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Sigma Planning Corp

SEC CIK
0001449126
Latest filing
Aug 7, 2026

Holdings in Q2 2022

Holdings as of Jun 30, 2022, filed Aug 11, 2022. Long positions only; changes compare share counts with Q1 2022.

Institution overview
Positions
1,275
−71 vs. Q1 2022
Portfolio value
$2.75B
−$581.6M (−17.5%) vs. Q1 2022
Filed
Aug 11, 2022
SEC
Holdings of Sigma Planning Corp in Q2 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares U.S. Regional Banks ETF464288778ETF4,958$244.0K<0.1%−363−6.8%Reduced–
LTCLTC Properties IncREIT6,363$244.0K<0.1%+392+6.6%AddedHistory
ETF Ser Solutions26922B709APTUS INT ENH YL12,169$244.0K<0.1%+2,761+29.3%Added–
iShares Select U.S. REIT ETF464287564ETF4,025$245.0K<0.1%−5,898−59.4%Reduced–
CNXCConcentrix CorpStock1,809$245.0K<0.1%−22−1.2%ReducedHistory
PDDPDD Holdings Inc.SPONSORED ADS3,969$245.0K<0.1%+3,969NewHistory
First Tr Exchng Traded FD VI33740F680FT VEST US EQT8,118$246.0K<0.1%−591−6.8%Reduced–
TAPMolson Coors Beverage CoCL B4,512$246.0K<0.1%+4,512NewHistory
IVZInvesco Ltd.Stock15,384$248.0K<0.1%+191+1.3%AddedHistory
MIDDMIDDLEBY CorpCOM1,979$248.0K<0.1%−1−0.1%ReducedHistory
OCOwens CorningStock3,368$250.0K<0.1%+11+0.3%AddedHistory
CPRTCopart IncCOM2,302$250.0K<0.1%−39−1.7%ReducedHistory
ELMEElme CommunitiesSH BEN INT11,721$250.0K<0.1%+41+0.4%AddedHistory
Nuveen PFD & Incm Securties67072C105COM34,471$250.0K<0.1%+34,471New–
ESGREnstar Group LTDSHS1,175$251.0K<0.1%+52+4.6%AddedHistory
Innovator ETFs Trust45782C755US EQTY BUFR JUN8,424$251.0K<0.1%+8,424New–
KYNBKyntra Bio, Inc.COM23,775$251.0K<0.1%+1,050+4.6%AddedHistory
PIMCO ETF Tr72201R817INV GRD CRP BD2,615$252.0K<0.1%+2+0.1%Added–
MPMP Materials Corp.COM CL A7,873$253.0K<0.1%−1,797−18.6%ReducedHistory
Pacer FDS Tr69374H717LUNT LRG CP ALTR6,176$253.0K<0.1%−63,995−91.2%Reduced–
WisdomTree Tr97717X511YIELD ENHANCD US5,648$253.0K<0.1%−197−3.4%Reduced–
AALAmerican Airlines Group Inc.Stock20,052$254.0K<0.1%−1,845−8.4%ReducedHistory
IIINInsteel Industries IncCOM7,544$254.0K<0.1%+7,544NewHistory
JMIAJumia Technologies AGSPONSORED ADS41,846$254.0K<0.1%+1,108+2.7%AddedHistory
DBLDoubleLine Opportunistic Credit FundCOM16,447$256.0K<0.1%+31+0.2%AddedHistory
Flexshares Tr33939L100MORNSTAR USMKT1,763$256.0K<0.1%−66−3.6%Reduced–
Golden Ocean Group LtdG39637205SHS NEW22,022$256.0K<0.1%+335+1.5%Added–
Vanguard Intl Equity Index F922042866FTSE PACIFIC ETF4,054$257.0K<0.1%−20.0%Reduced–
iShares Inc46434G822MSCI JAPAN ETF4,885$258.0K<0.1%−454−8.5%Reduced–
Invesco Exchange Traded FD T46137V886DWA STAPLES3,290$258.0K<0.1%+167+5.3%Added–
