Sigma Planning Corp
- SEC CIK
- 0001449126
- Latest filing
- Aug 7, 2026
Holdings in Q1 2024
Holdings as of Mar 31, 2024, filed May 2, 2024. Long positions only; changes compare share counts with Q4 2023.
- Positions
- 1,215
- +375 vs. Q4 2023
- Portfolio value
- $3.18B
- +$1.90B (+148.9%) vs. Q4 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| PSAPublic Storage | COM | 1,131 | $328.2K | <0.1% | +415+58.0% | Added | History |
| State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788 | ETF | 8,082 | $329.0K | <0.1% | +8,082 | New | – |
| iShares Tr464287234 | MSCI EMG MKT ETF | 8,037 | $330.2K | <0.1% | +8,037 | New | – |
| J P Morgan Exchange Traded F46641Q654 | ULTRA SHT MUNCPL | 6,510 | $330.3K | <0.1% | +6,510 | New | – |
| IVTInvenTrust Properties Corp. | COM NEW | 12,902 | $331.7K | <0.1% | +4,218+48.6% | Added | History |
| Vanguard Scottsdale FDS92206C680 | VNG RUS1000GRW | 3,857 | $334.3K | <0.1% | +3,857 | New | – |
| LDOSLeidos Holdings, Inc. | COM | 2,558 | $335.4K | <0.1% | +2,558 | New | History |
| SOFISoFi Technologies, Inc. | Stock | 46,001 | $335.8K | <0.1% | +32,008+228.7% | Added | History |
| Fidelity Covington Trust316092824 | LOW VOLITY ETF | 5,995 | $336.8K | <0.1% | +5,995 | New | – |
| JBHTHunt J B Transport Services Inc | COM | 1,691 | $337.0K | <0.1% | +1,691 | New | History |
| LKQLKQ Corp | COM | 6,317 | $337.4K | <0.1% | +6,317 | New | History |
| KEYKeycorp | COM | 21,395 | $338.3K | <0.1% | −5,132−19.3% | Reduced | History |
| iShares Tr464288208 | MRGSTR MD CP ETF | 4,648 | $338.6K | <0.1% | +4,648 | New | – |
| HPQHP Inc | Stock | 11,257 | $340.2K | <0.1% | +11,257 | New | History |
| Capital Grp Fixed Incm ETF T14020Y201 | MUN INM ETF | 12,618 | $340.8K | <0.1% | +12,618 | New | – |
| SYNASYNAPTICS Inc | Stock | 3,499 | $341.4K | <0.1% | +1,299+59.0% | Added | History |
| BGBunge Global SA | COM SHS | 3,333 | $341.8K | <0.1% | +3,333 | New | History |
| WisdomTree Tr97717W315 | EMER MKT HIGH FD | 8,222 | $344.0K | <0.1% | +8,222 | New | – |
| SITESiteOne Landscape Supply, Inc. | COM | 1,974 | $344.6K | <0.1% | −961−32.7% | Reduced | History |
| SPDR Series Trust78468R622 | ST BLOO HIGH ETF | 3,626 | $345.3K | <0.1% | +3,626 | New | – |
| ANAutonation, Inc. | COM | 2,086 | $345.6K | <0.1% | +2,086 | New | History |
| First Tr Energy Income & Gro33738G104 | COM | 21,179 | $346.1K | <0.1% | +11,161+111.4% | Added | – |
| WisdomTree Tr97717W505 | US MIDCAP DIVID | 7,101 | $346.3K | <0.1% | +7,101 | New | – |
| CAGConagra Brands Inc. | Stock | 11,696 | $346.7K | <0.1% | +11,696 | New | History |
| SWKSSkyworks Solutions, Inc. | Stock | 3,213 | $348.1K | <0.1% | +3,213 | New | History |
| MSCIMSCI Inc. | Stock | 622 | $349.0K | <0.1% | +264+73.7% | Added | History |
| HPEHewlett Packard Enterprise Co | COM | 19,711 | $349.5K | <0.1% | +19,711 | New | History |
| ProShares Tr74347B680 | S&P MDCP 400 DIV | 4,450 | $349.6K | <0.1% | +4,450 | New | – |
| FITBFifth Third Bancorp | COM | 9,467 | $352.3K | <0.1% | +2,846+43.0% | Added | History |
| NXPINXP Semiconductors N.V. | COM | 1,422 | $352.5K | <0.1% | +1,422 | New | History |
| MRNAModerna, Inc. | Stock | 3,313 | $353.0K | <0.1% | +536+19.3% | Added | History |
| REGNRegeneron Pharmaceuticals, Inc. | COM | 368 | $354.2K | <0.1% | +368 | New | History |
