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Livermore
Livermore
ZHEN

Ancora Advisors, LLC

SEC CIK
0001446114
Latest filing
Aug 14, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 14, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
1,774
−28 vs. Q2 2023
Portfolio value
$3.73B
−$52.2M (−1.4%) vs. Q2 2023
Filed
Nov 14, 2023
SEC
Holdings of Ancora Advisors, LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
CMCWFPiermont Valley Acquisition Corp*W EXP 11/19/2025,000$137<0.1%00.0%UnchangedHistory
Vision Sensing Acquisition C92838J111*W EXP 10/21/2023,750$139<0.1%00.0%Unchanged–
Goldenstone Acquisition Ltd38136Y110*W EXP 07/15/2023,000$145<0.1%00.0%Unchanged–
Revelstone Capital Acqstn Co76137R114*W EXP 09/15/2022,249$146<0.1%00.0%Unchanged–
Electriq Power Holdings, Inc.285046116Warrant5,298$150<0.1%+5,298New–
FLDDWFold Holdings, Inc.*W EXP 10/19/2022,200$154<0.1%00.0%UnchangedHistory
CYCUWCycurion, Inc.*W EXP 09/01/2024,800$154<0.1%00.0%UnchangedHistory
Golden Arrow Merger Corp380799114*W EXP 07/31/2024,366$158<0.1%00.0%Unchanged–
GSTCGlobeStar Therapeutics CorpCOM88,000$158<0.1%00.0%UnchangedHistory
APLMWApollomics Inc.*W EXP 04/01/2023,700$159<0.1%00.0%UnchangedHistory
Spree Acquisition Corp. 1 LtdG83745128*W EXP 12/22/2024,300$161<0.1%00.0%Unchanged–
Fintech Ecosystem Deve318136116*W EXP 04/01/2027,900$167<0.1%00.0%Unchanged–
Ap Acquisition CorpG04058114*W EXP 12/07/2022,500$169<0.1%00.0%Unchanged–
ATHXAthersys, IncCOM NEW390$169<0.1%00.0%UnchangedHistory
Cepton, Inc.15673X119*W EXP 06/01/2026,250$171<0.1%00.0%Unchanged–
Financial Strategies Acquisi31772T115*W EXP 03/31/20210,000$175<0.1%00.0%Unchanged–
RXRXRecursion Pharmaceuticals, Inc.CL A23$176<0.1%+23NewHistory
CEROWCero Therapeutics Holdings, Inc.*W EXP 09/01/2022,500$179<0.1%00.0%UnchangedHistory
VIPVulcan Infrastructure & Power Inc.CLASS A COM44$180<0.1%00.0%UnchangedHistory
Chavant Capital Acquisitn CoG2058L111*W EXP 99/99/9996,325$185<0.1%00.0%Unchanged–
Stonebridge Acquisition CorpG85094129*W EXP 03/31/2027,500$195<0.1%00.0%Unchanged–
VMEOVimeo, Inc.COMMON STOCK56$198<0.1%−3−5.1%ReducedHistory
Onyx Acquisition Co. IG6755Q117*W EXP 11/30/2024,550$198<0.1%00.0%Unchanged–
SNFIStark Novus Financial Inc.CL A NEW66$201<0.1%00.0%UnchangedHistory
ARK ETF Tr00214Q5003D PRINTING ETF10$203<0.1%00.0%Unchanged–
Stryve Foods, Inc.863685111*W EXP 07/31/20217,300$206<0.1%00.0%Unchanged–
Ys Biopharma Co LtdG9845F117*W EXP 03/15/2025,050$208<0.1%00.0%Unchanged–
