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Sigma Planning Corp

SEC CIK
0001449126
Latest filing
Aug 7, 2026

Holdings in Q3 2025

Holdings as of Sep 30, 2025, filed Nov 10, 2025. Long positions only; changes compare share counts with Q2 2025.

Institution overview
Positions
1,282
+44 vs. Q2 2025
Portfolio value
$3.52B
+$191.1M (+5.7%) vs. Q2 2025
Filed
Nov 10, 2025
SEC
Holdings of Sigma Planning Corp in Q3 2025
SecurityClassSharesValue% of portfolioShare changeActionHistory
IIPRInnovative Industrial Properties IncCOM7,934$425.2K<0.1%+2,176+37.8%AddedHistory
TXRHTexas Roadhouse, Inc.COM2,562$425.7K<0.1%+334+15.0%AddedHistory
TSCOTractor Supply CoCOM7,490$426.0K<0.1%−1,003−11.8%ReducedHistory
iShares Inc464286640MSCI CHILE ETF12,950$426.8K<0.1%+816+6.7%Added–
ETREntergy CorpCOM4,581$426.9K<0.1%−1,031−18.4%ReducedHistory
SBLKStar Bulk Carriers Corp.SHS PAR22,990$427.4K<0.1%+4,129+21.9%AddedHistory
WisdomTree Tr97717W422INDIA ERNGS FD9,676$427.7K<0.1%+361+3.9%Added–
SRPTSarepta Therapeutics, Inc.COM22,246$428.7K<0.1%−1,985−8.2%ReducedHistory
PYPLPayPal Holdings, Inc.Stock6,417$430.3K<0.1%−788−10.9%ReducedHistory
First Tr Exchange-Traded FD33733A201DOW 30 EQL WGT10,836$432.8K<0.1%−9,349−46.3%Reduced–
First Tr Exchng Traded FD VI33740U828FT VEST INT EQ M16,990$433.2K<0.1%+532+3.2%Added–
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF9,848$433.3K<0.1%+764+8.4%Added–
GGNGAMCO Global Gold, Natural Resources & Income TrustCOM SH BEN INT84,105$433.6K<0.1%+188+0.2%AddedHistory
CVNACarvana Co.CL A1,151$434.2K<0.1%−67−5.5%ReducedHistory
TTETotalEnergies SESPONSORED ADS7,306$437.2K<0.1%−26−0.4%ReducedHistory
Invesco Exchange Traded FD T46137V456S&P MDCP VLU MNT7,157$441.1K<0.1%+5+0.1%Added–
TTANServiceTitan, Inc.SHS CL A4,434$447.1K<0.1%+4,434NewHistory
Innovator U.S. Equity Power Buffer ETF - September45782C656ETF10,432$448.0K<0.1%−180−1.7%Reduced–
iShares Ibonds 2025 Term High Yield & Income ETF46435U168ETF19,439$451.4K<0.1%+257+1.3%Added–
SQMChemical & Mining Co of Chile IncSPON ADR SER B10,503$451.4K<0.1%−2,182−17.2%ReducedHistory
Schwab US Tips ETF808524870ETF16,766$451.8K<0.1%−407−2.4%Reduced–
FTITechnipFMC plcCOM11,507$453.9K<0.1%−410−3.4%ReducedHistory
iShares Tr46438G505IBONDS OCT 202617,562$455.5K<0.1%−258−1.4%Reduced–
AUAngloGold Ashanti PLCCOM SHS6,488$456.3K<0.1%+604+10.3%AddedHistory
OPRXOptimizeRx CorpCOM NEW22,298$457.1K<0.1%+22,298NewHistory
Innovator ETFs Trust45782C383US EQTY PWR BUF10,414$457.3K<0.1%−296−2.8%Reduced–
ABNBAirbnb, Inc.Stock3,789$460.0K<0.1%+278+7.9%AddedHistory
SPDR Series Trust78468R796ST STR SP500FF8,389$460.2K<0.1%−7−0.1%Reduced–
KVUEKenvue Inc.Stock28,460$461.9K<0.1%−8,236−22.4%ReducedHistory
CINFCincinnati Financial CorpCOM2,932$463.6K<0.1%−128−4.2%ReducedHistory
AMCRAmcor plcORD56,838$464.9K<0.1%+4,211+8.0%AddedHistory
