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Livermore
Livermore
ZHEN

Sigma Planning Corp

SEC CIK
0001449126
Latest filing
Aug 7, 2026

Holdings in Q2 2026

Holdings as of Jun 30, 2026, filed Aug 7, 2026. Long positions only; changes compare share counts with Q1 2026.

Institution overview
Positions
1,394
+92 vs. Q1 2026
Portfolio value
$3.97B
+$371.1M (+10.3%) vs. Q1 2026
Filed
Aug 7, 2026
SEC
Holdings of Sigma Planning Corp in Q2 2026
SecurityClassSharesValue% of portfolioShare changeActionHistory
VSECVse CorpCOM931$212.8K<0.1%−505−35.2%ReducedHistory
GLXYGalaxy Digital Inc.CL A7,784$212.8K<0.1%+7,784NewHistory
CLHClean Harbors IncCOM715$213.6K<0.1%−229−24.3%ReducedHistory
First Tr Exchng Traded FD VI33740F797ACTV FCTR SMCP5,198$213.6K<0.1%+5,198New–
RRXRegal Rexnord CorpCOM897$213.7K<0.1%+897NewHistory
METMetlife IncStock2,530$214.0K<0.1%+2,530NewHistory
iShares Tr46438G471LARG CAP DEC ETF7,839$214.3K<0.1%+7,839New–
Alps ETF Tr00162Q338ELECTRIFICATION4,791$215.3K<0.1%+4,791New–
SPDR Series Trust78468R887ST STR R2K LOWV1,369$215.5K<0.1%−184−11.8%Reduced–
VanEck Vectors ETF Tr92189F148LONG TREND ETF3,625$215.7K<0.1%+3,625New–
Innovator ETFs Trust45784N676GROW 100 PWR BUF7,318$216.3K<0.1%+7,318New–
GIBCgi IncCL A3,351$216.4K<0.1%+4+0.1%AddedHistory
Invesco Exchange Traded FD T46137V746LARG CAP GRO ETF1,286$216.6K<0.1%+1,286New–
DYDycom Industries IncCOM429$216.9K<0.1%+429NewHistory
UGIUgi CorpStock6,280$217.0K<0.1%−268−4.1%ReducedHistory
NVMINova Ltd.COM400$217.2K<0.1%+400NewHistory
iShares Tr464288752US HOME CONS ETF2,083$217.6K<0.1%−150−6.7%Reduced–
IAUMiShares Gold Trust MicroSHS REPSTG UN TR5,464$218.6K<0.1%+5,464NewHistory
ODDOddity Tech LtdSHS CL A14,510$219.5K<0.1%+3,975+37.7%AddedHistory
SPDR Series Trust78468R531SPDR S&P 500 ESG3,011$219.6K<0.1%+3,011New–
PYPLPayPal Holdings, Inc.Stock5,091$219.8K<0.1%−1,169−18.7%ReducedHistory
Innovator ETFs Trust45782C284US SML CP PWR B6,476$220.0K<0.1%−501−7.2%Reduced–
NEANuveen AMT-Free Quality Municipal Income FundCOM18,770$220.4K<0.1%+189+1.0%AddedHistory
MGMMGM Resorts InternationalStock4,624$221.1K<0.1%+4,624NewHistory
iShares Tr464288109MORNINGSTAR VALU2,187$221.4K<0.1%−50,929−95.9%Reduced–
Fidelity Covington Trust316092113ENHANCED LARGE5,284$221.5K<0.1%+5,284New–
iShares Tr464287812US CONSM STAPLES3,054$221.9K<0.1%−16−0.5%Reduced–
PFGPrincipal Financial Group IncCOM2,062$222.3K<0.1%+2,062NewHistory
Franklin Templeton ETF Tr35473P645FRANKLIN FTSE6,240$223.4K<0.1%−750−10.7%Reduced–
