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Livermore
Livermore
ZHEN

Ancora Advisors, LLC

SEC CIK
0001446114
Latest filing
Aug 14, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 14, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
1,774
−28 vs. Q2 2023
Portfolio value
$3.73B
−$52.2M (−1.4%) vs. Q2 2023
Filed
Nov 14, 2023
SEC
Holdings of Ancora Advisors, LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
RBARB Global Inc.COM3,355,467$209.7M5.6%−130,504−3.7%ReducedHistory
CHRWC. H. Robinson Worldwide, Inc.COM NEW2,122,884$182.8M4.9%−16,100−0.8%ReducedHistory
GPREGreen Plains Inc.COM4,037,442$121.5M3.3%−137,904−3.3%ReducedHistory
Vanguard S&P 500 ETF922908363ETF268,514$105.4M2.8%+20.0%Added–
AAPLApple Inc.Stock588,988$100.8M2.7%−7,942−1.3%ReducedHistory
BERYBerry Global Group, Inc.COM1,238,927$76.7M2.1%+66,362+5.7%AddedHistory
MSFTMicrosoft CorpStock238,595$75.3M2.0%−2,392−1.0%ReducedHistory
AVGOBroadcom Inc.Stock81,168$67.4M1.8%−1,639−2.0%ReducedHistory
MWAMueller Water Products, Inc.COM SER A5,244,773$66.5M1.8%−523,406−9.1%ReducedHistory
JPMorgan Ultra-Short Income ETF46641Q837ETF1,175,010$59.0M1.6%+22,655+2.0%Added–
UNHUnitedHealth Group IncStock108,412$54.7M1.5%+619+0.6%AddedHistory
iShares Tr464287150CORE S&P TTL STK566,773$53.4M1.4%−3,384−0.6%Reduced–
KSSKOHLS CorpStock2,451,846$51.4M1.4%+200,306+8.9%AddedHistory
FWRDForward Air CorpCOM745,585$51.3M1.4%+745,585NewHistory
CVXChevron CorpStock295,851$49.9M1.3%+1,218+0.4%AddedHistory
ABBVAbbVie Inc.Stock327,437$48.8M1.3%+6,432+2.0%AddedHistory
JNJJohnson & JohnsonStock306,248$47.7M1.3%−8,153−2.6%ReducedHistory
EOGEOG Resources IncStock348,634$44.2M1.2%+52,404+17.7%AddedHistory
JPMJPMorgan Chase & CoStock300,146$43.5M1.2%+1,130+0.4%AddedHistory
ETNEaton Corp plcStock200,774$42.8M1.1%+1,960+1.0%AddedHistory
iShares Core S&P 500 ETF464287200ETF89,237$38.3M1.0%+5,190+6.2%Added–
HONHoneywell International IncCOM204,333$37.7M1.0%+754+0.4%AddedHistory
ELANElanco Animal Health IncCOM3,308,617$37.2M1.0%+3,308,617NewHistory
HDHome Depot, Inc.Stock120,463$36.4M1.0%+788+0.7%AddedHistory
BRK.BBerkshire Hathaway IncStock103,809$36.4M1.0%+240.0%AddedHistory
ACNAccenture plcStock116,362$35.7M1.0%+1,136+1.0%AddedHistory
Vanguard Short-Term Bond ETF921937827ETF467,992$35.2M0.9%−6,064−1.3%Reduced–
CVSCVS Health CorpStock457,267$31.9M0.9%+68,005+17.5%AddedHistory
