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Sigma Planning Corp

SEC CIK
0001449126
Latest filing
Aug 7, 2026

Holdings in Q2 2025

Holdings as of Jun 30, 2025, filed Aug 5, 2025. Long positions only; changes compare share counts with Q1 2025.

Institution overview
Positions
1,238
+48 vs. Q1 2025
Portfolio value
$3.33B
+$190.5M (+6.1%) vs. Q1 2025
Filed
Aug 5, 2025
SEC
Holdings of Sigma Planning Corp in Q2 2025
SecurityClassSharesValue% of portfolioShare changeActionHistory
EXCExelon CorpStock16,356$710.2K<0.1%+350+2.2%AddedHistory
PHParker-Hannifin CorpStock1,019$711.4K<0.1%+2+0.2%AddedHistory
VanEck ETF Trust92189F486IG FLOA RATE ETF27,924$712.1K<0.1%−1,498−5.1%Reduced–
LNGCheniere Energy, Inc.COM NEW2,934$714.4K<0.1%−771−20.8%ReducedHistory
Trust for Professional Manag89834G729ACTIVEPASSIVE US19,081$717.5K<0.1%+2,460+14.8%Added–
First Tr Exchange-Traded FD33733E831INDXX AEROSPACE19,217$717.9K<0.1%+4,310+28.9%Added–
USFDUS Foods Holding Corp.COM9,325$718.1K<0.1%+1,301+16.2%AddedHistory
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679ETF6,508$718.6K<0.1%−203−3.0%Reduced–
First Tr Exchng Traded FD VI33740F870LOW DUR STRTGC37,828$718.7K<0.1%−1,404−3.6%Reduced–
VITLVital Farms, Inc.COM18,764$722.8K<0.1%+3,097+19.8%AddedHistory
iShares Tr464287549EXPND TEC SC ETF6,439$723.4K<0.1%−298−4.4%Reduced–
RGLDRoyal Gold IncStock4,078$725.3K<0.1%+4,078NewHistory
Vanguard Financials ETF92204A405ETF5,709$726.7K<0.1%−854−13.0%Reduced–
T Rowe Price ETF Inc87283Q305PRICE GRW STOCK17,394$731.2K<0.1%+3,595+26.1%Added–
First Tr Exchange-Traded Alp33735K108COM SHS4,849$732.0K<0.1%−328−6.3%Reduced–
QXOQXO, Inc.COM NEW34,069$733.8K<0.1%+21,880+179.5%AddedHistory
JFRNuveen Floating Rate Income FundCOM86,889$736.0K<0.1%−7,897−8.3%ReducedHistory
ELVElevance Health, Inc.Stock1,895$737.2K<0.1%−299−13.6%ReducedHistory
Capital Grp Fixed Incm ETF T14020Y508CORE BOND ETF28,069$738.2K<0.1%−10.0%Reduced–
GLDMWorld Gold TrustSPDR GLD MINIS11,352$743.8K<0.1%−317−2.7%ReducedHistory
CMCSAComcast CorpStock20,927$746.9K<0.1%−9,175−30.5%ReducedHistory
ACNAccenture plcStock2,504$748.5K<0.1%+3+0.1%AddedHistory
PRUPrudential Financial IncStock6,980$749.9K<0.1%−177−2.5%ReducedHistory
First Tr Exchng Traded FD VI33740F441FT VEST U.S EQT19,219$752.5K<0.1%+2,398+14.3%Added–
Global X FDS37954Y327GLBX MSCI COLUM25,390$753.8K<0.1%+4,450+21.3%Added–
FDXFedEx CorpStock3,322$755.2K<0.1%−861−20.6%ReducedHistory
First Tr Exchange-Traded Alp33735J101COM SHS9,615$756.0K<0.1%−12,154−55.8%Reduced–
Invesco Exch Traded FD Tr II46138E362S&P500 HDL VOL15,914$756.9K<0.1%+826+5.5%Added–
KLACKLA CorpCOM NEW846$758.0K<0.1%+34+4.2%AddedHistory
J P Morgan Exchange Traded F46641Q670CORE PLUS BD ETF16,170$761.0K<0.1%+890+5.8%Added–
WisdomTree Tr97717X263DYNAMIC INTL EQT19,207$761.8K<0.1%+6,230+48.0%Added–