Franklin Templeton ETF Tr35473P884US MID CP MLTFCT3,859$223.5K<0.1%−5,944−60.6%Reduced–
HIGHartford Insurance Group, Inc.Stock1,689$223.9K<0.1%+1,689NewHistory
SPDR Series Trust78464A201ST STR SP600GRWO1,880$224.0K<0.1%−3,935−67.7%Reduced–
BRBroadridge Financial Solutions, Inc.Stock1,636$224.1K<0.1%+1,636NewHistory
First Tr Exchng Traded FD VI33740F466FT VEST U.S7,915$224.6K<0.1%−11−0.1%Reduced–
VanEck ETF Trust92189H805RARE EARTH AND S2,546$225.3K<0.1%−57−2.2%Reduced–
VanEck ETF Trust92189F452MORTGAGE REIT21,837$226.2K<0.1%+2,549+13.2%Added–
KALUKaiser Aluminum CorpCOM PAR $0.011,157$226.3K<0.1%+1,157NewHistory
SANMSanmina CorpCOM896$226.7K<0.1%+896NewHistory
First Tr Exchng Traded FD VI33740F631FT VEST US5,002$227.7K<0.1%+5,002New–
First Tr Exchng Traded FD VI33740F540SKYB CRY IND ETF20,092$228.2K<0.1%+7,140+55.1%Added–
DHIHorton D R IncCOM1,406$229.0K<0.1%+1,406NewHistory
iShares Tr46435G268RUSEL 2500 ETF2,500$229.1K<0.1%+2,500New–
SBSWSibanye Stillwater LtdSPONSORED ADR27,003$229.3K<0.1%−648−2.3%ReducedHistory
Global X FDS37954Y848GLOBAL X SILVER2,958$229.3K<0.1%+235+8.6%Added–
EOGEOG Resources IncStock1,772$229.9K<0.1%−184−9.4%ReducedHistory
SRESempraStock2,482$230.1K<0.1%+24+1.0%AddedHistory
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG1,622$230.1K<0.1%−272−14.4%Reduced–
Vanguard Wellington FD921935508US MOMENTUM923$230.2K<0.1%+923New–
FNFabrinetSHS411$231.0K<0.1%+411NewHistory
Calamos ETF Tr12811T803S&P 500 STRUCTUR8,351$231.0K<0.1%00.0%Unchanged–
Innovator ETFs Trust45783Y681NASDAQ 100 MANA6,334$231.1K<0.1%−300−4.5%Reduced–
DOCNDigitalOcean Holdings, Inc.COM1,472$231.1K<0.1%+1,472NewHistory
PHYSSprott Physical Gold TrustPHYSICAL GOLD TR7,675$231.6K<0.1%−120−1.5%ReducedHistory
First Tr Exchange-Traded FD33734X150INDLS PROD DUR2,545$231.9K<0.1%+2,545New–
ONBOld National BancorpStock8,955$231.9K<0.1%−450−4.8%ReducedHistory
CYTKCytokinetics IncCOM NEW2,724$232.0K<0.1%+2,724NewHistory
CRMDCorMedix Inc.COM29,611$232.4K<0.1%−5,309−15.2%ReducedHistory
AEEAmeren CorpCOM2,069$233.8K<0.1%+10.0%AddedHistory
MKCMcCormick & Co IncStock4,640$234.0K<0.1%−446−8.8%ReducedHistory
AGFirst Majestic Silver CorpCOM13,802$234.1K<0.1%−36,047−72.3%ReducedHistory
Wedbush Ser Tr947913307LAFF TEN ERA ETF5,789$234.5K<0.1%+5,789New–
Calamos ETF Tr12811T860NASDAQ 100 STRUC8,343$234.5K<0.1%00.0%Unchanged–
iShares Tr464288273EAFE SML CP ETF2,853$234.7K<0.1%−362−11.3%Reduced–
HUBBHubbell IncCOM450$235.2K<0.1%−14−3.0%ReducedHistory
PIMCO ETF Tr72201R718ENHNCD LW DUR AC2,464$235.6K<0.1%+32+1.3%Added–
