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Ancora Advisors, LLC

SEC CIK
0001446114
Latest filing
Aug 14, 2026

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Feb 14, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
1,751
−23 vs. Q3 2023
Portfolio value
$4.22B
+$483.9M (+13.0%) vs. Q3 2023
Filed
Feb 14, 2024
SEC
Holdings of Ancora Advisors, LLC in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
Anc Rent Corp001813104COM25$00.0%00.0%Unchanged–
Escrow All American Semiconduc016ESC402COM100,350$00.0%00.0%Unchanged–
Escrow Ambassadors Group Inc C023ESC999COM4,900$00.0%00.0%Unchanged–
American Green Inc02640N200COM750$00.0%00.0%Unchanged–
Esc American Medical Alert Cor027904986COM35,100$00.0%00.0%Unchanged–
Atlantis Plastics Inc049156102COM640$00.0%00.0%Unchanged–
AVTAAvantax, Inc.COM100$00.0%−1,000−90.9%ReducedHistory
Brampton Crest Intl Inc Com10511R101COM4$00.0%00.0%Unchanged–
Cannalink Inc Com13765B103COM28$00.0%00.0%Unchanged–
Escrow Concord Camera Corp Com206ESC998COM2,500$00.0%+2,500New–
Earthshell Corp Com New27032B209COM250$00.0%00.0%Unchanged–
Fab Unvl Corp Com302771100COM142$00.0%00.0%Unchanged–
First PL Finl Corp Com33610T109COM5,450$00.0%00.0%Unchanged–
Firstime Design Ltd Com33766M106COM65$00.0%00.0%Unchanged–
Green Earth Techs39303R102COM10,000$00.0%00.0%Unchanged–
Gulf Energy Corp402274104COM500$00.0%00.0%Unchanged–
Iexalt Inc Com New451691208COM20$00.0%00.0%Unchanged–
Escrow Lehman Bros Hldgs Inc C524ESC100COM187$00.0%00.0%Unchanged–
LEVLLevel One Bancorp IncCOM2,500$00.0%00.0%UnchangedHistory
Natur International Corporatio63883U103COM142$00.0%00.0%Unchanged–
Oilsands Quest Inc Com678046103COM1,000$00.0%00.0%Unchanged–
PDL Biopharma Inc Com69329Y104COM4,948$00.0%00.0%Unchanged–
Penn Treaty Amern Corp Com New707874400COM50,000$00.0%00.0%Unchanged–
Sgi Intl Com New784185209COM2,000$00.0%00.0%Unchanged–
Smart SMS Corp Com83171W207COM2,500$00.0%00.0%Unchanged–
Spirit MTA REIT848ESC018Common Stock90,000$00.0%+10,000+12.5%Added–
Sport Haley Hldgs84917J104COM2,500$00.0%00.0%Unchanged–
Tactical Air Defense Svcs Com87356M108COM140,000$00.0%00.0%Unchanged–
Thai Fund882ESC106COM594$00.0%00.0%Unchanged–
Escrow Turkish Invst FD900ESC104COM318$00.0%00.0%Unchanged–
VanEck Vectors ETF Tr92189F403RUSSIA ETF400$00.0%00.0%Unchanged–
Virtus Oil and Gas Corporation92834V209COM66$00.0%00.0%Unchanged–
WTS QLT Inc9941239W9WT200,000$00.0%00.0%Unchanged–
Ap Henderson Group00186G100COM2,000$00.0%00.0%Unchanged–
Atna Resources04957F101COM400$00.0%00.0%Unchanged–
Bird Global, Inc.09077J115*W EXP 01/07/2022,000$00.0%00.0%Unchanged–
Wejo Group LtdG9525W117*W EXP 11/18/20212,698$00.0%00.0%Unchanged–
NMG Parent LLC62929P102COM17$00.0%00.0%Unchanged–
Esc Lubys in Delaware Escrow549ESC028Com7,000$00.0%00.0%Unchanged–
Buckeye St Bank118239102COM667$00.0%00.0%Unchanged–
Blue River Bancshares Inc09602P107COM6,000$00.0%00.0%Unchanged–
Sesen Bio I N C817CVR038COM1,302$00.0%00.0%Unchanged–
ADR Amryt Pharm Contra032CVR011COM1,110$00.0%00.0%Unchanged–
ADR Amryt Pharm Contra032CVR029COM1,110$00.0%00.0%Unchanged–
Esc Gci Liberty Inc Sr361ESC049COM4,359$00.0%00.0%Unchanged–
