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Livermore
Livermore
ZHEN

Ancora Advisors, LLC

SEC CIK
0001446114
Latest filing
Aug 14, 2026

Holdings in Q2 2023

Holdings as of Jun 30, 2023, filed Aug 14, 2023. Long positions only; changes compare share counts with Q1 2023.

Institution overview
Positions
1,802
−149 vs. Q1 2023
Portfolio value
$3.78B
+$274.7M (+7.8%) vs. Q1 2023
Filed
Aug 14, 2023
SEC
Holdings of Ancora Advisors, LLC in Q2 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
RBARB Global Inc.COM3,485,971$209.2M5.5%+667,511+23.7%AddedHistory
CHRWC. H. Robinson Worldwide, Inc.COM NEW2,138,984$201.8M5.3%−115,463−5.1%ReducedHistory
GPREGreen Plains Inc.COM4,175,346$134.6M3.6%−30,624−0.7%ReducedHistory
AAPLApple Inc.Stock596,930$115.8M3.1%−6,448−1.1%ReducedHistory
Vanguard S&P 500 ETF922908363ETF268,512$109.4M2.9%−1,464−0.5%Reduced–
MWAMueller Water Products, Inc.COM SER A5,768,179$93.6M2.5%+513,349+9.8%AddedHistory
MSFTMicrosoft CorpStock240,987$82.1M2.2%−630.0%ReducedHistory
BERYBerry Global Group, Inc.COM1,172,565$75.4M2.0%+322,329+37.9%AddedHistory
AVGOBroadcom Inc.Stock82,807$71.8M1.9%−8,471−9.3%ReducedHistory
JPMorgan Ultra-Short Income ETF46641Q837ETF1,152,355$57.8M1.5%+86,172+8.1%Added–
iShares Tr464287150CORE S&P TTL STK570,157$55.8M1.5%+12,304+2.2%Added–
JNJJohnson & JohnsonStock314,401$52.0M1.4%+4,184+1.3%AddedHistory
KSSKOHLS CorpStock2,251,540$51.9M1.4%+181,008+8.7%AddedHistory
UNHUnitedHealth Group IncStock107,793$51.8M1.4%+779+0.7%AddedHistory
CVXChevron CorpStock294,633$46.4M1.2%+3,456+1.2%AddedHistory
JPMJPMorgan Chase & CoStock299,016$43.5M1.1%−3,034−1.0%ReducedHistory
ABBVAbbVie Inc.Stock321,005$43.2M1.1%+1,137+0.4%AddedHistory
HONHoneywell International IncCOM203,579$42.2M1.1%+3,331+1.7%AddedHistory
ETNEaton Corp plcStock198,814$40.0M1.1%+825+0.4%AddedHistory
iShares Core S&P 500 ETF464287200ETF84,047$37.5M1.0%−1,816−2.1%Reduced–
HDHome Depot, Inc.Stock119,675$37.2M1.0%+2,209+1.9%AddedHistory
Vanguard Short-Term Bond ETF921937827ETF474,056$35.8M0.9%+9,403+2.0%Added–
ACNAccenture plcStock115,226$35.6M0.9%+591+0.5%AddedHistory
BRK.BBerkshire Hathaway IncStock103,785$35.4M0.9%−3,804−3.5%ReducedHistory
EOGEOG Resources IncStock296,230$33.9M0.9%+1,392+0.5%AddedHistory
PGProcter & Gamble CoStock213,757$32.4M0.9%+5,375+2.6%AddedHistory
METAMeta Platforms, Inc.Stock108,546$31.2M0.8%−14,914−12.1%ReducedHistory
