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Livermore
Livermore
ZHEN

Ancora Advisors, LLC

SEC CIK
0001446114
Latest filing
Aug 14, 2026

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Feb 14, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
1,751
−23 vs. Q3 2023
Portfolio value
$4.22B
+$483.9M (+13.0%) vs. Q3 2023
Filed
Feb 14, 2024
SEC
Holdings of Ancora Advisors, LLC in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
RBARB Global Inc.COM3,092,806$206.9M4.9%−262,661−7.8%ReducedHistory
CHRWC. H. Robinson Worldwide, Inc.COM NEW2,120,881$183.2M4.3%−2,003−0.1%ReducedHistory
ELANElanco Animal Health IncCOM10,497,868$156.4M3.7%+7,189,251+217.3%AddedHistory
Vanguard S&P 500 ETF922908363ETF269,494$117.7M2.8%+980+0.4%Added–
AAPLApple Inc.Stock584,760$112.6M2.7%−4,228−0.7%ReducedHistory
GPREGreen Plains Inc.COM4,031,058$101.7M2.4%−6,384−0.2%ReducedHistory
BERYBerry Global Group, Inc.COM1,432,122$96.5M2.3%+193,195+15.6%AddedHistory
MSFTMicrosoft CorpStock236,781$89.0M2.1%−1,814−0.8%ReducedHistory
AVGOBroadcom Inc.Stock79,450$88.7M2.1%−1,718−2.1%ReducedHistory
NSCNorfolk Southern CorpStock357,197$84.4M2.0%+347,780+3,693.1%AddedHistory
KSSKOHLS CorpStock2,186,309$62.7M1.5%−265,537−10.8%ReducedHistory
JPMorgan Ultra-Short Income ETF46641Q837ETF1,207,694$60.7M1.4%+32,684+2.8%Added–
iShares Tr464287150CORE S&P TTL STK554,498$58.3M1.4%−12,275−2.2%Reduced–
UNHUnitedHealth Group IncStock108,223$57.0M1.4%−189−0.2%ReducedHistory
HLITHarmonic Inc.COM4,055,393$52.9M1.3%+4,044,584+37,418.7%AddedHistory
JPMJPMorgan Chase & CoStock300,347$51.1M1.2%+201+0.1%AddedHistory
ABBVAbbVie Inc.Stock325,978$50.5M1.2%−1,459−0.4%ReducedHistory
ETNEaton Corp plcStock198,031$47.7M1.1%−2,743−1.4%ReducedHistory
JNJJohnson & JohnsonStock299,922$47.0M1.1%−6,326−2.1%ReducedHistory
CVXChevron CorpStock305,378$45.6M1.1%+9,527+3.2%AddedHistory
MWAMueller Water Products, Inc.COM SER A3,144,996$45.3M1.1%−2,099,777−40.0%ReducedHistory
iShares Core S&P 500 ETF464287200ETF92,025$44.0M1.0%+2,788+3.1%Added–
HONHoneywell International IncCOM204,093$42.8M1.0%−240−0.1%ReducedHistory
EOGEOG Resources IncStock351,513$42.5M1.0%+2,879+0.8%AddedHistory
HDHome Depot, Inc.Stock119,864$41.5M1.0%−599−0.5%ReducedHistory
ACNAccenture plcStock115,764$40.6M1.0%−598−0.5%ReducedHistory
METAMeta Platforms, Inc.Stock108,707$38.5M0.9%+3,146+3.0%AddedHistory
Vanguard Short-Term Bond ETF921937827ETF494,384$38.1M0.9%+26,392+5.6%Added–
BRK.BBerkshire Hathaway IncStock103,421$36.9M0.9%−388−0.4%ReducedHistory