METAMeta Platforms, Inc.Stock105,561$31.7M0.8%−2,985−2.7%ReducedHistory
PGProcter & Gamble CoStock213,650$31.2M0.8%−107−0.1%ReducedHistory
HLIHoulihan Lokey, Inc.CL A282,880$30.3M0.8%+201+0.1%AddedHistory
MCDMcDonalds CorpStock102,265$26.9M0.7%+481+0.5%AddedHistory
Vanguard Dividend Appreciation ETF921908844ETF163,037$25.3M0.7%+1,976+1.2%Added–
GDGeneral Dynamics CorpStock102,315$22.6M0.6%+15,191+17.4%AddedHistory
BACBank of America CorpStock809,063$22.2M0.6%−9,432−1.2%ReducedHistory
GOOGAlphabet Inc.Stock163,864$21.6M0.6%−520.0%ReducedHistory
WYWeyerhaeuser CoCOM NEW676,457$20.7M0.6%+166,556+32.7%AddedHistory
MARMarriott International IncStock100,242$19.7M0.5%−894−0.9%ReducedHistory
AMZNAmazon Com IncStock154,745$19.7M0.5%−519−0.3%ReducedHistory
EHABEnhabit, Inc.COM1,705,788$19.2M0.5%+1,374,231+414.5%AddedHistory
Schwab U.S. Large-Cap ETF808524201ETF378,336$19.1M0.5%−4,564−1.2%Reduced–
NKENIKE, Inc.Stock195,835$18.7M0.5%−1,186−0.6%ReducedHistory
BLKBlackRock, Inc.COM27,667$17.9M0.5%−775−2.7%ReducedHistory
KKellanovaStock298,180$17.7M0.5%+249,630+514.2%AddedHistory
VVXV2X, Inc.COM324,696$16.8M0.4%−46,840−12.6%ReducedHistory
MDUMdu Resources Group IncStock831,371$16.3M0.4%−21,400−2.5%ReducedHistory
DTMDT Midstream, Inc.COMMON STOCK272,762$14.4M0.4%−330−0.1%ReducedHistory
CXTCrane NXT, Co.COM255,865$14.2M0.4%+2,300+0.9%AddedHistory
ASHAshland Inc.COM174,015$14.2M0.4%+150.0%AddedHistory
WHWyndham Hotels & Resorts, Inc.COM204,065$14.2M0.4%+1,659+0.8%AddedHistory
PEPPepsiCo IncStock80,748$13.7M0.4%+1,120+1.4%AddedHistory
MBCMasterBrand, Inc.COMMON STOCK1,105,873$13.4M0.4%−293,063−20.9%ReducedHistory
TXNTexas Instruments IncStock82,656$13.1M0.4%−2,785−3.3%ReducedHistory
MAMastercard IncStock32,230$12.8M0.3%−1,056−3.2%ReducedHistory
Vanguard Morningstar Small-Cap Value ETF922908611ETF79,510$12.7M0.3%−503−0.6%Reduced–
Invesco Nasdaq 100 ETF46138G649ETF84,172$12.4M0.3%−444−0.5%Reduced–
FBINFortune Brands Innovations, Inc.COM196,679$12.2M0.3%−8,863−4.3%ReducedHistory
GOOGLAlphabet Inc.Stock93,420$12.2M0.3%−2,276−2.4%ReducedHistory
APGAPi Group CorpCOM STK451,036$11.7M0.3%−181,624−28.7%ReducedHistory
AQNAlgonquin Power & Utilities Corp.COM1,975,000$11.7M0.3%−943,274−32.3%ReducedHistory
LINLinde PLCStock31,170$11.6M0.3%+9,389+43.1%AddedHistory
Nestle SA ADR641069406COM102,363$11.6M0.3%−144,936−58.6%Reduced–
