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Ancora Advisors, LLC

SEC CIK
0001446114
Latest filing
Aug 14, 2026

Holdings in Q2 2023

Holdings as of Jun 30, 2023, filed Aug 14, 2023. Long positions only; changes compare share counts with Q1 2023.

Institution overview
Positions
1,802
−149 vs. Q1 2023
Portfolio value
$3.78B
+$274.7M (+7.8%) vs. Q1 2023
Filed
Aug 14, 2023
SEC
Holdings of Ancora Advisors, LLC in Q2 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
Anc Rent Corp001813104COM25$00.0%00.0%Unchanged–
Escrow All American Semiconduc016ESC402COM100,350$00.0%00.0%Unchanged–
Escrow Ambassadors Group Inc C023ESC999COM4,900$00.0%00.0%Unchanged–
Esc American Medical Alert Cor027904986COM35,100$00.0%00.0%Unchanged–
Atlantis Plastics Inc049156102COM640$00.0%00.0%Unchanged–
Brampton Crest Intl Inc Com10511R101COM4$00.0%00.0%Unchanged–
Cannalink Inc Com13765B103COM28$00.0%00.0%Unchanged–
Escrow Concord Camera Corp Com206ESC998COM2,500$00.0%00.0%Unchanged–
Earthshell Corp Com New27032B209COM250$00.0%00.0%Unchanged–
Fab Unvl Corp Com302771100COM142$00.0%00.0%Unchanged–
First PL Finl Corp Com33610T109COM5,450$00.0%00.0%Unchanged–
Getswift Technologies37428G100COM70,135$00.0%−76,895−52.3%Reduced–
Green Earth Techs39303R102COM10,000$00.0%00.0%Unchanged–
Gulf Energy Corp402274104COM500$00.0%00.0%Unchanged–
Iexalt Inc Com New451691208COM20$00.0%00.0%Unchanged–
Escrow Lehman Bros Hldgs Inc C524ESC100COM187$00.0%00.0%Unchanged–
LEVLLevel One Bancorp IncCOM2,500$00.0%00.0%UnchangedHistory
Lone Pine Res Inc Com54222A106COM1,000,000$00.0%00.0%Unchanged–
Natur International Corporatio63883U103COM142$00.0%00.0%Unchanged–
Neurobiological Tech Inc Com N64124W304COM2,544,675$00.0%00.0%Unchanged–
Oilsands Quest Inc Com678046103COM1,000$00.0%00.0%Unchanged–
PDL Biopharma Inc Com69329Y104COM4,948$00.0%00.0%Unchanged–
Penn Treaty Amern Corp Com New707874400COM50,000$00.0%00.0%Unchanged–
Sgi Intl Com New784185209COM2,000$00.0%00.0%Unchanged–
Smart SMS Corp Com83171W207COM2,500$00.0%00.0%Unchanged–
Spirit MTA REIT848ESC018Common Stock80,000$00.0%00.0%Unchanged–
Sport Haley Hldgs84917J104COM2,500$00.0%00.0%Unchanged–
Tactical Air Defense Svcs Com87356M108COM140,000$00.0%00.0%Unchanged–
Tapestry Pharma Inc Com New876031204COM1,248,000$00.0%00.0%Unchanged–
Thai Fund882ESC106COM594$00.0%00.0%Unchanged–
Escrow Turkish Invst FD900ESC104COM318$00.0%00.0%Unchanged–
VanEck Vectors ETF Tr92189F403RUSSIA ETF400$00.0%00.0%Unchanged–
Virtus Oil and Gas Corporation92834V209COM66$00.0%00.0%Unchanged–
WTS QLT Inc9941239W9WT200,000$00.0%00.0%Unchanged–
Hpil Hldg Com40432Y109Stock300,100$00.0%+300,100New–
Ap Henderson Group00186G100COM2,000$00.0%00.0%Unchanged–
Atna Resources04957F101COM400$00.0%00.0%Unchanged–
Elliott Opportunity II Corp.G30092111*W EXP 03/02/2021,250$00.0%00.0%Unchanged–
GT Advanced Techno Escrow361ESC023COM19$00.0%00.0%Unchanged–
NMG Parent LLC62929P102COM17$00.0%00.0%Unchanged–
Esc Lubys in Delaware Escrow549ESC028Com7,000$00.0%00.0%Unchanged–
Buckeye St Bank118239102COM667$00.0%00.0%Unchanged–
Pershing Square Tontine715ESC018COM1,439$00.0%00.0%Unchanged–
Blue River Bancshares Inc09602P107COM6,000$00.0%00.0%Unchanged–
Sesen Bio I N C817CVR038COM1,302$00.0%00.0%Unchanged–
ADR Amryt Pharm Contra032CVR011COM1,110$00.0%+1,110New–
ADR Amryt Pharm Contra032CVR029COM1,110$00.0%+1,110New–
Esc Gci Liberty Inc Sr361ESC049COM1,676$00.0%+1,676New–
American Centy ETF Tr025072877US SML CP VALU0$1<0.1%−4−100.0%Reduced–
American Green Inc02640N200COM750$1<0.1%00.0%Unchanged–
Firstime Design Ltd Com33766M106COM65$1<0.1%00.0%Unchanged–
