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Sigma Planning Corp

SEC CIK
0001449126
Latest filing
Aug 7, 2026

Holdings in Q2 2026

Holdings as of Jun 30, 2026, filed Aug 7, 2026. Long positions only; changes compare share counts with Q1 2026.

Institution overview
Positions
1,394
+92 vs. Q1 2026
Portfolio value
$3.97B
+$371.1M (+10.3%) vs. Q1 2026
Filed
Aug 7, 2026
SEC
Holdings of Sigma Planning Corp in Q2 2026
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares Tr464288869MICRO-CAP ETF1,283$256.6K<0.1%+1,283New–
ETJEaton Vance Risk-Managed Diversified Equity Income FundCOM31,054$256.8K<0.1%−567−1.8%ReducedHistory
Pacer FDS Tr69374H709GLOBL CASH ETF5,941$257.3K<0.1%−7,146−54.6%Reduced–
WisdomTree Tr97717X578EM EX ST-OWNED5,238$257.6K<0.1%+11+0.2%Added–
iShares Tr46434V381FUTU EXPO TE ETF3,140$259.4K<0.1%00.0%Unchanged–
iShares Tr46435G474FALN ANGLS USD9,525$259.5K<0.1%+39+0.4%Added–
T Rowe Price Exchange-Traded87283Q826SMALL MID CAP5,926$259.9K<0.1%−37−0.6%Reduced–
Neos ETF Trust78433H576NASDAQ 100 HDGD4,654$259.9K<0.1%+72+1.6%Added–
ZIONZions Bancorporation, National AssociationCOM3,756$259.9K<0.1%−254−6.3%ReducedHistory
TKOTKO Group Holdings, Inc.CL A1,292$260.1K<0.1%−4−0.3%ReducedHistory
OMCOmnicom Group Inc.COM3,572$261.3K<0.1%+3,572NewHistory
Capital Group New Geography14021N105SHS6,995$262.0K<0.1%+6,995New–
Nushares ETF Tr67092P201NUVEEN ESG LRGCP2,240$262.2K<0.1%00.0%Unchanged–
PINSPinterest, Inc.CL A12,483$262.5K<0.1%−1,102−8.1%ReducedHistory
HCAHCA Healthcare, Inc.COM675$263.1K<0.1%+97+16.8%AddedHistory
First Tr Exchange Traded FD33738R720NASDQ ARTFCIAL4,695$264.2K<0.1%−33−0.7%Reduced–
SYMSymbotic Inc.Stock5,881$264.4K<0.1%+328+5.9%AddedHistory
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF2,987$264.5K<0.1%+22+0.7%Added–
Abrdn ETFs003261104BBRG ALL COMD K111,845$264.6K<0.1%+1,979+20.1%Added–
INODInnodata IncCOM NEW3,505$264.9K<0.1%+3,505NewHistory
iShares Tr464287770U.S. FIN SVC ETF2,931$265.2K<0.1%+3+0.1%Added–
LNTAlliant Energy CorpStock3,478$265.4K<0.1%+552+18.9%AddedHistory
UTFCohen & Steers Infrastructure Fund IncCOM9,625$265.6K<0.1%+354+3.8%AddedHistory
Victory Portfolios II92647N568USAA MSCI USA SM2,419$265.7K<0.1%−8−0.3%Reduced–
Vanguard Whitehall FDS921946794INTL HIGH ETF2,710$266.1K<0.1%+2,710New–
EMEEMCOR Group, Inc.Stock321$266.5K<0.1%+9+2.9%AddedHistory
iShares Tr464287374NORTH AMERN NAT4,762$267.5K<0.1%+10.0%Added–
AKAMAkamai Technologies IncCOM2,270$268.3K<0.1%+2,270NewHistory
DOWDow Inc.Stock9,818$268.6K<0.1%−390−3.8%ReducedHistory
Innovator ETFs Trust45782C474US SML CP PWR B5,966$272.2K<0.1%+63+1.1%Added–
Franklin Templeton ETF Tr35473P421FOCUSED DYNAMIC5,314$273.8K<0.1%00.0%Unchanged–
First Tr Exchng Traded FD VI33740F805SMITH OPPORT FXD6,288$274.2K<0.1%+116+1.9%Added–
