Sigma Planning Corp
- SEC CIK
- 0001449126
- Latest filing
- Aug 7, 2026
Holdings in Q2 2021
Holdings as of Jun 30, 2021, filed Aug 13, 2021. Long positions only; changes compare share counts with Q1 2021.
- Positions
- 1,388
- +87 vs. Q1 2021
- Portfolio value
- $3.33B
- +$218.7M (+7.0%) vs. Q1 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Blackstone Mtg Tr Inc09257WAB6 | NOTE 4.375% 5/0 | 15,000 | $15.0K | <0.1% | 00.0% | Unchanged | – |
| RMTIRockwell Medical, Inc. | COM | 16,612 | $15.0K | <0.1% | 00.0% | Unchanged | History |
| XCURExicure, Inc. | COM | 15,000 | $23.0K | <0.1% | +15,000 | New | History |
| Second Sight Med Prods Inc81362J126 | *W EXP 03/14/202 | 19,056 | $23.0K | <0.1% | −1,098−5.4% | Reduced | – |
| CFORCapForce Inc. | COM | 11,600 | $26.0K | <0.1% | +11,600 | New | History |
| REEDReed's, Inc. | COM | 27,789 | $28.0K | <0.1% | +300+1.1% | Added | History |
| GLGGLGHK Ltd | COM | 28,000 | $28.0K | <0.1% | +1,000+3.7% | Added | History |
| Boqi Intl Med Inc099501108 | COM | 22,500 | $30.0K | <0.1% | +1,500+7.1% | Added | – |
| Remark Hldgs Inc75955K102 | COM | 16,250 | $30.0K | <0.1% | −17,250−51.5% | Reduced | – |
| LITBLightInTheBox Holding Co., Ltd. | SPONSORED ADR | 18,200 | $36.0K | <0.1% | −45,900−71.6% | Reduced | History |
| ONCSOncosec Medical Inc | COM | 13,502 | $38.0K | <0.1% | −1,000−6.9% | Reduced | History |
| ITRMIterum Therapeutics plc | SHS | 17,153 | $40.0K | <0.1% | +17,153 | New | History |
| ADAPYAdaptimmune Therapeutics PLC | SPONDS ADR | 10,209 | $43.0K | <0.1% | +10,209 | New | History |
| SBSafe Bulkers, Inc. | COM | 11,843 | $47.0K | <0.1% | +11,843 | New | History |
| Prospect Cap Corp74348TAR3 | NOTE 4.950% 7/1 | 48,000 | $49.0K | <0.1% | 00.0% | Unchanged | – |
| CEMIChembio Diagnostics, Inc. | COM NEW | 17,800 | $53.0K | <0.1% | −4,000−18.3% | Reduced | History |
| Xinyuan Real Estate Co Ltd98417P105 | SPONS ADR | 20,658 | $55.0K | <0.1% | +20,658 | New | – |
| SJTSan Juan Basin Royalty Trust | UNIT BEN INT | 10,800 | $56.0K | <0.1% | +410+3.9% | Added | History |
| TELLTellurian Inc. | COM | 12,305 | $57.0K | <0.1% | +12,305 | New | History |
| AYTUAytu Biopharma, Inc | COM NEW | 11,674 | $58.0K | <0.1% | +952+8.9% | Added | History |
| CRBPCorbus Pharmaceuticals Holdings, Inc. | COM | 32,000 | $59.0K | <0.1% | 00.0% | Unchanged | History |
| TOMZTOMI Environmental Solutions, Inc. | COM NEW | 21,000 | $60.0K | <0.1% | −30,400−59.1% | Reduced | History |
| ONCTOncternal Therapeutics, Inc. | COM | 12,658 | $60.0K | <0.1% | +12,658 | New | History |
| Portman Ridge Fin Corp73688F102 | COM | 25,450 | $61.0K | <0.1% | +25,450 | New | – |
| OPKOpko Health, Inc. | COM | 15,402 | $62.0K | <0.1% | 00.0% | Unchanged | History |
| LOTZCarLotz, Inc. | COM CL A | 11,500 | $63.0K | <0.1% | +11,500 | New | History |
| NSLNuveen Senior Income Fund | COM | 10,815 | $64.0K | <0.1% | 00.0% | Unchanged | History |
