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Livermore
Livermore
ZHEN

Ancora Advisors, LLC

SEC CIK
0001446114
Latest filing
Aug 14, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 14, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
1,774
−28 vs. Q2 2023
Portfolio value
$3.73B
−$52.2M (−1.4%) vs. Q2 2023
Filed
Nov 14, 2023
SEC
Holdings of Ancora Advisors, LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
Anc Rent Corp001813104COM25$00.0%00.0%Unchanged–
Escrow All American Semiconduc016ESC402COM100,350$00.0%00.0%Unchanged–
Escrow Ambassadors Group Inc C023ESC999COM4,900$00.0%00.0%Unchanged–
Esc American Medical Alert Cor027904986COM35,100$00.0%00.0%Unchanged–
Atlantis Plastics Inc049156102COM640$00.0%00.0%Unchanged–
Brampton Crest Intl Inc Com10511R101COM4$00.0%00.0%Unchanged–
Cannalink Inc Com13765B103COM28$00.0%00.0%Unchanged–
Earthshell Corp Com New27032B209COM250$00.0%00.0%Unchanged–
Fab Unvl Corp Com302771100COM142$00.0%00.0%Unchanged–
First PL Finl Corp Com33610T109COM5,450$00.0%00.0%Unchanged–
Firstime Design Ltd Com33766M106COM65$00.0%00.0%Unchanged–
Getswift Technologies37428G100COM9,750$00.0%−60,385−86.1%Reduced–
Green Earth Techs39303R102COM10,000$00.0%00.0%Unchanged–
Gulf Energy Corp402274104COM500$00.0%00.0%Unchanged–
Iexalt Inc Com New451691208COM20$00.0%00.0%Unchanged–
Escrow Lehman Bros Hldgs Inc C524ESC100COM187$00.0%00.0%Unchanged–
LEVLLevel One Bancorp IncCOM2,500$00.0%00.0%UnchangedHistory
Natur International Corporatio63883U103COM142$00.0%00.0%Unchanged–
Oilsands Quest Inc Com678046103COM1,000$00.0%00.0%Unchanged–
PDL Biopharma Inc Com69329Y104COM4,948$00.0%00.0%Unchanged–
Penn Treaty Amern Corp Com New707874400COM50,000$00.0%00.0%Unchanged–
Sgi Intl Com New784185209COM2,000$00.0%00.0%Unchanged–
Smart SMS Corp Com83171W207COM2,500$00.0%00.0%Unchanged–
Spirit MTA REIT848ESC018Common Stock80,000$00.0%00.0%Unchanged–
Sport Haley Hldgs84917J104COM2,500$00.0%00.0%Unchanged–
Tactical Air Defense Svcs Com87356M108COM140,000$00.0%00.0%Unchanged–
Thai Fund882ESC106COM594$00.0%00.0%Unchanged–
Escrow Turkish Invst FD900ESC104COM318$00.0%00.0%Unchanged–
VanEck Vectors ETF Tr92189F403RUSSIA ETF400$00.0%00.0%Unchanged–
Virtus Oil and Gas Corporation92834V209COM66$00.0%00.0%Unchanged–
WTS QLT Inc9941239W9WT200,000$00.0%00.0%Unchanged–
Ap Henderson Group00186G100COM2,000$00.0%00.0%Unchanged–
Atna Resources04957F101COM400$00.0%00.0%Unchanged–
GT Advanced Techno Escrow361ESC023COM19$00.0%00.0%Unchanged–
NMG Parent LLC62929P102COM17$00.0%00.0%Unchanged–
Esc Lubys in Delaware Escrow549ESC028Com7,000$00.0%00.0%Unchanged–
Buckeye St Bank118239102COM667$00.0%00.0%Unchanged–
Pershing Square Tontine715ESC018COM1,439$00.0%00.0%Unchanged–
Blue River Bancshares Inc09602P107COM6,000$00.0%00.0%Unchanged–
Sesen Bio I N C817CVR038COM1,302$00.0%00.0%Unchanged–
ADR Amryt Pharm Contra032CVR011COM1,110$00.0%00.0%Unchanged–
ADR Amryt Pharm Contra032CVR029COM1,110$00.0%00.0%Unchanged–
Esc Gci Liberty Inc Sr361ESC049COM4,359$00.0%+2,683+160.1%Added–
