Sigma Planning Corp
- SEC CIK
- 0001449126
- Latest filing
- Aug 7, 2026
Holdings in Q1 2024
Holdings as of Mar 31, 2024, filed May 2, 2024. Long positions only; changes compare share counts with Q4 2023.
- Positions
- 1,215
- +375 vs. Q4 2023
- Portfolio value
- $3.18B
- +$1.90B (+148.9%) vs. Q4 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| DRIDarden Restaurants Inc | COM | 1,574 | $263.1K | <0.1% | +1,574 | New | History |
| ODFLOld Dominion Freight Line, Inc. | COM | 1,199 | $263.2K | <0.1% | +1,199 | New | History |
| AGNTAGNT, Inc. | COM | 25,671 | $265.2K | <0.1% | +25,671 | New | History |
| RABrookfield Real Assets Income Fund Inc. | SHS BEN INT | 20,674 | $267.1K | <0.1% | −887−4.1% | Reduced | History |
| Dimensional ETF Trust25434V849 | NATL MUN BD ETF | 5,590 | $268.9K | <0.1% | +5,590 | New | – |
| GLDMWorld Gold Trust | SPDR GLD MINIS | 6,120 | $269.6K | <0.1% | +6,120 | New | History |
| Golden Ocean Group LtdG39637205 | SHS NEW | 20,809 | $269.7K | <0.1% | +20,809 | New | – |
| LUVSouthwest Airlines Co | COM | 9,262 | $270.4K | <0.1% | +9,262 | New | History |
| YUMYum Brands Inc | Stock | 1,951 | $270.5K | <0.1% | +1,951 | New | History |
| iShares 1-10 Year U.S. Aggregate Bond ETF464288596 | ETF | 2,613 | $270.6K | <0.1% | +2,613 | New | – |
| ICEIntercontinental Exchange, Inc. | Stock | 1,971 | $270.9K | <0.1% | +1,971 | New | History |
| AGOAssured Guaranty Ltd | COM | 3,106 | $271.1K | <0.1% | +3,106 | New | History |
| First Tr Exchng Traded FD VI33740F649 | FT VEST NAS | 10,914 | $271.2K | <0.1% | +10,914 | New | – |
| EXRExtra Space Storage Inc. | COM | 1,846 | $271.4K | <0.1% | +1,846 | New | History |
| DECKDeckers Outdoor Corp | COM | 289 | $272.0K | <0.1% | +289 | New | History |
| iShares Tr464288703 | MRNING SM CP ETF | 4,452 | $272.5K | <0.1% | +51+1.2% | Added | – |
| MCHPMicrochip Technology Inc | Stock | 3,038 | $272.6K | <0.1% | +3,038 | New | History |
| LNTAlliant Energy Corp | Stock | 5,428 | $273.6K | <0.1% | +1,141+26.6% | Added | History |
| iShares Ibonds 2026 Term High Yield and Income ETF46436E528 | ETF | 11,879 | $273.9K | <0.1% | +11,879 | New | – |
| BMAMacro Bank Inc. | SPON ADR B | 5,715 | $275.4K | <0.1% | +5,715 | New | History |
| GLWCorning Inc | COM | 8,380 | $276.2K | <0.1% | +8,380 | New | History |
| UGIUgi Corp | Stock | 11,318 | $277.8K | <0.1% | +11,318 | New | History |
| VALValaris Ltd | CL A | 3,693 | $277.9K | <0.1% | +3,693 | New | History |
| PINSPinterest, Inc. | CL A | 8,048 | $279.0K | <0.1% | +8,048 | New | History |
| Innovator ETFs Trust45782C367 | INTRNL DEV APRL | 10,285 | $279.3K | <0.1% | +10,285 | New | – |
| RBB FD Inc74933W478 | US TREASRY 12 MT | 5,614 | $280.5K | <0.1% | +5,614 | New | – |
| TEAMAtlassian Corp | CL A | 1,443 | $281.5K | <0.1% | +1,443 | New | History |
| DBX ETF Tr233051820 | XTRACK MSCI ALL | 8,587 | $281.9K | <0.1% | +8,587 | New | – |
| WBSWebster Financial Corp | COM | 5,564 | $282.5K | <0.1% | +5,564 | New | History |
| Sprott FDS Tr85208P303 | URANIUM MINERS E | 5,732 | $282.5K | <0.1% | +5,732 | New | – |
| UNMUnum Group | Stock | 5,266 | $282.6K | <0.1% | +5,266 | New | History |
| APOApollo Global Management, Inc. | COM | 2,513 | $282.7K | <0.1% | +101+4.2% | Added | History |
| Fidelity Covington Trust316092709 | MSCI INDL INDX | 4,200 | $284.8K | <0.1% | +4,200 | New | – |
| KLACKLA Corp | COM NEW | 409 | $285.7K | <0.1% | +409 | New | History |