| EZPWEzcorp Inc | CL A NON VTG | 10,758 | $65.0K | <0.1% | −10−0.1% | Reduced | History |
| RIGTransocean Ltd. | REGISTERED SHS | 15,159 | $69.0K | <0.1% | +1,075+7.6% | Added | History |
| Yamana Gold Inc98462Y100 | COM | 16,676 | $70.0K | <0.1% | −1,594−8.7% | Reduced | – |
| ACTGAcacia Research Corp | ACACIA TCH COM | 10,700 | $72.0K | <0.1% | −4,000−27.2% | Reduced | History |
| PPSIPioneer Power Solutions, Inc. | COM NEW | 15,720 | $73.0K | <0.1% | +15,720 | New | History |
| PLGPlatinum Group Metals Ltd | COM | 20,250 | $73.0K | <0.1% | +20,250 | New | History |
| LYGLloyds Banking Group plc | SPONSORED ADR | 28,864 | $74.0K | <0.1% | +18,500+178.5% | Added | History |
| IAFAbrdn Australia Equity Fund, Inc. | COM | 11,789 | $76.0K | <0.1% | +1,353+13.0% | Added | History |
| SCPXScorpius Holdings, Inc. | COM | 11,457 | $77.0K | <0.1% | −14,600−56.0% | Reduced | History |
| VVRInvesco Senior Income Trust | COM | 17,618 | $79.0K | <0.1% | +2,214+14.4% | Added | History |
| ABUSArbutus Biopharma Corp | COM | 26,000 | $79.0K | <0.1% | −290−1.1% | Reduced | History |
| Mogo Inc60800C109 | COM | 10,000 | $79.0K | <0.1% | −40,186−80.1% | Reduced | – |
| SERSerina Therapeutics, Inc. | COM | 51,700 | $80.0K | <0.1% | +28,200+120.0% | Added | History |
| ZOMDFZomedica Corp. | COM | 98,450 | $82.0K | <0.1% | −10,000−9.2% | Reduced | History |
| NOKNokia Corp | SPONSORED ADR | 15,996 | $85.0K | <0.1% | −3,772−19.1% | Reduced | History |
| CLWTEuro Tech Holdings Co Ltd | SHS NEW | 24,600 | $85.0K | <0.1% | +24,600 | New | History |
| EVGNEvogene Ltd. | SHS | 25,110 | $86.0K | <0.1% | −400−1.6% | Reduced | History |
| MV Oil Tr553859109 | TR UNITS | 10,326 | $88.0K | <0.1% | +10,326 | New | – |
| Adamas Trust, Inc.649604501 | COM PAR $.02 | 20,504 | $92.0K | <0.1% | +4,498+28.1% | Added | – |
| NNDMNano Dimension Ltd. | SPONSORD ADS NEW | 11,382 | $94.0K | <0.1% | −800−6.6% | Reduced | History |
| SQFTPresidio Property Trust, Inc. | COM CL A | 24,930 | $98.0K | <0.1% | −5,301−17.5% | Reduced | History |
| LQDALiquidia Corp | COM NEW | 34,490 | $99.0K | <0.1% | +6,100+21.5% | Added | History |
| GEOGeo Group Inc | COM | 13,990 | $100.0K | <0.1% | +13,990 | New | History |
| TUSKMammoth Energy Services, Inc. | COM | 22,000 | $101.0K | <0.1% | +500+2.3% | Added | History |
| EXGEaton Vance Tax-Managed Global Diversified Equity Income Fund | COM | 10,021 | $102.0K | <0.1% | 00.0% | Unchanged | History |
| TTITetra Technologies Inc | COM | 24,481 | $106.0K | <0.1% | +150+0.6% | Added | History |
| BBDCBarings BDC, Inc. | COM | 10,136 | $107.0K | <0.1% | +10,136 | New | History |
| VETVermilion Energy Inc. | COM | 12,300 | $108.0K | <0.1% | +12,300 | New | History |
| STEXStreamex Corp. | COM NEW | 29,120 | $112.0K | <0.1% | +4,698+19.2% | Added | History |