CVSCVS Health CorpStock450,122$35.5M0.8%−7,145−1.6%ReducedHistory
HLIHoulihan Lokey, Inc.CL A281,745$33.8M0.8%−1,135−0.4%ReducedHistory
PGProcter & Gamble CoStock214,535$31.4M0.7%+885+0.4%AddedHistory
GDGeneral Dynamics CorpStock118,964$30.9M0.7%+16,649+16.3%AddedHistory
MCDMcDonalds CorpStock103,195$30.6M0.7%+930+0.9%AddedHistory
BACBank of America CorpStock743,942$25.0M0.6%−65,121−8.0%ReducedHistory
AMZNAmazon Com IncStock158,760$24.1M0.6%+4,015+2.6%AddedHistory
GOOGAlphabet Inc.Stock164,012$23.1M0.5%+148+0.1%AddedHistory
WYWeyerhaeuser CoCOM NEW657,761$22.9M0.5%−18,696−2.8%ReducedHistory
MARMarriott International IncStock98,553$22.2M0.5%−1,689−1.7%ReducedHistory
BLKBlackRock, Inc.COM26,994$21.9M0.5%−673−2.4%ReducedHistory
KKellanovaStock386,592$21.6M0.5%+88,412+29.7%AddedHistory
NKENIKE, Inc.Stock192,045$20.9M0.5%−3,790−1.9%ReducedHistory
Schwab U.S. Large-Cap ETF808524201ETF311,326$17.6M0.4%−67,010−17.7%Reduced–
CXTCrane NXT, Co.COM303,345$17.3M0.4%+47,480+18.6%AddedHistory
MDUMdu Resources Group IncStock850,206$16.8M0.4%+18,835+2.3%AddedHistory
WHWyndham Hotels & Resorts, Inc.COM197,886$15.9M0.4%−6,179−3.0%ReducedHistory
FBINFortune Brands Innovations, Inc.COM199,801$15.2M0.4%+3,122+1.6%AddedHistory
DTMDT Midstream, Inc.COMMON STOCK273,632$15.0M0.4%+870+0.3%AddedHistory
EHABEnhabit, Inc.COM1,444,386$14.9M0.4%−261,402−15.3%ReducedHistory
MBCMasterBrand, Inc.COMMON STOCK988,533$14.7M0.3%−117,340−10.6%ReducedHistory
APGAPi Group CorpCOM STK416,221$14.4M0.3%−34,815−7.7%ReducedHistory
Invesco Nasdaq 100 ETF46138G649ETF84,446$14.2M0.3%+274+0.3%Added–
VEEVVeeva Systems IncStock73,843$14.2M0.3%+39,272+113.6%AddedHistory
Vanguard Morningstar Small-Cap Value ETF922908611ETF76,555$13.8M0.3%−2,955−3.7%Reduced–
PEPPepsiCo IncStock80,647$13.7M0.3%−101−0.1%ReducedHistory
AMTAmerican Tower CorpREIT63,152$13.6M0.3%+60,854+2,648.1%AddedHistory
LINLinde PLCStock33,068$13.6M0.3%+1,898+6.1%AddedHistory
TXNTexas Instruments IncStock78,518$13.4M0.3%−4,138−5.0%ReducedHistory
COSTCostco Wholesale CorpStock20,270$13.4M0.3%+271+1.4%AddedHistory
MAMastercard IncStock31,338$13.4M0.3%−892−2.8%ReducedHistory
GOOGLAlphabet Inc.Stock93,793$13.1M0.3%+373+0.4%AddedHistory
Invesco Exch Traded FD Tr II46138G664S&P SMALLCAP 600310,440$12.9M0.3%−690.0%Reduced–
CRCrane CoCOMMON STOCK106,070$12.5M0.3%+1,921+1.8%AddedHistory
iShares Core S&P Mid-Cap ETF464287507ETF43,405$12.0M0.3%−1,693−3.8%Reduced–