Forum Merger IV Corp349875112*W EXP 03/15/2023,750$2<0.1%00.0%Unchanged–
Catcha Investment CorpG1962Y110*W EXP 99/99/9992,607$3<0.1%00.0%Unchanged–
SIVBSVB Financial GroupCOM10$5<0.1%−6−37.5%ReducedHistory
Hawks Acquisition Corp42032P116*W EXP 99/99/99915,000$6<0.1%00.0%Unchanged–
ACBAurora Cannabis IncCOM20$11<0.1%00.0%UnchangedHistory
LGNDZLigand Pharmaceuticals IncCOM12,000$11<0.1%00.0%UnchangedHistory
PERFFPerfect Corp.*W EXP 99/99/999103$12<0.1%00.0%UnchangedHistory
Berenson Acquisition Corp. I083690115*W EXP 08/01/20211,585$15<0.1%00.0%Unchanged–
Fidelity MSCI Financials Index ETF316092501ETF0$16<0.1%0Unchanged–
Stratim Cloud Acquisition Corp.86309R115*W EXP 03/05/2027,880$16<0.1%−4,120−34.3%Reduced–
Greencity Acquisition CorpG4086B123*W EXP 04/28/2028,400$18<0.1%00.0%Unchanged–
Pivotal Investment Corp III72582M114*W EXP 01/28/2022,529$18<0.1%00.0%Unchanged–
Social Leverage Acquisn Corp83363K110*W EXP 02/17/202100$19<0.1%00.0%Unchanged–
ALPPAlpine 4 Holdings, Inc.CL A NEW13$26<0.1%+1+4.0%AddedConverted for a 1-for-8 splitHistory
Hyster B449172204COM1$27<0.1%00.0%Unchanged–
Wejo Group LtdG9525W117*W EXP 11/18/20212,698$27<0.1%00.0%Unchanged–
Solar Integrated Roofing Cor Com83417R103Common Stock2,000$32<0.1%00.0%Unchanged–
Axios Sustainable GRW Acq CoG0703K116*W EXP 99/99/99920,000$40<0.1%00.0%Unchanged–
ITRMIterum Therapeutics plcSHS38$41<0.1%00.0%UnchangedHistory
Bird Global, Inc.09077J115*W EXP 01/07/2022,000$41<0.1%00.0%Unchanged–
John Wood Group PL OrdfG9745T118COM24$42<0.1%00.0%Unchanged–
BFXBowflex Inc.COM36$44<0.1%00.0%UnchangedHistory
HWMHowmet Aerospace Inc.Stock1$50<0.1%−1−50.0%ReducedHistory
Prospector Capital CorpG7273A113*W EXP 01/01/202420$51<0.1%00.0%Unchanged–
Altimar Acquisition Corp. IIIG0370U116*W EXP 08/03/2022,725$54<0.1%00.0%Unchanged–
UNITUniti Group Inc.COM12$55<0.1%+1+9.1%AddedHistory
Fusion Acquisition Corp. II36118N110*W EXP 02/29/20210,979$55<0.1%00.0%Unchanged–
E Med Future Inc Com26875D108COM3,000$60<0.1%00.0%Unchanged–
GROVWGrove Collaborative Holdings, Inc.*W EXP 06/16/2026,139$61<0.1%00.0%UnchangedHistory
SFTGQShift Technologies, Inc.CL A NEW28$61<0.1%00.0%UnchangedHistory
Moneylion Inc.60938K114*W EXP 09/22/2022,000$62<0.1%00.0%Unchanged–
Pure Energy Minerals74624B700COM55$63<0.1%00.0%Unchanged–
DUET Acquisition Corp.26431Q114*W EXP 07/19/2023,000$63<0.1%00.0%Unchanged–
Newcourt Acquisition CorpG6448C129*W EXP 04/12/2025,000$66<0.1%00.0%Unchanged–
Getaround, Inc37427G119*W EXP 03/09/2023,200$76<0.1%00.0%Unchanged–
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS12$90<0.1%00.0%UnchangedHistory
Goldenstone Acquisition Ltd38136Y110*W EXP 07/15/2023,000$93<0.1%00.0%Unchanged–
Aurora Acquisition CorpG0698L129*W EXP 03/02/2023,450$95<0.1%00.0%Unchanged–
CORRCorEnergy Infrastructure Trust, Inc.COM NEW87$97<0.1%00.0%UnchangedHistory
Financial Strategies Acquisi31772T115*W EXP 03/31/20210,000$100<0.1%00.0%Unchanged–
IronNet, Inc.46323Q113*W EXP 08/26/2026,500$104<0.1%00.0%Unchanged–
Zyversa Therapeut 27 WTF Warra98987D110WT1,500$105<0.1%00.0%Unchanged–
View, Inc.92671V114*W EXP 03/08/2029,400$108<0.1%00.0%Unchanged–
Athena Consumer Acq Corp04684M114*W EXP 07/31/2022,500$119<0.1%00.0%Unchanged–
First Rep BK San Francisco C33616C100COM220$121<0.1%−391−64.0%Reduced–
LTRPALiberty TripAdvisor Holdings, Inc.COM SER A188$122<0.1%00.0%UnchangedHistory
VIPVulcan Infrastructure & Power Inc.CLASS A COM44$124<0.1%+44NewHistory
ATEKWAthena Technology Acquisition Corp. II*W EXP 10/17/2022,500$125<0.1%00.0%UnchangedHistory
Accretion Acquisition Corp00438Y115*W EXP 03/01/2022,700$126<0.1%00.0%Unchanged–