| WSMWilliams Sonoma Inc | COM | 1,138 | $361.6K | <0.1% | +1,138 | New | History |
| Ssga Active ETF Tr78467V707 | ST STR UL BD ETF | 9,035 | $365.9K | <0.1% | +9,035 | New | – |
| ARK ETF Tr00214Q203 | AUTNMUS TECHNLGY | 6,737 | $368.6K | <0.1% | +6,737 | New | – |
| DJTTrump Media & Technology Group Corp. | Stock | 5,968 | $369.8K | <0.1% | +5,968 | New | History |
| AXONAxon Enterprise, Inc. | COM | 1,190 | $372.3K | <0.1% | +1,190 | New | History |
| ABRArbor Realty Trust Inc | COM | 28,289 | $374.8K | <0.1% | +28,289 | New | History |
| PCARPaccar Inc | COM | 3,029 | $375.4K | <0.1% | +3,029 | New | History |
| AIC3.ai, Inc. | Stock | 13,906 | $376.4K | <0.1% | +1,078+8.4% | Added | History |
| CTRACoterra Energy Inc. | Stock | 13,509 | $376.6K | <0.1% | −3,866−22.3% | Reduced | History |
| USBUS Bancorp DE | COM NEW | 8,426 | $376.7K | <0.1% | +8,426 | New | History |
| PBIPitney Bowes Inc | COM | 87,018 | $376.8K | <0.1% | +40,912+88.7% | Added | History |
| HIIHuntington Ingalls Industries, Inc. | COM | 1,296 | $377.8K | <0.1% | +1,296 | New | History |
| Cambria ETF Tr132061201 | SHSHLD YIELD ETF | 5,160 | $378.1K | <0.1% | +5,160 | New | – |
| CRCrane Co | COMMON STOCK | 2,804 | $378.9K | <0.1% | +2,804 | New | History |
| ESTCElastic N.V. | ORD SHS | 3,790 | $379.9K | <0.1% | +239+6.7% | Added | History |
| Etfis Ser Tr I26923G798 | VIRTUS PVT CR | 16,900 | $380.3K | <0.1% | +16,900 | New | – |
| Fidelity Covington Trust316092832 | DIVID ETF RISI | 8,174 | $380.5K | <0.1% | +8,174 | New | – |
| Innovator ETFs Trust45782C433 | US EQTY BUFR FEB | 9,750 | $383.0K | <0.1% | +9,750 | New | – |
| AZOAutoZone Inc | COM | 122 | $384.5K | <0.1% | +122 | New | History |
| Innovator ETFs Trust45782C334 | GRWT100 PWR BF | 8,455 | $384.8K | <0.1% | +8,455 | New | – |
| Global X FDS37954Y715 | RBTCS ARTFL INTE | 12,136 | $386.1K | <0.1% | +12,136 | New | – |
| GIBCgi Inc | CL A | 3,501 | $386.8K | <0.1% | +3,501 | New | History |
| Vanguard Mun BD FDS922907746 | TAX EXEMPT BD | 7,697 | $389.5K | <0.1% | +7,697 | New | – |
| ARMKAramark | COM | 11,977 | $389.5K | <0.1% | +3,621+43.3% | Added | History |
| RIOTRiot Platforms, Inc. | COM | 31,861 | $390.0K | <0.1% | +17,513+122.1% | Added | History |
| Invesco Exchange Traded FD T46137V548 | INTL DIVI ACHI | 21,159 | $392.3K | <0.1% | +9,087+75.3% | Added | – |
| LRNStride, Inc. | COM | 6,250 | $394.1K | <0.1% | +2,150+52.4% | Added | History |
| iShares Tr46435G474 | FALN ANGLS USD | 14,677 | $394.2K | <0.1% | +14,677 | New | – |
| OTISOtis Worldwide Corp | Stock | 3,983 | $395.4K | <0.1% | +921+30.1% | Added | History |
| iShares Tr46432F388 | MSCI USA VALUE | 3,693 | $400.1K | <0.1% | +3,693 | New | – |
| ILMNIllumina, Inc. | COM | 2,928 | $402.2K | <0.1% | +2,928 | New | History |
| DNPDNP Select Income Fund Inc | COM | 44,364 | $402.4K | <0.1% | +24,347+121.6% | Added | History |
| TERTeradyne, Inc | Stock | 3,586 | $404.7K | <0.1% | +3,586 | New | History |
| ZIONZions Bancorporation, National Association | COM | 9,340 | $405.4K | <0.1% | +4,480+92.2% | Added | History |
| iShares Tr464288281 | JPMORGAN USD EMG | 4,526 | $405.9K | <0.1% | +4,526 | New | – |
| Fidelity Covington Trust31609A305 | ENHANCED LARGE | 13,764 | $406.7K | <0.1% | +13,764 | New | – |
| ZTRVirtus Total Return Fund Inc. | COM | 73,198 | $407.7K | <0.1% | +35,393+93.6% | Added | History |