MCDMcDonalds CorpStock101,784$30.4M0.8%+336+0.3%AddedHistory
Nestle SA ADR641069406COM247,299$29.7M0.8%−785−0.3%Reduced–
HLIHoulihan Lokey, Inc.CL A282,679$27.8M0.7%−1,301−0.5%ReducedHistory
CVSCVS Health CorpStock389,262$26.9M0.7%+3,035+0.8%AddedHistory
LHXL3HARRIS Technologies, Inc.Stock134,856$26.4M0.7%−236−0.2%ReducedHistory
Vanguard Dividend Appreciation ETF921908844ETF161,061$26.2M0.7%+3,879+2.5%Added–
AQNAlgonquin Power & Utilities Corp.COM2,918,274$24.1M0.6%+1,238,274+73.7%AddedHistory
BACBank of America CorpStock818,495$23.5M0.6%−15,148−1.8%ReducedHistory
NKENIKE, Inc.Stock197,021$21.7M0.6%+1,622+0.8%AddedHistory
AMZNAmazon Com IncStock155,264$20.2M0.5%+2,525+1.7%AddedHistory
Schwab U.S. Large-Cap ETF808524201ETF382,900$20.1M0.5%−11,461−2.9%Reduced–
GOOGAlphabet Inc.Stock163,916$19.8M0.5%+937+0.6%AddedHistory
BLKBlackRock, Inc.COM28,442$19.7M0.5%+314+1.1%AddedHistory
DFSDiscover Financial ServicesCOM163,386$19.1M0.5%−763−0.5%ReducedHistory
GDGeneral Dynamics CorpStock87,124$18.7M0.5%+4,136+5.0%AddedHistory
MARMarriott International IncStock101,136$18.6M0.5%−259−0.3%ReducedHistory
VVXV2X, Inc.COM371,536$18.4M0.5%+8,629+2.4%AddedHistory
MDUMdu Resources Group IncStock852,771$17.9M0.5%+668,655+363.2%AddedHistory
APGAPi Group CorpCOM STK632,660$17.2M0.5%−159,815−20.2%ReducedHistory
WYWeyerhaeuser CoCOM NEW509,901$17.1M0.5%−4,758−0.9%ReducedHistory
Avon Protection PLCG06860103COM1,532,616$16.6M0.4%00.0%Unchanged–
OSPNOneSpan Inc.COM1,097,857$16.3M0.4%−26,227−2.3%ReducedHistory
MBCMasterBrand, Inc.COMMON STOCK1,398,936$16.3M0.4%+30,555+2.2%AddedHistory
TXNTexas Instruments IncStock85,441$15.4M0.4%−51−0.1%ReducedHistory
PPLIPeople IncCOM NEW242,484$15.2M0.4%+55,265+29.5%AddedHistory
ASHAshland Inc.COM174,000$15.1M0.4%−902−0.5%ReducedHistory
FBINFortune Brands Innovations, Inc.COM205,542$14.8M0.4%+28,241+15.9%AddedHistory
PEPPepsiCo IncStock79,628$14.7M0.4%−500−0.6%ReducedHistory
MTCHMatch Group, Inc.COM342,753$14.3M0.4%+342,355+86,018.8%AddedHistory
CXTCrane NXT, Co.COM253,565$14.3M0.4%+174,325+220.0%AddedHistory
WHWyndham Hotels & Resorts, Inc.COM202,406$13.9M0.4%−23,249−10.3%ReducedHistory
DTMDT Midstream, Inc.COMMON STOCK273,092$13.5M0.4%+18,005+7.1%AddedHistory
Vanguard Morningstar Small-Cap Value ETF922908611ETF80,013$13.2M0.3%+906+1.1%Added–
MAMastercard IncStock33,286$13.1M0.3%−400−1.2%ReducedHistory