| Innovator ETFs Trust45782C748 | US EQTY PWR BUF | 8,304 | $286.7K | <0.1% | +8,304 | New | – |
| STXSeagate Technology Holdings plc | ORD SHS | 3,080 | $286.7K | <0.1% | +3,080 | New | History |
| iShares Tr46434V290 | US SML CAP EQT | 4,512 | $286.9K | <0.1% | +4,512 | New | – |
| Invesco Exchange Traded FD T46137V332 | S&P500 EQL HLT | 9,051 | $287.7K | <0.1% | +9,051 | New | – |
| BLDRBuilders FirstSource, Inc. | Stock | 1,382 | $288.2K | <0.1% | +1,382 | New | History |
| Vanguard Admiral FDS Inc921932885 | MIDCP 400 IDX | 2,800 | $288.5K | <0.1% | +2,800 | New | – |
| iShares Tr46434V100 | 0-5YR INVT GR CP | 5,869 | $288.9K | <0.1% | +5,869 | New | – |
| CGTXCognition Therapeutics Inc | COM | 159,440 | $290.2K | <0.1% | +130,890+458.5% | Added | History |
| DFSDiscover Financial Services | COM | 2,222 | $291.3K | <0.1% | +2,222 | New | History |
| Innovator U.S. Equity Ultra Buffer ETF - January45782C300 | ETF | 8,090 | $292.1K | <0.1% | +8,090 | New | – |
| Listed FDS Tr53656G498 | ROUN MA SEVE ETF | 7,464 | $292.2K | <0.1% | +7,464 | New | – |
| MURMurphy Oil Corp | COM | 6,395 | $292.3K | <0.1% | +25+0.4% | Added | History |
| Dimensional World Ex U.S. Core Equity 2 ETF25434V880 | ETF | 11,542 | $293.6K | <0.1% | +11,542 | New | – |
| Invesco S&P 500 Equal Weight Technology ETF46137V282 | ETF | 8,357 | $294.1K | <0.1% | +8,357 | New | – |
| Innovator ETFs Trust45782C672 | US EQT ULTRA BF | 9,010 | $294.2K | <0.1% | −6,082−40.3% | Reduced | – |
| Franklin Templeton ETF Tr35473P884 | US MID CP MLTFCT | 5,505 | $294.3K | <0.1% | +5,505 | New | – |
| iShares Tr46436E569 | ESG SELECT SCRE | 7,355 | $296.3K | <0.1% | +7,355 | New | – |
| DOCUDocuSign, Inc. | Stock | 4,997 | $297.6K | <0.1% | +535+12.0% | Added | History |
| Barrick Gold Corp067901108 | COM | 17,965 | $298.9K | <0.1% | +1,083+6.4% | Added | – |
| WNCWabash National Corp | COM | 10,010 | $299.7K | <0.1% | +10+0.1% | Added | History |
| iShares Tr464288661 | 3 7 YR TREAS BD | 2,590 | $300.0K | <0.1% | +89+3.6% | Added | – |
| JPMorgan Chase & Co46625H365 | ALERIAN ML ETN | 10,563 | $300.9K | <0.1% | +10,563 | New | – |
| COFCapital One Financial Corp | Stock | 2,022 | $301.2K | <0.1% | +107+5.6% | Added | History |
| iShares U S ETF Tr46431W648 | U.S. TECH INDEPD | 4,254 | $301.2K | <0.1% | +4,254 | New | – |
| SBSWSibanye Stillwater Ltd | SPONSORED ADR | 64,128 | $302.0K | <0.1% | +52,022+429.7% | Added | History |
| First Tr Exchange-Traded Alp33735K108 | COM SHS | 2,451 | $302.2K | <0.1% | +555+29.3% | Added | – |
| NGGNational Grid PLC | SPONSORED ADR NE | 4,435 | $302.6K | <0.1% | +4,435 | New | History |
| Fidelity Covington Trust31609A503 | ENH MID COR ETF | 9,936 | $303.5K | <0.1% | +9,936 | New | – |
| SBLKStar Bulk Carriers Corp. | SHS PAR | 12,800 | $305.5K | <0.1% | +12,800 | New | History |
| PWRQuanta Services, Inc. | COM | 1,176 | $305.7K | <0.1% | +1,176 | New | History |
| TAPMolson Coors Beverage Co | CL B | 4,556 | $306.4K | <0.1% | +4,556 | New | History |
| Invesco Exchange Traded FD T46137V746 | LARG CAP GRO ETF | 3,431 | $306.4K | <0.1% | +3,431 | New | – |
| APTOAptose Biosciences Inc. | COM | 186,417 | $309.5K | <0.1% | +110,940+147.0% | Added | History |
| Vanguard Financials ETF92204A405 | ETF | 3,027 | $310.0K | <0.1% | +3,027 | New | – |
| ICLRIcon PLC | COM | 923 | $310.1K | <0.1% | +923 | New | History |
| BRBroadridge Financial Solutions, Inc. | Stock | 1,515 | $310.5K | <0.1% | +390+34.7% | Added | History |
