Skip to main content

Sigma Planning Corp

SEC CIK
0001449126
Latest filing
Aug 7, 2026

Holdings in Q2 2022

Holdings as of Jun 30, 2022, filed Aug 11, 2022. Long positions only; changes compare share counts with Q1 2022.

Institution overview
Positions
1,275
−71 vs. Q1 2022
Portfolio value
$2.75B
−$581.6M (−17.5%) vs. Q1 2022
Filed
Aug 11, 2022
SEC
Holdings of Sigma Planning Corp in Q2 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
NMAINuveen Multi-Asset Income FundCOM35,722$472.0K<0.1%−331−0.9%ReducedHistory
STXSeagate Technology Holdings plcORD SHS6,609$472.0K<0.1%−127−1.9%ReducedHistory
QQQXNuveen NASDAQ 100 Dynamic Overwrite FundCOM SHS21,684$474.0K<0.1%+2,771+14.7%AddedHistory
State Street SPDR S&P 400 Mid Cap Value ETF78464A839ETF7,850$475.0K<0.1%−215−2.7%Reduced–
PIMCO ETF Tr72201R7830-5 HIGH YIELD5,363$475.0K<0.1%−8,846−62.3%Reduced–
Paramount Global92556H206CL B19,257$475.0K<0.1%−3,528−15.5%Reduced–
iShares Tr46436E809IBONDS 22 TRM TS18,804$476.0K<0.1%+18,804New–
CHDChurch & Dwight Co IncCOM5,164$479.0K<0.1%−117−2.2%ReducedHistory
Invesco Exch Traded FD Tr II46138G706SOLAR ETF6,714$479.0K<0.1%−1,060−13.6%Reduced–
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF5,265$482.0K<0.1%+5,265New–
WisdomTree Tr97717X578EM EX ST-OWNED16,839$483.0K<0.1%+287+1.7%Added–
LENLennar CorpCL A6,856$484.0K<0.1%−93−1.3%ReducedHistory
CNACna Financial CorpCOM10,811$485.0K<0.1%+10,811NewHistory
Innovator ETFs Tr45782C862LOUP FRONTIER16,333$485.0K<0.1%+4,310+35.8%Added–
Vanguard Consumer Discretionary ETF92204A108ETF2,141$487.0K<0.1%−844−28.3%Reduced–
BTIBritish American Tobacco p.l.c.SPONSORED ADR11,355$487.0K<0.1%+1,712+17.8%AddedHistory
TREXTrex Co IncCOM8,945$487.0K<0.1%−80−0.9%ReducedHistory
First Tr Exchange Traded FD33738R688S&P INTL DIVID30,523$487.0K<0.1%−1,100−3.5%Reduced–
iShares Tr46434VBG4IBONDS DEC24 ETF19,684$487.0K<0.1%+19,684New–
PANWPalo Alto Networks IncStock987$488.0K<0.1%−127−11.4%ReducedHistory
UBERUber Technologies, IncStock24,037$492.0K<0.1%−1,529−6.0%ReducedHistory
CROXCrocs, Inc.COM10,135$493.0K<0.1%−577−5.4%ReducedHistory
Flexshares Tr33939L662HIG YLD VL ETF12,231$494.0K<0.1%−1,065−8.0%Reduced–
BIDUBaidu, Inc.ADR3,330$495.0K<0.1%−4,057−54.9%ReducedHistory
OMCOmnicom Group Inc.COM7,776$495.0K<0.1%+2,943+60.9%AddedHistory
ARK ETF Tr00214Q302GENOMIC REV ETF15,736$496.0K<0.1%−3,857−19.7%Reduced–
QSRRestaurant Brands International Inc.COM9,881$496.0K<0.1%+9,881NewHistory
OFSOFS Capital CorpCOM50,052$497.0K<0.1%−1,798−3.5%ReducedHistory
MELIMercadolibre IncCOM785$500.0K<0.1%−48−5.8%ReducedHistory