Vanguard Mortgage-Backed Securities ETF92206C771ETF5,453$261.0K<0.1%−3,908−41.7%Reduced–
EIXEdison InternationalStock4,144$262.0K<0.1%−307−6.9%ReducedHistory
iShares Tr46435U853BROAD USD HIGH7,578$262.0K<0.1%+348+4.8%Added–
LQDALiquidia CorpCOM NEW61,005$266.0K<0.1%+9,750+19.0%AddedHistory
Invesco Exchange Traded FD T46137V100AEROSPACE DEFN3,815$267.0K<0.1%−51−1.3%Reduced–
COFCapital One Financial CorpStock2,582$269.0K<0.1%−370−12.5%ReducedHistory
PLUGPlug Power IncStock16,232$269.0K<0.1%−8,517−34.4%ReducedHistory
ETYEaton Vance Tax-Managed Diversified Equity Income FundCOM23,764$269.0K<0.1%+794+3.5%AddedHistory
JEFJefferies Financial Group Inc.COM9,791$270.0K<0.1%−155−1.6%ReducedHistory
CXTCrane NXT, Co.COM3,096$271.0K<0.1%+3,096NewHistory
USOUnited States Oil Fund, LPUNITS3,370$271.0K<0.1%+3,370NewHistory
Fidelity Covington Trust316092790QLTY FCTOR ETF6,124$271.0K<0.1%+1,881+44.3%Added–
Invesco Exch Traded FD Tr II46138E842DORSEY WRGT SMLC4,004$272.0K<0.1%+627+18.6%Added–
Nushares ETF Tr67092P607NUVEEN ESG SMLCP8,304$272.0K<0.1%−361−4.2%Reduced–
Innovator ETFs Trust45782C540US EQTY PWR BUF9,530$274.0K<0.1%+425+4.7%Added–
CLMBClimb Global Solutions, Inc.COM8,250$274.0K<0.1%+8,250NewHistory
MFCManulife Financial CorpCOM15,858$275.0K<0.1%−3,355−17.5%ReducedHistory
Innovator ETFs Trust45782C409US EQTY BUFR JAN8,540$275.0K<0.1%+545+6.8%Added–
ETSYEtsy IncCOM3,762$275.0K<0.1%−92−2.4%ReducedHistory
JDJD.com, Inc.SPON ADS CL A4,287$275.0K<0.1%−17−0.4%ReducedHistory
ESTEEarthstone Energy IncCL A20,151$275.0K<0.1%+3,686+22.4%AddedHistory
JFRNuveen Floating Rate Income FundCOM33,194$277.0K<0.1%+6,342+23.6%AddedHistory
ALGNAlign Technology IncCOM1,171$277.0K<0.1%−224−16.1%ReducedHistory
Yamana Gold Inc98462Y100COM59,646$277.0K<0.1%−56,789−48.8%Reduced–
VTRSViatris IncStock26,537$278.0K<0.1%−26,045−49.5%ReducedHistory
FIXComfort Systems USA IncCOM3,363$280.0K<0.1%−289−7.9%ReducedHistory
SPDR Index Shs FDS78463X756ST MARKE CAP ETF5,784$281.0K<0.1%+5,784New–
DKSDick's Sporting Goods, Inc.Stock3,736$282.0K<0.1%+944+33.8%AddedHistory
DJTWWTrump Media & Technology Group Corp.*W EXP 03/25/20249,215$282.0K<0.1%+189+0.4%AddedHistory
TERTeradyne, IncStock3,156$283.0K<0.1%−4,176−57.0%ReducedHistory
PAASPan American Silver CorpStock14,429$284.0K<0.1%−12,450−46.3%ReducedHistory
VRSKVerisk Analytics, Inc.COM1,639$284.0K<0.1%+106+6.9%AddedHistory
First Tr Exchange-Traded Alp33737M300SML CP GRW ALP5,235$284.0K<0.1%+321+6.5%Added–
OGNOrganon & Co.Stock8,445$285.0K<0.1%+8,445NewHistory