| IVRInvesco Mortgage Capital Inc. | COM | 28,660 | $112.0K | <0.1% | +120.0% | Added | History |
| OXSQOxford Square Capital Corp. | COM | 22,998 | $113.0K | <0.1% | −1,978−7.9% | Reduced | History |
| VHCVirnetX Holding Corp | COM | 27,317 | $117.0K | <0.1% | +958+3.6% | Added | History |
| RWTRedwood Trust Inc | COM | 10,000 | $121.0K | <0.1% | 00.0% | Unchanged | History |
| ELMSElectric Last Mile Solutions, Inc. | CLASS A COM | 12,048 | $121.0K | <0.1% | +12,048 | New | History |
| IGRCbre Global Real Estate Income Fund | COM | 14,005 | $123.0K | <0.1% | +42+0.3% | Added | History |
| RVPRetractable Technologies Inc | COM | 10,650 | $123.0K | <0.1% | +10,650 | New | History |
| AQMSAqua Metals, Inc. | COM | 41,250 | $124.0K | <0.1% | +750+1.9% | Added | History |
| SDSandridge Energy Inc | COM NEW | 20,128 | $126.0K | <0.1% | +20,128 | New | History |
| SRNESorrento Therapeutics, Inc. | COM NEW | 13,330 | $129.0K | <0.1% | −2,050−13.3% | Reduced | History |
| Two Harbors Investment Corp.90187B408 | COM NEW | 17,141 | $130.0K | <0.1% | −436−2.5% | Reduced | – |
| PFLPIMCO Income Strategy Fund | COM | 10,464 | $133.0K | <0.1% | +10,464 | New | History |
| VWTRVidler Water Resources, Inc. | COM | 10,000 | $133.0K | <0.1% | −7,500−42.9% | Reduced | History |
| EIGREiger BioPharmaceuticals, Inc. | COM | 15,950 | $136.0K | <0.1% | +750+4.9% | Added | History |
| OGIOrganigram Global Inc. | COM | 47,878 | $137.0K | <0.1% | −1,760−3.5% | Reduced | History |
| Guggenheim Enhanced Equity I40167B100 | COM | 16,317 | $140.0K | <0.1% | −13,572−45.4% | Reduced | – |
| JRONuveen Floating Rate Income Opportunity Fund | COM SHS | 14,405 | $141.0K | <0.1% | +623+4.5% | Added | History |
| Golden Ocean Group LtdG39637205 | SHS NEW | 13,056 | $144.0K | <0.1% | +13,056 | New | – |
| MFAMfa Financial, Inc. | COM | 31,676 | $145.0K | <0.1% | −5,947−15.8% | Reduced | History |
| ANGIAngi Inc. | COM CL A NEW | 10,925 | $148.0K | <0.1% | +10,925 | New | History |
| SIRISirius XM Holdings Inc. | COM | 22,688 | $148.0K | <0.1% | +2,475+12.2% | Added | History |
| AHTAshford Hospitality Trust Inc | COM SHS | 32,950 | $150.0K | <0.1% | +32,950 | New | History |
| VTRSViatris Inc | Stock | 10,654 | $152.0K | <0.1% | −3,052−22.3% | Reduced | History |
| NIDNuveen Intermediate Duration Municipal Term Fund | COM | 10,200 | $153.0K | <0.1% | +10,200 | New | History |
| BBBLACKBERRY Ltd | COM | 12,566 | $154.0K | <0.1% | +2,086+19.9% | Added | History |
| ARIApollo Commercial Real Estate Finance, Inc. | COM | 10,015 | $160.0K | <0.1% | +10,015 | New | History |
| ETYEaton Vance Tax-Managed Diversified Equity Income Fund | COM | 11,608 | $163.0K | <0.1% | +11,608 | New | History |
| ARLPAlliance Resource Partners LP | Stock | 22,750 | $164.0K | <0.1% | +7,150+45.8% | Added | History |
| RFICohen & Steers Total Return Realty Fund Inc | COM | 10,048 | $164.0K | <0.1% | −1,244−11.0% | Reduced | History |