Options (44)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Ancora Advisors, LLC in Q2 2023
SecurityClassPutsCalls
Select Sector SPDR Tr81369Y904CALL–$5.45M
Select Sector SPDR Tr81369Y954PUT$2.57M–
ProShares Tr74348A950PUT$2.16M–
iShares Tr464287955PUT$859.4K–
Invesco Exch Traded FD Tr II46138G959PUT$717.4K–
Kohls Corp500255904CALL–$575.0K
Invesco QQQ Tr46090E953PUT$547.8K–
Select Sector SPDR Tr81369Y955put$538.5K–
SPDR Dow Jones Indl Average78467X959PUT$529.8K–
ProShares Tr74347W900CALL–$443.6K
SPDR S&P 500 ETF Tr78462F953PUT$424.7K–
United STS Gasoline FD LP91201T902CALL–$422.2K
Select Sector SPDR Tr81369Y950PUT$357.5K–
SPXW 230929P03985000FSPXC4150PUT$280.1K–
SPDR Series Trust78464A954PUT$260.6K–
Berry Global Group Inc08579W953COM$207.8K–
United STS Gasoline FD LP91201T952PUT$207.2K–
Icahn Enterprises LP451100901CALL–$205.9K
Invesco Exchange Traded FD T46137V952PUT$130.9K–
Hunt J B Trans Svcs Inc445658957PUT$126.0K–
Select Sector SPDR Tr81369Y900CALL–$113.8K
SPX Corp784635954PUT$104.6K–
Green Plains Partners LP393221956PUT$89.7K–
Expeditors Intl Wash Inc302130959PUT$69.9K–
Select Sector SPDR Tr81369Y957PUT$64.1K–
Invesco Exchange Traded FD T46137V957PUT$57.0K–
Select Sector SPDR Tr81369Y956PUT$50.4K–
B. Riley Financial Inc05580M958PUT$38.4K–
Forward Air Corp349853951PUT$20.7K–
RB Global Inc74935Q957PUT$18.0K–
Cambria ETF Tr132061951PUT$17.0K–
BKLN 210416P0001500046138G958PUT$14.9K–
Keycorp493267958PUT$14.5K–
iShares Tr464288954PUT$12.5K–
Ally Finl Inc02005N950PUT$9.50K–
iShares Tr464287952PUT$9.00K–
Pitney Bowes Inc724479950PUT$8.60K–
Ally Finl Inc02005N900CALL–$5.00K
iShares Tr464288950PUT$1.50K–
iShares Tr464288953PUT$1.10K–
Direxion Shs ETF Tr25459W900CALL–$1.01K
iShares Tr464288903CALL–$1.00K
Diebold Inc253651903CALL–$750
Valkyrie ETF Trust II91917A957PUT$375–

Sold out since Q1 2023 (225)

Positions held at the end of Q1 2023 that are gone from this filing.