BABAAlibaba Group Holding LtdADR2,608$466.0K<0.1%+2,608NewHistory
CRCrane CoCOMMON STOCK2,531$466.1K<0.1%+41+1.6%AddedHistory
Timothy Plan887432326HIG DV STK ETF11,861$466.5K<0.1%+40.0%Added–
First Tr Exchng Traded FD VI33740F342FT VEST U.S18,914$467.6K<0.1%−51−0.3%Reduced–
HPHelmerich & Payne, Inc.COM21,198$468.3K<0.1%−721−3.3%ReducedHistory
Fidelity Covington Trust31609A305ENHANCED LARGE11,389$468.3K<0.1%−433−3.7%Reduced–
Fidelity MSCI Energy Index ETF316092402ETF18,983$469.3K<0.1%−103−0.5%Reduced–
First Tr Exch Traded FD III33740J104ULTRA SHT DUR MU23,352$469.4K<0.1%−42,952−64.8%Reduced–
Capital Grp Fixed Incm ETF T14020Y300US MULTI-SECTOR16,951$470.4K<0.1%−2,051−10.8%Reduced–
First Tr Exchange-Traded FD33739G103MNGD FUTRS STRGY9,666$470.7K<0.1%+1,249+14.8%Added–
WisdomTree Tr97717W604US SMALLCAP DIVD14,068$473.8K<0.1%−2,187−13.5%Reduced–
CLColgate Palmolive CoStock5,927$473.8K<0.1%−808−12.0%ReducedHistory
TLNTalen Energy CorpCOM1,115$474.3K<0.1%+227+25.6%AddedHistory
Innovator ETFs Trust45782C508US EQTY PWR BUF10,372$475.0K<0.1%00.0%Unchanged–
AMAntero Midstream CorpStock24,513$476.5K<0.1%+56+0.2%AddedHistory
LDOSLeidos Holdings, Inc.COM2,536$479.1K<0.1%+950+59.9%AddedHistory
ZTSZoetis Inc.Stock3,277$479.5K<0.1%−48−1.4%ReducedHistory
TCW ETF Trust29287L502ARTIF INTEL ETF13,597$480.1K<0.1%−287−2.1%Reduced–
Dimensional ETF Trust25434V104US CORE EQT MKT10,542$482.4K<0.1%−80−0.8%Reduced–
Global X FDS37954Y830GLOBAL X COPPER8,093$484.1K<0.1%+16+0.2%Added–
First Tr Exch TRD Alphdx FD33737J174DEV MRK EX US6,426$484.3K<0.1%+330+5.4%Added–
APOApollo Global Management, Inc.COM3,640$485.1K<0.1%+879+31.8%AddedHistory
FIXComfort Systems USA IncCOM588$485.5K<0.1%+78+15.3%AddedHistory
Innovator ETFs Trust45782C326US EQTY BUFR MAY11,080$485.5K<0.1%+12+0.1%Added–
American Centy ETF Tr025072307US QUALITY GROW4,246$485.8K<0.1%−43,121−91.0%Reduced–
First Tr Exch Traded FD III33739P301MUNI HI INCM ETF10,233$486.2K<0.1%+34+0.3%Added–
NLYAnnaly Capital Management IncREIT24,090$486.9K<0.1%+360+1.5%AddedHistory
Neos ETF Trust78433H303NEOS S&P 500 HI9,320$487.4K<0.1%+9,320New–
Capital Group GBL Growth EQT14020X104SHS CREAT UNIT14,289$488.2K<0.1%+2,948+26.0%Added–
USFDUS Foods Holding Corp.COM6,422$492.1K<0.1%−2,903−31.1%ReducedHistory
GWREGuidewire Software, Inc.COM2,151$494.4K<0.1%−368−14.6%ReducedHistory
BNYBank of New York Mellon CorpStock4,569$497.8K<0.1%−32−0.7%ReducedHistory
ACNAccenture plcStock2,022$498.6K<0.1%−482−19.2%ReducedHistory
Innovator ETFs Trust45782C391US EQTY BUFR MAR9,673$499.1K<0.1%+148+1.6%Added–
CRHCRH Public Ltd CoORD4,164$499.3K<0.1%−178−4.1%ReducedHistory
Innovator ETFs Trust45782C557US EQTY BUF DEC10,422$499.5K<0.1%−1,741−14.3%Reduced–
Invesco Exch Traded FD Tr II46138G300S&P SMLCAP QTY11,625$500.2K<0.1%+11,625New–