WTS Constellation 3/31/4021037X134SNW307$00.0%00.0%Unchanged–
Fusion Acquisition Corp II WTS269996054WARRANTS359$00.0%+359New–
PDX Partners Inc Com70455F109COM4,900$00.0%+4,900New–
American Centy ETF Tr025072877US SML CP VALU0$2<0.1%0Unchanged–
Solar Integrated Roofing Cor Com83417R103Common Stock2,000$2<0.1%00.0%Unchanged–
Financial Strategies Acquisi31772T115*W EXP 03/31/20210,000$2<0.1%00.0%Unchanged–
SBIGWSBIG Holdings, Inc.*W EXP 06/14/2028,600$2<0.1%00.0%UnchangedHistory
SFTGQShift Technologies, Inc.CL A NEW28$2<0.1%00.0%UnchangedHistory
Neurobiological Tech Inc Com N64124W304COM2,544,675$3<0.1%00.0%Unchanged–
Northern Star Invest Corp IV66575B119*W EXP 02/25/2022,700$3<0.1%00.0%Unchanged–
Social Leverage Acquisn Corp83363K110*W EXP 02/17/202100$3<0.1%00.0%Unchanged–
Electriq Power Holdings, Inc.285046116Warrant5,298$5<0.1%00.0%Unchanged–
ATHXAthersys, IncCOM NEW310$6<0.1%−80−20.5%ReducedHistory
Benson Hill, Inc.082490111*W EXP 99/99/9992,600$8<0.1%00.0%Unchanged–
PERFFPerfect Corp.*W EXP 99/99/999103$8<0.1%00.0%UnchangedHistory
First Rep BK San Francisco C33616C100COM220$9<0.1%00.0%Unchanged–
ACBAurora Cannabis IncCOM20$10<0.1%00.0%UnchangedHistory
Getaround, Inc37427G119*W EXP 03/09/2023,200$11<0.1%00.0%Unchanged–
Spectaire Hldgs Inc84753T117*W EXP 10/17/2022,500$15<0.1%+2,500New–
Fidelity MSCI Financials Index ETF316092501ETF0$18<0.1%0Unchanged–
Goldenstone Acquisition Ltd38136Y128RIGHT 07/15/20263,000$18<0.1%00.0%Unchanged–
E Med Future Inc Com26875D108COM3,000$22<0.1%00.0%Unchanged–
Vision Sensing Acquisition C92838J111*W EXP 10/21/2023,750$22<0.1%00.0%Unchanged–
FutureTech II Acquisition Corp.36119D111*W EXP 12/23/2022,000$24<0.1%00.0%Unchanged–
Blackstone Private Credit Fund09261H107LP1$25<0.1%+1New–
NINisource Inc.COM1$27<0.1%+1NewHistory
Hyster B449172204COM1$27<0.1%00.0%Unchanged–
Rubicon Technologies, Inc.78112J117*W EXP 04/01/2028,150$27<0.1%00.0%Unchanged–
SPDR Series Trust78464A664ST LON TREAS ETF1$29<0.1%+1New–
CORRCorEnergy Infrastructure Trust, Inc.COM NEW87$30<0.1%00.0%UnchangedHistory
Golden Developing Solutions in Com38089W103COM50,000$30<0.1%+50,000New–
GROVWGrove Collaborative Holdings, Inc.*W EXP 06/16/2026,139$31<0.1%00.0%UnchangedHistory
View, Inc.92671V114*W EXP 03/08/2029,400$39<0.1%00.0%Unchanged–
IronNet, Inc.46323Q113*W EXP 08/26/2026,500$45<0.1%00.0%Unchanged–
Goldenstone Acquisition Ltd38136Y110*W EXP 07/15/2023,000$45<0.1%00.0%Unchanged–
VanEck ETF Trust92189Y204GREEN METALS ETF2$49<0.1%−2,153−99.9%Reduced–
Coliseum Acquisition Corp.G2263T107*W EXP 08/22/2021,073$51<0.1%00.0%Unchanged–
Cepton, Inc.15673X119*W EXP 06/01/2026,250$52<0.1%00.0%Unchanged–
John Wood Group PL OrdfG9745T118COM24$53<0.1%00.0%Unchanged–
HWMHowmet Aerospace Inc.Stock1$54<0.1%00.0%UnchangedHistory
LGNDZLigand Pharmaceuticals IncCOM12,000$54<0.1%+12,000NewHistory
CPTKWCrown PropTech Acquisitions*W EXP 99/99/99912,098$58<0.1%00.0%UnchangedHistory
ATEKWAthena Technology Acquisition Corp. II*W EXP 10/17/2022,500$62<0.1%00.0%UnchangedHistory
Project Energy Reimagined AcG72556114*W EXP 10/28/2026,000$67<0.1%00.0%Unchanged–