| ZIMZIM Integrated Shipping Services Ltd. | SHS | 30,778 | $311.5K | <0.1% | +20,626+203.2% | Added | History |
| Invesco Exchange Traded FD T46137V886 | DWA STAPLES | 3,198 | $312.3K | <0.1% | +3,198 | New | – |
| ARK ETF Tr00214Q302 | GENOMIC REV ETF | 10,868 | $312.6K | <0.1% | +10,868 | New | – |
| Innovator ETFs Trust45783Y541 | EQUITY DEF PROTN | 11,882 | $312.6K | <0.1% | +11,882 | New | – |
| BERYBerry Global Group, Inc. | COM | 5,170 | $312.7K | <0.1% | +5,170 | New | History |
| PIMCO ETF Tr72201R783 | 0-5 HIGH YIELD | 3,350 | $313.2K | <0.1% | +3,350 | New | – |
| ARAntero Resources Corp | COM | 10,817 | $313.7K | <0.1% | +10,817 | New | History |
| PRPermian Resources Corp | CLASS A COM | 17,885 | $315.9K | <0.1% | +4,325+31.9% | Added | History |
| iShares Tr46435G243 | ESG AWRE 1 5 YR | 12,931 | $316.6K | <0.1% | +12,931 | New | – |
| RITMRithm Capital Corp. | REIT | 28,391 | $316.9K | <0.1% | +28,391 | New | History |
| PCNPIMCO Corporate & Income Strategy Fund | COM | 22,817 | $318.8K | <0.1% | +22,817 | New | History |
| First Tr Exchange-Traded FD337344105 | NASDAQ-100 SEL | 2,576 | $319.3K | <0.1% | −2,048−44.3% | Reduced | – |
| JCIJohnson Controls International plc | Stock | 4,890 | $319.4K | <0.1% | +4,890 | New | History |
| LEGLeggett & Platt Inc | Stock | 16,681 | $319.4K | <0.1% | +16,681 | New | History |
| WisdomTree Tr97717W422 | INDIA ERNGS FD | 7,352 | $320.3K | <0.1% | +7,352 | New | – |
| PPGPPG Industries Inc | Stock | 2,216 | $321.1K | <0.1% | +2,216 | New | History |
| ASOAcademy Sports & Outdoors, Inc. | COM | 4,756 | $321.3K | <0.1% | +4,756 | New | History |
| GPKGraphic Packaging Holding Co | COM | 11,026 | $321.7K | <0.1% | +11,026 | New | History |
| iShares Tr46432F859 | CORE 1 5 YR USD | 6,791 | $322.2K | <0.1% | +6,791 | New | – |
| BKHBlack Hills Corp | COM | 5,900 | $322.2K | <0.1% | +5,900 | New | History |
| Schwab U.S. Large-Cap Value ETF808524409 | ETF | 4,243 | $322.4K | <0.1% | +4,243 | New | – |
| Vanguard Admiral FDS Inc921932828 | SMLLCP 600 IDX | 3,178 | $322.6K | <0.1% | +870+37.7% | Added | – |
| iShares Tr464287796 | U.S. ENERGY ETF | 6,551 | $323.7K | <0.1% | +6,551 | New | – |
| PEverpure, Inc. | CL A | 6,241 | $324.5K | <0.1% | +6,241 | New | History |
| RCLRoyal Caribbean Cruises Ltd | COM | 2,335 | $324.6K | <0.1% | +2,335 | New | History |
| APLEApple Hospitality REIT, Inc. | REIT | 19,822 | $324.7K | <0.1% | +19,822 | New | History |
| SNVSynovus Financial Corp | COM NEW | 8,110 | $324.9K | <0.1% | −10.0% | Reduced | History |
| GGNGAMCO Global Gold, Natural Resources & Income Trust | COM SH BEN INT | 84,273 | $325.3K | <0.1% | +37,177+78.9% | Added | History |
| Invesco Exch Traded FD Tr II46138E222 | S&P INTL MOMNT | 7,762 | $326.4K | <0.1% | +7,762 | New | – |
| BNYBank of New York Mellon Corp | Stock | 5,686 | $327.6K | <0.1% | +5,686 | New | History |
Options (7)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| ASIXAdvanSix Inc. | COM | $10.9K | – |
| OLEDUniversal Display Corp | COM | $8.64K | – |
| BFHBread Financial Holdings, Inc. | COM | $6.20K | – |
| ECPGEncore Capital Group Inc | COM | $6.12K | – |
| GNWGenworth Financial Inc | COM SHS | $1.78K | – |
| PBIPitney Bowes Inc | COM | $1.58K | – |
| UBSUBS Group AG | Stock | – | $250 |
Sold out since Q4 2023 (34)
Positions held at the end of Q4 2023 that are gone from this filing.