SYYSysco CorpStock6,113$503.4K<0.1%−510−7.7%ReducedHistory
Vanguard Scottsdale FDS92206C680VNG RUS1000GRW4,180$503.7K<0.1%+291+7.5%Added–
VanEck ETF Trust92189H409HIGH YLD MUNIETF9,904$504.1K<0.1%−592−5.6%Reduced–
SPGIS&P Global Inc.Stock1,038$505.2K<0.1%−577−35.7%ReducedHistory
MRSHMarsh & McLennan Companies, Inc.Stock2,511$506.0K<0.1%−18−0.7%ReducedHistory
iShares Tr46435U713US INFRASTRUC9,605$507.3K<0.1%−164−1.7%Reduced–
iShares Tr46435G672CORE INTL AGGR9,928$508.6K<0.1%+88+0.9%Added–
OKLOOklo Inc.COM CL A4,564$509.5K<0.1%+4,564NewHistory
iShares Tr464289842MSCI PERU GL ETF8,295$510.2K<0.1%+505+6.5%Added–
PIMCO Active Bond Exchange-Traded Fund72201R775ETF5,474$511.0K<0.1%−1,661−23.3%Reduced–
Global X Uranium ETF37954Y871ETF10,737$511.8K<0.1%+5,334+98.7%Added–
STRLSterling Infrastructure, Inc.COM1,508$512.1K<0.1%+8+0.5%AddedHistory
Dimensional ETF Trust25434V872CORE FIXE IN ETF12,013$513.7K<0.1%−1,209−9.1%Reduced–
Innovator ETFs Trust45782C664US EQTY BUF SEP10,667$515.1K<0.1%+588+5.8%Added–
AMTAmerican Tower CorpREIT2,685$516.5K<0.1%−339−11.2%ReducedHistory
PEverpure, Inc.CL A6,176$517.6K<0.1%−59−0.9%ReducedHistory
First Tr Exchange Traded FD33738R308BUYWRIT INCM ETF21,898$519.2K<0.1%+21,898New–
DKSDick's Sporting Goods, Inc.Stock2,346$521.4K<0.1%−139−5.6%ReducedHistory
Innovator ETFs Trust45782C540US EQTY PWR BUF12,438$522.6K<0.1%−319−2.5%Reduced–
GPCGenuine Parts CoStock3,778$523.7K<0.1%−166−4.2%ReducedHistory
SPDR Series Trust78464A805ST STR PR SP15006,502$524.4K<0.1%−257−3.8%Reduced–
First Tr Exchange Traded FD33738R407NASDAQ BUYWRITE25,460$524.5K<0.1%+25,460New–
KKRKKR & Co. Inc.COM4,070$528.9K<0.1%−127−3.0%ReducedHistory
TGTTarget CorpStock5,925$531.4K<0.1%−1,991−25.2%ReducedHistory
DXPEDXP Enterprises IncCOM NEW4,483$533.8K<0.1%+4,483NewHistory
iShares U.S. Regional Banks ETF464288778ETF10,165$533.9K<0.1%−3,451−25.3%Reduced–
Innovator ETFs Trust45782C409US EQTY BUFR JAN10,089$534.9K<0.1%−476−4.5%Reduced–
First Tr Exchange Traded FD33741L108DORSY WR MOMNT15,130$536.4K<0.1%+1,450+10.6%Added–
ELVElevance Health, Inc.Stock1,662$537.2K<0.1%−233−12.3%ReducedHistory
Fidelity Covington Trust316092824LOW VOLITY ETF8,165$537.8K<0.1%−114−1.4%Reduced–
SKTTanger Inc.COM15,903$538.2K<0.1%+50.0%AddedHistory
Capital Grp Fixed Incm ETF T14020Y201MUN INM ETF19,760$539.2K<0.1%+797+4.2%Added–

Options (8)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Sigma Planning Corp in Q3 2025
SecurityClassPutsCalls
AMATApplied Materials IncStock–$374.8K
UBERUber Technologies, IncStock–$266.0K
AAPLApple Inc.Stock–$237.5K
CNCCentene CorpStock–$178.4K
SPYSPDR S&P 500 ETF TrustETF$128.6K–
FFord Motor CoStock–$114.8K
XRXXerox Holdings CorpCOM NEW$11.4K–
NWLNewell Brands Inc.Stock$1.44K–

Sold out since Q2 2025 (99)

Positions held at the end of Q2 2025 that are gone from this filing.