CEROWCero Therapeutics Holdings, Inc.*W EXP 09/01/2022,500$69<0.1%00.0%UnchangedHistory
ITRMIterum Therapeutics plcSHS38$75<0.1%00.0%UnchangedHistory
Marblegate Acquisition Corp.56608A113*W EXP 08/31/2022,500$75<0.1%00.0%Unchanged–
Finnovate Acquisition Corp.G3R34K111*W EXP 99/99/99910,825$76<0.1%00.0%Unchanged–
Tlgy Acquisition CorpG8656T125*W EXP 11/09/2025,000$77<0.1%00.0%Unchanged–
Interprivate III Financial P46064R114*W EXP 99/99/9996,540$78<0.1%00.0%Unchanged–
GSTCGlobeStar Therapeutics CorpCOM88,000$79<0.1%00.0%UnchangedHistory
SNFIStark Novus Financial Inc.CL A NEW66$79<0.1%00.0%UnchangedHistory
Frontier Investment CorpG36816125*W EXP 06/29/2023,993$80<0.1%00.0%Unchanged–
Newcourt Acquisition CorpG6448C129*W EXP 04/12/2025,000$80<0.1%00.0%Unchanged–
Ap Acquisition CorpG04058114*W EXP 12/07/2022,500$81<0.1%00.0%Unchanged–

Options (55)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Ancora Advisors, LLC in Q4 2023
SecurityClassPutsCalls
Select Sector SPDR Tr81369Y904CALL–$7.79M
Elanco Animal Health Inc28414H903CALL–$6.84M
ProShares Tr74348A950PUT$5.15M–
iShares Tr464287955PUT$3.61M–
Select Sector SPDR Tr81369Y954PUT$1.92M–
Kohls Corp500255904CALL–$1.81M
SPX Corp784635954PUT$1.43M–
SPDR S&P 500 ETF Tr78462F953PUT$1.37M–
Berry Global Group Inc08579W903CALL–$1.33M
Arcbest Corp03937C955PUT$1.27M–
Old Dominion Freight Line IN679580950PUT$960.1K–
Xpo Logistics Inc983793950PUT$950.0K–
Select Sector SPDR Tr81369Y950PUT$827.7K–
Saia Inc78709Y955PUT$789.3K–
SPDR Series Trust78464A904CALL–$787.4K
iShares Tr464287905CALL–$730.2K
Green Plains Partners LP393221956PUT$729.7K–
RB Global Inc74935Q907CALL–$616.7K
ProShares Tr74347W900CALL–$527.2K
SPDR Series Trust78464A954PUT$350.4K–
iShares Tr464287952PUT$339.5K–
Invesco Exchange Traded FD T46137V957PUT$262.5K–
Harmonic Inc413160902CALL–$210.6K
Direxion Shs ETF Tr25459Y957PUT$187.7K–
CSX Corp126408953PUT$182.5K–
Select Sector SPDR Tr81369Y952COMMUNUNICATIONS$161.6K–
Select Sector SPDR Tr81369Y955put$148.1K–
Uber Technologies Inc90353T950PUT$122.8K–
Kohls Corp500255954PUT$102.2K–
FedEx Corp31428X956PUT$97.8K–
Invesco Exchange Traded FD T46137V952PUT$84.1K–
United Parcel Service Inc911312956PUT$83.8K–
Icahn Enterprises LP451100901CALL–$73.1K
Hunt J B Trans Svcs Inc445658957PUT$64.7K–
Winnebago Inds Inc974637950PUT$43.0K–
Patrick Inds Inc703343953PUT$34.3K–
iShares Tr464287958PUT$29.8K–
Expedia Group Inc30212P953PUT$19.6K–
United STS Gasoline FD LP91201T902CALL–$15.1K
RB Global Inc74935Q957PUT$14.6K–
Listed FD Tr53656F959PUT$10.0K–
Lci Inds50189K903CALL$8.75K–
Select Sector SPDR Tr81369Y900CALL–$8.75K
Elanco Animal Health Inc28414H953PUT$7.00K–
Sportsmans Whse Hldgs Inc84920Y906CALL–$4.00K
BKLN 210416P0001500046138G958PUT$2.50K–
Ampco-Pittsburg Corp032037953PUT$2.50K–
Pitney Bowes Inc724479950PUT$2.00K–
Sportsmans Whse Hldgs Inc84920Y956PUT$2.00K–
Apple Inc037833950PUT$1.44K–
Digital Rlty Tr Inc253868953PUT$850–
Green Plains Partners LP393221906CALL–$500
United STS Gasoline FD LP91201T952PUT$404–
Forward Air Corp349853901CALL–$155
Valkyrie ETF Trust II91917A957PUT$25–

Sold out since Q3 2023 (137)

Positions held at the end of Q3 2023 that are gone from this filing.