iShares Tr464287325GLOB HLTHCRE ETF6,165$500.0K<0.1%+142+2.4%Added–
AIGAmerican International Group, Inc.Stock9,803$501.0K<0.1%+5,902+151.3%AddedHistory
KHCKraft Heinz CoStock13,122$501.0K<0.1%−456−3.4%ReducedHistory
MIYBlackRock Muniyield Michigan Quality Fund, Inc.COM38,076$501.0K<0.1%−5,906−13.4%ReducedHistory
Vanguard Scottsdale FDS92206C664VNG RUS2000IDX7,335$502.0K<0.1%−5,181−41.4%Reduced–
CMAComerica IncCOM6,867$504.0K<0.1%−2,284−25.0%ReducedHistory
SPDR Series Trust78464A821ST STR SP400GRW8,310$507.0K<0.1%−26−0.3%Reduced–
RSReliance, Inc.COM3,000$510.0K<0.1%+3,000NewHistory
RVTYRevvity, Inc.COM3,602$512.0K<0.1%−167−4.4%ReducedHistory
CCSCentury Communities, Inc.COM11,380$512.0K<0.1%+3,274+40.4%AddedHistory
SNASnap-on IncCOM2,597$512.0K<0.1%+2,597NewHistory
iShares Tr46428865310-20 YR TRS ETF4,286$515.0K<0.1%−944−18.0%Reduced–
GPCGenuine Parts CoStock3,876$516.0K<0.1%−681−14.9%ReducedHistory
WYWeyerhaeuser CoCOM NEW15,602$517.0K<0.1%−9,979−39.0%ReducedHistory
SPDR Series Trust78464A581ST STR SP HCEQ6,087$517.0K<0.1%−487−7.4%Reduced–
iShares Tr46435U861CORE DIVID ETF14,260$517.0K<0.1%+4,941+53.0%Added–
HFROHighland Opportunities & Income FundHIGHLAND INCOME46,000$518.0K<0.1%−18,502−28.7%ReducedHistory
Invesco Exch Traded FD Tr II46138E669GLOBAL EX US HGH26,944$519.0K<0.1%−1,288−4.6%Reduced–
CHTRCharter Communications, Inc.CL A1,116$523.0K<0.1%−149−11.8%ReducedHistory
Crescent PT Energy Corp22576C101COM73,500$523.0K<0.1%00.0%Unchanged–
iShares Inc464286475EM MKT SM-CP ETF10,943$526.0K<0.1%+761+7.5%Added–
Northern LTS FD Tr IV66538H534INSPIRE 100 ETF18,091$527.0K<0.1%−12,455−40.8%Reduced–
GLPIGaming & Leisure Properties, Inc.COM11,517$528.0K<0.1%+11,517NewHistory
GNTXGentex CorpCOM18,905$529.0K<0.1%−10.0%ReducedHistory
HBIHanesbrands Inc.COM51,373$529.0K<0.1%+51,373NewHistory
FISVFiserv IncStock5,967$531.0K<0.1%−140−2.3%ReducedHistory
BXMTBlackstone Mortgage Trust, Inc.COM CL A19,201$531.0K<0.1%−1,364−6.6%ReducedHistory
Invesco Exch Traded FD Tr II46138E198S&P MIDCP LOW10,327$531.0K<0.1%−416−3.9%Reduced–
XRXXerox Holdings CorpCOM NEW35,747$531.0K<0.1%+15,115+73.3%AddedHistory
FTNTFortinet, Inc.Stock9,394$532.0K<0.1%+284+3.1%AddedConverted for a 5-for-1 splitHistory
Healthcare Realty Trust Inc42225P501CL A NEW19,226$537.0K<0.1%−976−4.8%Reduced–
WisdomTree Tr97717W786INTL DIV EX FINL15,117$538.0K<0.1%+20.0%Added–
State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474ETF18,117$539.0K<0.1%−1,218−6.3%Reduced–
ORLYO Reilly Automotive IncStock857$541.0K<0.1%−59−6.4%ReducedHistory
WRBBerkley W R CorpCOM7,932$541.0K<0.1%−1,767−18.2%ReducedHistory