Vanguard Index FDS922908652EXTEND MKT ETF73,031$12.0M0.3%−575−0.8%Reduced–
Dimensional ETF Trust25434V724US MKTWIDE VALUE322,513$12.0M0.3%+13,913+4.5%Added–
ALITAlight, Inc. / DelawareCOM CL A1,383,609$11.8M0.3%+251,309+22.2%AddedHistory
DISWalt Disney CoStock128,060$11.6M0.3%+62,266+94.6%AddedHistory
iShares Core MSCI Eafe ETF46432F842ETF158,780$11.2M0.3%+2,618+1.7%Added–
VVXV2X, Inc.COM238,493$11.1M0.3%−86,203−26.5%ReducedHistory
VanEck Morningstar Wide Moat ETF92189F643ETF130,016$11.0M0.3%+97,287+297.3%Added–
ASHAshland Inc.COM130,380$11.0M0.3%−43,635−25.1%ReducedHistory
CZRCaesars Entertainment, Inc.COM234,075$11.0M0.3%+228,525+4,117.6%AddedHistory
FGF&G Annuities & Life, Inc.COMMON STOCK238,244$11.0M0.3%−40,861−14.6%ReducedHistory
Vanguard Real Estate ETF922908553ETF123,219$10.9M0.3%−1,021−0.8%Reduced–
AMGNAmgen IncStock37,519$10.8M0.3%−607−1.6%ReducedHistory
RTXRTX CorpStock128,413$10.8M0.3%+19,697+18.1%AddedHistory
SPYSPDR S&P 500 ETF TrustETF21,937$10.4M0.2%+1,581+7.8%AddedHistory
iShares Tr4642874571 3 YR TREAS BD126,052$10.3M0.2%−754−0.6%Reduced–
VSTVistra Corp.Stock266,621$10.3M0.2%−22,468−7.8%ReducedHistory
AGMFederal Agricultural Mortgage CorpCL C52,942$10.1M0.2%−445−0.8%ReducedHistory
iShares MSCI USA Min Vol Factor ETF46429B697ETF128,885$10.1M0.2%−9,888−7.1%Reduced–
VNTVontier CorpStock290,075$10.0M0.2%+3,205+1.1%AddedHistory
KVUEKenvue Inc.Stock463,954$9.99M0.2%−40,653−8.1%ReducedHistory
BXBlackstone Inc.COM75,367$9.87M0.2%−667−0.9%ReducedHistory
QCOMQualcomm IncStock67,981$9.83M0.2%−6,789−9.1%ReducedHistory
Vanguard Dividend Appreciation ETF921908844ETF57,547$9.67M0.2%−105,490−64.7%Reduced–
VYXNCR Voyix CorpCOM570,026$9.64M0.2%+165,350+40.9%AddedHistory
PCORProcore Technologies, Inc.COM134,309$9.30M0.2%+36,260+37.0%AddedHistory
NOMDNomad Foods LtdUSD ORD SHS547,270$9.28M0.2%+279,886+104.7%AddedHistory
KDKyndryl Holdings, Inc.Stock443,980$9.23M0.2%−390.0%ReducedHistory
Avon Protection PLCG06860103COM849,748$9.21M0.2%−682,556−44.5%Reduced–
Liberty Media Corp531229789Stock315,538$9.08M0.2%+27,267+9.5%Added–
Vanguard Morningstar Mid-Cap ETF922908629ETF39,027$9.08M0.2%−4,952−11.3%Reduced–
LHXL3HARRIS Technologies, Inc.Stock42,509$8.95M0.2%−5,084−10.7%ReducedHistory
Simplify Exchange Traded Fun82889N657SHORT TERM TREA383,500$8.88M0.2%+39,907+11.6%Added–
iShares Core S&P Small Cap ETF464287804ETF81,949$8.87M0.2%−1,790−2.1%Reduced–
VVisa Inc.Stock34,008$8.85M0.2%−43−0.1%ReducedHistory
PRMWPrimo Water CorpCOM585,295$8.81M0.2%−26,410−4.3%ReducedHistory
