Skip to main content

Sigma Planning Corp

SEC CIK
0001449126
Latest filing
Aug 7, 2026

Holdings in Q3 2025

Holdings as of Sep 30, 2025, filed Nov 10, 2025. Long positions only; changes compare share counts with Q2 2025.

Institution overview
Positions
1,282
+44 vs. Q2 2025
Portfolio value
$3.52B
+$191.1M (+5.7%) vs. Q2 2025
Filed
Nov 10, 2025
SEC
Holdings of Sigma Planning Corp in Q3 2025
SecurityClassSharesValue% of portfolioShare changeActionHistory
TKOTKO Group Holdings, Inc.CL A1,293$261.1K<0.1%+1,293NewHistory
Pacer FDS Tr69374H709GLOBL CASH ETF6,592$261.2K<0.1%−370−5.3%Reduced–
TPLTexas Pacific Land CorpStock280$261.6K<0.1%00.0%UnchangedHistory
State Street SPDR S&P Regional Banking ETF78464A698ETF4,145$262.4K<0.1%−716−14.7%Reduced–
BMAMacro Bank Inc.SPON ADR B6,210$262.6K<0.1%−65−1.0%ReducedHistory
QUREuniQure N.V.SHS4,500$262.7K<0.1%+4,500NewHistory
Pacer Developed Markets International Cash Cows 100 ETF69374H873ETF7,213$262.7K<0.1%+7,213New–
CBRECbre Group, Inc.CL A1,671$263.3K<0.1%−173−9.4%ReducedHistory
HCAHCA Healthcare, Inc.COM619$263.7K<0.1%+34+5.8%AddedHistory
GWWW.W. Grainger, Inc.Stock278$265.2K<0.1%−12−4.1%ReducedHistory
RSReliance, Inc.COM950$266.8K<0.1%−172−15.3%ReducedHistory
First Tr Exchange-Traded FD33735T109COMMON SHS16,525$266.9K<0.1%−891−5.1%Reduced–
Doubleline ETF Trust25861R105OPPO CORE BD ETF5,739$267.0K<0.1%−143−2.4%Reduced–
Fidelity Covington Trust316092857MSCI RL EST ETF9,701$269.8K<0.1%−636−6.2%Reduced–
ESEversource EnergyStock3,793$269.8K<0.1%+3,793NewHistory
iShares Tr46436E858IBONDS 26 TRM TS11,771$270.1K<0.1%−36,771−75.8%Reduced–
State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853ETF5,842$270.6K<0.1%−1,041−15.1%Reduced–
iShares Inc464286319EM MKTS DIV ETF9,128$271.0K<0.1%+58+0.6%Added–
DOCHealthpeak Properties, Inc.COM14,209$272.1K<0.1%+476+3.5%AddedHistory
iShares Tr464287622RUS 1000 ETF749$273.6K<0.1%+45+6.4%Added–
iShares Tr46435G474FALN ANGLS USD9,908$275.2K<0.1%−3,611−26.7%Reduced–
APLEApple Hospitality REIT, Inc.REIT22,925$275.3K<0.1%−246−1.1%ReducedHistory
HLTHilton Worldwide Holdings Inc.COM1,062$275.5K<0.1%−26−2.4%ReducedHistory
Flexshares Tr33939L407MORNSTAR UPSTR6,329$277.1K<0.1%+39+0.6%Added–
iShares Tr464287796U.S. ENERGY ETF5,833$277.2K<0.1%−251−4.1%Reduced–
EWEdwards Lifesciences CorpStock3,571$277.7K<0.1%−294−7.6%ReducedHistory
EXRExtra Space Storage Inc.COM1,980$279.1K<0.1%+593+42.8%AddedHistory
SPDR Series Trust78464A722ST STR SP PHARMA5,837$279.8K<0.1%+36+0.6%Added–
AODabrdn Total Dynamic Dividend FundCOM SH BEN INT29,820$282.1K<0.1%+16,105+117.4%AddedHistory
