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Sigma Planning Corp

SEC CIK
0001449126
Latest filing
Aug 7, 2026

Holdings in Q3 2025

Holdings as of Sep 30, 2025, filed Nov 10, 2025. Long positions only; changes compare share counts with Q2 2025.

Institution overview
Positions
1,282
+44 vs. Q2 2025
Portfolio value
$3.52B
+$191.1M (+5.7%) vs. Q2 2025
Filed
Nov 10, 2025
SEC
Holdings of Sigma Planning Corp in Q3 2025
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares Inc46434G855MSCI GBL GOLD MN3,349$216.7K<0.1%+3,349New–
Bondbloxx ETF Trust09789C846BLOOMBERG THREE4,362$217.4K<0.1%+4,362New–
SPDR Series Trust78468R408ST TERM HIGH ETF8,564$219.2K<0.1%−468−5.2%Reduced–
iShares Tr464287374NORTH AMERN NAT4,473$219.4K<0.1%+4,473New–
iShares Tr46428951110+ YR INVST GRD4,261$219.6K<0.1%−50−1.2%Reduced–
iShares U.S. Treasury Bond ETF46429B267ETF9,499$219.6K<0.1%+9,499New–
Fidelity Merrimack STR Tr316188101CORP BOND ETF4,590$220.3K<0.1%+4,590New–
Hartford FDS Exchange Traded41653L503MUN OPORTUNITE5,656$220.4K<0.1%−8,534−60.1%Reduced–
UTFCohen & Steers Infrastructure Fund IncCOM8,908$220.9K<0.1%−2,462−21.7%ReducedHistory
SWKSSkyworks Solutions, Inc.Stock2,871$221.0K<0.1%+2,871NewHistory
Nushares ETF Tr67092P201NUVEEN ESG LRGCP2,234$222.2K<0.1%+2,234New–
Fidelity Covington Trust31609A503ENH MID COR ETF6,168$223.0K<0.1%−221−3.5%Reduced–
Calamos ETF Tr12811T803S&P 500 STRUCTUR8,391$223.1K<0.1%00.0%Unchanged–
CQPCheniere Energy Partners, L.P.COM UNIT4,149$223.3K<0.1%+80+2.0%AddedHistory
iShares Tr464289180MSCI EURO FL ETF6,513$223.7K<0.1%+6,513New–
First Tr Exch TRD Alphdx FD33737J182EMERG MKT ALPH8,262$223.9K<0.1%+8,262New–
CCICrown Castle Inc.REIT2,322$224.0K<0.1%−564−19.5%ReducedHistory
Calamos ETF Tr12811T837RUSSELL 2000 STR8,503$224.6K<0.1%00.0%Unchanged–
Calamos ETF Tr12811T860NASDAQ 100 STRUC8,343$224.8K<0.1%+8,343New–
iShares Tr464287812US CONSM STAPLES3,298$225.6K<0.1%−306−8.5%Reduced–
BIDUBaidu, Inc.ADR1,712$225.6K<0.1%+1,712NewHistory
FUTUFutu Holdings LtdSPON ADS CL A1,300$226.1K<0.1%+1,300NewHistory
iShares Tr464289420RUS TP200 VL ETF2,574$226.2K<0.1%+2,574New–
SGISomnigroup International Inc.COM2,691$226.9K<0.1%+2,691NewHistory
HPQHP IncStock8,335$227.0K<0.1%−30.0%ReducedHistory
iShares Tr46435G425ESG AWR MSCI USA1,560$227.1K<0.1%+1,560New–
DRDDrdgold LtdSPON ADR REPSTG8,243$227.5K<0.1%+8,243NewHistory
LENLennar CorpCL A1,805$227.6K<0.1%+1,805NewHistory
Capital Group International14021T102SHS7,410$228.4K<0.1%+271+3.8%Added–
iShares Tr46434V381FUTU EXPO TE ETF3,186$229.2K<0.1%−50−1.5%Reduced–
UGIUgi CorpStock6,901$229.5K<0.1%−865−11.1%ReducedHistory
Franklin Templeton ETF Tr35473P439INCOME FOCUS ETF8,299$230.2K<0.1%+8,299New–