Vanguard Morningstar Value ETF922908744ETF58,467$8.74M0.2%+11,129+23.5%Added–

Options (55)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Ancora Advisors, LLC in Q4 2023
SecurityClassPutsCalls
Select Sector SPDR Tr81369Y904CALL–$7.79M
Elanco Animal Health Inc28414H903CALL–$6.84M
ProShares Tr74348A950PUT$5.15M–
iShares Tr464287955PUT$3.61M–
Select Sector SPDR Tr81369Y954PUT$1.92M–
Kohls Corp500255904CALL–$1.81M
SPX Corp784635954PUT$1.43M–
SPDR S&P 500 ETF Tr78462F953PUT$1.37M–
Berry Global Group Inc08579W903CALL–$1.33M
Arcbest Corp03937C955PUT$1.27M–
Old Dominion Freight Line IN679580950PUT$960.1K–
Xpo Logistics Inc983793950PUT$950.0K–
Select Sector SPDR Tr81369Y950PUT$827.7K–
Saia Inc78709Y955PUT$789.3K–
SPDR Series Trust78464A904CALL–$787.4K
iShares Tr464287905CALL–$730.2K
Green Plains Partners LP393221956PUT$729.7K–
RB Global Inc74935Q907CALL–$616.7K
ProShares Tr74347W900CALL–$527.2K
SPDR Series Trust78464A954PUT$350.4K–
iShares Tr464287952PUT$339.5K–
Invesco Exchange Traded FD T46137V957PUT$262.5K–
Harmonic Inc413160902CALL–$210.6K
Direxion Shs ETF Tr25459Y957PUT$187.7K–
CSX Corp126408953PUT$182.5K–
Select Sector SPDR Tr81369Y952COMMUNUNICATIONS$161.6K–
Select Sector SPDR Tr81369Y955put$148.1K–
Uber Technologies Inc90353T950PUT$122.8K–
Kohls Corp500255954PUT$102.2K–
FedEx Corp31428X956PUT$97.8K–
Invesco Exchange Traded FD T46137V952PUT$84.1K–
United Parcel Service Inc911312956PUT$83.8K–
Icahn Enterprises LP451100901CALL–$73.1K
Hunt J B Trans Svcs Inc445658957PUT$64.7K–
Winnebago Inds Inc974637950PUT$43.0K–
Patrick Inds Inc703343953PUT$34.3K–
iShares Tr464287958PUT$29.8K–
Expedia Group Inc30212P953PUT$19.6K–
United STS Gasoline FD LP91201T902CALL–$15.1K
RB Global Inc74935Q957PUT$14.6K–
Listed FD Tr53656F959PUT$10.0K–
Lci Inds50189K903CALL$8.75K–
Select Sector SPDR Tr81369Y900CALL–$8.75K
Elanco Animal Health Inc28414H953PUT$7.00K–
Sportsmans Whse Hldgs Inc84920Y906CALL–$4.00K
BKLN 210416P0001500046138G958PUT$2.50K–
Ampco-Pittsburg Corp032037953PUT$2.50K–
Pitney Bowes Inc724479950PUT$2.00K–
Sportsmans Whse Hldgs Inc84920Y956PUT$2.00K–
Apple Inc037833950PUT$1.44K–
Digital Rlty Tr Inc253868953PUT$850–
Green Plains Partners LP393221906CALL–$500
United STS Gasoline FD LP91201T952PUT$404–
Forward Air Corp349853901CALL–$155
Valkyrie ETF Trust II91917A957PUT$25–

Sold out since Q3 2023 (137)

Positions held at the end of Q3 2023 that are gone from this filing.

The largest 100 of 137 by value last quarter.