The largest 100 of 225 by value last quarter.

Positions of Ancora Advisors, LLC sold out since Q1 2023
SecurityClassShares in Q1 2023Value in Q1 2023% of portfolio in Q1 2023History
TBNKTerritorial Bancorp Inc.COM102,271$1.97M0.1%History
ARNCArconic CorpCOM66,568$1.75M<0.1%History
CABOCable One, Inc.COM2,480$1.74M<0.1%History
Blackstone Real Estate Income09259K302Equities114,354$1.65M<0.1%–
SCHLScholastic CorpCOM45,492$1.56M<0.1%History
NVECNve CorpCOM NEW16,590$1.38M<0.1%History
Crane Hldgs Co224441113COMMON STOCK21,200$824.7K<0.1%–
LMBLimbach Holdings, Inc.COM47,240$817.3K<0.1%History
DBDDiebold Nixdorf, IncCOM672,560$807.1K<0.1%History
HROWHarrow, Inc.COM37,290$789.1K<0.1%History
JAQCJupiter Acquisition CorpCL A66,884$678.9K<0.1%History
SIGASiga Technologies IncCOM103,735$596.5K<0.1%History
SACHSachem Capital Corp.COM145,853$542.6K<0.1%History
GCOGenesco IncCOM13,085$482.6K<0.1%History
FRGIFiesta Restaurant Group, Inc.COM56,354$463.2K<0.1%History
VOXXVOXX International CorpCL A32,485$400.5K<0.1%History
OBDCBlue Owl Capital CorpCOM31,310$394.8K<0.1%History
JOBGEE Group Inc.COM815,617$338.5K<0.1%History
EPMEvolution Petroleum CorpCOM52,303$330.0K<0.1%History
NWBONorthwest Biotherapeutics IncCOM526,000$328.8K<0.1%History
AMPYAmplify Energy Corp.COM41,610$285.9K<0.1%History
EGEverest Group, Ltd.COM725$259.6K<0.1%History
VanEck Vectors ETF Tr92189F593MORNINGSTAR INTL7,136$228.1K<0.1%–
VMDViemed Healthcare, Inc.COM19,905$192.3K<0.1%History
CSIICardiovascular Systems IncCOM4,998$99.3K<0.1%History
Avidity Biosciences, Inc.05370A108COM6,000$92.1K<0.1%–
CLPTClearPoint Neuro, Inc.COM10,000$84.4K<0.1%History
ProShares Tr74347B698RUSS 2000 DIVD1,311$80.0K<0.1%–
OGSONE Gas, Inc.COM820$65.0K<0.1%History
Schwab Strategic Tr808524672INTERNL DIVID2,000$47.3K<0.1%–
EMFTempleton Emerging Markets FundCOM4,000$46.8K<0.1%History
NINisource Inc.COM1,464$40.9K<0.1%History
ZAREAres Real Estate Income Trust Inc.COM4,390$38.2K<0.1%History
NUONuveen Ohio Quality Municipal Income FundCOM3,000$38.1K<0.1%History
Northern Star Invest Corp IV66575B200UNIT 02/25/20283,697$37.2K<0.1%–
Invesco Actively Managed ETF46090C305EMGRING MKTS50900$34.4K<0.1%–
ULTAUlta Beauty, Inc.Stock57$31.1K<0.1%History
SPDR Index Shs FDS78463X202ST STR EU 50 ETF599$26.9K<0.1%–
TOPSTop Ships Inc.SHS NEW28,856$25.4K<0.1%History
PRVBProvention Bio, Inc.COM1,000$24.1K<0.1%History
SPDR Ser Tr78464A813S&P 600 SML CAP264$22.2K<0.1%–
RMTRoyce Micro-Cap Trust, Inc.COM2,275$20.0K<0.1%History
Dimensional ETF Trust25434V781INTL SMALL CAP V798$19.0K<0.1%–
BKHBlack Hills CorpCOM280$17.7K<0.1%History
Invesco Exchange Traded FD T46137V431S&P 500 GARP ETF176$15.0K<0.1%–
iShares S&P Mid-Cap 400 Value ETF464287705ETF140$14.4K<0.1%–
INDTIndus Realty Trust, Inc.COM203$13.5K<0.1%History