Innovator ETFs Trust45782C342US SML CP PWR ET6,742$230.6K<0.1%+149+2.3%Added–
LTCLTC Properties IncREIT6,258$230.7K<0.1%+260+4.3%AddedHistory
iShares Tr464287754US INDUSTRIALS1,583$230.9K<0.1%+2+0.1%Added–
PIMCO ETF Tr72201R866INTER MUN BD ACT4,430$231.6K<0.1%−6,805−60.6%Reduced–
First Tr Exchange Trad FD VI33740Y101ALT ABSLT STRG7,637$232.7K<0.1%+7,637New–
CPCanadian Pacific Kansas City LtdCOM3,131$233.3K<0.1%−66−2.1%ReducedHistory
Innovator ETFs Trust45782C748US EQTY PWR BUF5,677$233.6K<0.1%00.0%Unchanged–
First Tr Exchange-Traded Alp33737M201MID CAP VAL FD4,252$235.0K<0.1%−555−11.5%Reduced–
Timothy Plan887432359US LRGMD CP CORE5,078$235.1K<0.1%−144−2.8%Reduced–
WABWestinghouse Air Brake Technologies CorpStock1,180$236.6K<0.1%+37+3.2%AddedHistory
DGDollar General CorpCOM2,300$237.7K<0.1%−889−27.9%ReducedHistory
EOGEOG Resources IncStock2,123$238.0K<0.1%−1,781−45.6%ReducedHistory
PSLVSprott Physical Silver TrustPHYSICAL SILVER15,254$239.5K<0.1%−82,175−84.3%ReducedHistory
Advisorshares Tr00768Y560ADVISORSHS ETF3,495$239.9K<0.1%+3,495New–
PORPortland General Electric CoCOM NEW5,453$239.9K<0.1%+5,453NewHistory
iShares Tr46436E866IBONDS 25 TRM TS10,277$240.1K<0.1%−173−1.7%Reduced–
iShares Tr464287770U.S. FIN SVC ETF2,687$240.9K<0.1%+3+0.1%Added–
NGGNational Grid PLCSPONSORED ADR NE3,317$241.0K<0.1%−719−17.8%ReducedHistory
Franklin Templeton ETF Tr35473P421FOCUSED DYNAMIC5,072$241.2K<0.1%00.0%Unchanged–
HUBBHubbell IncCOM561$241.3K<0.1%−136−19.5%ReducedHistory
iShares Esg Aware US Aggregate Bond ETF46435U549ETF5,026$241.4K<0.1%+726+16.9%Added–
First Tr Exchng Traded FD VI33740F276FT ENER INCO ETF12,191$241.6K<0.1%+521+4.5%Added–
First Tr Exchange-Traded FD33738R647S-NETWORK STREAM6,000$242.5K<0.1%+6,000New–
PTCPTC Inc.Stock1,196$242.8K<0.1%−446−27.2%ReducedHistory
NXHNeighborhood Intelligence, Inc.COM24,863$243.4K<0.1%−4,800−16.2%ReducedHistory
J P Morgan Exchange Traded F46641Q852INTL BD OPP ETF4,965$243.5K<0.1%+37+0.8%Added–
iShares Tr464288273EAFE SML CP ETF3,178$243.8K<0.1%−1,538−32.6%Reduced–
Innovator ETFs Trust45783Y541EQUITY DEF PROTN8,337$244.1K<0.1%00.0%Unchanged–
DHIHorton D R IncCOM1,442$244.3K<0.1%+1,442NewHistory
SCCOSouthern Copper CorpStock2,017$244.7K<0.1%−196−8.9%ReducedHistory
WYWeyerhaeuser CoCOM NEW9,898$245.4K<0.1%−1,199−10.8%ReducedHistory
PIMCO ETF Tr72201R585MULTISECTOR BD9,167$246.0K<0.1%−2,320−20.2%Reduced–
Amplify ETF Tr032108664AMPLIFY CYBERSEC2,838$246.3K<0.1%00.0%Unchanged–
CLHClean Harbors IncCOM1,062$246.6K<0.1%00.0%UnchangedHistory
WTRGEssential Utilities, Inc.COM6,205$247.6K<0.1%−301−4.6%ReducedHistory
Cohen & Steers ETF Trust19249U302NATURAL RES ACTI8,550$248.5K<0.1%+34+0.4%Added–
MFCManulife Financial CorpCOM7,980$248.6K<0.1%+27+0.3%AddedHistory