Amplify ETF Tr032108664AMPLIFY CYBERSEC2,616$274.5K<0.1%−81−3.0%Reduced–
GLUGabelli Global Utility & Income TrustCOM SH BEN INT14,328$275.1K<0.1%+96+0.7%AddedHistory
CBRECbre Group, Inc.CL A2,047$275.8K<0.1%+334+19.5%AddedHistory
Fidelity Covington Trust31609A503ENH MID COR ETF6,803$276.1K<0.1%−1,331−16.4%Reduced–
iShares U S ETF Tr46431W606IT RT HDG HGYL3,191$276.4K<0.1%−9,823−75.5%Reduced–
ACNAccenture plcStock2,222$276.5K<0.1%+539+32.0%AddedHistory
PORPortland General Electric CoCOM NEW5,344$277.0K<0.1%−8−0.1%ReducedHistory
RLJ.PARLJ Lodging TrustCUM CONV PFD A11,310$277.3K<0.1%+90+0.8%AddedHistory
RSReliance, Inc.COM746$278.6K<0.1%−17−2.2%ReducedHistory
TTTrane Technologies plcSHS570$279.9K<0.1%+77+15.6%AddedHistory
BKRBaker Hughes CoCL A5,043$279.9K<0.1%−201−3.8%ReducedHistory
iShares Tr46432F859CORE 1 5 YR USD5,813$280.5K<0.1%−1,399−19.4%Reduced–
iShares Tr464287739U.S. REAL ES ETF2,747$280.9K<0.1%+206+8.1%Added–
TDGTransDigm Group INCCOM212$282.7K<0.1%−11−4.9%ReducedHistory
Simplify Exchange Traded Fun82889N772HEALTH CARE ETF7,227$282.9K<0.1%−163−2.2%Reduced–
State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853ETF4,920$283.7K<0.1%+631+14.7%Added–
SPOTSpotify Technology S.A.Stock619$284.2K<0.1%−78−11.2%ReducedHistory
MFCManulife Financial CorpCOM7,019$284.4K<0.1%−58−0.8%ReducedHistory
iShares Tr46436E551ESG SELECT SCRE5,461$284.8K<0.1%+5,461New–
DVNDevon Energy CorpStock6,902$285.2K<0.1%+233+3.5%AddedHistory
iShares U S ETF Tr46431W705INT RT HDG C B3,101$288.8K<0.1%−65−2.1%Reduced–
OXYOccidental Petroleum CorpStock5,946$288.8K<0.1%−3,167−34.8%ReducedHistory
CTASCintas CorpStock1,700$289.2K<0.1%−206−10.8%ReducedHistory
RBB FD Inc74933W478US TREASRY 12 MT5,801$289.9K<0.1%−537−8.5%Reduced–
WYWeyerhaeuser CoCOM NEW12,138$290.6K<0.1%+2,272+23.0%AddedHistory
J P Morgan Exchange Traded F46641Q852INTL BD OPP ETF6,020$291.0K<0.1%+301+5.3%Added–
COINCoinbase Global, Inc.COM CL A2,002$292.7K<0.1%−468−18.9%ReducedHistory
Calamos ETF Tr12811T837RUSSELL 2000 STR10,703$296.1K<0.1%+2,200+25.9%Added–
Invesco Actively Managed Exc46090A689QQQ INC ADV ETF5,168$297.9K<0.1%+171+3.4%Added–
Fidelity Merrimack STR Tr316188408LOW DURTIN ETF5,950$298.2K<0.1%+1,080+22.2%Added–
ZIMZIM Integrated Shipping Services Ltd.SHS11,475$298.3K<0.1%+425+3.8%AddedHistory
CCLCarnival Corp Ltd.Stock10,454$298.7K<0.1%−7,860−42.9%ReducedHistory
ALBAlbemarle CorpStock2,214$299.0K<0.1%−738−25.0%ReducedHistory
MRSHMarsh & McLennan Companies, Inc.Stock1,795$299.2K<0.1%−184−9.3%ReducedHistory
iShares Tr46438G612LARG CAP JUN ETF10,275$299.3K<0.1%+1,347+15.1%Added–
iShares Tr46429B309MSCI INDONIA ETF26,523$300.0K<0.1%+1,527+6.1%Added–
Innovator ETFs Trust45782C466GRWT100 PWR BF5,092$300.5K<0.1%00.0%Unchanged–
