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Livermore
Livermore
ZHEN

Rational Advisors LLC

SEC CIK
0001143565
Latest filing
Jul 24, 2026

Holdings in Q1 2023

Holdings as of Mar 31, 2023, filed May 12, 2023. Long positions only; changes compare share counts with Q4 2022.

Institution overview
Positions
265
+22 vs. Q4 2022
Portfolio value
$1.22B
+$18.0M (+1.5%) vs. Q4 2022
Filed
May 12, 2023
SEC
Holdings of Rational Advisors LLC in Q1 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
PSAPublic StorageCOM149$45.0K<0.1%+7+4.9%AddedHistory
PYPLPayPal Holdings, Inc.Stock596$45.3K<0.1%−7,976−93.0%ReducedHistory
HONHoneywell International IncCOM242$46.3K<0.1%+9+3.9%AddedHistory
ENBEnbridge IncStock1,218$46.5K<0.1%+45+3.8%AddedHistory
Barrick Gold Corp067901108COM2,522$46.8K<0.1%+101+4.2%Added–
AEMAgnico Eagle Mines LtdStock923$47.0K<0.1%+35+3.9%AddedHistory
BVNBuenaventura Mining Co IncSPONSORED ADR5,890$48.2K<0.1%+238+4.2%AddedHistory
KOCoca Cola CoStock779$48.3K<0.1%−26,098−97.1%ReducedHistory
MKLMarkel Group Inc.COM38$48.5K<0.1%+1+2.7%AddedHistory
CPCanadian Pacific Kansas City LtdCOM634$48.8K<0.1%+24+3.9%AddedHistory
TRVTravelers Companies, Inc.Stock286$49.0K<0.1%−7,185−96.2%ReducedHistory
EQIXEquinix IncCOM68$49.0K<0.1%+3+4.6%AddedHistory
UPSUnited Parcel Service IncStock257$49.9K<0.1%+11+4.5%AddedHistory
KMIKinder Morgan, Inc.Stock2,912$51.0K<0.1%+101+3.6%AddedHistory
AMAntero Midstream CorpStock4,915$51.6K<0.1%+167+3.5%AddedHistory
FNVFranco Nevada CorpStock355$51.8K<0.1%+13+3.8%AddedHistory
WMBWilliams Companies, Inc.COM1,749$52.2K<0.1%+58+3.4%AddedHistory
OKEONEOK IncCOM825$52.4K<0.1%+27+3.4%AddedHistory
SBUXStarbucks CorpStock507$52.8K<0.1%+18+3.7%AddedHistory
FCXFreeport-McMoran IncStock1,296$53.0K<0.1%+42+3.3%AddedHistory
BABoeing CoStock256$54.4K<0.1%+9+3.6%AddedHistory
RTXRTX CorpStock557$54.5K<0.1%−8,167−93.6%ReducedHistory
ECLEcolab Inc.Stock331$54.8K<0.1%+12+3.8%AddedHistory
APDAir Products & Chemicals, Inc.Stock192$55.1K<0.1%+6+3.2%AddedHistory
iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853ETF2,047$55.3K<0.1%+151+8.0%Added–
XUnited States Steel CorpCOM2,127$55.5K<0.1%+67+3.3%AddedHistory
Graniteshares ETF Tr38747R108BBG COMMD K 12,629$55.9K<0.1%+190+7.8%Added–
HLHecla Mining CoCOM8,865$56.1K<0.1%+307+3.6%AddedHistory
LINLinde PLCStock161$57.2K<0.1%−1,287−88.9%ReducedHistory
WPMWheaton Precious Metals Corp.COM1,198$57.7K<0.1%+43+3.7%AddedHistory
EOGEOG Resources IncStock535$61.3K<0.1%+14+2.7%AddedHistory
COPConocoPhillipsStock649$64.4K<0.1%−6,735−91.2%ReducedHistory
CVXChevron CorpStock400$65.3K<0.1%−6,189−93.9%ReducedHistory
NUENucor CorpCOM446$68.9K<0.1%+12+2.8%AddedHistory
Abrdn ETFs003261104BBRG ALL COMD K13,414$70.9K<0.1%+194+6.0%Added–
ENLCEnLink Midstream, LLCCOM UNIT REP LTD6,561$71.1K<0.1%+142+2.2%AddedHistory
SLBSLB LimitedStock1,449$71.1K<0.1%+32+2.3%AddedHistory
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD5,055$71.9K<0.1%+283+5.9%Added–
Kraneshares Trust500767678GLOBAL CARB STRA1,871$74.2K<0.1%+116+6.6%Added–
DBCInvesco DB Commodity Index Tracking FundUNIT3,169$75.2K<0.1%+171+5.7%AddedHistory
RSReliance, Inc.COM316$81.1K<0.1%+9+2.9%AddedHistory
STLDSteel Dynamics IncCOM757$85.6K<0.1%+17+2.3%AddedHistory
Direxion Shs ETF Tr25460E307AUSPCE CMD STG2,965$90.9K<0.1%+142+5.0%Added–
Freyr BatteryL4135L100COM37,910$337.0K<0.1%+37,000+4,065.9%Added–
APOApollo Global Management, Inc.COM5,801$366.4K<0.1%+5,028+650.5%AddedHistory