The largest 100 of 137 by value last quarter.

Positions of Ancora Advisors, LLC sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
AQNAlgonquin Power & Utilities Corp.COM1,975,000$11.7M0.3%History
PAYCPaycom Software, Inc.Stock16,000$4.15M0.1%History
INSEInspired Entertainment, Inc.COM260,323$3.11M0.1%History
Vanguard World FD921910709EXTENDED DUR37,000$2.59M0.1%–
THRYThryv Holdings, Inc.COM NEW116,177$2.18M0.1%History
SPSP Plus CorpCOM32,440$1.17M<0.1%History
PETSPetmed Express IncCOM93,450$957.9K<0.1%History
FREEWhole Earth Brands, Inc.COM CL A231,539$833.5K<0.1%History
RCKYRocky Brands, Inc.COM54,133$795.8K<0.1%History
WEYSWeyco Group IncCOM24,410$618.8K<0.1%History
POSTPost Holdings, Inc.COM7,085$607.5K<0.1%History
CRAICra International, Inc.COM5,881$592.6K<0.1%History
PLCEChildrens Place, Inc.COM21,820$589.8K<0.1%History
Analog Devices Inc Com326541059COM2,744$480.4K<0.1%–
WCCWesco International IncCOM3,072$441.8K<0.1%History
HLMNHillman Solutions Corp.COM49,350$407.1K<0.1%History
ALLTAllot Ltd.SHS145,690$317.6K<0.1%History
PCTIPC Tel IncCOM65,280$271.6K<0.1%History
CGCarlyle Group Inc.COM7,500$226.2K<0.1%History
ATVIActivision Blizzard, Inc.COM2,295$214.9K<0.1%History
BWABorgwarner IncCOM4,470$180.5K<0.1%History
IIMInvesco Value Municipal Income TrustCOM15,000$156.0K<0.1%History
JVACoffee Holding Co IncCOM164,097$142.8K<0.1%History
PMMFranklin Managed Municipal Income TrustCOM25,590$140.0K<0.1%History
Atmos Energy Corp Com495601056COM1,141$120.9K<0.1%–
SPRSpirit AeroSystems Holdings, Inc.COM CL A7,000$113.0K<0.1%History
XYLXylem Inc.COM1,000$91.0K<0.1%History
CLBKColumbia Financial, Inc.COM5,440$85.5K<0.1%History
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB3,470$73.7K<0.1%–
SGENSeagen Inc.COM304$64.5K<0.1%History
WATWaters CorpCOM225$61.7K<0.1%History
CBLCBL & Associates Properties IncCOMMON STOCK2,600$54.5K<0.1%History
Invesco Exchange Traded FD T46137V563HIG YLD EQ DIV2,298$44.1K<0.1%–
NGVTIngevity CorpCOM880$41.9K<0.1%History
ALLEAllegion plcORD SHS380$39.6K<0.1%History
OECOrion S.A.COM1,560$33.2K<0.1%History
GAPGap IncCOM2,821$30.0K<0.1%History
SPHRSphere Entertainment Co.CL A685$25.5K<0.1%History
KEYSKeysight Technologies, Inc.Stock189$25.0K<0.1%History
ProShares Tr74347B110ULTRAPRO SHORT S1,954$23.4K<0.1%–
TAPMolson Coors Beverage CoCL B367$23.3K<0.1%History
EXASExact Sciences CorpCOM325$22.2K<0.1%History
DLADelta Apparel, IncCOM3,300$21.9K<0.1%History
SCWXSecureWorks CorpCL A3,500$21.7K<0.1%History
SIVRabrdn Silver ETF TrustPHYSCL SILVR SHS1,000$21.3K<0.1%History
ProShares Tr74347B714SHORT QQQ NEW1,744$19.0K<0.1%–
WWWWolverine World Wide IncCOM2,290$18.5K<0.1%History
iShares Tr46435U366SELF DRIVNG EV496$18.4K<0.1%–
DMBBNY Mellon Municipal Bond Infrastructure Fund, Inc.COM SHS1,782$17.7K<0.1%History
NEWRNew Relic, Inc.COM200$17.1K<0.1%History