First Tr Exchange-Traded Alp33734K109COM SHS2,152$301.0K<0.1%00.0%Unchanged–
iShares Core MSCI Europe ETF46434V738ETF4,011$301.5K<0.1%−3,648−47.6%Reduced–
Pacer FDS Tr69374H634AMERICAN ENERGY6,629$301.6K<0.1%+68+1.0%Added–
IBITiShares Bitcoin Trust ETFETF9,088$302.5K<0.1%−261−2.8%ReducedHistory
VIAVViavi Solutions Inc.COM6,340$302.7K<0.1%+6,340NewHistory
iShares Tr464289420RUS TP200 VL ETF2,891$304.0K<0.1%−217−7.0%Reduced–
Innovator ETFs Trust45782C342US SML CP PWR ET7,655$304.7K<0.1%+770+11.2%Added–
Sprott FDS Tr85208P303URANIUM MINERS E5,828$306.5K<0.1%−443−7.1%Reduced–
TLNTalen Energy CorpCOM798$306.6K<0.1%−101−11.2%ReducedHistory
Etfis Ser Tr I26923G707VIRTUS NEWFLEET13,381$307.1K<0.1%+4,300+47.4%Added–
Timothy Plan887432359US LRGMD CP CORE6,109$307.6K<0.1%+407+7.1%Added–
Innovator ETFs Trust45782C573US EQTY PWR BUF6,966$308.9K<0.1%−500−6.7%Reduced–
J P Morgan Exchange Traded F46641Q225BETA CDA ETF NEW3,133$311.4K<0.1%−1,852−37.2%Reduced–
IRMIron Mountain IncCOM2,468$311.8K<0.1%−206−7.7%ReducedHistory
USBUS Bancorp DECOM NEW5,231$316.0K<0.1%−80−1.5%ReducedHistory
First Tr Exchng Traded FD VI33740U786FT VEST U.S7,411$317.4K<0.1%00.0%Unchanged–
SNASnap-on IncCOM790$317.7K<0.1%−25−3.1%ReducedHistory
GEHCGE HealthCare Technologies Inc.Stock4,974$318.4K<0.1%+15+0.3%AddedHistory
TEMTempus AI, Inc.CL A5,508$319.1K<0.1%+5,508NewHistory
Schwab Intermediate-Term US Treasury ETF808524854ETF12,980$320.1K<0.1%−3,203−19.8%Reduced–
iShares Tr464288430ASIA 50 ETF2,261$320.3K<0.1%+55+2.5%Added–
AAAUGoldman Sachs Physical Gold ETFUNIT8,098$320.4K<0.1%−880−9.8%ReducedHistory
CORCencora, Inc.Stock1,133$320.6K<0.1%−321−22.1%ReducedHistory
HLTHilton Worldwide Holdings Inc.COM971$321.0K<0.1%−63−6.1%ReducedHistory
Innovator ETFs Trust45782C417US EQTY PWR BUF7,463$321.4K<0.1%−806−9.7%Reduced–
Dimensional U.S. Small Cap ETF25434V500ETF3,928$323.4K<0.1%+8+0.2%Added–
First Tr Exchng Traded FD VI33740F342FT VEST U.S11,990$324.9K<0.1%−22−0.2%Reduced–
iShares Tr464287796U.S. ENERGY ETF5,759$325.9K<0.1%−341−5.6%Reduced–
Capital Group Global Equity14020R107SHS9,259$326.3K<0.1%−150−1.6%Reduced–
AJGArthur J. Gallagher & Co.COM1,432$328.8K<0.1%+1,432NewHistory
Global X FDS37954Y475S&P 500 COVERED8,086$329.8K<0.1%−75−0.9%Reduced–

Options (9)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Sigma Planning Corp in Q2 2026
SecurityClassPutsCalls
CNCCentene CorpStock–$604.0K
NVDANVIDIA CorpStock$76.4K$304.9K
MUMicron Technology IncStock–$261.6K
PLTRPalantir Technologies Inc.Stock$235.6K–
SPYSPDR S&P 500 ETF TrustETF$182.9K–
FFord Motor CoStock–$181.4K
WFCWells Fargo & CompanyStock–$173.0K
Entrepreneurshares Series Tr293828877ERSH PRI PUB ETF–$52.5K
XRXXerox Holdings CorpCOM NEW$1.29K–

Sold out since Q1 2026 (87)

Positions held at the end of Q1 2026 that are gone from this filing.