| SABRSabre Corp | COM | 13,379 | $167.0K | <0.1% | −850−6.0% | Reduced | History |
| UWMCUWM Holdings Corp | COM CL A | 19,732 | $167.0K | <0.1% | −10,918−35.6% | Reduced | History |
| EGOEldorado Gold Corp | COM | 17,032 | $169.0K | <0.1% | +3,497+25.8% | Added | History |
| GABGabelli Equity Trust Inc | COM | 24,450 | $169.0K | <0.1% | +12,253+100.5% | Added | History |
| Hyperscale Data, Inc.05150X104 | COM | 62,100 | $175.0K | <0.1% | +2,600+4.4% | Added | – |
| GPPGreen Plains Partners LP | COM REP PTR IN | 13,679 | $175.0K | <0.1% | −1,839−11.9% | Reduced | History |
| OBDCBlue Owl Capital Corp | COM | 12,442 | $178.0K | <0.1% | +12,442 | New | History |
| RITMRithm Capital Corp. | REIT | 17,034 | $180.0K | <0.1% | +3,986+30.5% | Added | History |
| ETBEaton Vance Tax-Managed Buy-Write Income Fund | COM | 10,700 | $180.0K | <0.1% | +10,700 | New | History |
| Vivopower International PLCG9376R100 | SHS | 25,000 | $182.0K | <0.1% | −7,200−22.4% | Reduced | – |
| AODabrdn Total Dynamic Dividend Fund | COM SH BEN INT | 18,103 | $184.0K | <0.1% | +18,103 | New | History |
| POWWOutdoor Holding Co | COM | 19,010 | $186.0K | <0.1% | +19,010 | New | History |
| RLJRLJ Lodging Trust | COM | 12,342 | $188.0K | <0.1% | −224−1.8% | Reduced | History |
| VMOInvesco Municipal Opportunity Trust | COM | 13,897 | $189.0K | <0.1% | +68+0.5% | Added | History |
| Prospect Cap Corp74348TAT9 | NOTE 6.375% 3/0 | 175,000 | $189.0K | <0.1% | 00.0% | Unchanged | – |
Options (24)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| AMZNAmazon Com Inc | Stock | – | $5.50M |
| Invesco QQQ Trust Series I46090E103 | ETF | $3.83M | – |
| GSGoldman Sachs Group Inc | Stock | $1.90M | – |
| SPYSPDR S&P 500 ETF Trust | ETF | $985.0K | $856.0K |
| VanEck ETF Trust92189H607 | OIL SERVICES ETF | – | $1.42M |
| TGTTarget Corp | Stock | $1.21M | – |
| AALAmerican Airlines Group Inc. | Stock | – | $848.0K |
| XUnited States Steel Corp | COM | – | $734.0K |
| STEMStem, Inc. | CL A | – | $720.0K |
| MSFTMicrosoft Corp | Stock | – | $623.0K |
| CRMSalesforce, Inc. | Stock | – | $489.0K |
| ONOn Semiconductor Corp | Stock | – | $478.0K |
| ROKURoku, Inc | COM CL A | – | $459.0K |
| Enable Midstream Partners, LP292480100 | COM UNIT RP IN | – | $456.0K |
| GMGeneral Motors Co | COM | – | $444.0K |
| DISWalt Disney Co | Stock | – | $387.0K |
| BABoeing Co | Stock | – | $311.0K |
| VEEVVeeva Systems Inc | Stock | – | $311.0K |
| BBBLACKBERRY Ltd | COM | – | $263.0K |
| MUMicron Technology Inc | Stock | – | $255.0K |
| SRNESorrento Therapeutics, Inc. | COM NEW | – | $126.0K |
| SOSSOS Ltd | SPNSORD ADS NEW | – | $91.0K |
| NOKNokia Corp | SPONSORED ADR | – | $53.0K |
| VHCVirnetX Holding Corp | COM | – | $51.0K |
Sold out since Q1 2021 (101)
Positions held at the end of Q1 2021 that are gone from this filing.