POWLPowell Industries IncStock3,622$762.3K<0.1%+91+2.6%AddedHistory
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF18,826$762.3K<0.1%−17,059−47.5%Reduced–
BSXBoston Scientific CorpStock7,113$764.0K<0.1%+508+7.7%AddedHistory
First Tr Exchange-Traded Alp33737M102MID CP GR ALPH9,279$764.9K<0.1%−390−4.0%Reduced–
Graniteshares ETF Tr38747R8271.5X LNG NVDA DL10,880$766.2K<0.1%−165−1.5%Reduced–
MOHMolina Healthcare, Inc.COM2,575$767.1K<0.1%+2,575NewHistory
SPDR Series Trust78464A201ST STR SP600GRWO8,650$767.7K<0.1%−1,038−10.7%Reduced–
KVUEKenvue Inc.Stock36,696$768.0K<0.1%−2,063−5.3%ReducedHistory
ASMLASML Holding NVADR959$768.4K<0.1%+103+12.0%AddedHistory
iShares Tr464288687PFD AND INCM SEC25,195$773.0K<0.1%−2,705−9.7%Reduced–
First Tr Exchange-Traded FD33733A201DOW 30 EQL WGT20,185$773.7K<0.1%−31,059−60.6%Reduced–
Innovator U.S. Equity Buffer ETF - October45782C771ETF17,028$773.9K<0.1%−308−1.8%Reduced–
ASAmer Sports, Inc.COM SHS20,000$775.2K<0.1%00.0%UnchangedHistory
CRDOCredo Technology Group Holding LtdStock8,394$777.2K<0.1%+2,247+36.6%AddedHistory
USOUnited States Oil Fund, LPUNITS10,656$779.0K<0.1%+10,656NewHistory
CVSCVS Health CorpStock11,296$779.2K<0.1%−4,786−29.8%ReducedHistory
TGTTarget CorpStock7,916$780.9K<0.1%+1,579+24.9%AddedHistory
PNRPENTAIR plcSHS7,618$782.0K<0.1%−156−2.0%ReducedHistory
Schwab Emerging Markets Equity ETF808524706ETF25,951$782.1K<0.1%+124+0.5%Added–
iShares Tr464287291GLOBAL TECH ETF8,511$785.9K<0.1%−304−3.4%Reduced–
RBB FD Inc74933W643MOTLEY FOOL CAPI27,972$787.4K<0.1%+27,972New–
iShares Ibonds 2027 Term High Yield and Income ETF46436E478ETF35,007$789.1K<0.1%+1,958+5.9%Added–
iShares MSCI Eafe ETF464287465ETF8,836$789.9K<0.1%+296+3.5%Added–
Pacer Trendpilot US Large Cap ETF69374H105ETF15,645$794.1K<0.1%+621+4.1%Added–
First Tr Exchange Traded FD33738R662INTL DEV STRNGTH20,256$797.2K<0.1%+1,443+7.7%Added–
BKNGBooking Holdings Inc.Stock138$798.5K<0.1%+5+3.8%AddedHistory
CASHPathward Financial, Inc.COM10,114$800.2K<0.1%+10.0%AddedHistory
State Street SPDR S&P Homebuilders ETF78464A888ETF8,128$801.1K<0.1%+252+3.2%Added–
Cambria ETF Tr132061706EMRG SHAREHLDR22,186$801.4K<0.1%−16,119−42.1%Reduced–
Victory Portfolios II92647N527CORE BD ETF17,045$802.3K<0.1%+751+4.6%Added–
First Tr Exchange Traded FD33738R100MULTI ASSET DI50,786$802.9K<0.1%−22,859−31.0%Reduced–
SBSWSibanye Stillwater LtdSPONSORED ADR111,411$804.4K<0.1%−1,585−1.4%ReducedHistory
INTCIntel CorpStock35,962$805.6K<0.1%−3,177−8.1%ReducedHistory
EVLVEvolv Technologies Holdings, Inc.COM CL A129,300$806.8K<0.1%+129,300NewHistory
VanEck ETF Trust92189F387SHRT HGH YLD MUN35,818$809.1K<0.1%+110.0%Added–
MARMarriott International IncStock2,966$810.3K<0.1%−261−8.1%ReducedHistory
ALLAllstate CorpStock4,027$810.6K<0.1%−149−3.6%ReducedHistory
Pacer FDS Tr69374H246PACER CASH COWZ35,709$811.7K<0.1%+35,709New–
