Sigma Planning Corp

SEC CIK: 0001449126
Latest filing: Aug 7, 2026

SEC filings (opens in a new tab)

Holdings in Q1 2026

Holdings as of Mar 31, 2026, filed May 4, 2026. Long positions only; changes compare share counts with Q4 2025.

Positions: 1,302; +15 vs. Q4 2025
Portfolio value: $3.60B; −$22.5M (−0.6%) vs. Q4 2025
Filed: May 4, 2026; SEC

Holdings of Sigma Planning Corp in Q1 2026
Security	Class	Shares	Value	% of portfolio	Share change	Action	History
TKOTKO Group Holdings, Inc.	CL A	1,296	$261.4K	<0.1%	+3+0.2%	Added	History
First Tr Exchange-Traded Alp33734K109	COM SHS	2,152	$262.4K	<0.1%	−441−17.0%	Reduced	–
Timothy Plan887432359	US LRGMD CP CORE	5,702	$264.8K	<0.1%	+151+2.7%	Added	–
VSECVse Corp	COM	1,436	$264.8K	<0.1%	+1,436	New	History
Fidelity Covington Trust316092816	MOMENTUM FACTR	3,313	$265.4K	<0.1%	−1,707−34.0%	Reduced	–
First Tr Exchng Traded FD VI33740F805	SMITH OPPORT FXD	6,172	$269.0K	<0.1%	−9,982−61.8%	Reduced	–
TPLTexas Pacific Land Corp	Stock	568	$269.8K	<0.1%	−67−10.6%	Reduced	History
RLJ.PARLJ Lodging Trust	CUM CONV PFD A	11,220	$270.4K	<0.1%	+11,220	New	History
Invesco Exch Traded FD Tr II46138G615	INVESCO PHLX SM	4,530	$270.5K	<0.1%	−497−9.9%	Reduced	–
CLHClean Harbors Inc	COM	944	$270.7K	<0.1%	00.0%	Unchanged	History
CPRTCopart Inc	COM	8,154	$270.7K	<0.1%	−6,297−43.6%	Reduced	History
Innovator ETFs Trust45782C466	GRWT100 PWR BF	5,092	$271.7K	<0.1%	+1,700+50.1%	Added	–
GLUGabelli Global Utility & Income Trust	COM SH BEN INT	14,232	$272.6K	<0.1%	+91+0.6%	Added	History
J P Morgan Exchange Traded F46641Q852	INTL BD OPP ETF	5,719	$273.5K	<0.1%	+1,061+22.8%	Added	–
IRMIron Mountain Inc	COM	2,674	$273.5K	<0.1%	−931−25.8%	Reduced	History
HCAHCA Healthcare, Inc.	COM	578	$273.7K	<0.1%	−160−21.7%	Reduced	History
APLEApple Hospitality REIT, Inc.	REIT	23,783	$273.7K	<0.1%	+401+1.7%	Added	History
Exchange Traded Concepts Tru301505475	RANG NUCL RE ETF	4,165	$274.0K	<0.1%	+4,165	New	–
CASYCaseys General Stores Inc	COM	376	$274.0K	<0.1%	+376	New	History
USBUS Bancorp DE	COM NEW	5,311	$276.2K	<0.1%	−43−0.8%	Reduced	History
NVONovo Nordisk A S	ADR	7,422	$276.2K	<0.1%	+865+13.2%	Added	History
PHYSSprott Physical Gold Trust	PHYSICAL GOLD TR	7,795	$276.3K	<0.1%	−665−7.9%	Reduced	History
QUREuniQure N.V.	SHS	16,900	$276.3K	<0.1%	+16,900	New	History
iShares Inc464286772	MSCI STH KOR ETF	2,262	$278.2K	<0.1%	+2,262	New	–
iShares Inc46434G764	MSCI EMRG CHN	3,541	$278.6K	<0.1%	+3,541	New	–
Dimensional U.S. Small Cap ETF25434V500	ETF	3,920	$278.9K	<0.1%	−2,657−40.4%	Reduced	–
First Tr Exchange-Traded FD33735T109	COMMON SHS	15,671	$279.1K	<0.1%	−4,295−21.5%	Reduced	–
INTUIntuit Inc.	Stock	648	$280.0K	<0.1%	+2+0.3%	Added	History
PORPortland General Electric Co	COM NEW	5,352	$282.5K	<0.1%	−311−5.5%	Reduced	History
EOGEOG Resources Inc	Stock	1,956	$282.8K	<0.1%	−79−3.9%	Reduced	History