Positions of Sigma Planning Corp sold out since Q2 2025
SecurityClassShares in Q2 2025Value in Q2 2025% of portfolio in Q2 2025History
iShares Inc46434G764MSCI EMRG CHN23,604$1.49M<0.1%–
TGTXTG Therapeutics, Inc.COM35,227$1.27M<0.1%History
iShares Tr46436E833IBONDS 28 TRM TS55,618$1.24M<0.1%–
iShares Ibonds Dec 2028 Term Corporate ETF46435U515ETF48,575$1.23M<0.1%–
iShares Ibonds Dec 2027 Term Corporate ETF46435UAA9ETF50,210$1.22M<0.1%–
PAYPaymentus Holdings, Inc.Stock32,600$1.07M<0.1%History
iShares Ibonds Dec 2026 Term Corporate ETF46435GAA0ETF41,097$996.6K<0.1%–
iShares Tr46436E841IBONDS 27 TRM TS44,256$995.3K<0.1%–
TOSTToast, Inc.Stock20,777$920.2K<0.1%History
iShares Tr46435U333FOCUSD VAL FAC12,046$867.2K<0.1%–
iShares Ibonds 2027 Term High Yield and Income ETF46436E478ETF35,007$789.1K<0.1%–
USOUnited States Oil Fund, LPUNITS10,656$779.0K<0.1%History
MOHMolina Healthcare, Inc.COM2,575$767.1K<0.1%History
RGLDRoyal Gold IncStock4,078$725.3K<0.1%History
VanEck ETF Trust92189F486IG FLOA RATE ETF27,924$712.1K<0.1%–
STTState Street CorpCOM6,542$695.7K<0.1%History
CPRXCatalyst Pharmaceuticals, Inc.COM31,987$694.1K<0.1%History
CARTMaplebear Inc.COM15,046$680.7K<0.1%History
ATATAtour Lifestyle Holdings LtdSPONSORED ADS20,085$653.0K<0.1%History
LBLandBridge Co LLCCL A9,034$610.5K<0.1%History
First Tr Exchange-Traded FD337344105NASDAQ-100 SEL4,337$592.0K<0.1%–
BYDBoyd Gaming CorpCOM7,388$578.0K<0.1%History
RRCRange Resources CorpCOM14,190$577.1K<0.1%History
SPPPSprott Physical Platinum & Palladium TrustPHYSICAL PLATINU48,420$568.0K<0.1%History
PAYCPaycom Software, Inc.Stock2,324$537.9K<0.1%History
OPFIOppFi Inc.COM CL A38,396$537.2K<0.1%History
Fidelity Covington Trust31609A206ENHANCED SML CAP16,247$519.7K<0.1%–
First Tr Exchange-Traded FD33734X119CONSUMR STAPLE8,180$517.6K<0.1%–
TGITriumph Group IncCOM19,400$499.6K<0.1%History
SPDR Series Trust78468R523ST STR BL 12 ETF4,975$494.7K<0.1%–
CPNGCoupang, Inc.CL A16,413$491.7K<0.1%History
Aris Water Solutions, Inc.04041L106CLASS A COM20,642$488.2K<0.1%–
TRUTransUnionCOM5,085$447.5K<0.1%History
iShares Tr464288703MRNING SM CP ETF7,051$432.9K<0.1%–
DAVEDave Inc.CLASS A COM NEW1,582$424.6K<0.1%History
RBLXRoblox CorpStock4,000$420.7K<0.1%History
iShares Tr464287739U.S. REAL ES ETF4,399$416.9K<0.1%–
iShares Tr464288794US BR DEL SE ETF2,291$387.4K<0.1%–
CLBTCellebrite DI Ltd.ORDINARY SHARES24,000$384.0K<0.1%History
CHTRCharter Communications, Inc.CL A935$382.3K<0.1%History
Goldman Sachs ETF Tr381430230ULTR SHOR BD ETF7,509$379.7K<0.1%–
ESTCElastic N.V.ORD SHS4,471$377.0K<0.1%History
CNQCanadian Natural Resources LtdCOM11,761$369.3K<0.1%History
VRSKVerisk Analytics, Inc.COM1,174$365.8K<0.1%History
BKRBaker Hughes CoCL A9,354$358.6K<0.1%History
FLOCFlowco Holdings Inc.COM CL A20,000$356.2K<0.1%History
PENPenumbra IncCOM1,328$340.8K<0.1%History
PPCPilgrims Pride CorpStock7,233$325.3K<0.1%History