Innovator ETFs Trust45782C573US EQTY PWR BUF6,880$282.5K<0.1%00.0%Unchanged–
IOTSamsara Inc.Stock7,605$283.3K<0.1%−5,240−40.8%ReducedHistory
CTVACorteva, Inc.Stock4,195$283.7K<0.1%−57−1.3%ReducedHistory
OZKBank OZKCOM5,578$284.4K<0.1%+436+8.5%AddedHistory
EQIXEquinix IncCOM364$284.8K<0.1%+364NewHistory
ETJEaton Vance Risk-Managed Diversified Equity Income FundCOM31,796$285.8K<0.1%−468−1.5%ReducedHistory
SPDR Series Trust78464A284ST NUVE HIGH ETF11,528$287.4K<0.1%+1,242+12.1%Added–
Schwab U.S. Small-Cap ETF808524607ETF10,326$288.1K<0.1%−1,140−9.9%Reduced–
ABRArbor Realty Trust IncCOM23,598$288.1K<0.1%+464+2.0%AddedHistory
Cyberark Software LtdM2682V108SHS597$288.6K<0.1%+8+1.4%Added–
USBUS Bancorp DECOM NEW5,974$288.7K<0.1%−1,454−19.6%ReducedHistory
REGNRegeneron Pharmaceuticals, Inc.COM514$289.1K<0.1%−117−18.5%ReducedHistory
RNTXRein Therapeutics, Inc.COM NEW253,827$290.6K<0.1%−22,950−8.3%ReducedHistory
DVNDevon Energy CorpStock8,293$290.8K<0.1%−3,170−27.7%ReducedHistory
UECUranium Energy CorpCOM21,905$292.2K<0.1%+11,805+116.9%AddedHistory
Innovator ETFs Trust45782C284US SML CP PWR B9,513$294.5K<0.1%+2,490+35.5%Added–
ICEIntercontinental Exchange, Inc.Stock1,759$296.3K<0.1%−369−17.3%ReducedHistory
First Tr Exchng Traded FD VI33740U786FT VEST U.S7,411$297.2K<0.1%00.0%Unchanged–
John Hancock Exchange Traded47804J206MULTIFACTOR MI4,623$299.1K<0.1%+261+6.0%Added–
Fidelity Covington Trust316092709MSCI INDL INDX3,685$301.9K<0.1%−315−7.9%Reduced–
BIPBrookfield Infrastructure Partners L.P.LP INT UNIT9,192$302.3K<0.1%+30+0.3%AddedHistory
Fidelity Covington Trust316092816MOMENTUM FACTR3,635$302.4K<0.1%+3,635New–
Global X FDS37954Y475S&P 500 COVERED7,708$302.6K<0.1%+28+0.4%Added–
WisdomTree Tr97717Y527FLOATNG RAT TREA6,023$302.8K<0.1%+64+1.1%Added–
CCJCameco CorpStock3,620$303.6K<0.1%+141+4.1%AddedHistory
KRMNKarman Holdings Inc.COMMON STOCK4,223$304.9K<0.1%+4,223NewHistory
NNNNNN REIT, Inc.REIT7,197$306.4K<0.1%−3,709−34.0%ReducedHistory
AAAUGoldman Sachs Physical Gold ETFUNIT8,067$307.5K<0.1%+690+9.4%AddedHistory
MASMasco CorpCOM4,380$308.3K<0.1%+108+2.5%AddedHistory
Invesco Exch Traded FD Tr II46138E511PFD ETF26,628$308.9K<0.1%−4,121−13.4%Reduced–
CRMDCorMedix Inc.COM26,631$309.7K<0.1%−737−2.7%ReducedHistory
Invesco Exch TRD SLF Idx FD46138J791BULSHS 2026 CB15,901$311.0K<0.1%−1,165−6.8%Reduced–
SIVRabrdn Silver ETF TrustPHYSCL SILVR SHS7,001$311.4K<0.1%+1,081+18.3%AddedHistory
NVONovo Nordisk A SADR5,630$312.4K<0.1%−4,423−44.0%ReducedHistory
HSYHershey CoCOM1,674$313.1K<0.1%−111−6.2%ReducedHistory
iShares Tr46432F859CORE 1 5 YR USD6,425$313.8K<0.1%+6,425New–