PYPLPayPal Holdings, Inc.	Stock	6,260	$283.2K	<0.1%	+473+8.2%	Added	History
ARK ETF Tr00214Q302	GENOMIC REV ETF	10,854	$286.8K	<0.1%	+42+0.4%	Added	–
Capital Group Global Equity14020R107	SHS	9,409	$287.0K	<0.1%	+9,409	New	–
TLNTalen Energy Corp	COM	899	$287.0K	<0.1%	−145−13.9%	Reduced	History
iShares Tr464289420	RUS TP200 VL ETF	3,108	$288.0K	<0.1%	−682−18.0%	Reduced	–
PSIXPower Solutions International, Inc.	Stock	4,780	$291.0K	<0.1%	+745+18.5%	Added	History
ZIMZIM Integrated Shipping Services Ltd.	SHS	11,050	$291.2K	<0.1%	−209−1.9%	Reduced	History
iShares U S ETF Tr46431W705	INT RT HDG C B	3,166	$292.4K	<0.1%	−33−1.0%	Reduced	–
Franklin Templeton ETF Tr35473P439	INCOME FOCUS ETF	10,172	$292.5K	<0.1%	+1,860+22.4%	Added	–
LEUCentrus Energy Corp	Stock	1,685	$292.5K	<0.1%	−101−5.7%	Reduced	History
Fidelity Covington Trust31609A503	ENH MID COR ETF	8,134	$292.5K	<0.1%	+23+0.3%	Added	–
Janus Detroit STR Tr47103U209	HENDERSN SML ETF	3,695	$293.3K	<0.1%	−218−5.6%	Reduced	–
iShares Tr464289180	MSCI EURO FL ETF	8,419	$293.4K	<0.1%	+1,808+27.3%	Added	–
AZOAutoZone Inc	COM	87	$293.9K	<0.1%	+1+1.2%	Added	History
KRMNKarman Holdings Inc.	COMMON STOCK	3,673	$294.0K	<0.1%	+3,673	New	History
Fidelity Merrimack STR Tr316188846	SYSTEMATIC MUN	5,949	$295.3K	<0.1%	−705−10.6%	Reduced	–
SYMSymbotic Inc.	Stock	5,553	$295.4K	<0.1%	−150−2.6%	Reduced	History
SNASnap-on Inc	COM	815	$295.9K	<0.1%	−58−6.6%	Reduced	History
AODabrdn Total Dynamic Dividend Fund	COM SH BEN INT	32,169	$296.3K	<0.1%	−1,065−3.2%	Reduced	History
First Tr Exchng Traded FD VI33740F276	FT ENER INCO ETF	13,230	$297.6K	<0.1%	−552−4.0%	Reduced	–
First Tr Exchng Traded FD VI33740F342	FT VEST U.S	12,012	$298.1K	<0.1%	−48−0.4%	Reduced	–
LDOSLeidos Holdings, Inc.	COM	1,921	$298.7K	<0.1%	−581−23.2%	Reduced	History
First Tr Exchng Traded FD VI33740U786	FT VEST U.S	7,411	$298.7K	<0.1%	00.0%	Unchanged	–
iShares Tr464287374	NORTH AMERN NAT	4,761	$299.7K	<0.1%	+287+6.4%	Added	–
iShares Tr464288281	JPMORGAN USD EMG	3,218	$302.3K	<0.1%	−335−9.4%	Reduced	–
BlackRock ETF Trust II092528843	ISH HIG MUN ETF	6,307	$302.6K	<0.1%	−176−2.7%	Reduced	–
GNRCGenerac Holdings Inc.	Stock	1,550	$302.8K	<0.1%	+1,550	New	History
Flexshares Tr33939L688	STOX GLB INDEX	1,516	$303.1K	<0.1%	−271−15.2%	Reduced	–
EWEdwards Lifesciences Corp	Stock	3,806	$304.8K	<0.1%	+288+8.2%	Added	History
Innovator ETFs Trust45782C573	US EQTY PWR BUF	7,466	$305.0K	<0.1%	−154−2.0%	Reduced	–
IONQIonQ, Inc.	COM	10,607	$305.8K	<0.1%	+424+4.2%	Added	History
Goldman Sachs ETF Tr381430206	ACTIVEBETA EME	7,114	$307.3K	<0.1%	+7,114	New	–
Hartford FDS Exchange Traded41653L503	MUN OPORTUNITE	7,957	$308.3K	<0.1%	+2,252+39.5%	Added	–
Pacer FDS Tr69374H634	AMERICAN ENERGY	6,561	$308.3K	<0.1%	+70+1.1%	Added	–