Vanguard Malvern FDS922020805STRM INFPROIDX351$16.6K<0.1%–
SLDPSolid Power, Inc.CLASS A COM8,000$16.2K<0.1%History
Flagstar Bank, National Association649445103COM1,400$15.9K<0.1%–
SHCSotera Health CoCOM1,000$15.0K<0.1%History
VMWVmware LLCCL A COM88$14.7K<0.1%History
Global X Uranium ETF37954Y871ETF500$13.5K<0.1%–
Air Calif Com009086109INDX FD241$13.3K<0.1%–
SEATVivid Seats Inc.COM CL A2,000$12.8K<0.1%History
GROWU S Global Investors IncCL A4,000$11.4K<0.1%History
DDOGDatadog, Inc.CL A COM125$11.4K<0.1%History
Nextera Energy Inc Corporate65339F820COM300$11.3K<0.1%–
SRESempraStock162$11.0K<0.1%History
iShares Semiconductor ETF464287523ETF22$10.3K<0.1%–
MGAMagna International IncCOM190$10.2K<0.1%History
Samsung Electronic796050888COM8$10.1K<0.1%–
PIMCO Active Bond Exchange-Traded Fund72201R775ETF108$9.49K<0.1%–
RDIReading International IncCL A4,000$8.48K<0.1%History
Invesco Exchange Traded FD T46137V159S&P SPIN OFF150$8.40K<0.1%–
iShares Tr464288562RESIDENTIAL MULT120$7.94K<0.1%–
GGenpact LTDSHS200$7.24K<0.1%History
JAZZJazz Pharmaceuticals plcSHS USD55$7.12K<0.1%History
GLDMWorld Gold TrustSPDR GLD MINIS189$6.93K<0.1%History
iShares Tr464288836U.S. PHARMA ETF37$6.55K<0.1%–
Invesco Exch TRD SLF Idx FD46138J817BULSHS 2025 HY284$6.38K<0.1%–
Vmware Inc Merger Election Fr928STK045COM34$5.66K<0.1%–
BXSLBlackstone Secured Lending FundCOMMON STOCK200$5.47K<0.1%History
iShares Tr46428951110+ YR INVST GRD107$5.04K<0.1%–
Healthwell Acquisition Corp42227R117*W EXP 08/05/20221,950$4.50K<0.1%–
EDREndeavor Group Holdings, Inc.CL A COM215$4.28K<0.1%History
MDBMongoDB, Inc.CL A12$4.15K<0.1%History
FOSLFossil Group, Inc.COM2,000$4.12K<0.1%History
XRXXerox Holdings CorpCOM NEW250$3.92K<0.1%History
J P Morgan Exchange Traded F46641Q852INTL BD OPP ETF85$3.87K<0.1%–
iShares Tr46434V4070-5YR HI YL CP81$3.32K<0.1%–
FTKFlotek Industries IncCOM NEW666$2.95K<0.1%History
FNCHFinch Therapeutics Group, Inc.COM NEW533$2.76K<0.1%History
VRNOVerano Holdings Corp.COM SUB VTG SHS500$2.27K<0.1%History
Anzu Special Acquisitin Corp03737A119*W EXP 01/27/20224,522$2.08K<0.1%–
Mercato Partners Acquisition Corp58759A116*W EXP 99/99/9998,400$1.76K<0.1%–
Direxion Shs ETF Tr25460E521DAILY FTSE CHINA150$1.64K<0.1%–
Jupiter Acquisition Corp482082112*W EXP 08/17/20244,577$1.56K<0.1%–
Twin Ridge Capital Acquis CoG9151L120*W EXP 03/07/20220,339$1.53K<0.1%–
SPDR Ser Tr78468R689S&P KENSHO SMART43$1.33K<0.1%–
WERNWerner Enterprises IncCOM33$1.28K<0.1%History
IOBTIO Biotech, Inc.COM908$1.28K<0.1%History
Vanguard World FD921910733ESG US STK ETF17$1.28K<0.1%–
Black Mountain Acq Corp09216A116*W EXP 10/15/20228,150$1.24K<0.1%–
Direxion Shs ETF Tr25460E661DLY AEROSPC 3X75$1.12K<0.1%–
ZIMZIM Integrated Shipping Services Ltd.SHS100$1.04K<0.1%History
RUMRUM Group Inc.Stock185$943<0.1%History