J P Morgan Exchange-Traded F46641Q738BETBULD MSCI3,296$314.7K<0.1%+246+8.1%Added–
GIBCgi IncCL A3,533$314.9K<0.1%+2+0.1%AddedHistory
ARMArm Holdings PLCADR2,226$314.9K<0.1%−147−6.2%ReducedHistory
ARAntero Resources CorpCOM9,399$315.4K<0.1%+1,700+22.1%AddedHistory
CRKComstock Resources IncCOM16,013$317.5K<0.1%+16,013NewHistory
STZConstellation Brands, Inc.Stock2,363$318.2K<0.1%+704+42.4%AddedHistory
HPEHewlett Packard Enterprise CoCOM12,991$319.1K<0.1%+578+4.7%AddedHistory
BlackRock ETF Trust II092528843ISH HIG MUN ETF6,488$319.2K<0.1%−192−2.9%Reduced–
HBANHuntington Bancshares IncCOM18,490$319.3K<0.1%−7,819−29.7%ReducedHistory
iShares Tr46435G243ESG AWRE 1 5 YR12,633$319.7K<0.1%+863+7.3%Added–
Columbia ETF Tr II19762B707INDIA CONSMR ETF4,952$320.2K<0.1%+647+15.0%Added–
SYMSymbotic Inc.Stock5,953$320.9K<0.1%−89−1.5%ReducedHistory
State Street SPDR S&P 600 Small Cap Value ETF78464A300ETF3,647$323.3K<0.1%+18+0.5%Added–
First Tr Exchng Traded FD VI33740U729FT VEST LAD12,503$323.8K<0.1%−4,397−26.0%Reduced–
Invesco Exchange Traded FD T46137V811DORSEY WRGT TECH4,337$324.5K<0.1%−3,784−46.6%Reduced–
SPDR Series Trust78464A706ST STR GLB DOW2,018$326.5K<0.1%−43−2.1%Reduced–
Invesco Exchange Traded FD T46137V480S&P SMCP VLU MNT5,787$326.7K<0.1%−197−3.3%Reduced–
Invesco Exch Traded FD Tr II46138G870VAR RATE PFD13,259$327.5K<0.1%+3,994+43.1%Added–
First Tr Exchange-Traded FD33738D879FT VEST RIS12,680$327.8K<0.1%−20,824−62.2%Reduced–
Pacer FDS Tr69374H386DATA & DIGI REVO4,904$328.2K<0.1%+4,904New–
Amplify ETF Tr032108649AMPLIFY JUNIOR S14,226$328.5K<0.1%−26,452−65.0%Reduced–
Vanguard Morningstar Small-Cap Growth ETF922908595ETF1,107$329.4K<0.1%−239−17.8%Reduced–
SJMJ M SMUCKER CoStock3,037$329.9K<0.1%−823−21.3%ReducedHistory
CICigna GroupStock1,145$329.9K<0.1%−414−26.6%ReducedHistory
SPDR Series Trust78468R861STATE STRET SPDR17,170$331.2K<0.1%+5,673+49.3%Added–
Vanguard Scottsdale FDS92206C706INTER TERM TREAS5,531$332.0K<0.1%+758+15.9%Added–
Trust for Professional Manag89834G737ACTIVEPASSIVE EQ9,372$332.6K<0.1%+1,056+12.7%Added–
Vanguard Scottsdale FDS92206C664VNG RUS2000IDX3,413$333.8K<0.1%−90−2.6%Reduced–
iShares U S ETF Tr46431W705INT RT HDG C B3,591$336.0K<0.1%+257+7.7%Added–
Vanguard S&P 500 Value ETF921932703ETF1,689$336.9K<0.1%−514−23.3%Reduced–
WULFTerawulf Inc.COM29,567$337.7K<0.1%+29,567NewHistory
APAAPA CorpStock13,992$339.7K<0.1%−561−3.9%ReducedHistory
DKNGDraftKings Inc.Stock9,170$343.0K<0.1%−959−9.5%ReducedHistory
JCAPJefferson Capital, Inc.COM20,000$345.2K<0.1%+20,000NewHistory
PNCPNC Financial Services Group, Inc.Stock1,718$345.3K<0.1%+22+1.3%AddedHistory