Innovator ETFs Trust45782C813US EQTY PWR BUF18,519$812.1K<0.1%+8,331+81.8%Added–
iShares U S ETF Tr46431W648U.S. TECH INDEPD8,667$814.7K<0.1%+1,021+13.4%Added–
Innovator ETFs Trust45784N759US SMALL CAP PWR31,502$818.8K<0.1%+8,058+34.4%Added–
iShares U.S. Medical Devices ETF464288810ETF13,083$819.5K<0.1%−3,081−19.1%Reduced–
T Rowe Price Exchange-Traded87283Q107PRICE BLUE CHIP18,167$823.9K<0.1%−40,506−69.0%Reduced–
First Tr Exchange-Traded FD33738D879FT VEST RIS33,504$827.9K<0.1%−34,405−50.7%Reduced–
LNCLincoln National CorpCOM23,958$828.9K<0.1%−3,248−11.9%ReducedHistory
Global X FDS37954Y343GLBL X MLP ETF16,572$831.9K<0.1%+868+5.5%Added–
FTNTFortinet, Inc.Stock7,883$833.4K<0.1%+655+9.1%AddedHistory
EVEREverQuote, Inc.COM CL A34,517$834.6K<0.1%+23,472+212.5%AddedHistory
iShares Tr464288513IBOXX HI YD ETF10,361$835.6K<0.1%+274+2.7%Added–
BlackRock ETF Trust09290C806ISHA US THEM ETF23,515$836.7K<0.1%+23,515New–
iShares Tr464287762US HLTHCARE ETF14,846$838.5K<0.1%−5,377−26.6%Reduced–
SGOLabrdn Gold ETF TrustETF26,803$845.4K<0.1%−798−2.9%ReducedHistory
iShares Ibonds 2029 Term High Yield and Income ETF46436E379ETF35,740$846.7K<0.1%+5,911+19.8%Added–
TWTradeweb Markets Inc.Stock5,806$850.0K<0.1%+3,276+129.5%AddedHistory
Fidelity Covington Trust316092378FIDELITY US MLTF23,674$851.0K<0.1%−1,277−5.1%Reduced–
SPGIS&P Global Inc.Stock1,615$851.7K<0.1%−1−0.1%ReducedHistory
J P Morgan Exchange Traded F46641Q878BET USD HIG ETF18,450$860.5K<0.1%+1,316+7.7%Added–
SMRNuscale Power CorpCL A COM21,776$861.4K<0.1%+21,776NewHistory
LQDALiquidia CorpCOM NEW69,185$862.0K<0.1%+3,910+6.0%AddedHistory
XELXcel Energy IncStock12,708$865.4K<0.1%−514−3.9%ReducedHistory
MRVLMarvell Technology, Inc.COM11,183$865.6K<0.1%+2,757+32.7%AddedHistory
iShares Tr46435U333FOCUSD VAL FAC12,046$867.2K<0.1%+4,442+58.4%Added–
Fidelity Covington Trust31609A404ENHANCED INTL26,153$869.8K<0.1%+16,522+171.6%Added–
Vanguard Scottsdale FDS92206C649VNG RUS2000VAL6,255$870.0K<0.1%−390−5.9%Reduced–
DBX ETF Tr233051200XTRACK MSCI EAFE19,925$871.7K<0.1%−490−2.4%Reduced–
SUNSunoco LPCOM UT REP LP16,306$873.8K<0.1%−1,995−10.9%ReducedHistory
Capital Group Core Equity Et14020V108SHS CREAT UNIT23,663$873.9K<0.1%+4,982+26.7%Added–
BFHBread Financial Holdings, Inc.COM15,386$878.8K<0.1%−684−4.3%ReducedHistory
EXPEExpedia Group, Inc.Stock5,211$879.0K<0.1%+2,073+66.1%AddedHistory

Options (6)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Sigma Planning Corp in Q2 2025
SecurityClassPutsCalls
UBERUber Technologies, IncStock–$269.1K
AAPLApple Inc.Stock–$265.1K
NVDANVIDIA CorpStock–$250.6K
SPYSPDR S&P 500 ETF TrustETF$101.4K–
XRXXerox Holdings CorpCOM NEW$9.94K–
NWLNewell Brands Inc.Stock$4.30K–

Sold out since Q1 2025 (94)

Positions held at the end of Q1 2025 that are gone from this filing.