ADIAnalog Devices IncStock3,721$544.0K<0.1%−233−5.9%ReducedHistory
First Tr Exchange-Traded FD33739Q705FT VEST S&P 50011,078$544.0K<0.1%+4,213+61.4%Added–
GDVGabelli Dividend & Income TrustCOM26,680$546.0K<0.1%−257−1.0%ReducedHistory
PNRPENTAIR plcSHS11,954$547.0K<0.1%+838+7.5%AddedHistory
THOThor Industries IncCOM7,343$549.0K<0.1%+7,343NewHistory
PTYPIMCO Corporate & Income Opportunity FundCOM44,019$551.0K<0.1%−531−1.2%ReducedHistory
CCChemours CoStock17,247$552.0K<0.1%+7,997+86.5%AddedHistory
SPDR Series Trust78464A284ST NUVE HIGH ETF10,771$553.0K<0.1%+725+7.2%Added–
Ssga Active Tr78470P408STATE STREET US14,723$561.0K<0.1%−20,303−58.0%Reduced–
POOLPool CorpCOM1,621$569.0K<0.1%+198+13.9%AddedHistory
Vanguard Financials ETF92204A405ETF7,381$570.0K<0.1%−1,054−12.5%Reduced–
iShares Tr464288208MRGSTR MD CP ETF10,155$572.0K<0.1%−615−5.7%Reduced–
Innovator ETFs Trust45782C813US EQTY PWR BUF19,481$572.0K<0.1%+5,200+36.4%Added–
BEPCBrookfield Renewable CorpCL A SUB VTG16,075$572.0K<0.1%+84+0.5%AddedHistory
VRTXVertex Pharmaceuticals IncStock2,038$574.0K<0.1%+535+35.6%AddedHistory
PBAPembina Pipeline CorpCOM16,346$578.0K<0.1%+16,346NewHistory
IRMIron Mountain IncCOM11,903$580.0K<0.1%−702−5.6%ReducedHistory
State Street Communication Services Select Sector SPDR ETF81369Y852ETF10,725$582.0K<0.1%−369−3.3%Reduced–
iShares Tr464288257MSCI ACWI ETF6,931$582.0K<0.1%−319−4.4%Reduced–
iShares Global Clean Energy ETF464288224ETF30,634$584.0K<0.1%+131+0.4%Added–
Timothy Plan887432342U S SM CP CORE20,367$588.0K<0.1%−3,768−15.6%Reduced–
MGMMGM Resorts InternationalStock20,353$589.0K<0.1%−10,391−33.8%ReducedHistory
Pieris Pharmaceuticals Inc720795103COM315,384$590.0K<0.1%−45,450−12.6%Reduced–
BCEBce IncCOM NEW12,146$597.0K<0.1%+255+2.1%AddedHistory
iShares Tr464289883CORE 30 70 ETF17,366$600.0K<0.1%−10,664−38.0%Reduced–
ADSKAutodesk, Inc.COM3,491$600.0K<0.1%+127+3.8%AddedHistory
LNTHLantheus Holdings, Inc.Stock9,100$601.0K<0.1%+9,100NewHistory
First Tr Exchng Traded FD VI33740F722FT VEST US EQT17,087$601.0K<0.1%+17,087New–
IPInternational Paper CoCOM14,401$602.0K<0.1%−1,356−8.6%ReducedHistory
iShares Tr46435G243ESG AWRE 1 5 YR25,021$603.0K<0.1%−1,311−5.0%Reduced–
iShares Tr464288281JPMORGAN USD EMG7,085$605.0K<0.1%−3,059−30.2%Reduced–
WECWec Energy Group, Inc.Stock6,030$607.0K<0.1%−467−7.2%ReducedHistory
LCIDLucid Group, Inc.COM35,357$607.0K<0.1%+9,048+34.4%AddedHistory
Innovator ETFs Trust45782C748US EQTY PWR BUF20,918$608.0K<0.1%+4,950+31.0%Added–
Timothy Plan887432326HIG DV STK ETF20,567$609.0K<0.1%+20,567New–
VMIValmont Industries IncCOM2,716$610.0K<0.1%+13+0.5%AddedHistory