| FNFabrinet | SHS | 2,167 | $409.6K | <0.1% | +2,167 | New | History |
| CRHCRH Public Ltd Co | ORD | 4,756 | $410.3K | <0.1% | +4,756 | New | History |
| BEPCBrookfield Renewable Corp | CL A SUB VTG | 16,799 | $412.8K | <0.1% | +8,738+108.4% | Added | History |
| BKNGBooking Holdings Inc. | Stock | 113 | $413.3K | <0.1% | +113 | New | History |
| iShares Inc464286475 | EM MKT SM-CP ETF | 7,023 | $413.3K | <0.1% | +2,869+69.1% | Added | – |
| MKCMcCormick & Co Inc | Stock | 5,397 | $414.6K | <0.1% | +5,397 | New | History |
| CPECallon Petroleum Co | COM | 11,644 | $416.4K | <0.1% | +11,644 | New | History |
| HRLHormel Foods Corp | COM | 11,956 | $417.2K | <0.1% | +11,956 | New | History |
| PSECProspect Capital Corp | COM | 75,691 | $417.8K | <0.1% | +22,446+42.2% | Added | History |
| Global X Lithium & Battery Tech ETF37954Y855 | ETF | 9,234 | $418.2K | <0.1% | +2,120+29.8% | Added | – |
| COINCoinbase Global, Inc. | COM CL A | 1,578 | $418.5K | <0.1% | +262+19.9% | Added | History |
| SRESempra | Stock | 5,852 | $420.4K | <0.1% | +5,852 | New | History |
| WisdomTree Tr97717W851 | JAPN HEDGE EQT | 3,889 | $422.0K | <0.1% | +3,889 | New | – |
| DOVDOVER Corp | COM | 2,390 | $423.5K | <0.1% | +2,390 | New | History |
| iShares Tr464287549 | EXPND TEC SC ETF | 4,921 | $424.2K | <0.1% | +4,921 | New | – |
| First Trust Nasdaq-100 Technology Sector Index Fund337345102 | ETF | 2,224 | $424.2K | <0.1% | +868+64.0% | Added | – |
| HUMHumana Inc | Stock | 1,231 | $426.9K | <0.1% | +97+8.6% | Added | History |
| First Tr Exchange-Traded FD33733E831 | INDXX AEROSPACE | 15,715 | $427.3K | <0.1% | +15,715 | New | – |
| MASIMasimo Corp | COM | 2,922 | $429.1K | <0.1% | +353+13.7% | Added | History |
| HLTHilton Worldwide Holdings Inc. | COM | 2,014 | $429.6K | <0.1% | −256−11.3% | Reduced | History |
| QUREuniQure N.V. | SHS | 82,655 | $429.8K | <0.1% | +53,910+187.5% | Added | History |
| DHIHorton D R Inc | COM | 2,612 | $429.8K | <0.1% | +2,612 | New | History |
| Innovator ETFs Trust45782C664 | US EQTY BUF SEP | 10,947 | $430.1K | <0.1% | +10,947 | New | – |
| CINFCincinnati Financial Corp | COM | 3,466 | $430.4K | <0.1% | +3,466 | New | History |
| VMCVulcan Materials CO | COM | 1,578 | $430.9K | <0.1% | +1,578 | New | History |
| First Tr Exchange-Traded FD33737A108 | NASDQ CLN EDGE | 3,760 | $431.0K | <0.1% | +3,760 | New | – |
| SLVMSylvamo Corp | COMMON STOCK | 7,017 | $433.3K | <0.1% | +1,811+34.8% | Added | History |
| TTETotalEnergies SE | SPONSORED ADS | 6,298 | $433.5K | <0.1% | +6,298 | New | History |
| DINOHF Sinclair Corp | COM | 7,204 | $434.9K | <0.1% | +3,519+95.5% | Added | History |
| CFLTConfluent, Inc. | CLASS A COM | 14,321 | $437.1K | <0.1% | +1,776+14.2% | Added | History |
| BENFranklin Templeton Inc | COM | 15,548 | $437.1K | <0.1% | +15,548 | New | History |
Options (7)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| ASIXAdvanSix Inc. | COM | $10.9K | – |
| OLEDUniversal Display Corp | COM | $8.64K | – |
| BFHBread Financial Holdings, Inc. | COM | $6.20K | – |
| ECPGEncore Capital Group Inc | COM | $6.12K | – |
| GNWGenworth Financial Inc | COM SHS | $1.78K | – |
| PBIPitney Bowes Inc | COM | $1.58K | – |
| UBSUBS Group AG | Stock | – | $250 |
Sold out since Q4 2023 (34)
Positions held at the end of Q4 2023 that are gone from this filing.