Tlgy Acquisition CorpG8656T125*W EXP 11/09/2025,000$215<0.1%00.0%Unchanged–
Global Technolgy Acqstn CorpG3934N115*W EXP 10/19/2023,100$217<0.1%00.0%Unchanged–
CHWYChewy, Inc.CL A12$219<0.1%00.0%UnchangedHistory
Dimensional Emerging Core Equity Market ETF25434V302ETF10$226<0.1%00.0%Unchanged–
Esgen Acquisition CorpG3R95N111*W EXP 10/18/2025,050$226<0.1%00.0%Unchanged–
Focus Impact Acquisition Cor34417L117*W EXP 10/28/2022,600$236<0.1%00.0%Unchanged–
Sportsmap Tech Acquisitin Co84921J116*W EXP 09/01/2028,347$237<0.1%00.0%Unchanged–
Eve Mobility Acquisition CorG3218G117*W EXP 12/31/2026,000$241<0.1%00.0%Unchanged–
KOPNKopin CorpCOM200$244<0.1%00.0%UnchangedHistory
CRONCronos Group Inc.COM123$246<0.1%00.0%UnchangedHistory
Home Plate Acquisition Corp43734R111*W EXP 09/30/2027,200$246<0.1%00.0%Unchanged–
Blue Ocean Acquisition CorpG1330L121*W EXP 12/02/2025,000$249<0.1%00.0%Unchanged–
Perception Capital Corp IIG7007D110*W EXP 10/25/2022,500$251<0.1%00.0%Unchanged–
HAMRFSilver Hammer Mining CorpCOM2,150$254<0.1%00.0%UnchangedHistory
DIDIYDiDi Global Inc.SPONSORED ADS80$258<0.1%00.0%UnchangedHistory
ONLOrion Properties Inc.REIT50$260<0.1%00.0%UnchangedHistory
DP Cap Acquisition Corp IG2R05B126*W EXP 11/08/2025,200$271<0.1%00.0%Unchanged–
CARMCarisma Therapeutics Inc.COM65$275<0.1%00.0%UnchangedHistory
Direct Selling Acquisitin Co25460L111*W EXP 09/30/20213,850$277<0.1%00.0%Unchanged–
Portage Fintech Acquisitn CoG7185D114*W EXP 07/08/2023,333$288<0.1%00.0%Unchanged–
BAERWBridger Aerospace Group Holdings, Inc.*W EXP 01/24/2021,000$290<0.1%00.0%UnchangedHistory
FFAIFaraday Future Intelligent Electric Inc.COM CL A NEW223$297<0.1%+223NewHistory
CPTKWCrown PropTech Acquisitions*W EXP 99/99/99912,098$302<0.1%00.0%UnchangedHistory
SOARWVolato Group, Inc.*W EXP 99/99/9993,350$303<0.1%00.0%UnchangedHistory
SDCL EDGE Acquisition CorpG79471127*W EXP 99/99/9993,000$304<0.1%00.0%Unchanged–
Semper Paratus Acquisition CG8028L131*W EXP 11/04/2026,204$310<0.1%00.0%Unchanged–
Selina Hospitality PLCG8059B119*W EXP 10/27/20225,263$318<0.1%00.0%Unchanged–
ATEKWAthena Technology Acquisition Corp. II*W EXP 10/17/2022,500$325<0.1%00.0%UnchangedHistory
Innovative Intl Acqusitin CoG4809M125*W EXP 07/01/2025,050$325<0.1%00.0%Unchanged–
Global X FDS37954Y152GBL X HYDROGEN45$333<0.1%00.0%Unchanged–
Arrowroot Acquisition Corp04282M110*W EXP 03/02/2021,858$334<0.1%00.0%Unchanged–
Interprivate III Financial P46064R114*W EXP 99/99/9996,540$336<0.1%00.0%Unchanged–
Disruptive Acquisition CorpG2770Y128*W EXP 03/06/2026,132$336<0.1%00.0%Unchanged–