Options (10)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Sigma Planning Corp in Q2 2022
SecurityClassPutsCalls
Invesco QQQ Trust Series I46090E103ETF$70.3M–
SPYSPDR S&P 500 ETF TrustETF$55.5M$755.0K
AAPLApple Inc.Stock$328.0K$273.0K
MSFTMicrosoft CorpStock$257.0K$334.0K
GOOGAlphabet Inc.Stock–$219.0K
MRNAModerna, Inc.Stock$214.0K–
HRTXHeron Therapeutics, Inc.COM–$49.0K
FCELFuelcell Energy IncCOM–$47.0K
AGENAgenus IncCOM NEW–$35.0K
VHCVirnetX Holding CorpCOM–$13.0K

Sold out since Q1 2022 (177)

Positions held at the end of Q1 2022 that are gone from this filing.

The largest 100 of 177 by value last quarter.

Positions of Sigma Planning Corp sold out since Q1 2022
SecurityClassShares in Q1 2022Value in Q1 2022% of portfolio in Q1 2022History
iShares Tr4642874571 3 YR TREAS BD248,977$20.8M0.6%–
PEPPepsiCo IncStock46,572$7.79M0.2%History
SPDR Series Trust78464A755ST STR SP METAL81,789$5.01M0.2%–
BROBrown & Brown, Inc.Stock56,529$4.08M0.1%History
Invesco Exchange Traded FD T46137V290S&P500 EQL REL74,713$3.03M0.1%–
American Centy ETF Tr025072505DIVERSIFIED MU36,581$1.89M0.1%–
Vanguard World FD921910709EXTENDED DUR14,271$1.74M0.1%–
First Tr Exchange Traded FD33738R845NASDQ OIL GAS55,234$1.46M<0.1%–
First Tr Exchange Traded FD33734X812INDXX GLOBAL AGR39,333$1.31M<0.1%–
Invesco Exchange Traded FD T46137V761ENERG EXPL ETF46,739$1.30M<0.1%–
Vanguard Index FDS922908652EXTEND MKT ETF6,897$1.14M<0.1%–
MSTRStrategy IncStock2,040$992.0K<0.1%History
AAPAdvance Auto Parts IncCOM4,717$976.0K<0.1%History
iShares Tr464287622RUS 1000 ETF3,706$927.0K<0.1%–
iShares Inc46434G855MSCI GBL GOLD MN29,310$911.0K<0.1%–
GFIGold Fields LtdSPONSORED ADR58,646$907.0K<0.1%History
Vanguard Scottsdale FDS92206C565TOTAL WLD BD ETF10,870$806.0K<0.1%–
TASKTaskUs, Inc.CLASS A COM20,700$796.0K<0.1%History
MOSMosaic CoCOM11,847$788.0K<0.1%History
EXKEndeavour Silver CorpCOM143,460$667.0K<0.1%History
NGNovagold Resources IncCOM NEW85,752$663.0K<0.1%History
SSRMSSR Mining Inc.Stock30,278$659.0K<0.1%History
CSGPCostar Group, Inc.COM9,860$657.0K<0.1%History
Invesco Exch Traded FD Tr II46138E297S&P EMRNG MKTS25,205$651.0K<0.1%–
HMYHarmony Gold Mining Co LtdADR126,000$634.0K<0.1%History
UUnity Software Inc.COM6,299$625.0K<0.1%History
EQXEquinox Gold Corp.COM75,345$623.0K<0.1%History
UGIUgi CorpStock17,104$620.0K<0.1%History
AUAngloGold Ashanti PLCSPONSORED ADR24,334$576.0K<0.1%History
Invesco Exch Traded FD Tr II46138E164S&P SMLCP ENGY56,557$567.0K<0.1%–
MPLXMPLX LPCOM UNIT REP LTD16,682$554.0K<0.1%History
ZBRAZebra Technologies CorpCL A1,285$532.0K<0.1%History
AAAlcoa CorpStock5,826$525.0K<0.1%History
CPBCAMPBELL'S CoCOM11,657$520.0K<0.1%History
CHXChampionX CorpCOM20,600$504.0K<0.1%History
DJTTrump Media & Technology Group Corp.Stock7,740$499.0K<0.1%History
Osi ETF Tr67110P407OSHARES US QUALT10,332$454.0K<0.1%–
Flexshares Tr33939L829INT QLTDVDYNAM15,080$432.0K<0.1%–
PALLabrdn Palladium ETF TrustPHYSICAL PALLADM1,948$407.0K<0.1%History
ASMLASML Holding NVADR602$403.0K<0.1%History
Starboard Invt Tr85521B742ADAPTIVE ALPHA16,291$389.0K<0.1%–
CRCrane CoCOM3,579$388.0K<0.1%History
TNDMTandem Diabetes Care IncCOM NEW3,313$385.0K<0.1%History
ASOAcademy Sports & Outdoors, Inc.COM9,732$383.0K<0.1%History