Goldman Sachs ETF Tr38149W630	NASDA 100 ETF	6,267	$310.1K	<0.1%	+2,177+53.2%	Added	–
BIPBrookfield Infrastructure Partners L.P.	LP INT UNIT	8,611	$311.0K	<0.1%	−639−6.9%	Reduced	History
STROSutro Biopharma, Inc.	COM SHS	12,520	$311.9K	<0.1%	+12,520	New	History
First Tr Exch Traded FD III33739P301	MUNI HI INCM ETF	6,611	$314.3K	<0.1%	−331−4.8%	Reduced	–
HLTHilton Worldwide Holdings Inc.	COM	1,034	$314.4K	<0.1%	+1+0.1%	Added	History
Innovator ETFs Trust45782C599	US SML CP PWR B	9,299	$315.5K	<0.1%	−28,494−75.4%	Reduced	–
RBB FD Inc74933W478	US TREASRY 12 MT	6,338	$317.4K	<0.1%	+100+1.6%	Added	–
GWWW.W. Grainger, Inc.	Stock	291	$317.8K	<0.1%	+19+7.0%	Added	History
Global X FDS37954Y475	S&P 500 COVERED	8,161	$319.3K	<0.1%	−65−0.8%	Reduced	–
BKRBaker Hughes Co	CL A	5,244	$320.2K	<0.1%	+5,244	New	History
TELTE Connectivity plc	Stock	1,535	$320.8K	<0.1%	+1,535	New	History
Columbia ETF Tr II19762B707	INDIA CONSMR ETF	5,847	$321.4K	<0.1%	+539+10.2%	Added	–
CTASCintas Corp	Stock	1,906	$322.3K	<0.1%	−31−1.6%	Reduced	History
MELIMercadolibre Inc	COM	189	$326.6K	<0.1%	−353−65.1%	Reduced	History
iShares Inc464286475	EM MKT SM-CP ETF	4,740	$327.9K	<0.1%	+4,740	New	–
HSYHershey Co	COM	1,579	$328.3K	<0.1%	−227−12.6%	Reduced	History
BlackRock ETF Trust II092528207	ISHAR INTER ETF	13,756	$328.9K	<0.1%	+13,756	New	–
CHICalamos Convertible Opportunities & Income Fund	SH BEN INT	30,636	$329.0K	<0.1%	+359+1.2%	Added	History
WisdomTree Tr97717W505	US MIDCAP DIVID	6,272	$329.5K	<0.1%	−884−12.4%	Reduced	–
SPDR Series Trust78464A722	ST STR SP PHARMA	6,103	$330.1K	<0.1%	+158+2.7%	Added	–
OZKBank OZK	COM	7,199	$330.4K	<0.1%	+908+14.4%	Added	History
PKSTPeakstone Realty Trust	Common Stock	15,829	$330.7K	<0.1%	−85,950−84.4%	Reduced	History
ESLTElbit Systems Ltd	Stock	390	$331.3K	<0.1%	+8+2.1%	Added	History
Innovator ETFs Trust45782C417	US EQTY PWR BUF	8,269	$331.6K	<0.1%	+2,892+53.8%	Added	–
SPDR Series Trust78464A706	ST STR GLB DOW	1,957	$331.7K	<0.1%	−57−2.8%	Reduced	–
SBLKStar Bulk Carriers Corp.	SHS PAR	14,519	$333.5K	<0.1%	−2,535−14.9%	Reduced	History
ACNAccenture plc	Stock	1,683	$333.7K	<0.1%	−375−18.2%	Reduced	History
Schwab U.S. Small-Cap ETF808524607	ETF	11,480	$333.8K	<0.1%	−256−2.2%	Reduced	–
AURAurora Innovation, Inc.	CLASS A COM	81,227	$334.7K	<0.1%	+38,849+91.7%	Added	History
iShares Tr46435G243	ESG AWRE 1 5 YR	13,371	$335.1K	<0.1%	+606+4.7%	Added	–
DVNDevon Energy Corp	Stock	6,669	$335.6K	<0.1%	−1,543−18.8%	Reduced	History
Innovator ETFs Trust45782C508	US EQTY PWR BUF	7,307	$337.1K	<0.1%	−765−9.5%	Reduced	–
MSCIMSCI Inc.	Stock	626	$337.6K	<0.1%	−14−2.2%	Reduced	History
PIMCO ETF Tr72201R866	INTER MUN BD ACT	6,470	$337.7K	<0.1%	+1,838+39.7%	Added	–
UECUranium Energy Corp	COM	25,024	$337.8K	<0.1%	+7,514+42.9%	Added	History
SPOTSpotify Technology S.A.	Stock	697	$337.9K	<0.1%	−457−39.6%	Reduced	History