M3-Brigade Acquisition II Corp.553800111*W EXP 09/03/2027,312$347<0.1%00.0%Unchanged–
Listed FD Tr53656F789ROUNDHILL SPORTS22$349<0.1%00.0%Unchanged–
LAMF Global Ventures Corp. IG5338L124*W EXP 11/05/2026,194$351<0.1%00.0%Unchanged–
Ace Global Business Acqu LtdG0083E110*W EXP 02/20/20210,000$353<0.1%00.0%Unchanged–
HLYKHealthLynked CorpCOM7,400$358<0.1%00.0%UnchangedHistory
iShares Inc464286871MSCI HONG KG ETF21$360<0.1%00.0%Unchanged–
Worldwide Webb Acquisition CG97775111*W EXP 10/20/2029,996$361<0.1%00.0%Unchanged–
Roth CH Acquisition V Co.77867R118*W EXP 12/10/2024,563$365<0.1%00.0%Unchanged–
Omnilit Acquisition Corp68218C116*W EXP 11/08/2028,006$375<0.1%00.0%Unchanged–
Finnovate Acquisition Corp.G3R34K111*W EXP 99/99/99910,825$379<0.1%00.0%Unchanged–
PLUGPlug Power IncStock50$380<0.1%−250−83.3%ReducedHistory
AVNSAvanos Medical, Inc.Stock19$384<0.1%00.0%UnchangedHistory
DPRODraganfly Inc.COM NEW500$384<0.1%00.0%UnchangedHistory
Swiftmerge Acquisition CorpG63836111*W EXP 12/13/2026,500$390<0.1%00.0%Unchanged–
Fat Projects Acquisition CorG3400W110*W EXP 08/31/20212,100$393<0.1%00.0%Unchanged–
FNMAFederal National Mortgage Association Fannie MaeCOM645$399<0.1%00.0%UnchangedHistory
Thunder BRDG Cap Prtnrs IV I88605L115*W EXP 04/30/2023,669$404<0.1%00.0%Unchanged–
BHCBausch Health Companies Inc.Stock50$411<0.1%00.0%UnchangedHistory
Goldenstone Acquisition Ltd38136Y128RIGHT 07/15/20263,000$423<0.1%00.0%Unchanged–
Digital Health Acquisition C253893119*W EXP 11/02/20219,700$435<0.1%00.0%Unchanged–
DKNGDraftKings Inc.Stock15$442<0.1%00.0%UnchangedHistory
DJTTrump Media & Technology Group Corp.Stock27$443<0.1%−800−96.7%ReducedHistory
SPDR Series Trust78468R622ST BLOO HIGH ETF5$452<0.1%00.0%Unchanged–
Ayr Wellness Inc05475P109com200$459<0.1%00.0%Unchanged–
CTSWFCactus Acquisition Corp. 1 Ltd*W EXP 08/17/20210,850$462<0.1%00.0%UnchangedHistory
HTZHertz Global Holdings, IncCOM NEW38$465<0.1%00.0%UnchangedHistory
Frontier Investment CorpG36816125*W EXP 06/29/2023,993$466<0.1%00.0%Unchanged–
LILALiberty Latin America Ltd.COM CL A58$473<0.1%00.0%UnchangedHistory
Crixus BH3 Acquisition Co22677T110*W EXP 10/04/20210,000$501<0.1%00.0%Unchanged–
SSYSStratasys Ltd.SHS37$504<0.1%00.0%UnchangedHistory
Heliogen, Inc.42329E113*W EXP 99/99/99914,004$517<0.1%00.0%Unchanged–
ExcelFin Acquisition Corp.30069X110*W EXP 10/25/20210,000$518<0.1%00.0%Unchanged–
DSDrive Shack Inc.COM2,000$526<0.1%00.0%UnchangedHistory