The largest 100 of 101 by value last quarter.
| Security | Class | Shares in Q1 2021 | Value in Q1 2021 | % of portfolio in Q1 2021 | History |
|---|---|---|---|---|---|
| iShares Tr464288604 | MRGSTR SM CP GR | 26,308 | $7.90M | 0.3% | – |
| SIVBSVB Financial Group | COM | 13,758 | $6.79M | 0.2% | History |
| WBDWarner Bros. Discovery, Inc. | COM SER A | 140,268 | $6.10M | 0.2% | History |
| VXXBarclays Bank PLC | IPTH SR B S&P | 444,687 | $5.07M | 0.2% | History |
| PWRQuanta Services, Inc. | COM | 52,953 | $4.66M | 0.1% | History |
| First Tr Exchange Traded FD33738R720 | NASDQ ARTFCIAL | 74,374 | $3.88M | 0.1% | – |
| MOSMosaic Co | COM | 122,055 | $3.86M | 0.1% | History |
| Victory Portfolios II92647X806 | VS NASDQ NXT 50 | 103,753 | $3.28M | 0.1% | – |
| Vanguard World FD921910733 | ESG US STK ETF | 28,499 | $2.10M | 0.1% | – |
| FS KKR Cap Corp II35952V303 | COM | 62,133 | $1.21M | <0.1% | – |
| Alps ETF Tr00162Q783 | STRATEGIC INCOME | 48,456 | $1.20M | <0.1% | – |
| DTDynatrace, Inc. | Stock | 20,117 | $970.0K | <0.1% | History |
| MARAMARA Holdings, Inc. | COM | 19,739 | $948.0K | <0.1% | History |
| Invesco BulletShares 2021 HY Corp (BSJL)46138J809 | Exchange Traded Fund | 41,009 | $946.0K | <0.1% | – |
| NUANNuance Communications, Inc. | COM | 20,019 | $874.0K | <0.1% | History |
| DBIDesigner Brands Inc. | CL A | 46,467 | $809.0K | <0.1% | History |
| APIAgora, Inc. | ADS | 16,044 | $807.0K | <0.1% | History |
| MLMMartin Marietta Materials Inc | COM | 2,112 | $709.0K | <0.1% | History |
| WCNWaste Connections, Inc. | COM | 6,310 | $681.0K | <0.1% | History |
| AKAMAkamai Technologies Inc | COM | 6,629 | $675.0K | <0.1% | History |
| FRABlackRock Floating Rate Income Strategies Fund, Inc. | COM | 49,981 | $650.0K | <0.1% | History |
| iShares Inc464286426 | MSCI EM ASIA ETF | 6,874 | $624.0K | <0.1% | – |
| Flir Sys Inc302445101 | COM | 10,147 | $573.0K | <0.1% | – |
| Star Peak Energy Transition855185104 | CL A | 21,238 | $565.0K | <0.1% | – |
| MSTRStrategy Inc | Stock | 822 | $558.0K | <0.1% | History |
| EBSEmergent BioSolutions Inc. | COM | 5,981 | $556.0K | <0.1% | History |
| SPDR Series Trust78468R887 | ST STR R2K LOWV | 4,939 | $550.0K | <0.1% | – |
| ORIOld Republic International Corp | COM | 25,052 | $547.0K | <0.1% | History |
| SFLSFL Corp Ltd. | SHS | 67,384 | $540.0K | <0.1% | History |
| iShares Esg Aware US Aggregate Bond ETF46435U549 | ETF | 9,793 | $536.0K | <0.1% | – |
| ATHMAutohome Inc. | SP ADS RP CL A | 5,606 | $523.0K | <0.1% | History |
| TYLTyler Technologies Inc | COM | 1,141 | $484.0K | <0.1% | History |