INSWInternational Seaways, Inc.COM3,080$235.9K<0.1%+3,080NewHistory
PGCPeapack Gladstone Financial CorpCOM5,000$236.7K<0.1%+5,000NewHistory
UNFIUnited Natural Foods IncCOM5,193$237.2K<0.1%−6,000−53.6%ReducedHistory
BBDCBarings BDC, Inc.COM27,848$237.3K<0.1%−1,218−4.2%ReducedHistory
KNXKnight-Swift Transportation Holdings Inc.CL A3,051$237.6K<0.1%+3,051NewHistory
State Street SPDR S&P Aerospace & Defense ETF78464A631ETF837$237.7K<0.1%−3−0.4%Reduced–
WTRGEssential Utilities, Inc.COM6,224$238.4K<0.1%−27−0.4%ReducedHistory
WisdomTree Tr97717W778INTL MIDCAP DV2,799$238.6K<0.1%00.0%Unchanged–
ONTOOnto Innovation Inc.COM632$239.2K<0.1%+632NewHistory
Dimensional World Ex U.S. Core Equity 2 ETF25434V880ETF6,503$239.6K<0.1%+6,503New–
First Tr Exchng Traded FD VI33740F292FT VEST US SMALL9,190$241.2K<0.1%−13−0.1%Reduced–
State Street SPDR S&P Semiconductor ETF78464A862ETF387$241.4K<0.1%+387New–
UECUranium Energy CorpCOM22,700$242.0K<0.1%−2,324−9.3%ReducedHistory
EXPDExpeditors International of Washington IncCOM1,494$243.5K<0.1%−35−2.3%ReducedHistory
ESLTElbit Systems LtdStock322$244.5K<0.1%−68−17.4%ReducedHistory
iShares Tr46435G425ESG AWR MSCI USA1,496$244.9K<0.1%00.0%Unchanged–
PSAPublic StorageCOM770$245.1K<0.1%−3−0.4%ReducedHistory
SPDR Series Trust78468R796ST STR SP500FF4,021$245.7K<0.1%−125−3.0%Reduced–
CQPCheniere Energy Partners, L.P.COM UNIT4,032$245.7K<0.1%+4+0.1%AddedHistory
AGOAssured Guaranty LtdCOM3,080$246.9K<0.1%−10.0%ReducedHistory
MCOMoodys CorpStock545$247.0K<0.1%+11+2.1%AddedHistory
Invesco Exchange Traded FD T46137V449S&P 100 EQL WIGH1,919$247.6K<0.1%+17+0.9%Added–
Doubleline ETF Trust25861R105OPPO CORE BD ETF5,473$249.5K<0.1%+228+4.3%Added–
iShares Inc464286525MSCI GBL MIN VOL2,083$250.4K<0.1%+2,083New–
CPCanadian Pacific Kansas City LtdCOM2,898$251.2K<0.1%−232−7.4%ReducedHistory
UNMUnum GroupStock2,809$251.2K<0.1%−196−6.5%ReducedHistory
Simplify Exchange Traded Fun82889N723AGGREGATE BD ETF12,461$251.3K<0.1%+2,316+22.8%Added–
Innovator ETFs Trust45783Y541EQUITY DEF PROTN8,337$252.0K<0.1%00.0%Unchanged–
HSYHershey CoCOM1,438$252.3K<0.1%−141−8.9%ReducedHistory
First Tr Exchng Traded FD VI33740F599FT VEST US EQT4,830$252.4K<0.1%+296+6.5%Added–
TPLTexas Pacific Land CorpStock577$252.6K<0.1%+9+1.6%AddedHistory
First Tr Exchange-Traded Alp33737M201MID CAP VAL FD4,151$254.5K<0.1%−30−0.7%Reduced–
iShares Tr464287754US INDUSTRIALS1,528$254.7K<0.1%−57−3.6%Reduced–
Innovator ETFs Trust45782C748US EQTY PWR BUF5,929$256.3K<0.1%+300+5.3%Added–
BDXBecton Dickinson & CoStock1,695$256.5K<0.1%+1,695NewHistory