CNDAWConcord Acquisition Corp II*W EXP 99/99/9996,450$529<0.1%00.0%UnchangedHistory
Vanguard BD Index FDS921937793LONG TERM BOND8$536<0.1%00.0%Unchanged–
Lumiradx LimitedG5709L117*W EXP 09/28/20215,470$558<0.1%00.0%Unchanged–
RNGERange Impact, Inc.COM3,500$560<0.1%00.0%UnchangedHistory
ZTRVirtus Total Return Fund Inc.COM117$562<0.1%00.0%UnchangedHistory
Trajectory Alpha Acquisition89301B112*W EXP 99/99/9994,000$574<0.1%00.0%Unchanged–
OTLYOatly Group ABSPONSORED ADS650$582<0.1%+650NewHistory

Options (46)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Ancora Advisors, LLC in Q3 2023
SecurityClassPutsCalls
SPX Corp784635954PUT$7.20M–
ProShares Tr74348A950PUT$4.98M–
iShares Tr464287955PUT$4.69M–
Select Sector SPDR Tr81369Y954PUT$3.26M–
Select Sector SPDR Tr81369Y904CALL–$2.96M
SPDR S&P 500 ETF Tr78462F953PUT$2.36M–
Invesco QQQ Tr46090E953PUT$1.58M–
Select Sector SPDR Tr81369Y953OPT$1.06M–
Ritchie Bros Auctioneers767744905CALL–$928.3K
Berry Global Group Inc08579W903CALL–$731.5K
Kohls Corp500255954PUT$655.0K–
Select Sector SPDR Tr81369Y950PUT$582.8K–
Select Sector SPDR Tr81369Y955put$566.8K–
Green Plains Inc393222954PUT$539.5K–
iShares Tr464287905CALL–$481.7K
Invesco Exchange Traded FD T46137V957PUT$449.0K–
Kohls Corp500255904CALL–$433.9K
ProShares Tr74347W900CALL–$428.8K
United STS Gasoline FD LP91201T902CALL–$322.9K
SPDR Series Trust78464A954PUT$250.5K–
Invesco QQQ Tr46090E903UNIT SER 1–$212.6K
Invesco Exchange Traded FD T46137V952PUT$212.5K–
Invesco Exch Traded FD Tr II46138G959PUT$200.2K–
PIMCO ETF Tr72201R952PUT$157.0K–
Select Sector SPDR Tr81369Y900CALL–$127.8K
SPXW 230929P03985000FSPXC4150PUT$86.9K–
iShares Tr464288954PUT$55.0K–
Ampco-Pittsburg Corp032037953PUT$48.0K–
Green Plains Partners LP393221956PUT$45.7K–
United STS Gasoline FD LP91201T952PUT$40.4K–
Icahn Enterprises LP451100901CALL–$39.8K
Berry Global Group Inc08579W953COM$38.9K–
RB Global Inc74935Q957PUT$26.4K–
Elanco Animal Health Inc28414H953PUT$17.0K–
Apple Inc037833950PUT$15.4K–
Sportsmans Whse Hldgs Inc84920Y906CALL–$14.5K
Cambria ETF Tr132061951PUT$13.0K–
Ally Finl Inc02005N950PUT$6.50K–
Sportsmans Whse Hldgs Inc84920Y956PUT$4.00K–
Digital Rlty Tr Inc253868953PUT$2.50K–
Forward Air Corp349853901CALL–$2.10K
Ally Finl Inc02005N900CALL–$2.00K
Keycorp493267958PUT$2.00K–
Pitney Bowes Inc724479950PUT$1.05K–
iShares Tr464288950PUT$750–
Valkyrie ETF Trust II91917A957PUT$350–

Sold out since Q2 2023 (110)

Positions held at the end of Q2 2023 that are gone from this filing.

The largest 100 of 110 by value last quarter.