Options (8)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Sigma Planning Corp in Q3 2025
SecurityClassPutsCalls
AMATApplied Materials IncStock–$374.8K
UBERUber Technologies, IncStock–$266.0K
AAPLApple Inc.Stock–$237.5K
CNCCentene CorpStock–$178.4K
SPYSPDR S&P 500 ETF TrustETF$128.6K–
FFord Motor CoStock–$114.8K
XRXXerox Holdings CorpCOM NEW$11.4K–
NWLNewell Brands Inc.Stock$1.44K–

Sold out since Q2 2025 (99)

Positions held at the end of Q2 2025 that are gone from this filing.

Positions of Sigma Planning Corp sold out since Q2 2025
SecurityClassShares in Q2 2025Value in Q2 2025% of portfolio in Q2 2025History
iShares Inc46434G764MSCI EMRG CHN23,604$1.49M<0.1%–
TGTXTG Therapeutics, Inc.COM35,227$1.27M<0.1%History
iShares Tr46436E833IBONDS 28 TRM TS55,618$1.24M<0.1%–
iShares Ibonds Dec 2028 Term Corporate ETF46435U515ETF48,575$1.23M<0.1%–
iShares Ibonds Dec 2027 Term Corporate ETF46435UAA9ETF50,210$1.22M<0.1%–
PAYPaymentus Holdings, Inc.Stock32,600$1.07M<0.1%History
iShares Ibonds Dec 2026 Term Corporate ETF46435GAA0ETF41,097$996.6K<0.1%–
iShares Tr46436E841IBONDS 27 TRM TS44,256$995.3K<0.1%–
TOSTToast, Inc.Stock20,777$920.2K<0.1%History
iShares Tr46435U333FOCUSD VAL FAC12,046$867.2K<0.1%–
iShares Ibonds 2027 Term High Yield and Income ETF46436E478ETF35,007$789.1K<0.1%–
USOUnited States Oil Fund, LPUNITS10,656$779.0K<0.1%History
MOHMolina Healthcare, Inc.COM2,575$767.1K<0.1%History
RGLDRoyal Gold IncStock4,078$725.3K<0.1%History
VanEck ETF Trust92189F486IG FLOA RATE ETF27,924$712.1K<0.1%–
STTState Street CorpCOM6,542$695.7K<0.1%History
CPRXCatalyst Pharmaceuticals, Inc.COM31,987$694.1K<0.1%History
CARTMaplebear Inc.COM15,046$680.7K<0.1%History
ATATAtour Lifestyle Holdings LtdSPONSORED ADS20,085$653.0K<0.1%History
LBLandBridge Co LLCCL A9,034$610.5K<0.1%History
First Tr Exchange-Traded FD337344105NASDAQ-100 SEL4,337$592.0K<0.1%–
BYDBoyd Gaming CorpCOM7,388$578.0K<0.1%History
RRCRange Resources CorpCOM14,190$577.1K<0.1%History
SPPPSprott Physical Platinum & Palladium TrustPHYSICAL PLATINU48,420$568.0K<0.1%History
PAYCPaycom Software, Inc.Stock2,324$537.9K<0.1%History
OPFIOppFi Inc.COM CL A38,396$537.2K<0.1%History
Fidelity Covington Trust31609A206ENHANCED SML CAP16,247$519.7K<0.1%–
First Tr Exchange-Traded FD33734X119CONSUMR STAPLE8,180$517.6K<0.1%–
TGITriumph Group IncCOM19,400$499.6K<0.1%History
SPDR Series Trust78468R523ST STR BL 12 ETF4,975$494.7K<0.1%–
CPNGCoupang, Inc.CL A16,413$491.7K<0.1%History
Aris Water Solutions, Inc.04041L106CLASS A COM20,642$488.2K<0.1%–
TRUTransUnionCOM5,085$447.5K<0.1%History
iShares Tr464288703MRNING SM CP ETF7,051$432.9K<0.1%–
DAVEDave Inc.CLASS A COM NEW1,582$424.6K<0.1%History
RBLXRoblox CorpStock4,000$420.7K<0.1%History
iShares Tr464287739U.S. REAL ES ETF4,399$416.9K<0.1%–
iShares Tr464288794US BR DEL SE ETF2,291$387.4K<0.1%–
CLBTCellebrite DI Ltd.ORDINARY SHARES24,000$384.0K<0.1%History
CHTRCharter Communications, Inc.CL A935$382.3K<0.1%History
Goldman Sachs ETF Tr381430230ULTR SHOR BD ETF7,509$379.7K<0.1%–
ESTCElastic N.V.ORD SHS4,471$377.0K<0.1%History
CNQCanadian Natural Resources LtdCOM11,761$369.3K<0.1%History
VRSKVerisk Analytics, Inc.COM1,174$365.8K<0.1%History