Options (6)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Sigma Planning Corp in Q1 2026
Security	Class	Puts	Calls
NVDANVIDIA Corp	Stock	$229.3K	$213.9K
PLTRPalantir Technologies Inc.	Stock	$333.1K	–
CNCCentene Corp	Stock	–	$107.6K
FFord Motor Co	Stock	–	$91.9K
XRXXerox Holdings Corp	COM NEW	$9.11K	–
NWLNewell Brands Inc.	Stock	$2.79K	–

Sold out since Q4 2025 (116)

Positions held at the end of Q4 2025 that are gone from this filing.

The largest 100 of 116 by value last quarter.

Positions of Sigma Planning Corp sold out since Q4 2025
Security	Class	Shares in Q4 2025	Value in Q4 2025	% of portfolio in Q4 2025	History
First Tr Exchng Traded FD VI33740F516	FT VEST US EQT	98,254	$4.20M	0.1%	–
BlackRock ETF Trust09290C871	ETF	109,921	$4.10M	0.1%	–
First Tr Exchng Traded FD VI33740F664	FT VEST US EQT	83,553	$4.09M	0.1%	–
ETF Ser Solutions26922B543	LHA RISK MANAGE	89,811	$2.23M	0.1%	–
First Tr Exchng Traded FD VI33740U752	FT VEST NASD ETF	78,927	$1.65M	<0.1%	–
Innovator ETFs Trust45782C631	INTERNATIONAL DV	46,093	$1.61M	<0.1%	–
TTWOTake Two Interactive Software Inc	COM	5,828	$1.49M	<0.1%	History
Invesco Exchange Traded FD T46137V431	S&P 500 GARP ETF	22,782	$1.30M	<0.1%	–
J P Morgan Exchange Traded F46654Q724	HEDG EQU LAD ETF	18,582	$1.23M	<0.1%	–
DLTRDollar Tree, Inc.	COM	8,293	$1.02M	<0.1%	History
ILMNIllumina, Inc.	COM	7,493	$982.8K	<0.1%	History
Innovator ETFs Trust45782C615	GRWT100 PWR BUF	15,961	$922.9K	<0.1%	–
MLYSMineralys Therapeutics, Inc.	COM	24,000	$871.0K	<0.1%	History
RMBSRambus Inc	COM	9,460	$870.6K	<0.1%	History
RBARB Global Inc.	COM	8,416	$865.8K	<0.1%	History
IDXXIDEXX Laboratories Inc	COM	1,269	$858.5K	<0.1%	History
PTCTPTC Therapeutics, Inc.	COM	10,010	$760.4K	<0.1%	History
ECGEverus Construction Group, Inc.	Stock	8,640	$739.2K	<0.1%	History
EFCEllington Financial Inc.	COM	52,146	$708.1K	<0.1%	History
NTRANatera, Inc.	COM	3,056	$700.1K	<0.1%	History
PVLAPalvella Therapeutics, Inc.	COM	6,500	$680.4K	<0.1%	History
KMTSKestra Medical Technologies, Ltd.	SHS	25,250	$669.6K	<0.1%	History
RAPTRAPT Therapeutics, Inc.	COM NEW	19,000	$643.5K	<0.1%	History
FNVFranco Nevada Corp	Stock	1,591	$599.1K	<0.1%	History
STESTERIS plc	SHS USD	2,232	$565.9K	<0.1%	History
First Tr Exchange Traded FD33734X770	DJ INTL INTRNT	16,040	$544.0K	<0.1%	–