Positions of Ancora Advisors, LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
HHCHoward Hughes CorpCOM68,925$5.44M0.1%History
PLAYDave & Buster's Entertainment, Inc.COM83,620$3.73M0.1%History
ACVAACV Auctions Inc.COM CL A104,425$1.80M<0.1%History
Liberty Media Corp Del531229607COM C SIRIUSXM48,322$1.58M<0.1%–
CTGComputer Task Group IncCOM194,587$1.48M<0.1%History
POLPolished.com Inc.COM2,765,392$1.27M<0.1%History
Digital River25388B104COM349,999$1.22M<0.1%–
MODVModivCare IncCOM24,025$1.09M<0.1%History
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP12,618$786.4K<0.1%History
FERGFerguson Enterprises Inc.SHS3,230$508.1K<0.1%History
DINDine Brands Global, Inc.COM8,610$499.6K<0.1%History
FRGFranchise Group, Inc.COM17,275$494.8K<0.1%History
ZDZiff Davis, Inc.COM5,250$367.8K<0.1%History
RYAMRayonier Advanced Materials Inc.COM78,650$336.6K<0.1%History
FSTRFoster L B CoCOM19,471$278.0K<0.1%History
TSQTownsquare Media, Inc.CL A21,299$253.7K<0.1%History
529 American Funds529FUNDS1COM249,749$249.7K<0.1%–
HAYWHayward Holdings, Inc.COM17,570$225.8K<0.1%History
PCYOPure Cycle CorpCOM NEW19,691$216.6K<0.1%History
GORVLazydays Holdings, Inc.COM13,940$161.1K<0.1%History
PFSWPfsweb IncCOM NEW35,087$158.6K<0.1%History
ODCOil-Dri Corp of AmericaCOM2,650$156.3K<0.1%History
Liberty Media Corp531229409COM A SIRIUSXM3,544$116.3K<0.1%–
Vanguard Whitehall FDS921946810INTL DVD ETF1,482$111.3K<0.1%–
EOCWElliott Opportunity II Corp.SHS CL A10,000$103.6K<0.1%History
LYBLyondellBasell Industries N.V.SHS - A -800$73.5K<0.1%History
BKIBlack Knight, Inc.COM895$53.5K<0.1%History
BDCBelden Inc.COM538$51.5K<0.1%History
Invesco Exch Traded FD Tr II46138G706SOLAR ETF635$45.4K<0.1%–
AEONAEON Biopharma, Inc.CL A5,800$41.1K<0.1%History
Mitsui & Co Ltd606827202COM47$35.2K<0.1%–
IIIInformation Services Group Inc.COM6,198$33.2K<0.1%History
ETSYEtsy IncCOM300$25.4K<0.1%History
Invesco Exch Traded FD Tr II46138E586KBW PPTY CASUT303$24.8K<0.1%–
Advisors Inner Circle FD III00775Y652STRATEGAS GBL PO941$23.6K<0.1%–
Advisors Inner Circle FD III00775Y645STRATEGAS MACRO929$21.7K<0.1%–
GHGuardant Health, Inc.COM600$21.5K<0.1%History
Tidal ETF Tr886364850LEATHERBACK LNG804$21.2K<0.1%–
BlackRock CR All IV Com925081002CLSD FD2,000$20.3K<0.1%–
FMSFresenius Medical Care AGSPONSORED ADR600$14.4K<0.1%History
TBCHTurtle Beach CorpCOM NEW1,200$14.0K<0.1%History
Invesco Exch Traded FD Tr II46138E511PFD ETF1,092$12.4K<0.1%–
Listed FDS Tr53656F623HORI KI INFL ETF400$12.2K<0.1%–
XIFRXPLR Infrastructure, LPCOM UNIT PART IN206$12.1K<0.1%History
SPGSimon Property Group Inc.REIT97$11.2K<0.1%History
RCLRoyal Caribbean Cruises LtdCOM100$10.4K<0.1%History
CBRLCracker Barrel Old Country Store, IncCOM100$9.32K<0.1%History
Topicus.com Inc89072T102COM107$8.79K<0.1%–
PDIPIMCO Dynamic Income FundSHS453$8.49K<0.1%History
Pacer FDS Tr69374H741DATA AND INFRAST273$7.96K<0.1%–
ARESAres Management CorpCL A COM STK81$7.80K<0.1%History