WTS Constellation 3/31/4021037X134SNW307$00.0%+307New–
American Centy ETF Tr025072877US SML CP VALU0$1<0.1%0Unchanged–
American Green Inc02640N200COM750$1<0.1%00.0%Unchanged–
Fusion Acquisition Corp. II36118N110*W EXP 02/29/20210,979$2<0.1%00.0%Unchanged–
Social Leverage Acquisn Corp83363K110*W EXP 02/17/202100$6<0.1%00.0%Unchanged–
PERFFPerfect Corp.*W EXP 99/99/999103$7<0.1%00.0%UnchangedHistory
Solar Integrated Roofing Cor Com83417R103Common Stock2,000$11<0.1%00.0%Unchanged–
ACBAurora Cannabis IncCOM20$12<0.1%00.0%UnchangedHistory
Bird Global, Inc.09077J115*W EXP 01/07/2022,000$14<0.1%00.0%Unchanged–
Fidelity MSCI Financials Index ETF316092501ETF0$16<0.1%0Unchanged–
First Rep BK San Francisco C33616C100COM220$16<0.1%00.0%Unchanged–
Global Partner Acqistn CorpG3934P128*W EXP 01/14/2025,282$16<0.1%00.0%Unchanged–
SBIGWSBIG Holdings, Inc.*W EXP 06/14/2028,600$17<0.1%00.0%UnchangedHistory
Greencity Acquisition CorpG4086B123*W EXP 04/28/2028,400$18<0.1%00.0%Unchanged–
Prospector Capital CorpG7273A113*W EXP 01/01/202420$23<0.1%00.0%Unchanged–
Wejo Group LtdG9525W117*W EXP 11/18/20212,698$25<0.1%00.0%Unchanged–
Hyster B449172204COM1$27<0.1%00.0%Unchanged–
ITRMIterum Therapeutics plcSHS38$30<0.1%00.0%UnchangedHistory
Hpil Hldg Com40432Y109Stock300,100$30<0.1%00.0%Unchanged–
BFXBowflex Inc.COM36$31<0.1%00.0%UnchangedHistory
Crescera Cap Acquisition CorG26507114*W EXP 11/18/2027,718$35<0.1%00.0%Unchanged–
E Med Future Inc Com26875D108COM3,000$45<0.1%00.0%Unchanged–
John Wood Group PL OrdfG9745T118COM24$45<0.1%00.0%Unchanged–
SFTGQShift Technologies, Inc.CL A NEW28$45<0.1%00.0%UnchangedHistory
HWMHowmet Aerospace Inc.Stock1$46<0.1%00.0%UnchangedHistory
Catcha Investment CorpG1962Y110*W EXP 99/99/9992,607$52<0.1%00.0%Unchanged–
Northern Star Invest Corp IV66575B119*W EXP 02/25/2022,700$54<0.1%−449−14.3%Reduced–
BioPlus Acquisition Corp.G11217125*W EXP 12/02/2021,006$56<0.1%00.0%Unchanged–
Berenson Acquisition Corp. I083690115*W EXP 08/01/20211,585$59<0.1%00.0%Unchanged–
Accretion Acquisition Corp00438Y115*W EXP 03/01/2022,700$61<0.1%00.0%Unchanged–
GROVWGrove Collaborative Holdings, Inc.*W EXP 06/16/2026,139$62<0.1%00.0%UnchangedHistory
Getaround, Inc37427G119*W EXP 03/09/2023,200$62<0.1%00.0%Unchanged–
IronNet, Inc.46323Q113*W EXP 08/26/2026,500$65<0.1%00.0%Unchanged–
DUET Acquisition Corp.26431Q114*W EXP 07/19/2023,000$66<0.1%00.0%Unchanged–
HUBCWHub Cyber Security Ltd.*W EXP 02/27/2026,293$66<0.1%00.0%UnchangedHistory
CORRCorEnergy Infrastructure Trust, Inc.COM NEW87$70<0.1%00.0%UnchangedHistory
Schultze SPL Purp Acq Corp I808212112*W EXP 04/13/20214,425$72<0.1%00.0%Unchanged–
PINSPinterest, Inc.CL A3$81<0.1%−250−98.8%ReducedHistory
Benson Hill, Inc.082490111*W EXP 99/99/9992,600$86<0.1%00.0%Unchanged–
Integral Acquisition Corp 145827K119*W EXP 05/31/2022,500$86<0.1%00.0%Unchanged–
LTRPALiberty TripAdvisor Holdings, Inc.COM SER A188$92<0.1%00.0%UnchangedHistory
Moneylion Inc.60938K114*W EXP 09/22/2022,000$92<0.1%00.0%Unchanged–
View, Inc.92671V114*W EXP 03/08/2029,400$94<0.1%00.0%Unchanged–