Options (9)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Sigma Planning Corp in Q2 2026
SecurityClassPutsCalls
CNCCentene CorpStock–$604.0K
NVDANVIDIA CorpStock$76.4K$304.9K
MUMicron Technology IncStock–$261.6K
PLTRPalantir Technologies Inc.Stock$235.6K–
SPYSPDR S&P 500 ETF TrustETF$182.9K–
FFord Motor CoStock–$181.4K
WFCWells Fargo & CompanyStock–$173.0K
Entrepreneurshares Series Tr293828877ERSH PRI PUB ETF–$52.5K
XRXXerox Holdings CorpCOM NEW$1.29K–

Sold out since Q1 2026 (87)

Positions held at the end of Q1 2026 that are gone from this filing.

Positions of Sigma Planning Corp sold out since Q1 2026
SecurityClassShares in Q1 2026Value in Q1 2026% of portfolio in Q1 2026History
HONHoneywell International IncCOM29,391$6.64M0.2%History
Advisorshares Tr00768Y560ADVISORSHS ETF29,460$1.91M0.1%–
FSLYFastly, Inc.CL A65,057$1.89M0.1%History
CBOECboe Global Markets, Inc.COM6,073$1.71M<0.1%History
TDWTidewater IncCOM20,416$1.71M<0.1%History
REGNRegeneron Pharmaceuticals, Inc.COM2,012$1.55M<0.1%History
Goldman Sachs ETF Tr38149W432TECHN OPPOR ETF39,362$1.43M<0.1%–
RGLDRoyal Gold IncStock5,396$1.37M<0.1%History
HALOHalozyme Therapeutics, Inc.COM20,592$1.33M<0.1%History
iShares Tr46435G847MSCI ACWI EXUS32,340$1.32M<0.1%–
MRNAModerna, Inc.Stock25,705$1.31M<0.1%History
CENXCentury Aluminum CoCOM22,158$1.30M<0.1%History
First Tr Exchng Traded FD VI33740F888SMIT UNCO BD ETF52,079$1.29M<0.1%–
WPMWheaton Precious Metals Corp.COM9,574$1.25M<0.1%History
ESTAEstablishment Labs Holdings Inc.COM20,424$1.16M<0.1%History
Global X FDS37960A651SUPERDVDND REIT50,709$1.08M<0.1%–
Global X FDS37960A727BLOCKCHAIN & BIT19,010$979.5K<0.1%–
AGIAlamos Gold IncStock21,994$977.2K<0.1%History
First Tr Exchange Traded FD33738R662INTL DEV STRNGTH24,919$972.7K<0.1%–
Pacer FDS Tr69374H287METAURUS NASDAQ27,200$952.9K<0.1%–
First Tr Exchange-Traded FD33733E856FT VEST GOLD37,222$950.3K<0.1%–
LGNDLigand Pharmaceuticals IncCOM NEW4,500$898.4K<0.1%History
Invesco Exch Traded FD Tr II46138G508SR LN ETF43,848$894.9K<0.1%–
VanEck ETF Trust92189F387SHRT HGH YLD MUN38,865$880.7K<0.1%–
SFLSFL Corp Ltd.SHS79,636$859.3K<0.1%History
AUGOAura Minerals Inc.SHS10,310$841.3K<0.1%History
Northern LTS FD Tr IV66538H179MAIN BUYWRITE54,349$765.2K<0.1%–
Janus Detroit STR Tr47103U753B-BBB CLO ETF15,818$737.2K<0.1%–
UIUbiquiti Inc.COM930$735.0K<0.1%History
Invesco Exch Traded FD Tr II46138E131S&P SMLCAP HIG55,535$728.7K<0.1%–
BWXTBWX Technologies, Inc.COM3,219$658.2K<0.1%History
HMYHarmony Gold Mining Co LtdADR42,775$657.5K<0.1%History
KTOSKratos Defense & Security Solutions, Inc.COM NEW8,442$595.3K<0.1%History
Invesco Exch Traded FD Tr II46138E628KBW BK ETF7,459$590.2K<0.1%–
Orla MNG Ltd New68634K106COM36,250$584.7K<0.1%–
PAHCPhibro Animal Health CorpCL A COM10,516$581.6K<0.1%History
Two RDS Shared Tr90214Q766ANFIELD UNVL ETF59,000$549.6K<0.1%–