Positions of Sigma Planning Corp sold out since Q1 2026
SecurityClassShares in Q1 2026Value in Q1 2026% of portfolio in Q1 2026History
HONHoneywell International IncCOM29,391$6.64M0.2%History
Advisorshares Tr00768Y560ADVISORSHS ETF29,460$1.91M0.1%–
FSLYFastly, Inc.CL A65,057$1.89M0.1%History
CBOECboe Global Markets, Inc.COM6,073$1.71M<0.1%History
TDWTidewater IncCOM20,416$1.71M<0.1%History
REGNRegeneron Pharmaceuticals, Inc.COM2,012$1.55M<0.1%History
Goldman Sachs ETF Tr38149W432TECHN OPPOR ETF39,362$1.43M<0.1%–
RGLDRoyal Gold IncStock5,396$1.37M<0.1%History
HALOHalozyme Therapeutics, Inc.COM20,592$1.33M<0.1%History
iShares Tr46435G847MSCI ACWI EXUS32,340$1.32M<0.1%–
MRNAModerna, Inc.Stock25,705$1.31M<0.1%History
CENXCentury Aluminum CoCOM22,158$1.30M<0.1%History
First Tr Exchng Traded FD VI33740F888SMIT UNCO BD ETF52,079$1.29M<0.1%–
WPMWheaton Precious Metals Corp.COM9,574$1.25M<0.1%History
ESTAEstablishment Labs Holdings Inc.COM20,424$1.16M<0.1%History
Global X FDS37960A651SUPERDVDND REIT50,709$1.08M<0.1%–
Global X FDS37960A727BLOCKCHAIN & BIT19,010$979.5K<0.1%–
AGIAlamos Gold IncStock21,994$977.2K<0.1%History
First Tr Exchange Traded FD33738R662INTL DEV STRNGTH24,919$972.7K<0.1%–
Pacer FDS Tr69374H287METAURUS NASDAQ27,200$952.9K<0.1%–
First Tr Exchange-Traded FD33733E856FT VEST GOLD37,222$950.3K<0.1%–
LGNDLigand Pharmaceuticals IncCOM NEW4,500$898.4K<0.1%History
Invesco Exch Traded FD Tr II46138G508SR LN ETF43,848$894.9K<0.1%–
VanEck ETF Trust92189F387SHRT HGH YLD MUN38,865$880.7K<0.1%–
SFLSFL Corp Ltd.SHS79,636$859.3K<0.1%History
AUGOAura Minerals Inc.SHS10,310$841.3K<0.1%History
Northern LTS FD Tr IV66538H179MAIN BUYWRITE54,349$765.2K<0.1%–
Janus Detroit STR Tr47103U753B-BBB CLO ETF15,818$737.2K<0.1%–
UIUbiquiti Inc.COM930$735.0K<0.1%History
Invesco Exch Traded FD Tr II46138E131S&P SMLCAP HIG55,535$728.7K<0.1%–
BWXTBWX Technologies, Inc.COM3,219$658.2K<0.1%History
HMYHarmony Gold Mining Co LtdADR42,775$657.5K<0.1%History
KTOSKratos Defense & Security Solutions, Inc.COM NEW8,442$595.3K<0.1%History
Invesco Exch Traded FD Tr II46138E628KBW BK ETF7,459$590.2K<0.1%–
Orla MNG Ltd New68634K106COM36,250$584.7K<0.1%–
PAHCPhibro Animal Health CorpCL A COM10,516$581.6K<0.1%History
Two RDS Shared Tr90214Q766ANFIELD UNVL ETF59,000$549.6K<0.1%–
AMPXAmprius Technologies, Inc.COMMON STOCK30,285$510.6K<0.1%History
VanEck ETF Trust92189H409HIGH YLD MUNIETF9,194$461.0K<0.1%–
iShares Tr46435G672CORE INTL AGGR8,977$449.2K<0.1%–
Invesco Exch Traded FD Tr II46138G300S&P SMLCAP QTY9,561$403.1K<0.1%–
SPDR Series Trust78468R556SP O&G EXPL PRO2,110$383.7K<0.1%–