BXSLBlackstone Secured Lending FundCOMMON STOCK10,482$322.3K<0.1%History
American Centy ETF Tr025072505DIVERSIFIED MU6,585$322.2K<0.1%–
iShares Tr464288208MRGSTR MD CP ETF3,911$311.6K<0.1%–
Invesco Actively Managed Exc46090A887ULTRA SHRT DUR6,138$307.8K<0.1%–
CROXCrocs, Inc.COM2,974$301.2K<0.1%History
Sprott FDS Tr85208P808JUNIOR URANIUM14,234$300.8K<0.1%–
Golden Ocean Group LtdG39637205SHS NEW40,964$299.9K<0.1%–
CDECoeur Mining, Inc.COM NEW33,598$297.7K<0.1%History
NXTNextpower Inc.Stock5,326$289.6K<0.1%History
ALHCAlignment Healthcare, Inc.COM20,070$281.0K<0.1%History
AALAmerican Airlines Group Inc.Stock24,035$269.7K<0.1%History
DUOLDuolingo, Inc.CL A COM648$265.7K<0.1%History
LULUlululemon athletica inc.Stock1,099$261.2K<0.1%History
HUMHumana IncStock1,044$255.3K<0.1%History
IMOImperial Oil LtdCOM NEW3,208$255.0K<0.1%History
BUIBlackRock Utilities, Infrastructure & Power Opportunities TrustCOM9,350$240.8K<0.1%History
iShares Tr46435U432IBONDS DEC 258,945$239.4K<0.1%–
iShares Tr46438G612LARG CAP JUN ETF8,687$239.0K<0.1%–
ZBHZimmer Biomet Holdings, Inc.Stock2,612$238.3K<0.1%History
WHRWhirlpool CorpStock2,347$238.0K<0.1%History
Innovator U.S. Equity Power Buffer ETF - October45782C797ETF5,757$237.8K<0.1%–
INGRIngredion IncCOM1,751$237.5K<0.1%History
SPDR Series Trust78468R531SPDR S&P 500 ESG4,029$235.9K<0.1%–
VanEck ETF Trust92189H748CLO ETF4,398$232.9K<0.1%–
Pacer Lunt Large Cap Multi-Factor Alternator ETF69374H816ETF4,675$231.0K<0.1%–
CHKPCheck Point Software Technologies LtdORD1,042$230.6K<0.1%History
Direxion Shares ETF Trust25459Y207NASDAQ 100 EQ WT2,322$228.3K<0.1%–
Innovator ETFs Trust45782C334GRWT100 PWR BF4,459$227.5K<0.1%–
LOARLoar Holdings Inc.COM SHS2,637$227.2K<0.1%History
MTZMastec IncCOM1,333$227.2K<0.1%History
Innovator ETFs Trust45782C318US EQTY PWR BUF5,995$226.5K<0.1%–
BJBJ's Wholesale Club Holdings, Inc.COM2,095$225.9K<0.1%History
iShares Tr4642886613 7 YR TREAS BD1,894$225.5K<0.1%–
PBAPembina Pipeline CorpCOM5,862$219.9K<0.1%History
First Tr Exchange-Traded FD33738D838INTER GOVT ETF10,840$218.4K<0.1%–
CAVACava Group, Inc.COM2,589$218.0K<0.1%History
ODFLOld Dominion Freight Line, Inc.COM1,321$214.4K<0.1%History
GNRCGenerac Holdings Inc.Stock1,474$211.1K<0.1%History
First Tr Exchng Traded FD VI33740F797ACTV FCTR SMCP6,947$207.6K<0.1%–
CAGConagra Brands Inc.Stock10,124$207.2K<0.1%History
Pacer Trendpilot US Mid Cap ETF69374H204ETF5,897$205.7K<0.1%–
WENWendy's CoStock18,004$205.6K<0.1%History
OGEOGE Energy Corp.COM4,591$203.7K<0.1%History
HLHecla Mining CoCOM31,598$189.3K<0.1%History
BBBLACKBERRY LtdCOM24,327$111.4K<0.1%History
UWMCUWM Holdings CorpCOM CL A24,198$100.2K<0.1%History
NTLAIntellia Therapeutics, Inc.COM10,616$99.6K<0.1%History
PLGPlatinum Group Metals LtdCOM32,500$49.7K<0.1%History
XERSXeris Biopharma Holdings, Inc.COM10,050$46.9K<0.1%History
LCIDLucid Group, Inc.COM15,280$32.2K<0.1%History
SQFTWPresidio Property Trust, Inc.*W EXP 01/24/20210,218$344<0.1%History