Positions of Ancora Advisors, LLC sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
AQNAlgonquin Power & Utilities Corp.COM1,975,000$11.7M0.3%History
PAYCPaycom Software, Inc.Stock16,000$4.15M0.1%History
INSEInspired Entertainment, Inc.COM260,323$3.11M0.1%History
Vanguard World FD921910709EXTENDED DUR37,000$2.59M0.1%–
THRYThryv Holdings, Inc.COM NEW116,177$2.18M0.1%History
SPSP Plus CorpCOM32,440$1.17M<0.1%History
PETSPetmed Express IncCOM93,450$957.9K<0.1%History
FREEWhole Earth Brands, Inc.COM CL A231,539$833.5K<0.1%History
RCKYRocky Brands, Inc.COM54,133$795.8K<0.1%History
WEYSWeyco Group IncCOM24,410$618.8K<0.1%History
POSTPost Holdings, Inc.COM7,085$607.5K<0.1%History
CRAICra International, Inc.COM5,881$592.6K<0.1%History
PLCEChildrens Place, Inc.COM21,820$589.8K<0.1%History
Analog Devices Inc Com326541059COM2,744$480.4K<0.1%–
WCCWesco International IncCOM3,072$441.8K<0.1%History
HLMNHillman Solutions Corp.COM49,350$407.1K<0.1%History
ALLTAllot Ltd.SHS145,690$317.6K<0.1%History
PCTIPC Tel IncCOM65,280$271.6K<0.1%History
CGCarlyle Group Inc.COM7,500$226.2K<0.1%History
ATVIActivision Blizzard, Inc.COM2,295$214.9K<0.1%History
BWABorgwarner IncCOM4,470$180.5K<0.1%History
IIMInvesco Value Municipal Income TrustCOM15,000$156.0K<0.1%History
JVACoffee Holding Co IncCOM164,097$142.8K<0.1%History
PMMFranklin Managed Municipal Income TrustCOM25,590$140.0K<0.1%History
Atmos Energy Corp Com495601056COM1,141$120.9K<0.1%–
SPRSpirit AeroSystems Holdings, Inc.COM CL A7,000$113.0K<0.1%History
XYLXylem Inc.COM1,000$91.0K<0.1%History
CLBKColumbia Financial, Inc.COM5,440$85.5K<0.1%History
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB3,470$73.7K<0.1%–
SGENSeagen Inc.COM304$64.5K<0.1%History
WATWaters CorpCOM225$61.7K<0.1%History
CBLCBL & Associates Properties IncCOMMON STOCK2,600$54.5K<0.1%History
Invesco Exchange Traded FD T46137V563HIG YLD EQ DIV2,298$44.1K<0.1%–
NGVTIngevity CorpCOM880$41.9K<0.1%History
ALLEAllegion plcORD SHS380$39.6K<0.1%History
OECOrion S.A.COM1,560$33.2K<0.1%History
GAPGap IncCOM2,821$30.0K<0.1%History
SPHRSphere Entertainment Co.CL A685$25.5K<0.1%History
KEYSKeysight Technologies, Inc.Stock189$25.0K<0.1%History
ProShares Tr74347B110ULTRAPRO SHORT S1,954$23.4K<0.1%–
TAPMolson Coors Beverage CoCL B367$23.3K<0.1%History
EXASExact Sciences CorpCOM325$22.2K<0.1%History
DLADelta Apparel, IncCOM3,300$21.9K<0.1%History
SCWXSecureWorks CorpCL A3,500$21.7K<0.1%History
SIVRabrdn Silver ETF TrustPHYSCL SILVR SHS1,000$21.3K<0.1%History
ProShares Tr74347B714SHORT QQQ NEW1,744$19.0K<0.1%–
WWWWolverine World Wide IncCOM2,290$18.5K<0.1%History
iShares Tr46435U366SELF DRIVNG EV496$18.4K<0.1%–
DMBBNY Mellon Municipal Bond Infrastructure Fund, Inc.COM SHS1,782$17.7K<0.1%History
NEWRNew Relic, Inc.COM200$17.1K<0.1%History