ALGNAlign Technology IncCOM2,139$366.7K<0.1%History
LQDTLiquidity Services IncCOM11,700$357.7K<0.1%History
WisdomTree Tr97717Y550EFFICIENT GLD PL3,371$341.1K<0.1%–
PKSTPeakstone Realty TrustCommon Stock15,829$330.7K<0.1%History
BlackRock ETF Trust II092528843ISH HIG MUN ETF6,307$302.6K<0.1%–
iShares Tr464288281JPMORGAN USD EMG3,218$302.3K<0.1%–
LDOSLeidos Holdings, Inc.COM1,921$298.7K<0.1%History
Fidelity Merrimack STR Tr316188846SYSTEMATIC MUN5,949$295.3K<0.1%–
KRMNKarman Holdings Inc.COMMON STOCK3,673$294.0K<0.1%History
PSIXPower Solutions International, Inc.Stock4,780$291.0K<0.1%History
INTUIntuit Inc.Stock648$280.0K<0.1%History
IOTSamsara Inc.Stock7,993$253.3K<0.1%History
APOApollo Global Management, Inc.COM2,268$252.7K<0.1%History
Vanguard Scottsdale FDS92206C565TOTAL WLD BD ETF3,696$252.6K<0.1%–
DRDDrdgold LtdSPON ADR REPSTG8,315$244.2K<0.1%History
Innovator ETFs Trust45783Y251EQUITY DEFINED P8,373$243.4K<0.1%–
Fidelity Merrimack STR Tr316188853MUN BD OPPORTUN4,755$240.6K<0.1%–
Vanguard BD Index FDS92203C303VANGUARD ULTRA4,713$234.6K<0.1%–
iShares Inc46434G822MSCI JAPAN ETF2,749$232.1K<0.1%–
iShares Tr46435G250HIGH YLD SYSTM B4,985$231.9K<0.1%–
iShares Tr46438G505IBONDS OCT 20268,784$227.7K<0.1%–
SAMBoston Beer Co IncCL A975$224.6K<0.1%History
State Street SPDR Portfolio Aggregate Bond ETF78464A649ETF8,648$221.6K<0.1%–
First Tr Exchange-Traded FD33733A201DOW 30 EQL WGT5,408$219.4K<0.1%–
Dimensional ETF Trust25434V807INTERNATNAL VAL4,120$217.5K<0.1%–
DGDollar General CorpCOM1,821$216.2K<0.1%History
DJTTrump Media & Technology Group Corp.Stock23,204$215.3K<0.1%History
EQTEQT CorpStock3,333$212.1K<0.1%History
HYMCHycroft Mining Holding CorpCL A NEW6,020$211.9K<0.1%History
ETF Opportunities Trust26923N769LAFFER TEN EQ IN ADDED5,779$209.1K<0.1%–
IMOImperial Oil LtdCOM NEW1,588$207.7K<0.1%History
TSCOTractor Supply CoCOM4,548$206.0K<0.1%History
TMToyota Motor CorpADS987$203.4K<0.1%History
MLMMartin Marietta Materials IncCOM342$201.3K<0.1%History
Global X FDS37950E291GLOBX SUPDV US10,100$190.9K<0.1%–
EVEREverQuote, Inc.COM CL A10,560$162.8K<0.1%History
SSLSasol LtdSPONSORED ADR12,372$160.3K<0.1%History
FLGFlagstar Bank, National AssociationStock11,898$156.7K<0.1%History
AGNTAGNT, Inc.COM23,722$142.1K<0.1%History
MITTTPG Mortgage Investment Trust, Inc.COM NEW11,200$81.9K<0.1%History
GABGabelli Equity Trust IncCOM13,107$73.4K<0.1%History
BBAIBigBear.ai Holdings, Inc.COM13,900$48.9K<0.1%History
REIRing Energy, Inc.COM25,605$39.2K<0.1%History
CUECue Biopharma, Inc.COM38,750$8.91K<0.1%History
Gabelli Equity Tr Inc362397226RIGHT 04/14/202613,050$91<0.1%–