BKRBaker Hughes CoCL A9,354$358.6K<0.1%History
FLOCFlowco Holdings Inc.COM CL A20,000$356.2K<0.1%History
PENPenumbra IncCOM1,328$340.8K<0.1%History
PPCPilgrims Pride CorpStock7,233$325.3K<0.1%History
BXSLBlackstone Secured Lending FundCOMMON STOCK10,482$322.3K<0.1%History
American Centy ETF Tr025072505DIVERSIFIED MU6,585$322.2K<0.1%–
iShares Tr464288208MRGSTR MD CP ETF3,911$311.6K<0.1%–
Invesco Actively Managed Exc46090A887ULTRA SHRT DUR6,138$307.8K<0.1%–
CROXCrocs, Inc.COM2,974$301.2K<0.1%History
Sprott FDS Tr85208P808JUNIOR URANIUM14,234$300.8K<0.1%–
Golden Ocean Group LtdG39637205SHS NEW40,964$299.9K<0.1%–
CDECoeur Mining, Inc.COM NEW33,598$297.7K<0.1%History
NXTNextpower Inc.Stock5,326$289.6K<0.1%History
ALHCAlignment Healthcare, Inc.COM20,070$281.0K<0.1%History
AALAmerican Airlines Group Inc.Stock24,035$269.7K<0.1%History
DUOLDuolingo, Inc.CL A COM648$265.7K<0.1%History
LULUlululemon athletica inc.Stock1,099$261.2K<0.1%History
HUMHumana IncStock1,044$255.3K<0.1%History
IMOImperial Oil LtdCOM NEW3,208$255.0K<0.1%History
BUIBlackRock Utilities, Infrastructure & Power Opportunities TrustCOM9,350$240.8K<0.1%History
iShares Tr46435U432IBONDS DEC 258,945$239.4K<0.1%–
iShares Tr46438G612LARG CAP JUN ETF8,687$239.0K<0.1%–
ZBHZimmer Biomet Holdings, Inc.Stock2,612$238.3K<0.1%History
WHRWhirlpool CorpStock2,347$238.0K<0.1%History
Innovator U.S. Equity Power Buffer ETF - October45782C797ETF5,757$237.8K<0.1%–
INGRIngredion IncCOM1,751$237.5K<0.1%History
SPDR Series Trust78468R531SPDR S&P 500 ESG4,029$235.9K<0.1%–
VanEck ETF Trust92189H748CLO ETF4,398$232.9K<0.1%–
Pacer Lunt Large Cap Multi-Factor Alternator ETF69374H816ETF4,675$231.0K<0.1%–
CHKPCheck Point Software Technologies LtdORD1,042$230.6K<0.1%History
Direxion Shares ETF Trust25459Y207NASDAQ 100 EQ WT2,322$228.3K<0.1%–
Innovator ETFs Trust45782C334GRWT100 PWR BF4,459$227.5K<0.1%–
LOARLoar Holdings Inc.COM SHS2,637$227.2K<0.1%History
MTZMastec IncCOM1,333$227.2K<0.1%History
Innovator ETFs Trust45782C318US EQTY PWR BUF5,995$226.5K<0.1%–
BJBJ's Wholesale Club Holdings, Inc.COM2,095$225.9K<0.1%History
iShares Tr4642886613 7 YR TREAS BD1,894$225.5K<0.1%–
PBAPembina Pipeline CorpCOM5,862$219.9K<0.1%History
First Tr Exchange-Traded FD33738D838INTER GOVT ETF10,840$218.4K<0.1%–
CAVACava Group, Inc.COM2,589$218.0K<0.1%History
ODFLOld Dominion Freight Line, Inc.COM1,321$214.4K<0.1%History
GNRCGenerac Holdings Inc.Stock1,474$211.1K<0.1%History
First Tr Exchng Traded FD VI33740F797ACTV FCTR SMCP6,947$207.6K<0.1%–
CAGConagra Brands Inc.Stock10,124$207.2K<0.1%History
Pacer Trendpilot US Mid Cap ETF69374H204ETF5,897$205.7K<0.1%–
WENWendy's CoStock18,004$205.6K<0.1%History
OGEOGE Energy Corp.COM4,591$203.7K<0.1%History
HLHecla Mining CoCOM31,598$189.3K<0.1%History
BBBLACKBERRY LtdCOM24,327$111.4K<0.1%History
UWMCUWM Holdings CorpCOM CL A24,198$100.2K<0.1%History
NTLAIntellia Therapeutics, Inc.COM10,616$99.6K<0.1%History
PLGPlatinum Group Metals LtdCOM32,500$49.7K<0.1%History
XERSXeris Biopharma Holdings, Inc.COM10,050$46.9K<0.1%History
LCIDLucid Group, Inc.COM15,280$32.2K<0.1%History
SQFTWPresidio Property Trust, Inc.*W EXP 01/24/20210,218$344<0.1%History