First Tr Exchng Traded FD VI33740F847FT VEST US EQT8,380$285.0K<0.1%+8,380New–
OVVOvintiv Inc.COM6,452$285.0K<0.1%−279−4.1%ReducedHistory
KLACKLA CorpCOM NEW897$286.0K<0.1%−165−15.5%ReducedHistory
Fidelity Covington Trust316092824LOW VOLITY ETF6,421$286.0K<0.1%−253−3.8%Reduced–
RNRRenaissancere Holdings LtdCOM1,837$287.0K<0.1%+1,837NewHistory
CUZCousins Properties IncCOM NEW9,811$287.0K<0.1%00.0%UnchangedHistory
iShares Tr464288505MRGSTR SM CP ETF6,498$288.0K<0.1%−109−1.6%Reduced–
JHGJanus Henderson Group Ltd.ORD SHS12,289$289.0K<0.1%−632−4.9%ReducedHistory
SICPSilvergate Capital CorpCL A5,400$289.0K<0.1%+313+6.2%AddedHistory
CRSPCRISPR Therapeutics AGNAMEN AKT4,767$290.0K<0.1%+4,767NewHistory
iShares Tr464287184CHINA LG-CAP ETF8,561$290.0K<0.1%+8,561New–
Invesco Exchange Traded FD T46137V266S&P500 PUR GWT1,972$291.0K<0.1%−647−24.7%Reduced–
GGNGAMCO Global Gold, Natural Resources & Income TrustCOM SH BEN INT81,042$292.0K<0.1%+9,094+12.6%AddedHistory
MDNAFMedicenna Therapeutics Corp.COM252,050$292.0K<0.1%+51,750+25.8%AddedHistory
Invesco Exchange Traded FD T46137V746LARG CAP GRO ETF4,993$293.0K<0.1%−29−0.6%Reduced–
RCKTRocket Pharmaceuticals, Inc.COM21,290$293.0K<0.1%+7,230+51.4%AddedHistory
CORCencora, Inc.Stock2,084$295.0K<0.1%−13−0.6%ReducedHistory
BLDRBuilders FirstSource, Inc.Stock5,501$295.0K<0.1%−3,432−38.4%ReducedHistory
PSAPublic StorageCOM944$295.0K<0.1%−549−36.8%ReducedHistory
iShares Tr464287549EXPND TEC SC ETF1,000$295.0K<0.1%+80+8.7%Added–
FSRFisker Inc.CL A COM STK34,477$295.0K<0.1%+1,028+3.1%AddedHistory
RIVNRivian Automotive, Inc.Stock11,483$296.0K<0.1%−17,174−59.9%ReducedHistory
ETF Ser Solutions26922A172NATIONWIDE RSK15,401$296.0K<0.1%+2,007+15.0%Added–
iShares Tr464287127MORNINGSTR US EQ5,709$297.0K<0.1%+20.0%Added–
SPHSuburban Propane Partners LPUNIT LTD PARTN19,451$297.0K<0.1%−702−3.5%ReducedHistory
SNOWSnowflake Inc.Stock2,146$298.0K<0.1%+656+44.0%AddedHistory
AMAntero Midstream CorpStock33,083$299.0K<0.1%+1,760+5.6%AddedHistory
BSXBoston Scientific CorpStock8,036$300.0K<0.1%+395+5.2%AddedHistory
GXOGXO Logistics, Inc.Stock6,952$301.0K<0.1%+258+3.9%AddedHistory
SKTTanger Inc.COM21,172$301.0K<0.1%+16+0.1%AddedHistory
Flexshares Tr33939L506IBOXX 3R TARGT12,126$301.0K<0.1%−406−3.2%Reduced–
DNUTKrispy Kreme, Inc.COM22,108$301.0K<0.1%−122−0.5%ReducedHistory
SMGScotts Miracle-Gro CoStock3,823$302.0K<0.1%+77+2.1%AddedHistory
Innovator ETFs Trust45782C789US EQTY BUFR JUL10,011$302.0K<0.1%+10,011New–
PBIPitney Bowes IncCOM83,687$303.0K<0.1%+2,467+3.0%AddedHistory
iShares Tr464287770U.S. FIN SVC ETF2,045$303.0K<0.1%−38−1.8%Reduced–