ADPTAdaptive Biotechnologies Corp	COM	32,550	$528.6K	<0.1%	History
Dimensional ETF Trust25434V872	CORE FIXE IN ETF	12,180	$518.4K	<0.1%	–
ZSZscaler, Inc.	Stock	2,130	$479.2K	<0.1%	History
IRIngersoll Rand Inc.	COM	6,020	$476.9K	<0.1%	History
Fidelity Merrimack STR Tr316188200	LTD TRM BD ETF	9,075	$460.1K	<0.1%	–
EXEExpand Energy Corp	COM	4,105	$453.1K	<0.1%	History
APGAPi Group Corp	COM STK	6,206	$436.4K	<0.1%	History
RBB FD Inc74933W643	MOTLEY FOOL CAPI	38,105	$415.7K	<0.1%	–
BBNXBeta Bionics, Inc.	COM	13,500	$411.3K	<0.1%	History
BLLNBillionToOne, Inc.	CL A	5,000	$409.2K	<0.1%	History
CCSCentury Communities, Inc.	COM	6,525	$387.3K	<0.1%	History
AUAngloGold Ashanti PLC	COM SHS	4,463	$380.6K	<0.1%	History
NKTRNektar Therapeutics	COM NEW	9,000	$380.5K	<0.1%	History
AESAES Corp	Stock	26,514	$380.2K	<0.1%	History
COLLCollegium Pharmaceutical, Inc	COM	8,000	$370.4K	<0.1%	History
MEDPMedpace Holdings, Inc.	COM	659	$370.1K	<0.1%	History
Profesionally Managed Portfo74316P579	AKRE FOCUS ETF	5,501	$360.4K	<0.1%	–
QQnity Electronics, Inc.	COMMON STOCK	4,210	$343.8K	<0.1%	History
Vanguard S&P 500 Value ETF921932703	ETF	1,646	$337.2K	<0.1%	–
DMRADamora Therapeutics, Inc.	COM NEW	14,500	$333.6K	<0.1%	History
J P Morgan Exchange-Traded F46641Q738	BETBULD MSCI	3,562	$329.8K	<0.1%	–
DYDycom Industries Inc	COM	943	$318.6K	<0.1%	History
ONCBeOne Medicines Ltd.	ADR	1,005	$305.3K	<0.1%	History
OMCOmnicom Group Inc.	COM	3,643	$294.1K	<0.1%	History
iShares Tr464289511	10+ YR INVST GRD	5,714	$288.3K	<0.1%	–
Victory Portfolios II92647N550	VCTRYSHS INTL MO	4,431	$287.9K	<0.1%	–
SPDR Series Trust78464A284	ST NUVE HIGH ETF	11,511	$287.1K	<0.1%	–
New Gold Inc Cda644535106	COM	32,410	$282.3K	<0.1%	–
iShares Inc46434G855	MSCI GBL GOLD MN	3,990	$281.4K	<0.1%	–
AXGNAxogen, Inc.	COM	8,562	$280.2K	<0.1%	History
RIGLRigel Pharmaceuticals Inc	COM	6,533	$279.8K	<0.1%	History
ALLEAllegion plc	ORD SHS	1,754	$279.2K	<0.1%	History
Northern LTS FD Tr III66538R730	HCM DEFEN 500	4,437	$275.0K	<0.1%	–
State Street SPDR S&P Regional Banking ETF78464A698	ETF	4,208	$272.7K	<0.1%	–
iShares Inc464286319	EM MKTS DIV ETF	8,620	$268.6K	<0.1%	–
Cyberark Software LtdM2682V108	SHS	598	$266.9K	<0.1%	–
WisdomTree Tr97717Y527	FLOATNG RAT TREA	5,243	$263.8K	<0.1%	–
WABWestinghouse Air Brake Technologies Corp	Stock	1,220	$260.4K	<0.1%	History