Avon Protection PLCG06860103COM1,532,304$11.6M0.3%−3120.0%Reduced–
Invesco Exch Traded FD Tr II46138G664S&P SMALLCAP 600310,509$11.3M0.3%00.0%UnchangedConverted for a 3-for-1 split–
COSTCostco Wholesale CorpStock19,999$11.3M0.3%−533−2.6%ReducedHistory
iShares Core S&P Mid-Cap ETF464287507ETF45,098$11.2M0.3%−1,947−4.1%Reduced–
VYXNCR Voyix CorpCOM404,676$10.9M0.3%+63,090+18.5%AddedHistory
Vanguard Index FDS922908652EXTEND MKT ETF73,606$10.5M0.3%+10.0%Added–
Dimensional ETF Trust25434V724US MKTWIDE VALUE308,600$10.5M0.3%+3,929+1.3%Added–
PPLIPeople IncCOM NEW206,745$10.4M0.3%−35,739−14.7%ReducedHistory
iShares Tr4642874571 3 YR TREAS BD126,806$10.3M0.3%−2,897−2.2%Reduced–
AMGNAmgen IncStock38,126$10.2M0.3%−525−1.4%ReducedHistory
KVUEKenvue Inc.Stock504,607$10.1M0.3%+504,607NewHistory
iShares Core MSCI Eafe ETF46432F842ETF156,162$10.0M0.3%−16,458−9.5%Reduced–
iShares MSCI USA Min Vol Factor ETF46429B697ETF138,773$10.0M0.3%+2,482+1.8%Added–
Royal Oak Realty Trust I NC11899N308LP153,868$9.92M0.3%+137,675+850.2%Added–
Kraneshares Trust500767652MOUNT LUCAS ETF299,592$9.76M0.3%−1,093−0.4%Reduced–
VSTVistra Corp.Stock289,089$9.59M0.3%−159,460−35.6%ReducedHistory
Vanguard Real Estate ETF922908553ETF124,240$9.40M0.3%−1,852−1.5%Reduced–
CRCrane CoCOMMON STOCK104,149$9.25M0.2%+12,949+14.2%AddedHistory
Vanguard Morningstar Mid-Cap ETF922908629ETF43,979$9.16M0.2%+2,467+5.9%Added–
CSCOCisco Systems, Inc.Stock166,964$8.98M0.2%−4,960−2.9%ReducedHistory
XOMExxonMobil Holdings CorpCOM75,440$8.87M0.2%+772+1.0%AddedHistory
VNTVontier CorpStock286,870$8.87M0.2%−1,200−0.4%ReducedHistory
SPYSPDR S&P 500 ETF TrustETF20,356$8.70M0.2%−220−1.1%ReducedHistory
MOSMosaic CoCOM242,485$8.63M0.2%−6,303−2.5%ReducedHistory
PRMWPrimo Water CorpCOM611,705$8.44M0.2%+11,920+2.0%AddedHistory
QCOMQualcomm IncStock74,770$8.30M0.2%−794−1.1%ReducedHistory
LHXL3HARRIS Technologies, Inc.Stock47,593$8.29M0.2%−87,263−64.7%ReducedHistory
AGMFederal Agricultural Mortgage CorpCL C53,387$8.24M0.2%−3,135−5.5%ReducedHistory
iShares Core U.S. Aggregate Bond ETF464287226ETF87,007$8.18M0.2%−3,782−4.2%Reduced–
BXBlackstone Inc.COM76,034$8.15M0.2%−1,574−2.0%ReducedHistory
ALITAlight, Inc. / DelawareCOM CL A1,132,300$8.03M0.2%−121,196−9.7%ReducedHistory
iShares Tr46434V613CORE UNIVRSL USD181,813$7.95M0.2%+10,846+6.3%Added–
iShares Core S&P Small Cap ETF464287804ETF83,739$7.90M0.2%−8,935−9.6%Reduced–