Invesco Nasdaq 100 ETF46138G649ETF84,616$12.9M0.3%+3,236+4.0%Added–
iShares Core S&P Mid-Cap ETF464287507ETF47,045$12.3M0.3%+3,356+7.7%Added–
VSTVistra Corp.Stock448,549$11.8M0.3%+27,970+6.7%AddedHistory
Invesco Exch Traded FD Tr II46138G664S&P SMALLCAP 600103,050$11.7M0.3%−248−0.2%Reduced–
iShares Core MSCI Eafe ETF46432F842ETF172,620$11.7M0.3%+19,355+12.6%Added–
ALITAlight, Inc. / DelawareCOM CL A1,253,496$11.6M0.3%+54,354+4.5%AddedHistory
GOOGLAlphabet Inc.Stock95,696$11.5M0.3%+3,331+3.6%AddedHistory
COSTCostco Wholesale CorpStock20,532$11.1M0.3%−482−2.3%ReducedHistory
Vanguard Index FDS922908652EXTEND MKT ETF73,605$11.0M0.3%−136−0.2%Reduced–
Vanguard Real Estate ETF922908553ETF126,092$10.5M0.3%−3,249−2.5%Reduced–
iShares Tr4642874571 3 YR TREAS BD129,703$10.5M0.3%+5,766+4.7%Added–
Dimensional ETF Trust25434V724US MKTWIDE VALUE304,671$10.5M0.3%+34,932+13.0%Added–
iShares MSCI USA Min Vol Factor ETF46429B697ETF136,291$10.1M0.3%+12,210+9.8%Added–
NOMDNomad Foods LtdUSD ORD SHS573,190$10.0M0.3%+97,425+20.5%AddedHistory
FGF&G Annuities & Life, Inc.COMMON STOCK396,075$9.81M0.3%+20,966+5.6%AddedHistory
GMGeneral Motors CoCOM242,255$9.34M0.2%−4,760−1.9%ReducedHistory
VNTVontier CorpStock288,070$9.28M0.2%+27,815+10.7%AddedHistory
iShares Core S&P Small Cap ETF464287804ETF92,674$9.23M0.2%+6,614+7.7%Added–
Kraneshares Trust500767652MOUNT LUCAS ETF300,685$9.16M0.2%+26,872+9.8%Added–
Vanguard Morningstar Mid-Cap ETF922908629ETF41,512$9.14M0.2%+108+0.3%Added–
SPYSPDR S&P 500 ETF TrustETF20,576$9.12M0.2%+12+0.1%AddedHistory
QCOMQualcomm IncStock75,564$9.00M0.2%+3,775+5.3%AddedHistory
CSCOCisco Systems, Inc.Stock171,924$8.90M0.2%+2,749+1.6%AddedHistory
iShares Core U.S. Aggregate Bond ETF464287226ETF90,789$8.89M0.2%+330.0%Added–
MOSMosaic CoCOM248,788$8.71M0.2%−9,719−3.8%ReducedHistory
VYXNCR Voyix CorpCOM341,586$8.61M0.2%+340,826+44,845.5%AddedHistory
AMGNAmgen IncStock38,651$8.58M0.2%−1,396−3.5%ReducedHistory
PCHPotlatchdeltic CorpCOM159,810$8.45M0.2%−1,978−1.2%ReducedHistory
LINLinde PLCStock21,781$8.30M0.2%+20,991+2,657.1%AddedHistory
SLVMSylvamo CorpCOMMON STOCK201,457$8.15M0.2%−88,735−30.6%ReducedHistory
CRCrane CoCOMMON STOCK91,200$8.13M0.2%+91,200NewHistory
NVDANVIDIA CorpStock19,209$8.13M0.2%−2,152−10.1%ReducedHistory
AGMFederal Agricultural Mortgage CorpCL C56,522$8.12M0.2%−513−0.9%ReducedHistory