AMPXAmprius Technologies, Inc.COMMON STOCK30,285$510.6K<0.1%History
VanEck ETF Trust92189H409HIGH YLD MUNIETF9,194$461.0K<0.1%–
iShares Tr46435G672CORE INTL AGGR8,977$449.2K<0.1%–
Invesco Exch Traded FD Tr II46138G300S&P SMLCAP QTY9,561$403.1K<0.1%–
SPDR Series Trust78468R556SP O&G EXPL PRO2,110$383.7K<0.1%–
ALGNAlign Technology IncCOM2,139$366.7K<0.1%History
LQDTLiquidity Services IncCOM11,700$357.7K<0.1%History
WisdomTree Tr97717Y550EFFICIENT GLD PL3,371$341.1K<0.1%–
PKSTPeakstone Realty TrustCommon Stock15,829$330.7K<0.1%History
BlackRock ETF Trust II092528843ISH HIG MUN ETF6,307$302.6K<0.1%–
iShares Tr464288281JPMORGAN USD EMG3,218$302.3K<0.1%–
LDOSLeidos Holdings, Inc.COM1,921$298.7K<0.1%History
Fidelity Merrimack STR Tr316188846SYSTEMATIC MUN5,949$295.3K<0.1%–
KRMNKarman Holdings Inc.COMMON STOCK3,673$294.0K<0.1%History
PSIXPower Solutions International, Inc.Stock4,780$291.0K<0.1%History
INTUIntuit Inc.Stock648$280.0K<0.1%History
IOTSamsara Inc.Stock7,993$253.3K<0.1%History
APOApollo Global Management, Inc.COM2,268$252.7K<0.1%History
Vanguard Scottsdale FDS92206C565TOTAL WLD BD ETF3,696$252.6K<0.1%–
DRDDrdgold LtdSPON ADR REPSTG8,315$244.2K<0.1%History
Innovator ETFs Trust45783Y251EQUITY DEFINED P8,373$243.4K<0.1%–
Fidelity Merrimack STR Tr316188853MUN BD OPPORTUN4,755$240.6K<0.1%–
Vanguard BD Index FDS92203C303VANGUARD ULTRA4,713$234.6K<0.1%–
iShares Inc46434G822MSCI JAPAN ETF2,749$232.1K<0.1%–
iShares Tr46435G250HIGH YLD SYSTM B4,985$231.9K<0.1%–
iShares Tr46438G505IBONDS OCT 20268,784$227.7K<0.1%–
SAMBoston Beer Co IncCL A975$224.6K<0.1%History
State Street SPDR Portfolio Aggregate Bond ETF78464A649ETF8,648$221.6K<0.1%–
First Tr Exchange-Traded FD33733A201DOW 30 EQL WGT5,408$219.4K<0.1%–
Dimensional ETF Trust25434V807INTERNATNAL VAL4,120$217.5K<0.1%–
DGDollar General CorpCOM1,821$216.2K<0.1%History
DJTTrump Media & Technology Group Corp.Stock23,204$215.3K<0.1%History
EQTEQT CorpStock3,333$212.1K<0.1%History
HYMCHycroft Mining Holding CorpCL A NEW6,020$211.9K<0.1%History
ETF Opportunities Trust26923N769LAFFER TEN EQ IN ADDED5,779$209.1K<0.1%–
IMOImperial Oil LtdCOM NEW1,588$207.7K<0.1%History
TSCOTractor Supply CoCOM4,548$206.0K<0.1%History
TMToyota Motor CorpADS987$203.4K<0.1%History
MLMMartin Marietta Materials IncCOM342$201.3K<0.1%History
Global X FDS37950E291GLOBX SUPDV US10,100$190.9K<0.1%–
EVEREverQuote, Inc.COM CL A10,560$162.8K<0.1%History
SSLSasol LtdSPONSORED ADR12,372$160.3K<0.1%History
FLGFlagstar Bank, National AssociationStock11,898$156.7K<0.1%History
AGNTAGNT, Inc.COM23,722$142.1K<0.1%History
MITTTPG Mortgage Investment Trust, Inc.COM NEW11,200$81.9K<0.1%History
GABGabelli Equity Trust IncCOM13,107$73.4K<0.1%History
BBAIBigBear.ai Holdings, Inc.COM13,900$48.9K<0.1%History
REIRing Energy, Inc.COM25,605$39.2K<0.1%History
CUECue Biopharma, Inc.COM38,750$8.91K<0.1%History
Gabelli Equity Tr Inc362397226RIGHT 04/14/202613,050$91<0.1%–