Options (10)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Sigma Planning Corp in Q2 2022
SecurityClassPutsCalls
Invesco QQQ Trust Series I46090E103ETF$70.3M–
SPYSPDR S&P 500 ETF TrustETF$55.5M$755.0K
AAPLApple Inc.Stock$328.0K$273.0K
MSFTMicrosoft CorpStock$257.0K$334.0K
GOOGAlphabet Inc.Stock–$219.0K
MRNAModerna, Inc.Stock$214.0K–
HRTXHeron Therapeutics, Inc.COM–$49.0K
FCELFuelcell Energy IncCOM–$47.0K
AGENAgenus IncCOM NEW–$35.0K
VHCVirnetX Holding CorpCOM–$13.0K

Sold out since Q1 2022 (177)

Positions held at the end of Q1 2022 that are gone from this filing.

The largest 100 of 177 by value last quarter.

Positions of Sigma Planning Corp sold out since Q1 2022
SecurityClassShares in Q1 2022Value in Q1 2022% of portfolio in Q1 2022History
iShares Tr4642874571 3 YR TREAS BD248,977$20.8M0.6%–
PEPPepsiCo IncStock46,572$7.79M0.2%History
SPDR Series Trust78464A755ST STR SP METAL81,789$5.01M0.2%–
BROBrown & Brown, Inc.Stock56,529$4.08M0.1%History
Invesco Exchange Traded FD T46137V290S&P500 EQL REL74,713$3.03M0.1%–
American Centy ETF Tr025072505DIVERSIFIED MU36,581$1.89M0.1%–
Vanguard World FD921910709EXTENDED DUR14,271$1.74M0.1%–
First Tr Exchange Traded FD33738R845NASDQ OIL GAS55,234$1.46M<0.1%–
First Tr Exchange Traded FD33734X812INDXX GLOBAL AGR39,333$1.31M<0.1%–
Invesco Exchange Traded FD T46137V761ENERG EXPL ETF46,739$1.30M<0.1%–
Vanguard Index FDS922908652EXTEND MKT ETF6,897$1.14M<0.1%–
MSTRStrategy IncStock2,040$992.0K<0.1%History
AAPAdvance Auto Parts IncCOM4,717$976.0K<0.1%History
iShares Tr464287622RUS 1000 ETF3,706$927.0K<0.1%–
iShares Inc46434G855MSCI GBL GOLD MN29,310$911.0K<0.1%–
GFIGold Fields LtdSPONSORED ADR58,646$907.0K<0.1%History
Vanguard Scottsdale FDS92206C565TOTAL WLD BD ETF10,870$806.0K<0.1%–
TASKTaskUs, Inc.CLASS A COM20,700$796.0K<0.1%History
MOSMosaic CoCOM11,847$788.0K<0.1%History
EXKEndeavour Silver CorpCOM143,460$667.0K<0.1%History
NGNovagold Resources IncCOM NEW85,752$663.0K<0.1%History
SSRMSSR Mining Inc.Stock30,278$659.0K<0.1%History
CSGPCostar Group, Inc.COM9,860$657.0K<0.1%History
Invesco Exch Traded FD Tr II46138E297S&P EMRNG MKTS25,205$651.0K<0.1%–
HMYHarmony Gold Mining Co LtdADR126,000$634.0K<0.1%History
UUnity Software Inc.COM6,299$625.0K<0.1%History
EQXEquinox Gold Corp.COM75,345$623.0K<0.1%History
UGIUgi CorpStock17,104$620.0K<0.1%History
AUAngloGold Ashanti PLCSPONSORED ADR24,334$576.0K<0.1%History
Invesco Exch Traded FD Tr II46138E164S&P SMLCP ENGY56,557$567.0K<0.1%–
MPLXMPLX LPCOM UNIT REP LTD16,682$554.0K<0.1%History
ZBRAZebra Technologies CorpCL A1,285$532.0K<0.1%History
AAAlcoa CorpStock5,826$525.0K<0.1%History
CPBCAMPBELL'S CoCOM11,657$520.0K<0.1%History
CHXChampionX CorpCOM20,600$504.0K<0.1%History
DJTTrump Media & Technology Group Corp.Stock7,740$499.0K<0.1%History
Osi ETF Tr67110P407OSHARES US QUALT10,332$454.0K<0.1%–
Flexshares Tr33939L829INT QLTDVDYNAM15,080$432.0K<0.1%–
PALLabrdn Palladium ETF TrustPHYSICAL PALLADM1,948$407.0K<0.1%History
ASMLASML Holding NVADR602$403.0K<0.1%History
Starboard Invt Tr85521B742ADAPTIVE ALPHA16,291$389.0K<0.1%–
CRCrane CoCOM3,579$388.0K<0.1%History
TNDMTandem Diabetes Care IncCOM NEW3,313$385.0K<0.1%History
ASOAcademy Sports & Outdoors, Inc.COM9,732$383.0K<0.1%History