SESea LtdSPONSORD ADS1,394$249.2K<0.1%−49−3.4%ReducedHistory
MIRMMirum Pharmaceuticals, Inc.COM3,400$249.3K<0.1%+3,400NewHistory
Invesco Exch Traded FD Tr II46138G615INVESCO PHLX SM4,977$249.5K<0.1%−495−9.0%Reduced–
BBDCBarings BDC, Inc.COM28,537$250.0K<0.1%−618−2.1%ReducedHistory
UNMUnum GroupStock3,221$250.5K<0.1%−465−12.6%ReducedHistory
APHAmphenol CorpCL A2,029$251.1K<0.1%−489−19.4%ReducedHistory
EZPWEzcorp IncCL A NON VTG13,206$251.4K<0.1%+269+2.1%AddedHistory
iShares Ibonds 2026 Term High Yield and Income ETF46436E528ETF10,791$252.4K<0.1%+10,791New–
ASTSAST SpaceMobile, Inc.COM CL A5,154$252.9K<0.1%+209+4.2%AddedHistory
AURAurora Innovation, Inc.CLASS A COM47,006$253.4K<0.1%+14,142+43.0%AddedHistory
PIMCO ETF Tr72201R718ENHNCD LW DUR AC2,636$253.4K<0.1%00.0%Unchanged–
SNPSSynopsys IncCOM514$253.6K<0.1%+43+9.1%AddedHistory
Innovator ETFs Trust45783Y277US SM CA PW JUNE9,294$253.7K<0.1%−5,026−35.1%Reduced–
iShares Tr464288752US HOME CONS ETF2,376$254.8K<0.1%+2,376New–
ZIONZions Bancorporation, National AssociationCOM4,511$255.2K<0.1%−678−13.1%ReducedHistory
GLUGabelli Global Utility & Income TrustCOM SH BEN INT14,102$255.3K<0.1%+90+0.6%AddedHistory
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH1,424$255.4K<0.1%+142+11.1%Added–
SPDR Index Shs FDS78463X871ST INTL CAP ETF6,362$255.6K<0.1%+6,362New–
IBKRInteractive Brokers Group, Inc.Stock3,717$255.8K<0.1%+3,717NewHistory
Neos ETF Trust78433H576NASDAQ 100 HDGD4,719$256.7K<0.1%−106−2.2%Reduced–
iShares Tr46436E767ESG MSCI USA ETF4,482$256.9K<0.1%−110−2.4%Reduced–
METMetlife IncStock3,119$257.0K<0.1%−96−3.0%ReducedHistory
WisdomTree Tr97717X578EM EX ST-OWNED6,787$257.5K<0.1%−396−5.5%Reduced–
TMToyota Motor CorpADS1,348$257.9K<0.1%+6+0.4%AddedHistory
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF1,816$258.9K<0.1%+1,816New–
Global X FDS37954Y848GLOBAL X SILVER3,621$259.4K<0.1%−8,641−70.5%Reduced–
AGNTAGNT, Inc.COM24,352$259.6K<0.1%+114+0.5%AddedHistory
ProShares Tr74347B680S&P MDCP 400 DIV3,050$260.3K<0.1%−150−4.7%Reduced–
AGOAssured Guaranty LtdCOM3,079$260.7K<0.1%−2−0.1%ReducedHistory
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF3,075$260.9K<0.1%+3,075New–
Bondbloxx ETF Trust09789C853BLOOMBERG TWO YR5,267$261.0K<0.1%+113+2.2%Added–

Options (8)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Sigma Planning Corp in Q3 2025
SecurityClassPutsCalls
AMATApplied Materials IncStock–$374.8K
UBERUber Technologies, IncStock–$266.0K
AAPLApple Inc.Stock–$237.5K
CNCCentene CorpStock–$178.4K
SPYSPDR S&P 500 ETF TrustETF$128.6K–
FFord Motor CoStock–$114.8K
XRXXerox Holdings CorpCOM NEW$11.4K–
NWLNewell Brands Inc.Stock$1.44K–

Sold out since Q2 2025 (99)

Positions held at the end of Q2 2025 that are gone from this filing.