| Security | Class | Shares in Q4 2023 | Value in Q4 2023 | % of portfolio in Q4 2023 | History |
|---|---|---|---|---|---|
| First Tr Exchange-Traded FD33738D408 | FIRST TR TA HIYL | 36,987 | $1.54M | 0.1% | – |
| STLAStellantis N.V. | SHS | 31,696 | $739.1K | 0.1% | History |
| First Tr Exchng Traded FD VI33740F391 | FT VEST U.S | 19,220 | $602.8K | <0.1% | – |
| EFCEllington Financial Inc. | COM | 40,726 | $517.6K | <0.1% | History |
| SCMStellus Capital Investment Corp | COM | 36,473 | $468.7K | <0.1% | History |
| Dimensional ETF Trust25434V203 | INTL CORE EQT MK | 15,629 | $447.6K | <0.1% | – |
| HYTBlackRock Corporate High Yield Fund, Inc. | COM | 46,453 | $438.1K | <0.1% | History |
| NMFCNew Mountain Finance Corp | COM | 33,197 | $422.3K | <0.1% | History |
| TPVGTriplePoint Venture Growth BDC Corp. | COM | 37,440 | $406.6K | <0.1% | History |
| OFSOFS Capital Corp | COM | 33,561 | $392.7K | <0.1% | History |
| DSLDoubleLine Income Solutions Fund | COM | 25,088 | $307.1K | <0.1% | History |
| HESHess Corp | Stock | 2,048 | $295.2K | <0.1% | History |
| ETF Managers Tr26924G201 | PRIME CYBR SCRTY | 4,463 | $269.6K | <0.1% | – |
| EPREpr Properties | COM SH BEN INT | 5,255 | $254.6K | <0.1% | History |
| First Tr Exchng Traded FD VI33740F334 | FT VEST U.S. | 7,906 | $248.4K | <0.1% | – |
| XRXXerox Holdings Corp | COM NEW | 13,343 | $244.6K | <0.1% | History |
| SSentinelOne, Inc. | CL A | 8,600 | $236.0K | <0.1% | History |
| GNRCGenerac Holdings Inc. | Stock | 1,790 | $231.3K | <0.1% | History |
| CCJCameco Corp | Stock | 5,002 | $215.6K | <0.1% | History |
| Vanguard Admiral FDS Inc921932794 | SMLCP 600 GRTH | 1,990 | $214.2K | <0.1% | – |
| UTLUnitil Corp | COM | 3,956 | $207.9K | <0.1% | History |
| AWFAlliancebernstein Global High Income Fund Inc | COM | 19,419 | $196.5K | <0.1% | History |
| PFLTPennantPark Floating Rate Capital Ltd. | COM | 16,204 | $196.1K | <0.1% | History |
| SPHSuburban Propane Partners LP | UNIT LTD PARTN | 11,017 | $195.7K | <0.1% | History |
| Western Digital Corp958102AP0 | NOTE 1.500% 2/0 | – | $151.4K | <0.1% | – |
| ETF Managers Tr26924G102 | PRIME JUNIR SLVR | 14,154 | $141.5K | <0.1% | – |
| NIONIO Inc. | ADR | 14,316 | $129.8K | <0.1% | History |
| CRKComstock Resources Inc | COM | 12,760 | $112.9K | <0.1% | History |
| SERSerina Therapeutics, Inc. | COM | 286,425 | $110.3K | <0.1% | History |
| BYNDBeyond Meat, Inc. | COM | 10,085 | $89.8K | <0.1% | History |
| ACXPAcurx Pharmaceuticals, Inc. | COM | 10,000 | $38.3K | <0.1% | History |
| CHPTChargePoint Holdings, Inc. | COM CL A | 13,973 | $32.7K | <0.1% | History |
| MBRXMoleculin Biotech, Inc. | COM | 12,000 | $10.3K | <0.1% | History |
| STEXStreamex Corp. | COM NEW | 15,000 | $7.13K | <0.1% | History |