XOMExxonMobil Holdings CorpCOM74,668$8.01M0.2%−600−0.8%ReducedHistory
VVisa Inc.Stock33,595$7.98M0.2%+5,309+18.8%AddedHistory
RTXRTX CorpStock80,751$7.91M0.2%+4,626+6.1%AddedHistory
Vanguard Ftse Emerging Markets ETF922042858ETF193,682$7.88M0.2%+7,456+4.0%Added–
iShares Tr46434V613CORE UNIVRSL USD170,967$7.77M0.2%+13,551+8.6%Added–
iShares Tr4642874407-10 YR TRSY BD78,991$7.63M0.2%+340.0%Added–

Options (44)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Ancora Advisors, LLC in Q2 2023
SecurityClassPutsCalls
Select Sector SPDR Tr81369Y904CALL–$5.45M
Select Sector SPDR Tr81369Y954PUT$2.57M–
ProShares Tr74348A950PUT$2.16M–
iShares Tr464287955PUT$859.4K–
Invesco Exch Traded FD Tr II46138G959PUT$717.4K–
Kohls Corp500255904CALL–$575.0K
Invesco QQQ Tr46090E953PUT$547.8K–
Select Sector SPDR Tr81369Y955put$538.5K–
SPDR Dow Jones Indl Average78467X959PUT$529.8K–
ProShares Tr74347W900CALL–$443.6K
SPDR S&P 500 ETF Tr78462F953PUT$424.7K–
United STS Gasoline FD LP91201T902CALL–$422.2K
Select Sector SPDR Tr81369Y950PUT$357.5K–
SPXW 230929P03985000FSPXC4150PUT$280.1K–
SPDR Series Trust78464A954PUT$260.6K–
Berry Global Group Inc08579W953COM$207.8K–
United STS Gasoline FD LP91201T952PUT$207.2K–
Icahn Enterprises LP451100901CALL–$205.9K
Invesco Exchange Traded FD T46137V952PUT$130.9K–
Hunt J B Trans Svcs Inc445658957PUT$126.0K–
Select Sector SPDR Tr81369Y900CALL–$113.8K
SPX Corp784635954PUT$104.6K–
Green Plains Partners LP393221956PUT$89.7K–
Expeditors Intl Wash Inc302130959PUT$69.9K–
Select Sector SPDR Tr81369Y957PUT$64.1K–
Invesco Exchange Traded FD T46137V957PUT$57.0K–
Select Sector SPDR Tr81369Y956PUT$50.4K–
B. Riley Financial Inc05580M958PUT$38.4K–
Forward Air Corp349853951PUT$20.7K–
RB Global Inc74935Q957PUT$18.0K–
Cambria ETF Tr132061951PUT$17.0K–
BKLN 210416P0001500046138G958PUT$14.9K–
Keycorp493267958PUT$14.5K–
iShares Tr464288954PUT$12.5K–
Ally Finl Inc02005N950PUT$9.50K–
iShares Tr464287952PUT$9.00K–
Pitney Bowes Inc724479950PUT$8.60K–
Ally Finl Inc02005N900CALL–$5.00K
iShares Tr464288950PUT$1.50K–
iShares Tr464288953PUT$1.10K–
Direxion Shs ETF Tr25459W900CALL–$1.01K
iShares Tr464288903CALL–$1.00K
Diebold Inc253651903CALL–$750
Valkyrie ETF Trust II91917A957PUT$375–

Sold out since Q1 2023 (225)

Positions held at the end of Q1 2023 that are gone from this filing.

The largest 100 of 225 by value last quarter.