Positions of Sigma Planning Corp sold out since Q2 2025
SecurityClassShares in Q2 2025Value in Q2 2025% of portfolio in Q2 2025History
iShares Inc46434G764MSCI EMRG CHN23,604$1.49M<0.1%–
TGTXTG Therapeutics, Inc.COM35,227$1.27M<0.1%History
iShares Tr46436E833IBONDS 28 TRM TS55,618$1.24M<0.1%–
iShares Ibonds Dec 2028 Term Corporate ETF46435U515ETF48,575$1.23M<0.1%–
iShares Ibonds Dec 2027 Term Corporate ETF46435UAA9ETF50,210$1.22M<0.1%–
PAYPaymentus Holdings, Inc.Stock32,600$1.07M<0.1%History
iShares Ibonds Dec 2026 Term Corporate ETF46435GAA0ETF41,097$996.6K<0.1%–
iShares Tr46436E841IBONDS 27 TRM TS44,256$995.3K<0.1%–
TOSTToast, Inc.Stock20,777$920.2K<0.1%History
iShares Tr46435U333FOCUSD VAL FAC12,046$867.2K<0.1%–
iShares Ibonds 2027 Term High Yield and Income ETF46436E478ETF35,007$789.1K<0.1%–
USOUnited States Oil Fund, LPUNITS10,656$779.0K<0.1%History
MOHMolina Healthcare, Inc.COM2,575$767.1K<0.1%History
RGLDRoyal Gold IncStock4,078$725.3K<0.1%History
VanEck ETF Trust92189F486IG FLOA RATE ETF27,924$712.1K<0.1%–
STTState Street CorpCOM6,542$695.7K<0.1%History
CPRXCatalyst Pharmaceuticals, Inc.COM31,987$694.1K<0.1%History
CARTMaplebear Inc.COM15,046$680.7K<0.1%History
ATATAtour Lifestyle Holdings LtdSPONSORED ADS20,085$653.0K<0.1%History
LBLandBridge Co LLCCL A9,034$610.5K<0.1%History
First Tr Exchange-Traded FD337344105NASDAQ-100 SEL4,337$592.0K<0.1%–
BYDBoyd Gaming CorpCOM7,388$578.0K<0.1%History
RRCRange Resources CorpCOM14,190$577.1K<0.1%History
SPPPSprott Physical Platinum & Palladium TrustPHYSICAL PLATINU48,420$568.0K<0.1%History
PAYCPaycom Software, Inc.Stock2,324$537.9K<0.1%History
OPFIOppFi Inc.COM CL A38,396$537.2K<0.1%History
Fidelity Covington Trust31609A206ENHANCED SML CAP16,247$519.7K<0.1%–
First Tr Exchange-Traded FD33734X119CONSUMR STAPLE8,180$517.6K<0.1%–
TGITriumph Group IncCOM19,400$499.6K<0.1%History
SPDR Series Trust78468R523ST STR BL 12 ETF4,975$494.7K<0.1%–
CPNGCoupang, Inc.CL A16,413$491.7K<0.1%History
Aris Water Solutions, Inc.04041L106CLASS A COM20,642$488.2K<0.1%–
TRUTransUnionCOM5,085$447.5K<0.1%History
iShares Tr464288703MRNING SM CP ETF7,051$432.9K<0.1%–
DAVEDave Inc.CLASS A COM NEW1,582$424.6K<0.1%History
RBLXRoblox CorpStock4,000$420.7K<0.1%History
iShares Tr464287739U.S. REAL ES ETF4,399$416.9K<0.1%–
iShares Tr464288794US BR DEL SE ETF2,291$387.4K<0.1%–
CLBTCellebrite DI Ltd.ORDINARY SHARES24,000$384.0K<0.1%History
CHTRCharter Communications, Inc.CL A935$382.3K<0.1%History
Goldman Sachs ETF Tr381430230ULTR SHOR BD ETF7,509$379.7K<0.1%–
ESTCElastic N.V.ORD SHS4,471$377.0K<0.1%History
CNQCanadian Natural Resources LtdCOM11,761$369.3K<0.1%History
VRSKVerisk Analytics, Inc.COM1,174$365.8K<0.1%History
BKRBaker Hughes CoCL A9,354$358.6K<0.1%History
FLOCFlowco Holdings Inc.COM CL A20,000$356.2K<0.1%History
PENPenumbra IncCOM1,328$340.8K<0.1%History
PPCPilgrims Pride CorpStock7,233$325.3K<0.1%History