Vanguard World FD921910725ESG INTL STK ETF232$12.1K<0.1%–
CIIG Capital Partners II, Inc.12561U109COM CL A1,000$10.4K<0.1%–
ETF Ser Solutions26922A289DEFIANCE CONNECT313$10.3K<0.1%–
Invesco S&P 500 Hedged ETF73935B805Equity306$10.0K<0.1%–
ALCOAlico, Inc.COM410$9.92K<0.1%History
SWKStanley Black & Decker, Inc.COM100$8.06K<0.1%History
AESAES CorpStock277$6.67K<0.1%History
iShares Tr464288166AGENCY BOND ETF61$6.60K<0.1%–
Invesco Actively Managed Exc46090A887ULTRA SHRT DUR133$6.60K<0.1%–
DBX ETF Tr233051200XTRACK MSCI EAFE175$6.16K<0.1%–
BEBloom Energy CorpCOM CL A300$5.98K<0.1%History
LVSLas Vegas Sands CorpCOM100$5.75K<0.1%History
Adidas AGD0066B185COM32$5.65K<0.1%–
RMBSRambus IncCOM107$5.47K<0.1%History
HASHasbro, Inc.COM100$5.37K<0.1%History
Atech (Parent) Resolution Corp.00973N102COM1,580$4.87K<0.1%–
SPDR Series Trust78468R200ST STR RATE ETF150$4.56K<0.1%–
TLRYTilray Brands, Inc.COM CL 21,802$4.56K<0.1%History
UNBUnion Bankshares IncCOM200$4.42K<0.1%History
Credit Suisse AG Nassau BRH Ve22542D316COM25$4.41K<0.1%–
BLNKBlink Charging Co.COM500$4.33K<0.1%History
SWKSSkyworks Solutions, Inc.Stock34$4.01K<0.1%History
TDOCTeladoc Health, Inc.COM150$3.88K<0.1%History
iShares Inc464286426MSCI EM ASIA ETF56$3.71K<0.1%–
FLNCFluence Energy, Inc.COM CL A170$3.44K<0.1%History
Amryt Pharma PLC03217L106SPONSORED ADS222$3.24K<0.1%–
Relief Therapeutics Hldg AG Namen AktH6759S100COM150,000$3.20K<0.1%–
COLDAmericold Realty TrustCOM100$2.85K<0.1%History
FBSIFirst Bancshares IncCOM150$2.81K<0.1%History
AMKRAmkor Technology, Inc.COM100$2.60K<0.1%History
Angle PLC Surrey03476V100COM1,100$2.46K<0.1%–
ONTOOnto Innovation Inc.COM28$2.46K<0.1%History
Global X FDS37954Y830GLOBAL X COPPER50$1.94K<0.1%–
SMARSmartsheet IncCOM CL A40$1.91K<0.1%History
BWXTBWX Technologies, Inc.COM30$1.89K<0.1%History
Travelcenters Americ894174101COM21$1.82K<0.1%–
SAIHWSAIHEAT Ltd*W EXP 04/29/20217,646$1.78K<0.1%History
NETCloudflare, Inc.CL A COM27$1.68K<0.1%History
Goldenbridge Acquisition LtdG3970D120*W EXP 10/28/20222,089$1.53K<0.1%–
Avalon Acquisition Inc05338E119*W EXP 12/31/20216,773$1.51K<0.1%–
OGIOrganigram Global Inc.COM2,300$1.47K<0.1%History
Invesco Exchange Traded FD T46137V134WILDERHIL CLAN36$1.46K<0.1%–
Rolls Royce C SharesG76225138Preference177,602$1.42K<0.1%–
Progress Acquisition Corp.74327P113*W EXP 11/11/20224,976$1.38K<0.1%–
PBAPembina Pipeline CorpCOM42$1.36K<0.1%History
FSLYFastly, Inc.CL A72$1.28K<0.1%History
HOODRobinhood Markets, Inc.Stock125$1.21K<0.1%History
CRNCCerence Inc.COM43$1.21K<0.1%History
FAST Acquisition Corp. II311874119*W EXP 03/16/2022,978$1.19K<0.1%–
LQWD Fintech Corp50213W107COM1,900$1.19K<0.1%–
BNGOBionano Genomics, Inc.COM1,000$1.11K<0.1%History
STEMStem, Inc.CL A195$1.10K<0.1%History
Interprivate IV Infratech PR46064T110*W EXP 03/05/2029,632$1.05K<0.1%–