VVisa Inc.Stock34,051$7.83M0.2%+456+1.4%AddedHistory
FGF&G Annuities & Life, Inc.COMMON STOCK279,105$7.83M0.2%−116,970−29.5%ReducedHistory
GMGeneral Motors CoCOM237,537$7.83M0.2%−4,718−1.9%ReducedHistory
RTXRTX CorpStock108,716$7.82M0.2%+27,965+34.6%AddedHistory
OSPNOneSpan Inc.COM726,592$7.81M0.2%−371,265−33.8%ReducedHistory

Options (46)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Ancora Advisors, LLC in Q3 2023
SecurityClassPutsCalls
SPX Corp784635954PUT$7.20M–
ProShares Tr74348A950PUT$4.98M–
iShares Tr464287955PUT$4.69M–
Select Sector SPDR Tr81369Y954PUT$3.26M–
Select Sector SPDR Tr81369Y904CALL–$2.96M
SPDR S&P 500 ETF Tr78462F953PUT$2.36M–
Invesco QQQ Tr46090E953PUT$1.58M–
Select Sector SPDR Tr81369Y953OPT$1.06M–
Ritchie Bros Auctioneers767744905CALL–$928.3K
Berry Global Group Inc08579W903CALL–$731.5K
Kohls Corp500255954PUT$655.0K–
Select Sector SPDR Tr81369Y950PUT$582.8K–
Select Sector SPDR Tr81369Y955put$566.8K–
Green Plains Inc393222954PUT$539.5K–
iShares Tr464287905CALL–$481.7K
Invesco Exchange Traded FD T46137V957PUT$449.0K–
Kohls Corp500255904CALL–$433.9K
ProShares Tr74347W900CALL–$428.8K
United STS Gasoline FD LP91201T902CALL–$322.9K
SPDR Series Trust78464A954PUT$250.5K–
Invesco QQQ Tr46090E903UNIT SER 1–$212.6K
Invesco Exchange Traded FD T46137V952PUT$212.5K–
Invesco Exch Traded FD Tr II46138G959PUT$200.2K–
PIMCO ETF Tr72201R952PUT$157.0K–
Select Sector SPDR Tr81369Y900CALL–$127.8K
SPXW 230929P03985000FSPXC4150PUT$86.9K–
iShares Tr464288954PUT$55.0K–
Ampco-Pittsburg Corp032037953PUT$48.0K–
Green Plains Partners LP393221956PUT$45.7K–
United STS Gasoline FD LP91201T952PUT$40.4K–
Icahn Enterprises LP451100901CALL–$39.8K
Berry Global Group Inc08579W953COM$38.9K–
RB Global Inc74935Q957PUT$26.4K–
Elanco Animal Health Inc28414H953PUT$17.0K–
Apple Inc037833950PUT$15.4K–
Sportsmans Whse Hldgs Inc84920Y906CALL–$14.5K
Cambria ETF Tr132061951PUT$13.0K–
Ally Finl Inc02005N950PUT$6.50K–
Sportsmans Whse Hldgs Inc84920Y956PUT$4.00K–
Digital Rlty Tr Inc253868953PUT$2.50K–
Forward Air Corp349853901CALL–$2.10K
Ally Finl Inc02005N900CALL–$2.00K
Keycorp493267958PUT$2.00K–
Pitney Bowes Inc724479950PUT$1.05K–
iShares Tr464288950PUT$750–
Valkyrie ETF Trust II91917A957PUT$350–

Sold out since Q2 2023 (110)

Positions held at the end of Q2 2023 that are gone from this filing.

The largest 100 of 110 by value last quarter.