BXSLBlackstone Secured Lending FundCOMMON STOCK10,482$322.3K<0.1%History
American Centy ETF Tr025072505DIVERSIFIED MU6,585$322.2K<0.1%–
iShares Tr464288208MRGSTR MD CP ETF3,911$311.6K<0.1%–
Invesco Actively Managed Exc46090A887ULTRA SHRT DUR6,138$307.8K<0.1%–
CROXCrocs, Inc.COM2,974$301.2K<0.1%History
Sprott FDS Tr85208P808JUNIOR URANIUM14,234$300.8K<0.1%–
Golden Ocean Group LtdG39637205SHS NEW40,964$299.9K<0.1%–
CDECoeur Mining, Inc.COM NEW33,598$297.7K<0.1%History
NXTNextpower Inc.Stock5,326$289.6K<0.1%History
ALHCAlignment Healthcare, Inc.COM20,070$281.0K<0.1%History
AALAmerican Airlines Group Inc.Stock24,035$269.7K<0.1%History
DUOLDuolingo, Inc.CL A COM648$265.7K<0.1%History
LULUlululemon athletica inc.Stock1,099$261.2K<0.1%History
HUMHumana IncStock1,044$255.3K<0.1%History
IMOImperial Oil LtdCOM NEW3,208$255.0K<0.1%History
BUIBlackRock Utilities, Infrastructure & Power Opportunities TrustCOM9,350$240.8K<0.1%History
iShares Tr46435U432IBONDS DEC 258,945$239.4K<0.1%–
iShares Tr46438G612LARG CAP JUN ETF8,687$239.0K<0.1%–
ZBHZimmer Biomet Holdings, Inc.Stock2,612$238.3K<0.1%History
WHRWhirlpool CorpStock2,347$238.0K<0.1%History
Innovator U.S. Equity Power Buffer ETF - October45782C797ETF5,757$237.8K<0.1%–
INGRIngredion IncCOM1,751$237.5K<0.1%History
SPDR Series Trust78468R531SPDR S&P 500 ESG4,029$235.9K<0.1%–
VanEck ETF Trust92189H748CLO ETF4,398$232.9K<0.1%–
Pacer Lunt Large Cap Multi-Factor Alternator ETF69374H816ETF4,675$231.0K<0.1%–
CHKPCheck Point Software Technologies LtdORD1,042$230.6K<0.1%History
Direxion Shares ETF Trust25459Y207NASDAQ 100 EQ WT2,322$228.3K<0.1%–
Innovator ETFs Trust45782C334GRWT100 PWR BF4,459$227.5K<0.1%–
LOARLoar Holdings Inc.COM SHS2,637$227.2K<0.1%History
MTZMastec IncCOM1,333$227.2K<0.1%History
Innovator ETFs Trust45782C318US EQTY PWR BUF5,995$226.5K<0.1%–
BJBJ's Wholesale Club Holdings, Inc.COM2,095$225.9K<0.1%History
iShares Tr4642886613 7 YR TREAS BD1,894$225.5K<0.1%–
PBAPembina Pipeline CorpCOM5,862$219.9K<0.1%History
First Tr Exchange-Traded FD33738D838INTER GOVT ETF10,840$218.4K<0.1%–
CAVACava Group, Inc.COM2,589$218.0K<0.1%History
ODFLOld Dominion Freight Line, Inc.COM1,321$214.4K<0.1%History
GNRCGenerac Holdings Inc.Stock1,474$211.1K<0.1%History
First Tr Exchng Traded FD VI33740F797ACTV FCTR SMCP6,947$207.6K<0.1%–
CAGConagra Brands Inc.Stock10,124$207.2K<0.1%History
Pacer Trendpilot US Mid Cap ETF69374H204ETF5,897$205.7K<0.1%–
WENWendy's CoStock18,004$205.6K<0.1%History
OGEOGE Energy Corp.COM4,591$203.7K<0.1%History
HLHecla Mining CoCOM31,598$189.3K<0.1%History
BBBLACKBERRY LtdCOM24,327$111.4K<0.1%History
UWMCUWM Holdings CorpCOM CL A24,198$100.2K<0.1%History
NTLAIntellia Therapeutics, Inc.COM10,616$99.6K<0.1%History
PLGPlatinum Group Metals LtdCOM32,500$49.7K<0.1%History
XERSXeris Biopharma Holdings, Inc.COM10,050$46.9K<0.1%History
LCIDLucid Group, Inc.COM15,280$32.2K<0.1%History
SQFTWPresidio Property Trust, Inc.*W EXP 01/24/20210,218$344<0.1%History