AONAon plcCL A1,144$373.0K<0.1%History
SPDR Index Shs FDS78463X541ST STR NAT ETF5,655$355.0K<0.1%–
Kraneshares Tr500767587QUADRATIC DEFLA13,789$353.0K<0.1%–
TRGPTarga Resources Corp.COM4,520$341.0K<0.1%History
iShares Inc464286400MSCI BRAZIL ETF8,930$338.0K<0.1%–
CDWCDW CorpCOM1,879$336.0K<0.1%History
GHGuardant Health, Inc.COM4,932$327.0K<0.1%History
Flexshares Tr33939L605IBOXX 5YR TRGT11,848$321.0K<0.1%–
SCCOSouthern Copper CorpStock4,211$320.0K<0.1%History
ZENZendesk, Inc.COM2,650$319.0K<0.1%History
First Tr Exchange-Traded Alp33734Y109COM SHS3,470$318.0K<0.1%–
State Street SPDR S&P Semiconductor ETF78464A862ETF1,516$315.0K<0.1%–
EGLEEagle Bulk Shipping Inc.COM4,625$315.0K<0.1%History
Osi ETF Tr67110P704OSHS GBL INTER8,333$314.0K<0.1%–
WYNNWynn Resorts LtdCOM3,873$309.0K<0.1%History
SNAPSnap IncStock8,520$307.0K<0.1%History
Renaissance Cap Greenwich FD759937204IPO ETF6,890$304.0K<0.1%–
RCLRoyal Caribbean Cruises LtdCOM3,612$303.0K<0.1%History
UALUnited Airlines Holdings, Inc.COM6,358$295.0K<0.1%History
STRLSterling Infrastructure, Inc.COM10,950$293.0K<0.1%History
CNQCanadian Natural Resources LtdCOM4,694$291.0K<0.1%History
JKHYJack Henry & Associates IncStock1,421$280.0K<0.1%History
ICEIntercontinental Exchange, Inc.Stock2,102$278.0K<0.1%History
WisdomTree Tr97717Y691CLOUD COMPUTNG6,750$276.0K<0.1%–
ARTWArts Way Manufacturing Co IncCOM49,600$274.0K<0.1%History
PBCTPeople's United Financial, Inc.COM13,553$271.0K<0.1%History
RILYBRC Group Holdings, Inc.COM3,838$269.0K<0.1%History
Direxion Shares ETF Trust25459Y207NASDAQ 100 EQ WT3,471$268.0K<0.1%–
MURMurphy Oil CorpCOM6,605$267.0K<0.1%History
PENNPENN Entertainment, Inc.COM6,277$266.0K<0.1%History
DBX ETF Tr233051101XTRACK MSCI EMRG10,872$266.0K<0.1%–
Atlantica Sustainable Infr PG0751N103SHS7,587$266.0K<0.1%–
State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853ETF6,233$262.0K<0.1%–
STAGSTAG Industrial, Inc.COM6,280$260.0K<0.1%History
ARK Blockchain & Fintech Innovation ETF00214Q708ETF8,904$259.0K<0.1%–
SPDR Series Trust78464A656ST STR TIPS ETF8,571$259.0K<0.1%–
Invesco Exchange Traded FD T46137V472S&P MDCP QUALITY3,391$256.0K<0.1%–
EXPEExpedia Group, Inc.Stock1,297$254.0K<0.1%History
STMSTMicroelectronics N.V.NY REGISTRY5,884$254.0K<0.1%History
SOYBTeucrium Commodity TrustSOYBEAN FD9,390$251.0K<0.1%History
CHGGChegg, IncCOM6,878$250.0K<0.1%History
Global X FDS37954Y442CLOUD COMPUTNG11,273$248.0K<0.1%–
LHLabcorp Holdings Inc.COM NEW934$246.0K<0.1%History
Invesco Exch Traded FD Tr II46138E636INTL CORP BD9,670$245.0K<0.1%–
KKRKKR & Co. Inc.COM4,131$242.0K<0.1%History
AGCOAGCO CorpCOM1,626$238.0K<0.1%History
Amplify ETF Tr032108102ONLIN RETL ETF3,608$237.0K<0.1%–
Invesco Exchange Traded FD T46137V647SEMICONDUCTORS1,818$236.0K<0.1%–
iShares Broad Usd Investment Grade Corporate Bond ETF464288620ETF4,270$235.0K<0.1%–
CTASCintas CorpStock544$232.0K<0.1%History
Vanguard Admiral FDS Inc921932844MIDCP 400 VAL1,385$232.0K<0.1%–
MNSTMonster Beverage CorpCOM2,892$231.0K<0.1%History
PFGPrincipal Financial Group IncCOM3,150$231.0K<0.1%History
BBYBest Buy Co IncStock2,534$230.0K<0.1%History
First Tr Exchange-Traded FD33734X853INTL EQUITY OPP4,693$229.0K<0.1%–
BUIBlackRock Utilities, Infrastructure & Power Opportunities TrustCOM9,000$229.0K<0.1%History