FutureTech II Acquisition Corp.36119D111*W EXP 12/23/2022,000$101<0.1%00.0%Unchanged–
Vanguard Communication Services ETF92204A884ETF1$105<0.1%+1New–
Zyversa Therapeut 27 WTF Warra98987D110WT1,500$105<0.1%00.0%Unchanged–
Blockchain Coinvstrs Acq CRPG11765115*W EXP 11/01/2022,500$119<0.1%00.0%Unchanged–
Newcourt Acquisition CorpG6448C129*W EXP 04/12/2025,000$119<0.1%00.0%Unchanged–
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS12$122<0.1%00.0%UnchangedHistory
BLMNBloomin' Brands, Inc.COM5$123<0.1%00.0%UnchangedHistory
VanEck Vectors ETF Tr92189H839SOCIAL SENTIMENT8$123<0.1%00.0%Unchanged–
VFSVinFast Auto Ltd.SHS10$125<0.1%+10NewHistory
Marblegate Acquisition Corp.56608A113*W EXP 08/31/2022,500$125<0.1%00.0%Unchanged–
MTBM&T Bank CorpCOM1$126<0.1%−74−98.7%ReducedHistory
Rubicon Technologies, Inc.78112J117*W EXP 04/01/2028,150$130<0.1%00.0%Unchanged–
CHGGChegg, IncCOM15$134<0.1%00.0%UnchangedHistory
Coliseum Acquisition Corp.G2263T107*W EXP 08/22/2021,073$137<0.1%00.0%Unchanged–

Options (46)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Ancora Advisors, LLC in Q3 2023
SecurityClassPutsCalls
SPX Corp784635954PUT$7.20M–
ProShares Tr74348A950PUT$4.98M–
iShares Tr464287955PUT$4.69M–
Select Sector SPDR Tr81369Y954PUT$3.26M–
Select Sector SPDR Tr81369Y904CALL–$2.96M
SPDR S&P 500 ETF Tr78462F953PUT$2.36M–
Invesco QQQ Tr46090E953PUT$1.58M–
Select Sector SPDR Tr81369Y953OPT$1.06M–
Ritchie Bros Auctioneers767744905CALL–$928.3K
Berry Global Group Inc08579W903CALL–$731.5K
Kohls Corp500255954PUT$655.0K–
Select Sector SPDR Tr81369Y950PUT$582.8K–
Select Sector SPDR Tr81369Y955put$566.8K–
Green Plains Inc393222954PUT$539.5K–
iShares Tr464287905CALL–$481.7K
Invesco Exchange Traded FD T46137V957PUT$449.0K–
Kohls Corp500255904CALL–$433.9K
ProShares Tr74347W900CALL–$428.8K
United STS Gasoline FD LP91201T902CALL–$322.9K
SPDR Series Trust78464A954PUT$250.5K–
Invesco QQQ Tr46090E903UNIT SER 1–$212.6K
Invesco Exchange Traded FD T46137V952PUT$212.5K–
Invesco Exch Traded FD Tr II46138G959PUT$200.2K–
PIMCO ETF Tr72201R952PUT$157.0K–
Select Sector SPDR Tr81369Y900CALL–$127.8K
SPXW 230929P03985000FSPXC4150PUT$86.9K–
iShares Tr464288954PUT$55.0K–
Ampco-Pittsburg Corp032037953PUT$48.0K–
Green Plains Partners LP393221956PUT$45.7K–
United STS Gasoline FD LP91201T952PUT$40.4K–
Icahn Enterprises LP451100901CALL–$39.8K
Berry Global Group Inc08579W953COM$38.9K–
RB Global Inc74935Q957PUT$26.4K–
Elanco Animal Health Inc28414H953PUT$17.0K–
Apple Inc037833950PUT$15.4K–
Sportsmans Whse Hldgs Inc84920Y906CALL–$14.5K
Cambria ETF Tr132061951PUT$13.0K–
Ally Finl Inc02005N950PUT$6.50K–
Sportsmans Whse Hldgs Inc84920Y956PUT$4.00K–
Digital Rlty Tr Inc253868953PUT$2.50K–
Forward Air Corp349853901CALL–$2.10K
Ally Finl Inc02005N900CALL–$2.00K
Keycorp493267958PUT$2.00K–
Pitney Bowes Inc724479950PUT$1.05K–
iShares Tr464288950PUT$750–
Valkyrie ETF Trust II91917A957PUT$350–

Sold out since Q2 2023 (110)

Positions held at the end of Q2 2023 that are gone from this filing.