Positions of Sigma Planning Corp sold out since Q1 2025
SecurityClassShares in Q1 2025Value in Q1 2025% of portfolio in Q1 2025History
iShares Tr46434V787YLD OPTIM BD219,152$4.91M0.2%–
Simplify Exchange Traded Fun82889N723AGGREGATE BD ETF106,495$2.25M0.1%–
Tidal Tr II88636J105RTN STACKED BD122,720$2.08M0.1%–
T Rowe Price Exchange-Traded87283Q503US EQUI RESH ETF46,947$1.65M0.1%–
Invesco Exchange Traded FD T46137V449S&P 100 EQL WIGH13,762$1.42M<0.1%–
ROKURoku, IncCOM CL A18,001$1.27M<0.1%History
Innovator ETFs Trust45782C425US EQT ULTRA BFR38,325$1.24M<0.1%–
VISTVista Energy, S.A.B. de C.V.SPONSORED ADS25,254$1.18M<0.1%History
SNSharkNinja, Inc.COM SHS13,500$1.13M<0.1%History
MASIMasimo CorpCOM6,365$1.06M<0.1%History
Innovator ETFs Trust45783Y350INTL DEVELOPED P39,270$1.05M<0.1%–
XUnited States Steel CorpCOM24,732$1.05M<0.1%History
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF11,332$795.6K<0.1%–
Goldman Sachs ETF Tr381430438EQUAL WEIGHT US10,211$776.4K<0.1%–
FRPTFreshpet, Inc.Stock8,299$690.2K<0.1%History
First Tr Exchange-Traded FD33734X127ENERGY ALPHADX34,433$568.8K<0.1%–
BIRKBirkenstock Holding plcCOM SHS12,015$550.9K<0.1%History
First Tr Exchange-Traded FD33734X309S NETWRK FUT VEH9,343$499.4K<0.1%–
QUREuniQure N.V.SHS46,150$489.2K<0.1%History
Innovator ETFs Trust45784N767GROWTH 100 PWR B18,669$472.5K<0.1%–
Janus Detroit STR Tr47103U100HENDERSN CAP ETF7,000$426.0K<0.1%–
WisdomTree Tr97717Y477US QUALITY GROW9,579$420.5K<0.1%–
Innovator ETFs Trust45782C599US SML CP PWR B13,687$400.6K<0.1%–
DFSDiscover Financial ServicesCOM2,261$385.9K<0.1%History
iShares Tr46429B671MSCI CHINA ETF7,001$380.9K<0.1%–
VERXVertex, Inc.Stock10,845$379.7K<0.1%History
PCNPIMCO Corporate & Income Strategy FundCOM27,494$375.3K<0.1%History
Invesco Exch Traded FD Tr II46138G805TAXABLE MUN BD13,866$369.9K<0.1%–
DOCUDocuSign, Inc.Stock4,390$357.3K<0.1%History
First Tr Exchange Traded FD33738R308BUYWRIT INCM ETF15,984$349.4K<0.1%–
BECNQxo Building Products, Inc.COM2,500$309.3K<0.1%History
LWLamb Weston Holdings, Inc.Stock5,605$298.7K<0.1%History
LENLennar CorpCL A2,596$297.9K<0.1%History
QSRRestaurant Brands International Inc.COM4,352$290.0K<0.1%History
Global X FDS37954Y715RBTCS ARTFL INTE10,147$288.8K<0.1%–
PIMCO ETF Tr72201R627SR LN ACTIVE ETF5,727$288.6K<0.1%–
Barrick Gold Corp067901108COM14,127$274.6K<0.1%–
OXLCOxford Lane Capital Corp.COM57,495$271.4K<0.1%History
Vanguard Admiral FDS Inc921932844MIDCP 400 VAL2,944$270.9K<0.1%–
iShares Tr464288752US HOME CONS ETF2,822$268.6K<0.1%–
TXTTextron IncCOM3,684$266.2K<0.1%History
Invesco Exch TRD SLF Idx FD46138J510BULSHS 2026 MUNI11,157$263.4K<0.1%–
iShares Tr464289420RUS TP200 VL ETF3,194$262.4K<0.1%–
First Tr Exchange-Traded FD33738D408FIRST TR TA HIYL6,314$259.1K<0.1%–
iShares Tr464289446RUS TOP 200 ETF1,880$258.3K<0.1%–
IBKRInteractive Brokers Group, Inc.Stock1,558$258.0K<0.1%History