| Atlantic Power Corp04878Q863 | COM NEW | 161,013 | $465.0K | <0.1% | – |
| GTMZoomInfo Technologies Inc. | Stock | 9,377 | $459.0K | <0.1% | History |
| BlackRock Mun Income Invt Tr09248H105 | SHS BEN INT | 29,612 | $412.0K | <0.1% | – |
| SYSo-Young International Inc. | SPONSORED ADS | 41,441 | $409.0K | <0.1% | History |
| HQHabrdn Healthcare Investors | SH BEN INT | 16,250 | $397.0K | <0.1% | History |
| CEPLCapstone Energy Plus, Inc. | COM | 41,515 | $379.0K | <0.1% | History |
| CLOVClover Health Investments, Corp. | COM CL A | 49,886 | $377.0K | <0.1% | History |
| WYYWidepoint Corp | COMMON | 38,700 | $356.0K | <0.1% | History |
| MBIOMustang Bio, Inc. | COM | 89,425 | $297.0K | <0.1% | History |
| iShares Inc46434G772 | MSCI TAIWAN ETF | 4,905 | $294.0K | <0.1% | – |
| Innovator ETFs Trust45782C870 | US EQT PWR BUF | 10,602 | $292.0K | <0.1% | – |
| JDJD.com, Inc. | SPON ADS CL A | 3,363 | $284.0K | <0.1% | History |
| Global X FDS37954Y285 | TELMDC&DIG ETF | 14,740 | $282.0K | <0.1% | – |
| APPNAppian Corp | CL A | 2,095 | $279.0K | <0.1% | History |
| CCDCalamos Dynamic Convertible & Income Fund | COM | 8,705 | $278.0K | <0.1% | History |
| DBDDiebold Nixdorf, Inc | COM | 19,300 | $273.0K | <0.1% | History |
| TMHCTaylor Morrison Home Corp | COM | 8,800 | $271.0K | <0.1% | History |
| CLGNCollPlant Biotechnologies Ltd | ADS | 19,700 | $265.0K | <0.1% | History |
| Portage Biotech IncG7185A128 | COM | 9,270 | $259.0K | <0.1% | – |
| VanEck ETF Trust92189H300 | JP MRGAN EM LOC | 8,394 | $258.0K | <0.1% | – |
| CHWYChewy, Inc. | CL A | 3,038 | $257.0K | <0.1% | History |
| ProShares Tr74347R206 | PSHS ULTRA QQQ | 2,182 | $256.0K | <0.1% | – |
| Amplify ETF Tr032108888 | BLACKSWAN GRWT | 7,903 | $253.0K | <0.1% | – |
| Invesco Exch Traded FD Tr II46138G102 | S&P SMLCP LOW | 5,438 | $250.0K | <0.1% | – |
| Innovator ETFs Trust45782C508 | US EQTY PWR BUF | 7,671 | $242.0K | <0.1% | – |
| PIMCO ETF Tr72201R882 | 25YR+ ZERO U S | 1,813 | $239.0K | <0.1% | – |
| MAXRMaxar Technologies Inc. | COM | 6,251 | $236.0K | <0.1% | History |
| WUWestern Union CO | Stock | 9,276 | $229.0K | <0.1% | History |
| HEIHeico Corp | COM | 1,800 | $226.0K | <0.1% | History |
| ROSTRoss Stores, Inc. | COM | 1,841 | $221.0K | <0.1% | History |
| iShares Tr46429B291 | A RATE CP BD ETF | 3,945 | $219.0K | <0.1% | – |
| PFGPrincipal Financial Group Inc | COM | 3,627 | $218.0K | <0.1% | History |
| TCF Finl Corp872307103 | COM | 4,623 | $215.0K | <0.1% | – |
| CECelanese Corp | Stock | 1,429 | $214.0K | <0.1% | History |