The largest 100 of 110 by value last quarter.

Positions of Ancora Advisors, LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
HHCHoward Hughes CorpCOM68,925$5.44M0.1%History
PLAYDave & Buster's Entertainment, Inc.COM83,620$3.73M0.1%History
ACVAACV Auctions Inc.COM CL A104,425$1.80M<0.1%History
Liberty Media Corp Del531229607COM C SIRIUSXM48,322$1.58M<0.1%–
CTGComputer Task Group IncCOM194,587$1.48M<0.1%History
POLPolished.com Inc.COM2,765,392$1.27M<0.1%History
Digital River25388B104COM349,999$1.22M<0.1%–
MODVModivCare IncCOM24,025$1.09M<0.1%History
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP12,618$786.4K<0.1%History
FERGFerguson Enterprises Inc.SHS3,230$508.1K<0.1%History
DINDine Brands Global, Inc.COM8,610$499.6K<0.1%History
FRGFranchise Group, Inc.COM17,275$494.8K<0.1%History
ZDZiff Davis, Inc.COM5,250$367.8K<0.1%History
RYAMRayonier Advanced Materials Inc.COM78,650$336.6K<0.1%History
FSTRFoster L B CoCOM19,471$278.0K<0.1%History
TSQTownsquare Media, Inc.CL A21,299$253.7K<0.1%History
529 American Funds529FUNDS1COM249,749$249.7K<0.1%–
HAYWHayward Holdings, Inc.COM17,570$225.8K<0.1%History
PCYOPure Cycle CorpCOM NEW19,691$216.6K<0.1%History
GORVLazydays Holdings, Inc.COM13,940$161.1K<0.1%History
PFSWPfsweb IncCOM NEW35,087$158.6K<0.1%History
ODCOil-Dri Corp of AmericaCOM2,650$156.3K<0.1%History
Liberty Media Corp531229409COM A SIRIUSXM3,544$116.3K<0.1%–
Vanguard Whitehall FDS921946810INTL DVD ETF1,482$111.3K<0.1%–
EOCWElliott Opportunity II Corp.SHS CL A10,000$103.6K<0.1%History
LYBLyondellBasell Industries N.V.SHS - A -800$73.5K<0.1%History
BKIBlack Knight, Inc.COM895$53.5K<0.1%History
BDCBelden Inc.COM538$51.5K<0.1%History
Invesco Exch Traded FD Tr II46138G706SOLAR ETF635$45.4K<0.1%–
AEONAEON Biopharma, Inc.CL A5,800$41.1K<0.1%History
Mitsui & Co Ltd606827202COM47$35.2K<0.1%–
IIIInformation Services Group Inc.COM6,198$33.2K<0.1%History
ETSYEtsy IncCOM300$25.4K<0.1%History
Invesco Exch Traded FD Tr II46138E586KBW PPTY CASUT303$24.8K<0.1%–
Advisors Inner Circle FD III00775Y652STRATEGAS GBL PO941$23.6K<0.1%–
Advisors Inner Circle FD III00775Y645STRATEGAS MACRO929$21.7K<0.1%–
GHGuardant Health, Inc.COM600$21.5K<0.1%History
Tidal ETF Tr886364850LEATHERBACK LNG804$21.2K<0.1%–
BlackRock CR All IV Com925081002CLSD FD2,000$20.3K<0.1%–
FMSFresenius Medical Care AGSPONSORED ADR600$14.4K<0.1%History
TBCHTurtle Beach CorpCOM NEW1,200$14.0K<0.1%History
Invesco Exch Traded FD Tr II46138E511PFD ETF1,092$12.4K<0.1%–
Listed FDS Tr53656F623HORI KI INFL ETF400$12.2K<0.1%–
XIFRXPLR Infrastructure, LPCOM UNIT PART IN206$12.1K<0.1%History
SPGSimon Property Group Inc.REIT97$11.2K<0.1%History
RCLRoyal Caribbean Cruises LtdCOM100$10.4K<0.1%History
CBRLCracker Barrel Old Country Store, IncCOM100$9.32K<0.1%History
Topicus.com Inc89072T102COM107$8.79K<0.1%–
PDIPIMCO Dynamic Income FundSHS453$8.49K<0.1%History
Pacer FDS Tr69374H741DATA AND INFRAST273$7.96K<0.1%–