Positions of Ancora Advisors, LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
HHCHoward Hughes CorpCOM68,925$5.44M0.1%History
PLAYDave & Buster's Entertainment, Inc.COM83,620$3.73M0.1%History
ACVAACV Auctions Inc.COM CL A104,425$1.80M<0.1%History
Liberty Media Corp Del531229607COM C SIRIUSXM48,322$1.58M<0.1%–
CTGComputer Task Group IncCOM194,587$1.48M<0.1%History
POLPolished.com Inc.COM2,765,392$1.27M<0.1%History
Digital River25388B104COM349,999$1.22M<0.1%–
MODVModivCare IncCOM24,025$1.09M<0.1%History
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP12,618$786.4K<0.1%History
FERGFerguson Enterprises Inc.SHS3,230$508.1K<0.1%History
DINDine Brands Global, Inc.COM8,610$499.6K<0.1%History
FRGFranchise Group, Inc.COM17,275$494.8K<0.1%History
ZDZiff Davis, Inc.COM5,250$367.8K<0.1%History
RYAMRayonier Advanced Materials Inc.COM78,650$336.6K<0.1%History
FSTRFoster L B CoCOM19,471$278.0K<0.1%History
TSQTownsquare Media, Inc.CL A21,299$253.7K<0.1%History
529 American Funds529FUNDS1COM249,749$249.7K<0.1%–
HAYWHayward Holdings, Inc.COM17,570$225.8K<0.1%History
PCYOPure Cycle CorpCOM NEW19,691$216.6K<0.1%History
GORVLazydays Holdings, Inc.COM13,940$161.1K<0.1%History
PFSWPfsweb IncCOM NEW35,087$158.6K<0.1%History
ODCOil-Dri Corp of AmericaCOM2,650$156.3K<0.1%History
Liberty Media Corp531229409COM A SIRIUSXM3,544$116.3K<0.1%–
Vanguard Whitehall FDS921946810INTL DVD ETF1,482$111.3K<0.1%–
EOCWElliott Opportunity II Corp.SHS CL A10,000$103.6K<0.1%History
LYBLyondellBasell Industries N.V.SHS - A -800$73.5K<0.1%History
BKIBlack Knight, Inc.COM895$53.5K<0.1%History
BDCBelden Inc.COM538$51.5K<0.1%History
Invesco Exch Traded FD Tr II46138G706SOLAR ETF635$45.4K<0.1%–
AEONAEON Biopharma, Inc.CL A5,800$41.1K<0.1%History
Mitsui & Co Ltd606827202COM47$35.2K<0.1%–
IIIInformation Services Group Inc.COM6,198$33.2K<0.1%History
ETSYEtsy IncCOM300$25.4K<0.1%History
Invesco Exch Traded FD Tr II46138E586KBW PPTY CASUT303$24.8K<0.1%–
Advisors Inner Circle FD III00775Y652STRATEGAS GBL PO941$23.6K<0.1%–
Advisors Inner Circle FD III00775Y645STRATEGAS MACRO929$21.7K<0.1%–
GHGuardant Health, Inc.COM600$21.5K<0.1%History
Tidal ETF Tr886364850LEATHERBACK LNG804$21.2K<0.1%–
BlackRock CR All IV Com925081002CLSD FD2,000$20.3K<0.1%–
FMSFresenius Medical Care AGSPONSORED ADR600$14.4K<0.1%History
TBCHTurtle Beach CorpCOM NEW1,200$14.0K<0.1%History
Invesco Exch Traded FD Tr II46138E511PFD ETF1,092$12.4K<0.1%–
Listed FDS Tr53656F623HORI KI INFL ETF400$12.2K<0.1%–
XIFRXPLR Infrastructure, LPCOM UNIT PART IN206$12.1K<0.1%History
SPGSimon Property Group Inc.REIT97$11.2K<0.1%History
RCLRoyal Caribbean Cruises LtdCOM100$10.4K<0.1%History
CBRLCracker Barrel Old Country Store, IncCOM100$9.32K<0.1%History
Topicus.com Inc89072T102COM107$8.79K<0.1%–
PDIPIMCO Dynamic Income FundSHS453$8.49K<0.1%History
Pacer FDS Tr69374H741DATA AND INFRAST273$7.96K<0.1%–
ARESAres Management CorpCL A COM STK81$7.80K<0.1%History