| PAASPan American Silver Corp | Stock | 7,132 | $214.0K | <0.1% | History |
| BGBunge Global SA | COM | 2,703 | $214.0K | <0.1% | History |
| HRBH&R Block Inc | COM | 9,769 | $213.0K | <0.1% | History |
| TERTeradyne, Inc | Stock | 1,742 | $212.0K | <0.1% | History |
| SONYSony Group Corp | SPONSORED ADR | 1,984 | $210.0K | <0.1% | History |
| FVRRFiverr International Ltd. | ORD SHS | 968 | $210.0K | <0.1% | History |
| Etfis Ser Tr I26923G798 | VIRTUS PVT CR | 8,969 | $209.0K | <0.1% | – |
| iShares Tr46435G789 | IBONDS DEC2021 | 8,118 | $209.0K | <0.1% | – |
| FFIVF5, Inc. | Stock | 999 | $208.0K | <0.1% | History |
| iShares Tr464288265 | MSCI KOKUSAI ETF | 2,356 | $208.0K | <0.1% | – |
| LKQLKQ Corp | COM | 4,901 | $207.0K | <0.1% | History |
| Nushares ETF Tr67092P300 | NUVEEN ESG LRGVL | 5,729 | $207.0K | <0.1% | – |
| Innovator U.S. Equity Power Buffer ETF - September45782C656 | ETF | 7,178 | $206.0K | <0.1% | – |
| First Tr Exchange-Traded FD33734X119 | CONSUMR STAPLE | 3,569 | $205.0K | <0.1% | – |
| LOGILogitech International S.A. | SHS | 1,951 | $204.0K | <0.1% | History |
| WisdomTree Tr97717W406 | US AI ENHANCED | 2,152 | $203.0K | <0.1% | – |
| FUVArcimoto Inc | COM | 14,415 | $191.0K | <0.1% | History |
| HPEHewlett Packard Enterprise Co | COM | 11,293 | $178.0K | <0.1% | History |
| Eaton Vance 2021 Target TRM27829W101 | COM SHS BEN INT | 17,630 | $173.0K | <0.1% | – |
| HMYHarmony Gold Mining Co Ltd | ADR | 34,653 | $151.0K | <0.1% | History |
| BVNBuenaventura Mining Co Inc | SPONSORED ADR | 14,820 | $149.0K | <0.1% | History |
| GFIGold Fields Ltd | SPONSORED ADR | 15,583 | $148.0K | <0.1% | History |
| Great Panther MNG Ltd39115V101 | COM | 191,279 | $147.0K | <0.1% | – |
| PAAPlains All American Pipeline LP | UNIT LTD PARTN | 12,574 | $114.0K | <0.1% | History |
| KEPKorea Electric Power Corp | SPONSORED ADR | 11,000 | $113.0K | <0.1% | History |
| VIXYProShares Trust II | VIX SH TRM FUTRS | 11,990 | $112.0K | <0.1% | History |
| KALAKALA BIO, Inc. | COM | 13,700 | $92.0K | <0.1% | History |
| MMTAberdeen Multi-Market Income Fund | SH BEN INT | 13,610 | $88.0K | <0.1% | History |
| Affimed N VN01045108 | COM | 10,823 | $86.0K | <0.1% | – |
| LVOLiveOne, Inc. | COM NEW | 14,000 | $61.0K | <0.1% | History |
| Voya Prime Rate Tr92913A100 | SH BEN INT | 12,884 | $60.0K | <0.1% | – |
| Davidstea Inc238661102 | COM | 13,500 | $51.0K | <0.1% | – |
| MIECohen & Steers MLP Income & Energy Opportunity Fund | COM SHS | 15,100 | $48.0K | <0.1% | History |
| LFWDLifeward Ltd. | SHS | 13,050 | $32.0K | <0.1% | History |