OXYOccidental Petroleum CorpStock6,600$412.0K<0.1%+6,600NewHistory
FMCFMC CorpCOM NEW4,240$517.8K<0.1%+4,240NewHistory
AMCRAmcor plcORD45,986$523.3K<0.1%+45,986NewHistory
ATOAtmos Energy CorpCOM4,866$546.7K<0.1%+4,866NewHistory
MSMorgan StanleyStock6,374$559.6K<0.1%+6,374NewHistory
BAMBrookfield Asset Management Ltd.CL A LMT VTG SHS17,300$566.1K<0.1%+17,300NewHistory
EXCExelon CorpStock14,140$592.3K<0.1%−956−6.3%ReducedHistory
ALKAlaska Air Group, Inc.COM14,271$598.8K<0.1%+14,271NewHistory
ROSTRoss Stores, Inc.COM6,070$644.2K0.1%+6,070NewHistory
AFLAflac IncStock10,224$659.7K0.1%+10,224NewHistory
LDOSLeidos Holdings, Inc.COM7,217$664.4K0.1%+7,217NewHistory
JPMJPMorgan Chase & CoStock5,206$678.4K0.1%+692+15.3%AddedHistory
RLRalph Lauren CorpCL A5,964$695.8K0.1%+5,964NewHistory
ALLAllstate CorpStock6,327$701.1K0.1%+5,962+1,633.4%AddedHistory
ULTAUlta Beauty, Inc.Stock1,299$708.8K0.1%+1,299NewHistory
BRK.BBerkshire Hathaway IncStock2,385$736.4K0.1%−2,422−50.4%ReducedHistory
CAGConagra Brands Inc.Stock20,248$760.5K0.1%+20,248NewHistory
VZVerizon Communications IncStock19,812$770.5K0.1%+19,812NewHistory
PCARPaccar IncCOM10,564$773.3K0.1%+10,564NewHistory
CMCSAComcast CorpStock20,680$784.0K0.1%+20,680NewHistory
ADMArcher-Daniels-Midland CoStock9,855$785.0K0.1%−10,260−51.0%ReducedHistory
VLOValero Energy CorpStock5,705$796.4K0.1%+5,705NewHistory
CAHCardinal Health IncStock10,643$803.5K0.1%+10,643NewHistory
MELIMercadolibre IncCOM610$804.0K0.1%−200−24.7%ReducedHistory
CVSCVS Health CorpStock10,938$812.8K0.1%+10,938NewHistory
HOLXHologic IncCOM10,307$831.8K0.1%+10,307NewHistory
DRIDarden Restaurants IncCOM5,446$845.0K0.1%+5,446NewHistory
PGRProgressive CorpStock5,950$851.2K0.1%+5,477+1,157.9%AddedHistory
DOCHealthpeak Properties, Inc.COM39,191$861.0K0.1%+39,191NewHistory
DEDeere & CoStock2,095$865.0K0.1%+2,095NewHistory
PetIQ, Inc.71639TAB2NOTE 4.000% 6/01,005,000$870.8K0.1%+1,005,000New–
AMATApplied Materials IncStock7,142$877.3K0.1%+7,142NewHistory
GWWW.W. Grainger, Inc.Stock1,287$886.5K0.1%+1,287NewHistory
AMGNAmgen IncStock3,833$926.6K0.1%+3,721+3,322.3%AddedHistory
BMYBristol Myers Squibb CoStock13,419$930.1K0.1%+13,419NewHistory
MOG.AMoog Inc.CL A10,395$1.05M0.1%+10,395NewHistory
KKR and Co Inc 6 McOnv PFD C48251W401CONVERTIBLE PREFERRED STOCK17,100$1.08M0.1%−11,800−40.8%Reduced–
LULUlululemon athletica inc.Stock3,075$1.12M0.1%−4,125−57.3%ReducedHistory
PAYCPaycom Software, Inc.Stock4,161$1.26M0.1%+4,161NewHistory
Biomarin Pharmaceutical Inc09061GAK7NOTE 1.250% 5/11,233,000$1.29M0.1%+1,233,000New–
XOMExxonMobil Holdings CorpCOM11,945$1.31M0.1%−12,009−50.1%ReducedHistory
HSYHershey CoCOM5,150$1.31M0.1%−2,402−31.8%ReducedHistory
MODNModel N, Inc.COM40,037$1.34M0.1%+40,037NewHistory
GLWCorning IncCOM39,509$1.39M0.1%+39,509NewHistory
METAMeta Platforms, Inc.Stock6,798$1.44M0.1%−5,000−42.4%ReducedHistory
MCDMcDonalds CorpStock5,206$1.46M0.1%+5,007+2,516.1%AddedHistory
ROPRoper Technologies IncStock3,311$1.46M0.1%+3,311NewHistory
Wix.com Ltd.92940WAD1NOTE 8/11,780,000$1.54M0.1%+1,780,000New–
SNPSSynopsys IncCOM4,050$1.56M0.1%+4,050NewHistory
Chegg, Inc163092AF6NOTE 9/02,057,000$1.61M0.1%+2,057,000New–
WDAYWorkday, Inc.CL A7,840$1.62M0.1%+7,840NewHistory
ATIAti IncStock42,135$1.66M0.1%+42,135NewHistory
TWTradeweb Markets Inc.Stock21,183$1.67M0.1%+21,183NewHistory
Bank of Amer Corp0605056827.25%CNV PFD L1,448$1.69M0.1%−2,800−65.9%Reduced–
REGNRegeneron Pharmaceuticals, Inc.COM2,060$1.69M0.1%+2,060NewHistory