EXELExelixis, Inc.	COM	5,932	$260.0K	<0.1%	History
EXRExtra Space Storage Inc.	COM	1,958	$255.0K	<0.1%	History
CASHPathward Financial, Inc.	COM	3,536	$251.1K	<0.1%	History
SGISomnigroup International Inc.	COM	2,789	$249.0K	<0.1%	History
Innovator ETFs Trust45782C623	EMERGING MKT PWR	7,730	$244.2K	<0.1%	–
TEMTempus AI, Inc.	CL A	4,129	$243.8K	<0.1%	History
WBDWarner Bros. Discovery, Inc.	Stock	8,266	$238.2K	<0.1%	History
DKNGDraftKings Inc.	Stock	6,802	$234.4K	<0.1%	History
iShares Inc464286525	MSCI GBL MIN VOL	1,946	$231.1K	<0.1%	–
BABAAlibaba Group Holding Ltd	ADR	1,557	$228.2K	<0.1%	History
FSLRFirst Solar, Inc.	Stock	873	$227.9K	<0.1%	History
METMetlife Inc	Stock	2,888	$227.9K	<0.1%	History
BIDUBaidu, Inc.	ADR	1,734	$226.6K	<0.1%	History
First Tr Exchange-Traded FD33738R647	S-NETWORK STREAM	6,000	$225.3K	<0.1%	–
CNTACentessa Pharmaceuticals plc	SPONSORED ADS	9,000	$225.1K	<0.1%	History
First Tr Exchng Traded FD VI33740U828	FT VEST INT EQ M	8,477	$220.5K	<0.1%	–
First Tr Exchng Traded FD VI33740F656	FT VEST INTE	8,375	$219.3K	<0.1%	–
CHRWC. H. Robinson Worldwide, Inc.	COM NEW	1,363	$219.1K	<0.1%	History
SANMSanmina Corp	COM	1,460	$218.8K	<0.1%	History
AJGArthur J. Gallagher & Co.	COM	836	$216.3K	<0.1%	History
First Tr Exchng Traded FD VI33740U307	FT VEST US EQT	4,161	$214.5K	<0.1%	–
Amplify ETF Tr032108649	AMPLIFY JUNIOR S	7,731	$213.9K	<0.1%	–
Bondbloxx ETF Trust09789C853	BLOOMBERG TWO YR	4,311	$213.3K	<0.1%	–
First Tr Exchng Traded FD VI33740U869	FT VEST INT JUNE	8,304	$212.9K	<0.1%	–
Ssga Active Tr78470P408	STATE STREET US	3,405	$212.2K	<0.1%	–
SPDR Series Trust78468R408	ST TERM HIGH ETF	8,346	$211.3K	<0.1%	–
AMPAmeriprise Financial Inc	COM	430	$210.9K	<0.1%	History
Fidelity Covington Trust316092857	MSCI RL EST ETF	7,785	$209.3K	<0.1%	–
BTCGrayscale Bitcoin Mini Trust ETF	ETF	5,357	$207.5K	<0.1%	History
XYLXylem Inc.	COM	1,538	$206.7K	<0.1%	History
DHIHorton D R Inc	COM	1,435	$206.6K	<0.1%	History
iShares Tr46436E767	ESG MSCI USA ETF	3,572	$205.7K	<0.1%	–
Bitwise Crypto Industry Innovators ETF09175C103	ETF	10,143	$202.2K	<0.1%	–
Fidelity Covington Trust316092113	ENHANCED LARGE	5,270	$201.2K	<0.1%	–
Innovator ETFs Trust45782C565	US EQTY ULTRA BU	5,275	$200.7K	<0.1%	–
LUNRIntuitive Machines, Inc.	CLASS A COM	10,947	$177.7K	<0.1%	History