Positions of Ancora Advisors, LLC sold out since Q1 2023
SecurityClassShares in Q1 2023Value in Q1 2023% of portfolio in Q1 2023History
TBNKTerritorial Bancorp Inc.COM102,271$1.97M0.1%History
ARNCArconic CorpCOM66,568$1.75M<0.1%History
CABOCable One, Inc.COM2,480$1.74M<0.1%History
Blackstone Real Estate Income09259K302Equities114,354$1.65M<0.1%–
SCHLScholastic CorpCOM45,492$1.56M<0.1%History
NVECNve CorpCOM NEW16,590$1.38M<0.1%History
Crane Hldgs Co224441113COMMON STOCK21,200$824.7K<0.1%–
LMBLimbach Holdings, Inc.COM47,240$817.3K<0.1%History
DBDDiebold Nixdorf, IncCOM672,560$807.1K<0.1%History
HROWHarrow, Inc.COM37,290$789.1K<0.1%History
JAQCJupiter Acquisition CorpCL A66,884$678.9K<0.1%History
SIGASiga Technologies IncCOM103,735$596.5K<0.1%History
SACHSachem Capital Corp.COM145,853$542.6K<0.1%History
GCOGenesco IncCOM13,085$482.6K<0.1%History
FRGIFiesta Restaurant Group, Inc.COM56,354$463.2K<0.1%History
VOXXVOXX International CorpCL A32,485$400.5K<0.1%History
OBDCBlue Owl Capital CorpCOM31,310$394.8K<0.1%History
JOBGEE Group Inc.COM815,617$338.5K<0.1%History
EPMEvolution Petroleum CorpCOM52,303$330.0K<0.1%History
NWBONorthwest Biotherapeutics IncCOM526,000$328.8K<0.1%History
AMPYAmplify Energy Corp.COM41,610$285.9K<0.1%History
EGEverest Group, Ltd.COM725$259.6K<0.1%History
VanEck Vectors ETF Tr92189F593MORNINGSTAR INTL7,136$228.1K<0.1%–
VMDViemed Healthcare, Inc.COM19,905$192.3K<0.1%History
CSIICardiovascular Systems IncCOM4,998$99.3K<0.1%History
Avidity Biosciences, Inc.05370A108COM6,000$92.1K<0.1%–
CLPTClearPoint Neuro, Inc.COM10,000$84.4K<0.1%History
ProShares Tr74347B698RUSS 2000 DIVD1,311$80.0K<0.1%–
OGSONE Gas, Inc.COM820$65.0K<0.1%History
Schwab Strategic Tr808524672INTERNL DIVID2,000$47.3K<0.1%–
EMFTempleton Emerging Markets FundCOM4,000$46.8K<0.1%History
NINisource Inc.COM1,464$40.9K<0.1%History
ZAREAres Real Estate Income Trust Inc.COM4,390$38.2K<0.1%History
NUONuveen Ohio Quality Municipal Income FundCOM3,000$38.1K<0.1%History
Northern Star Invest Corp IV66575B200UNIT 02/25/20283,697$37.2K<0.1%–
Invesco Actively Managed ETF46090C305EMGRING MKTS50900$34.4K<0.1%–
ULTAUlta Beauty, Inc.Stock57$31.1K<0.1%History
SPDR Index Shs FDS78463X202ST STR EU 50 ETF599$26.9K<0.1%–
TOPSTop Ships Inc.SHS NEW28,856$25.4K<0.1%History
PRVBProvention Bio, Inc.COM1,000$24.1K<0.1%History
SPDR Ser Tr78464A813S&P 600 SML CAP264$22.2K<0.1%–
RMTRoyce Micro-Cap Trust, Inc.COM2,275$20.0K<0.1%History
Dimensional ETF Trust25434V781INTL SMALL CAP V798$19.0K<0.1%–
BKHBlack Hills CorpCOM280$17.7K<0.1%History
Invesco Exchange Traded FD T46137V431S&P 500 GARP ETF176$15.0K<0.1%–
iShares S&P Mid-Cap 400 Value ETF464287705ETF140$14.4K<0.1%–
INDTIndus Realty Trust, Inc.COM203$13.5K<0.1%History
Vanguard World FD921910725ESG INTL STK ETF232$12.1K<0.1%–
