NEW6,020$211.9K<0.1%History
ETF Opportunities Trust26923N769LAFFER TEN EQ IN ADDED5,779$209.1K<0.1%–
IMOImperial Oil LtdCOM NEW1,588$207.7K<0.1%History
TSCOTractor Supply CoCOM4,548$206.0K<0.1%History
TMToyota Motor CorpADS987$203.4K<0.1%History
MLMMartin Marietta Materials IncCOM342$201.3K<0.1%History
Global X FDS37950E291GLOBX SUPDV US10,100$190.9K<0.1%–
EVEREverQuote, Inc.COM CL A10,560$162.8K<0.1%History
SSLSasol LtdSPONSORED ADR12,372$160.3K<0.1%History
FLGFlagstar Bank, National AssociationStock11,898$156.7K<0.1%History
AGNTAGNT, Inc.COM23,722$142.1K<0.1%History
MITTTPG Mortgage Investment Trust, Inc.COM NEW11,200$81.9K<0.1%History
GABGabelli Equity Trust IncCOM13,107$73.4K<0.1%History
BBAIBigBear.ai Holdings, Inc.COM13,900$48.9K<0.1%History
REIRing Energy, Inc.COM25,605$39.2K<0.1%History
CUECue Biopharma, Inc.COM38,750$8.91K<0.1%History
Gabelli Equity Tr Inc362397226RIGHT 04/14/202613,050$91<0.1%–