ARESAres Management CorpCL A COM STK81$7.80K<0.1%History
TAGSTeucrium Commodity TrustAGRICULTURE FD230$6.97K<0.1%History
EVBGEverbridge, Inc.COM225$6.05K<0.1%History
AAPAdvance Auto Parts IncCOM75$5.27K<0.1%History
BBDCBarings BDC, Inc.COM500$3.92K<0.1%History
DSKEDaseke, Inc.COM533$3.80K<0.1%History
SPDR Series Trust78468R721STATE STREET SPD63$2.91K<0.1%–
CANOCano Health, Inc.COM CL A2,000$2.78K<0.1%History
Digital Transformatn Opt Cor25401K115*W EXP 03/31/20220,174$2.71K<0.1%–
NFENew Fortress Energy Inc.COM CL A100$2.68K<0.1%History
ABATAmerican Battery Technology CoCOM3,330$2.56K<0.1%History
AMEAmetek IncCOM15$2.43K<0.1%History
ERICEricsson LM Telephone CoADR B SEK 10420$2.29K<0.1%History
CGEMCullinan Therapeutics, Inc.COM200$2.15K<0.1%History
HAEHaemonetics CorpCOM25$2.13K<0.1%History
UBSUBS Group AGStock100$2.03K<0.1%History
CRSCarpenter Technology CorpCOM35$1.97K<0.1%History
African Gold Acquisition CorG0112R124*W EXP 03/31/202176,695$1.77K<0.1%–
AVTRAvantor, Inc.COM85$1.75K<0.1%History
LMNDLemonade, Inc.Stock100$1.69K<0.1%History
FFAIFaraday Future Intelligent Electric Inc.COM7,317$1.46K<0.1%History
Ganfeng Lithium COY2690M105Common Stock200$1.30K<0.1%–
Fintech Ecosystem Deve318136124RIGHT 04/01/20269,900$1.17K<0.1%–
MMTZFMindMaze Therapeutics Holding SACOM375$1.16K<0.1%History
Invesco Exchange Traded FD T46137V266S&P500 PUR GWT6$915<0.1%–
PVCTProvectus Biopharmaceuticals, Inc.COM7,650$865<0.1%History
Deep Medicine Acquisition Co243733110RIGHT 09/30/20285,155$722<0.1%–
PBIPitney Bowes IncCOM200$708<0.1%History
Alpha Healthcare Acqu Corp I02073F112*W EXP 04/01/2023,190$638<0.1%–
Belong Acquisition Corp.08069M110*W EXP 03/23/20230,525$592<0.1%–
Accretion Acquisition Corp00438Y123RIGHT 03/01/20285,394$585<0.1%–
Enterprise 4.0 Tec Acqstn CoG3137C114*W EXP 09/30/20210,000$550<0.1%–
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT10$477<0.1%–
Waverley Capital Acquis CorpG06536117*W EXP 09/15/20213,332$471<0.1%–
The Growth for Good Acqu CorG41522130RIGHT 11/12/20262,800$392<0.1%–
Sandstorm Gold Ltd Com New80013R206Stock70$358<0.1%–
Vanguard Emerging Markets Government Bond ETF921946885ETF4$249<0.1%–
TLG Acquisition One Corp87257M116*W EXP 01/25/2025,298$212<0.1%–
LACLithium Americas Corp.COM NEW10$202<0.1%History
FIRYFiry Inc.COM CL A20$182<0.1%History
Viscogliosi Bros Acquistn Co92838K118*W EXP 03/18/2025,000$172<0.1%–
Genesis Unicorn Capital Corp.37187C118*W EXP 06/30/2022,000$145<0.1%–
Axonprime Infrstctr Aqstn Co05467C116*W EXP 05/31/2025,032$131<0.1%–
Apeiron Capital Invest Corp03752A119*W EXP 04/02/20210,754$128<0.1%–
Athena Consumer Acq Corp04684M114*W EXP 07/31/2022,500$119<0.1%–
Aurora Acquisition CorpG0698L129*W EXP 03/02/2023,450$95<0.1%–
Pure Energy Minerals74624B700COM55$63<0.1%–
Altimar Acquisition Corp. IIIG0370U116*W EXP 08/03/2022,725$54<0.1%–
Axios Sustainable GRW Acq CoG0703K116*W EXP 99/99/99920,000$40<0.1%–
ALPPAlpine 4 Holdings, Inc.CL A NEW13$26<0.1%History