Vanguard Malvern FDS922020805STRM INFPROIDX351$16.6K<0.1%–
SLDPSolid Power, Inc.CLASS A COM8,000$16.2K<0.1%History
Flagstar Bank, National Association649445103COM1,400$15.9K<0.1%–
SHCSotera Health CoCOM1,000$15.0K<0.1%History
VMWVmware LLCCL A COM88$14.7K<0.1%History
Global X Uranium ETF37954Y871ETF500$13.5K<0.1%–
Air Calif Com009086109INDX FD241$13.3K<0.1%–
SEATVivid Seats Inc.COM CL A2,000$12.8K<0.1%History
GROWU S Global Investors IncCL A4,000$11.4K<0.1%History
DDOGDatadog, Inc.CL A COM125$11.4K<0.1%History
Nextera Energy Inc Corporate65339F820COM300$11.3K<0.1%–
SRESempraStock162$11.0K<0.1%History
iShares Semiconductor ETF464287523ETF22$10.3K<0.1%–
MGAMagna International IncCOM190$10.2K<0.1%History
Samsung Electronic796050888COM8$10.1K<0.1%–
PIMCO Active Bond Exchange-Traded Fund72201R775ETF108$9.49K<0.1%–
RDIReading International IncCL A4,000$8.48K<0.1%History
Invesco Exchange Traded FD T46137V159S&P SPIN OFF150$8.40K<0.1%–
iShares Tr464288562RESIDENTIAL MULT120$7.94K<0.1%–
GGenpact LTDSHS200$7.24K<0.1%History
JAZZJazz Pharmaceuticals plcSHS USD55$7.12K<0.1%History
GLDMWorld Gold TrustSPDR GLD MINIS189$6.93K<0.1%History
iShares Tr464288836U.S. PHARMA ETF37$6.55K<0.1%–
Invesco Exch TRD SLF Idx FD46138J817BULSHS 2025 HY284$6.38K<0.1%–
Vmware Inc Merger Election Fr928STK045COM34$5.66K<0.1%–
BXSLBlackstone Secured Lending FundCOMMON STOCK200$5.47K<0.1%History
iShares Tr46428951110+ YR INVST GRD107$5.04K<0.1%–
Healthwell Acquisition Corp42227R117*W EXP 08/05/20221,950$4.50K<0.1%–
EDREndeavor Group Holdings, Inc.CL A COM215$4.28K<0.1%History
MDBMongoDB, Inc.CL A12$4.15K<0.1%History
FOSLFossil Group, Inc.COM2,000$4.12K<0.1%History
XRXXerox Holdings CorpCOM NEW250$3.92K<0.1%History
J P Morgan Exchange Traded F46641Q852INTL BD OPP ETF85$3.87K<0.1%–
iShares Tr46434V4070-5YR HI YL CP81$3.32K<0.1%–
FTKFlotek Industries IncCOM NEW666$2.95K<0.1%History
FNCHFinch Therapeutics Group, Inc.COM NEW533$2.76K<0.1%History
VRNOVerano Holdings Corp.COM SUB VTG SHS500$2.27K<0.1%History
Anzu Special Acquisitin Corp03737A119*W EXP 01/27/20224,522$2.08K<0.1%–
Mercato Partners Acquisition Corp58759A116*W EXP 99/99/9998,400$1.76K<0.1%–
Direxion Shs ETF Tr25460E521DAILY FTSE CHINA150$1.64K<0.1%–
Jupiter Acquisition Corp482082112*W EXP 08/17/20244,577$1.56K<0.1%–
Twin Ridge Capital Acquis CoG9151L120*W EXP 03/07/20220,339$1.53K<0.1%–
SPDR Ser Tr78468R689S&P KENSHO SMART43$1.33K<0.1%–
WERNWerner Enterprises IncCOM33$1.28K<0.1%History
IOBTIO Biotech, Inc.COM908$1.28K<0.1%History
Vanguard World FD921910733ESG US STK ETF17$1.28K<0.1%–
Black Mountain Acq Corp09216A116*W EXP 10/15/20228,150$1.24K<0.1%–
Direxion Shs ETF Tr25460E661DLY AEROSPC 3X75$1.12K<0.1%–
ZIMZIM Integrated Shipping Services Ltd.SHS100$1.04K<0.1%History
RUMRUM Group Inc.Stock185$943<0.1%History