TAGSTeucrium Commodity TrustAGRICULTURE FD230$6.97K<0.1%History
EVBGEverbridge, Inc.COM225$6.05K<0.1%History
AAPAdvance Auto Parts IncCOM75$5.27K<0.1%History
BBDCBarings BDC, Inc.COM500$3.92K<0.1%History
DSKEDaseke, Inc.COM533$3.80K<0.1%History
SPDR Series Trust78468R721STATE STREET SPD63$2.91K<0.1%–
CANOCano Health, Inc.COM CL A2,000$2.78K<0.1%History
Digital Transformatn Opt Cor25401K115*W EXP 03/31/20220,174$2.71K<0.1%–
NFENew Fortress Energy Inc.COM CL A100$2.68K<0.1%History
ABATAmerican Battery Technology CoCOM3,330$2.56K<0.1%History
AMEAmetek IncCOM15$2.43K<0.1%History
ERICEricsson LM Telephone CoADR B SEK 10420$2.29K<0.1%History
CGEMCullinan Therapeutics, Inc.COM200$2.15K<0.1%History
HAEHaemonetics CorpCOM25$2.13K<0.1%History
UBSUBS Group AGStock100$2.03K<0.1%History
CRSCarpenter Technology CorpCOM35$1.97K<0.1%History
African Gold Acquisition CorG0112R124*W EXP 03/31/202176,695$1.77K<0.1%–
AVTRAvantor, Inc.COM85$1.75K<0.1%History
LMNDLemonade, Inc.Stock100$1.69K<0.1%History
FFAIFaraday Future Intelligent Electric Inc.COM7,317$1.46K<0.1%History
Ganfeng Lithium COY2690M105Common Stock200$1.30K<0.1%–
Fintech Ecosystem Deve318136124RIGHT 04/01/20269,900$1.17K<0.1%–
MMTZFMindMaze Therapeutics Holding SACOM375$1.16K<0.1%History
Invesco Exchange Traded FD T46137V266S&P500 PUR GWT6$915<0.1%–
PVCTProvectus Biopharmaceuticals, Inc.COM7,650$865<0.1%History
Deep Medicine Acquisition Co243733110RIGHT 09/30/20285,155$722<0.1%–
PBIPitney Bowes IncCOM200$708<0.1%History
Alpha Healthcare Acqu Corp I02073F112*W EXP 04/01/2023,190$638<0.1%–
Belong Acquisition Corp.08069M110*W EXP 03/23/20230,525$592<0.1%–
Accretion Acquisition Corp00438Y123RIGHT 03/01/20285,394$585<0.1%–
Enterprise 4.0 Tec Acqstn CoG3137C114*W EXP 09/30/20210,000$550<0.1%–
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT10$477<0.1%–
Waverley Capital Acquis CorpG06536117*W EXP 09/15/20213,332$471<0.1%–
The Growth for Good Acqu CorG41522130RIGHT 11/12/20262,800$392<0.1%–
Sandstorm Gold Ltd Com New80013R206Stock70$358<0.1%–
Vanguard Emerging Markets Government Bond ETF921946885ETF4$249<0.1%–
TLG Acquisition One Corp87257M116*W EXP 01/25/2025,298$212<0.1%–
LACLithium Americas Corp.COM NEW10$202<0.1%History
FIRYFiry Inc.COM CL A20$182<0.1%History
Viscogliosi Bros Acquistn Co92838K118*W EXP 03/18/2025,000$172<0.1%–
Genesis Unicorn Capital Corp.37187C118*W EXP 06/30/2022,000$145<0.1%–
Axonprime Infrstctr Aqstn Co05467C116*W EXP 05/31/2025,032$131<0.1%–
Apeiron Capital Invest Corp03752A119*W EXP 04/02/20210,754$128<0.1%–
Athena Consumer Acq Corp04684M114*W EXP 07/31/2022,500$119<0.1%–
Aurora Acquisition CorpG0698L129*W EXP 03/02/2023,450$95<0.1%–
Pure Energy Minerals74624B700COM55$63<0.1%–
Altimar Acquisition Corp. IIIG0370U116*W EXP 08/03/2022,725$54<0.1%–
Axios Sustainable GRW Acq CoG0703K116*W EXP 99/99/99920,000$40<0.1%–
ALPPAlpine 4 Holdings, Inc.CL A NEW13$26<0.1%History