TAGSTeucrium Commodity TrustAGRICULTURE FD230$6.97K<0.1%History
EVBGEverbridge, Inc.COM225$6.05K<0.1%History
AAPAdvance Auto Parts IncCOM75$5.27K<0.1%History
BBDCBarings BDC, Inc.COM500$3.92K<0.1%History
DSKEDaseke, Inc.COM533$3.80K<0.1%History
SPDR Series Trust78468R721STATE STREET SPD63$2.91K<0.1%–
CANOCano Health, Inc.COM CL A2,000$2.78K<0.1%History
Digital Transformatn Opt Cor25401K115*W EXP 03/31/20220,174$2.71K<0.1%–
NFENew Fortress Energy Inc.COM CL A100$2.68K<0.1%History
ABATAmerican Battery Technology CoCOM3,330$2.56K<0.1%History
AMEAmetek IncCOM15$2.43K<0.1%History
ERICEricsson LM Telephone CoADR B SEK 10420$2.29K<0.1%History
CGEMCullinan Therapeutics, Inc.COM200$2.15K<0.1%History
HAEHaemonetics CorpCOM25$2.13K<0.1%History
UBSUBS Group AGStock100$2.03K<0.1%History
CRSCarpenter Technology CorpCOM35$1.97K<0.1%History
African Gold Acquisition CorG0112R124*W EXP 03/31/202176,695$1.77K<0.1%–
AVTRAvantor, Inc.COM85$1.75K<0.1%History
LMNDLemonade, Inc.Stock100$1.69K<0.1%History
FFAIFaraday Future Intelligent Electric Inc.COM7,317$1.46K<0.1%History
Ganfeng Lithium COY2690M105Common Stock200$1.30K<0.1%–
Fintech Ecosystem Deve318136124RIGHT 04/01/20269,900$1.17K<0.1%–
MMTZFMindMaze Therapeutics Holding SACOM375$1.16K<0.1%History
Invesco Exchange Traded FD T46137V266S&P500 PUR GWT6$915<0.1%–
PVCTProvectus Biopharmaceuticals, Inc.COM7,650$865<0.1%History
Deep Medicine Acquisition Co243733110RIGHT 09/30/20285,155$722<0.1%–
PBIPitney Bowes IncCOM200$708<0.1%History
Alpha Healthcare Acqu Corp I02073F112*W EXP 04/01/2023,190$638<0.1%–
Belong Acquisition Corp.08069M110*W EXP 03/23/20230,525$592<0.1%–
Accretion Acquisition Corp00438Y123RIGHT 03/01/20285,394$585<0.1%–
Enterprise 4.0 Tec Acqstn CoG3137C114*W EXP 09/30/20210,000$550<0.1%–
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT10$477<0.1%–
Waverley Capital Acquis CorpG06536117*W EXP 09/15/20213,332$471<0.1%–
The Growth for Good Acqu CorG41522130RIGHT 11/12/20262,800$392<0.1%–
Sandstorm Gold Ltd Com New80013R206Stock70$358<0.1%–
Vanguard Emerging Markets Government Bond ETF921946885ETF4$249<0.1%–
TLG Acquisition One Corp87257M116*W EXP 01/25/2025,298$212<0.1%–
LACLithium Americas Corp.COM NEW10$202<0.1%History
FIRYFiry Inc.COM CL A20$182<0.1%History
Viscogliosi Bros Acquistn Co92838K118*W EXP 03/18/2025,000$172<0.1%–
Genesis Unicorn Capital Corp.37187C118*W EXP 06/30/2022,000$145<0.1%–
Axonprime Infrstctr Aqstn Co05467C116*W EXP 05/31/2025,032$131<0.1%–
Apeiron Capital Invest Corp03752A119*W EXP 04/02/20210,754$128<0.1%–
Athena Consumer Acq Corp04684M114*W EXP 07/31/2022,500$119<0.1%–
Aurora Acquisition CorpG0698L129*W EXP 03/02/2023,450$95<0.1%–
Pure Energy Minerals74624B700COM55$63<0.1%–
Altimar Acquisition Corp. IIIG0370U116*W EXP 08/03/2022,725$54<0.1%–
Axios Sustainable GRW Acq CoG0703K116*W EXP 99/99/99920,000$40<0.1%–
ALPPAlpine 4 Holdings, Inc.CL A NEW13$26<0.1%History