| Security | Class | Shares in Q4 2023 | Value in Q4 2023 | % of portfolio in Q4 2023 | History |
|---|---|---|---|---|---|
| First Tr Exchange-Traded FD33738D408 | FIRST TR TA HIYL | 36,987 | $1.54M | 0.1% | – |
| STLAStellantis N.V. | SHS | 31,696 | $739.1K | 0.1% | History |
| First Tr Exchng Traded FD VI33740F391 | FT VEST U.S | 19,220 | $602.8K | <0.1% | – |
| EFCEllington Financial Inc. | COM | 40,726 | $517.6K | <0.1% | History |
| SCMStellus Capital Investment Corp | COM | 36,473 | $468.7K | <0.1% | History |
| Dimensional ETF Trust25434V203 | INTL CORE EQT MK | 15,629 | $447.6K | <0.1% | – |
| HYTBlackRock Corporate High Yield Fund, Inc. | COM | 46,453 | $438.1K | <0.1% | History |
| NMFCNew Mountain Finance Corp | COM | 33,197 | $422.3K | <0.1% | History |
| TPVGTriplePoint Venture Growth BDC Corp. | COM | 37,440 | $406.6K | <0.1% | History |
| OFSOFS Capital Corp | COM | 33,561 | $392.7K | <0.1% | History |
| DSLDoubleLine Income Solutions Fund | COM | 25,088 | $307.1K | <0.1% | History |
| HESHess Corp | Stock | 2,048 | $295.2K | <0.1% | History |
| ETF Managers Tr26924G201 | PRIME CYBR SCRTY | 4,463 | $269.6K | <0.1% | – |
| EPREpr Properties | COM SH BEN INT | 5,255 | $254.6K | <0.1% | History |
| First Tr Exchng Traded FD VI33740F334 | FT VEST U.S. | 7,906 | $248.4K | <0.1% | – |
| XRXXerox Holdings Corp | COM NEW | 13,343 | $244.6K | <0.1% | History |
| SSentinelOne, Inc. | CL A | 8,600 | $236.0K | <0.1% | History |
| GNRCGenerac Holdings Inc. | Stock | 1,790 | $231.3K | <0.1% | History |
| CCJCameco Corp | Stock | 5,002 | $215.6K | <0.1% | History |
| Vanguard Admiral FDS Inc921932794 | SMLCP 600 GRTH | 1,990 | $214.2K | <0.1% | – |
| UTLUnitil Corp | COM | 3,956 | $207.9K | <0.1% | History |
| AWFAlliancebernstein Global High Income Fund Inc | COM | 19,419 | $196.5K | <0.1% | History |
| PFLTPennantPark Floating Rate Capital Ltd. | COM | 16,204 | $196.1K | <0.1% | History |
| SPHSuburban Propane Partners LP | UNIT LTD PARTN | 11,017 | $195.7K | <0.1% | History |
| Western Digital Corp958102AP0 | NOTE 1.500% 2/0 | – | $151.4K | <0.1% | – |
| ETF Managers Tr26924G102 | PRIME JUNIR SLVR | 14,154 | $141.5K | <0.1% | – |
| NIONIO Inc. | ADR | 14,316 | $129.8K | <0.1% | History |
| CRKComstock Resources Inc | COM | 12,760 | $112.9K | <0.1% | History |
| SERSerina Therapeutics, Inc. | COM | 286,425 | $110.3K | <0.1% | History |
| BYNDBeyond Meat, Inc. | COM | 10,085 | $89.8K | <0.1% | History |
| ACXPAcurx Pharmaceuticals, Inc. | COM | 10,000 | $38.3K | <0.1% | History |
| CHPTChargePoint Holdings, Inc. | COM CL A | 13,973 | $32.7K | <0.1% | History |
| MBRXMoleculin Biotech, Inc. | COM | 12,000 | $10.3K | <0.1% | History |
| STEXStreamex Corp. | COM NEW | 15,000 | $7.13K | <0.1% | History |