AONAon plcCL A1,144$373.0K<0.1%History
SPDR Index Shs FDS78463X541ST STR NAT ETF5,655$355.0K<0.1%–
Kraneshares Tr500767587QUADRATIC DEFLA13,789$353.0K<0.1%–
TRGPTarga Resources Corp.COM4,520$341.0K<0.1%History
iShares Inc464286400MSCI BRAZIL ETF8,930$338.0K<0.1%–
CDWCDW CorpCOM1,879$336.0K<0.1%History
GHGuardant Health, Inc.COM4,932$327.0K<0.1%History
Flexshares Tr33939L605IBOXX 5YR TRGT11,848$321.0K<0.1%–
SCCOSouthern Copper CorpStock4,211$320.0K<0.1%History
ZENZendesk, Inc.COM2,650$319.0K<0.1%History
First Tr Exchange-Traded Alp33734Y109COM SHS3,470$318.0K<0.1%–
State Street SPDR S&P Semiconductor ETF78464A862ETF1,516$315.0K<0.1%–
EGLEEagle Bulk Shipping Inc.COM4,625$315.0K<0.1%History
Osi ETF Tr67110P704OSHS GBL INTER8,333$314.0K<0.1%–
WYNNWynn Resorts LtdCOM3,873$309.0K<0.1%History
SNAPSnap IncStock8,520$307.0K<0.1%History
Renaissance Cap Greenwich FD759937204IPO ETF6,890$304.0K<0.1%–
RCLRoyal Caribbean Cruises LtdCOM3,612$303.0K<0.1%History
UALUnited Airlines Holdings, Inc.COM6,358$295.0K<0.1%History
STRLSterling Infrastructure, Inc.COM10,950$293.0K<0.1%History
CNQCanadian Natural Resources LtdCOM4,694$291.0K<0.1%History
JKHYJack Henry & Associates IncStock1,421$280.0K<0.1%History
ICEIntercontinental Exchange, Inc.Stock2,102$278.0K<0.1%History
WisdomTree Tr97717Y691CLOUD COMPUTNG6,750$276.0K<0.1%–
ARTWArts Way Manufacturing Co IncCOM49,600$274.0K<0.1%History
PBCTPeople's United Financial, Inc.COM13,553$271.0K<0.1%History
RILYBRC Group Holdings, Inc.COM3,838$269.0K<0.1%History
Direxion Shares ETF Trust25459Y207NASDAQ 100 EQ WT3,471$268.0K<0.1%–
MURMurphy Oil CorpCOM6,605$267.0K<0.1%History
PENNPENN Entertainment, Inc.COM6,277$266.0K<0.1%History
DBX ETF Tr233051101XTRACK MSCI EMRG10,872$266.0K<0.1%–
Atlantica Sustainable Infr PG0751N103SHS7,587$266.0K<0.1%–
State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853ETF6,233$262.0K<0.1%–
STAGSTAG Industrial, Inc.COM6,280$260.0K<0.1%History
ARK Blockchain & Fintech Innovation ETF00214Q708ETF8,904$259.0K<0.1%–
SPDR Series Trust78464A656ST STR TIPS ETF8,571$259.0K<0.1%–
Invesco Exchange Traded FD T46137V472S&P MDCP QUALITY3,391$256.0K<0.1%–
EXPEExpedia Group, Inc.Stock1,297$254.0K<0.1%History
STMSTMicroelectronics N.V.NY REGISTRY5,884$254.0K<0.1%History
SOYBTeucrium Commodity TrustSOYBEAN FD9,390$251.0K<0.1%History
CHGGChegg, IncCOM6,878$250.0K<0.1%History
Global X FDS37954Y442CLOUD COMPUTNG11,273$248.0K<0.1%–
LHLabcorp Holdings Inc.COM NEW934$246.0K<0.1%History
Invesco Exch Traded FD Tr II46138E636INTL CORP BD9,670$245.0K<0.1%–
KKRKKR & Co. Inc.COM4,131$242.0K<0.1%History
AGCOAGCO CorpCOM1,626$238.0K<0.1%History
Amplify ETF Tr032108102ONLIN RETL ETF3,608$237.0K<0.1%–
Invesco Exchange Traded FD T46137V647SEMICONDUCTORS1,818$236.0K<0.1%–
iShares Broad Usd Investment Grade Corporate Bond ETF464288620ETF4,270$235.0K<0.1%–
CTASCintas CorpStock544$232.0K<0.1%History
Vanguard Admiral FDS Inc921932844MIDCP 400 VAL1,385$232.0K<0.1%–
MNSTMonster Beverage CorpCOM2,892$231.0K<0.1%History
PFGPrincipal Financial Group IncCOM3,150$231.0K<0.1%History
BBYBest Buy Co IncStock2,534$230.0K<0.1%History
First Tr Exchange-Traded FD33734X853INTL EQUITY OPP4,693$229.0K<0.1%–
BUIBlackRock Utilities, Infrastructure & Power Opportunities TrustCOM9,000$229.0K<0.1%History