CIIG Capital Partners II, Inc.12561U109COM CL A1,000$10.4K<0.1%–
ETF Ser Solutions26922A289DEFIANCE CONNECT313$10.3K<0.1%–
Invesco S&P 500 Hedged ETF73935B805Equity306$10.0K<0.1%–
ALCOAlico, Inc.COM410$9.92K<0.1%History
SWKStanley Black & Decker, Inc.COM100$8.06K<0.1%History
AESAES CorpStock277$6.67K<0.1%History
iShares Tr464288166AGENCY BOND ETF61$6.60K<0.1%–
Invesco Actively Managed Exc46090A887ULTRA SHRT DUR133$6.60K<0.1%–
DBX ETF Tr233051200XTRACK MSCI EAFE175$6.16K<0.1%–
BEBloom Energy CorpCOM CL A300$5.98K<0.1%History
LVSLas Vegas Sands CorpCOM100$5.75K<0.1%History
Adidas AGD0066B185COM32$5.65K<0.1%–
RMBSRambus IncCOM107$5.47K<0.1%History
HASHasbro, Inc.COM100$5.37K<0.1%History
Atech (Parent) Resolution Corp.00973N102COM1,580$4.87K<0.1%–
SPDR Series Trust78468R200ST STR RATE ETF150$4.56K<0.1%–
TLRYTilray Brands, Inc.COM CL 21,802$4.56K<0.1%History
UNBUnion Bankshares IncCOM200$4.42K<0.1%History
Credit Suisse AG Nassau BRH Ve22542D316COM25$4.41K<0.1%–
BLNKBlink Charging Co.COM500$4.33K<0.1%History
SWKSSkyworks Solutions, Inc.Stock34$4.01K<0.1%History
TDOCTeladoc Health, Inc.COM150$3.88K<0.1%History
iShares Inc464286426MSCI EM ASIA ETF56$3.71K<0.1%–
FLNCFluence Energy, Inc.COM CL A170$3.44K<0.1%History
Amryt Pharma PLC03217L106SPONSORED ADS222$3.24K<0.1%–
Relief Therapeutics Hldg AG Namen AktH6759S100COM150,000$3.20K<0.1%–
COLDAmericold Realty TrustCOM100$2.85K<0.1%History
FBSIFirst Bancshares IncCOM150$2.81K<0.1%History
AMKRAmkor Technology, Inc.COM100$2.60K<0.1%History
Angle PLC Surrey03476V100COM1,100$2.46K<0.1%–
ONTOOnto Innovation Inc.COM28$2.46K<0.1%History
Global X FDS37954Y830GLOBAL X COPPER50$1.94K<0.1%–
SMARSmartsheet IncCOM CL A40$1.91K<0.1%History
BWXTBWX Technologies, Inc.COM30$1.89K<0.1%History
Travelcenters Americ894174101COM21$1.82K<0.1%–
SAIHWSAIHEAT Ltd*W EXP 04/29/20217,646$1.78K<0.1%History
NETCloudflare, Inc.CL A COM27$1.68K<0.1%History
Goldenbridge Acquisition LtdG3970D120*W EXP 10/28/20222,089$1.53K<0.1%–
Avalon Acquisition Inc05338E119*W EXP 12/31/20216,773$1.51K<0.1%–
OGIOrganigram Global Inc.COM2,300$1.47K<0.1%History
Invesco Exchange Traded FD T46137V134WILDERHIL CLAN36$1.46K<0.1%–
Rolls Royce C SharesG76225138Preference177,602$1.42K<0.1%–
Progress Acquisition Corp.74327P113*W EXP 11/11/20224,976$1.38K<0.1%–
PBAPembina Pipeline CorpCOM42$1.36K<0.1%History
FSLYFastly, Inc.CL A72$1.28K<0.1%History
HOODRobinhood Markets, Inc.Stock125$1.21K<0.1%History
CRNCCerence Inc.COM43$1.21K<0.1%History
FAST Acquisition Corp. II311874119*W EXP 03/16/2022,978$1.19K<0.1%–
LQWD Fintech Corp50213W107COM1,900$1.19K<0.1%–
BNGOBionano Genomics, Inc.COM1,000$1.11K<0.1%History
STEMStem, Inc.CL A195$1.10K<0.1%History
Interprivate IV Infratech PR46064T110*W EXP 03/05/2029,632$1.05K<0.1%–