RGNXREGENXBIO Inc.COM35,860$256.4K<0.1%History
Dimensional ETF Trust25434V849NATL MUN BD ETF5,265$250.5K<0.1%–
EXPDExpeditors International of Washington IncCOM2,060$247.7K<0.1%History
First Tr Exchange Traded FD33734X143HLTH CARE ALPH2,378$246.4K<0.1%–
Invesco Exch TRD SLF Idx FD46138J528BULSHS 2025 MUNI9,965$243.9K<0.1%–
Invesco Exch Traded FD Tr II46138E537NATL AMT MUNI10,457$240.9K<0.1%–
Innovator ETFs Trust45782C474US SML CP PWR B6,673$238.5K<0.1%–
BABAAlibaba Group Holding LtdADR1,766$233.5K<0.1%History
AB Active ETFs Inc00039J608HIGH YIELD ETF6,245$230.1K<0.1%–
DXDynex Capital IncCOM17,587$229.0K<0.1%History
iShares U.S. Treasury Bond ETF46429B267ETF9,889$227.3K<0.1%–
BDXBecton Dickinson & CoStock982$224.9K<0.1%History
SPDR Series Trust78468R622ST BLOO HIGH ETF2,353$224.2K<0.1%–
First Tr Exchange Traded FD33738R407NASDAQ BUYWRITE11,837$223.1K<0.1%–
BRBroadridge Financial Solutions, Inc.Stock918$222.6K<0.1%History
Innovator ETFs Trust45782C466GRWT100 PWR BF4,747$220.1K<0.1%–
Invesco Exchange Traded FD T46137V274S&P500 EQL UTL3,136$218.4K<0.1%–
JDJD.com, Inc.SPON ADS CL A5,279$217.1K<0.1%History
IVTInvenTrust Properties Corp.COM NEW7,390$217.0K<0.1%History
Invesco Exch Traded FD Tr II46138E784EMRNG MKT SVRG10,750$216.8K<0.1%–
Vanguard Wellington FD921935508US MOMENTUM1,418$215.1K<0.1%–
First Tr Exchange Traded FD33738R860NASDAQ BK ETF6,993$212.6K<0.1%–
IFNAberdeen India Fund, Inc.COM13,431$211.8K<0.1%History
Innovator ETFs Trust45783Y681NASDAQ 100 MANA7,815$211.1K<0.1%–
iShares Tr46435G250HIGH YLD SYSTM B4,457$209.9K<0.1%–
iShares Tr46438G406IBONDS OCT 20258,160$209.5K<0.1%–
SNDXSyndax Pharmaceuticals IncCOM16,985$208.7K<0.1%History
PCARPaccar IncCOM2,133$207.7K<0.1%History
LKQLKQ CorpCOM4,824$205.2K<0.1%History
iShares Tr464287374NORTH AMERN NAT4,470$203.2K<0.1%–
Fidelity Merrimack STR Tr316188101CORP BOND ETF4,306$202.2K<0.1%–
ETVEaton Vance Tax-Managed Buy-Write Opportunities FundCOM12,153$160.5K<0.1%History
ACTUActuate Therapeutics, Inc.COM23,675$160.3K<0.1%History
XFLTXAI Floating Rate & Alternative Income TrustCOM27,018$159.7K<0.1%History
RCKTRocket Pharmaceuticals, Inc.COM23,575$157.2K<0.1%History
PDMPiedmont Realty Trust, Inc.COM CL A19,322$142.4K<0.1%History
EVVEaton Vance Ltd Duration Income FundCOM12,211$121.9K<0.1%History
INABIN8BIO, Inc.COM700,680$116.3K<0.1%History
LTRNLantern Pharma Inc.COM28,650$101.4K<0.1%History
JPCNuveen Preferred & Income Opportunities FundCOM12,541$99.8K<0.1%History
LUNRIntuitive Machines, Inc.CLASS A COM10,415$77.6K<0.1%History
BGSB&G Foods, Inc.COM10,050$69.0K<0.1%History
APTOAptose Biosciences Inc.COM NEW17,389$54.8K<0.1%History
BBDBank BradescoSP ADR PFD NEW19,463$43.4K<0.1%History
ACHVAchieve Life Sciences, Inc.COM12,950$34.6K<0.1%History
ESPREsperion Therapeutics, Inc.COM12,250$17.6K<0.1%History
DNNDenison Mines Corp.COM12,000$15.6K<0.1%History
CMLSQCumulus Media IncCOM CL A14,119$6.24K<0.1%History