Sold out since Q4 2022 (43)

Positions held at the end of Q4 2022 that are gone from this filing.

Positions of Rational Advisors LLC sold out since Q4 2022
SecurityClassShares in Q4 2022Value in Q4 2022% of portfolio in Q4 2022History
State Street SPDR Portfolio Aggregate Bond ETF78464A649ETF4,796,257$120.5M10.0%–
State Street Utilities Select Sector SPDR ETF81369Y886ETF1,031,357$72.7M6.0%–
Fidelity Merrimack STR Tr316188309TOTAL BD ETF588,698$26.5M2.2%–
Vanguard Mortgage-Backed Securities ETF92206C771ETF289,782$13.2M1.1%–
WFC.PLWells Fargo & CompanyPERP PFD CNV A4,183$4.96M0.4%History
Danaher Corp2358514095% CONV PFD B3,645$4.95M0.4%–
KBRKBR, Inc.COM62,803$3.32M0.3%History
Schwab U.S. Large-Cap Value ETF808524409ETF41,814$2.76M0.2%–
iShares Russell 1000 Value ETF464287598ETF17,423$2.64M0.2%–
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF66,810$2.60M0.2%–
iShares S&P 500 Value ETF464287408ETF17,395$2.52M0.2%–
MRKMerck & Co., Inc.Stock17,518$1.94M0.2%History
JNJJohnson & JohnsonStock9,542$1.69M0.1%History
RHRHCOM5,050$1.35M0.1%History
HDHome Depot, Inc.Stock4,245$1.34M0.1%History
OHIOmega Healthcare Investors IncCOM46,934$1.31M0.1%History
Nextera Energy Inc65339F770UNIT 99/99/999925,118$1.27M0.1%–
METMetlife IncStock17,089$1.24M0.1%History
BGBunge Global SACOM12,182$1.22M0.1%History
NDAQNasdaq, Inc.COM19,737$1.21M0.1%History
CBChubb LtdStock5,368$1.18M0.1%History
MCKMcKesson CorpStock2,877$1.08M0.1%History
IRMIron Mountain IncCOM20,675$1.03M0.1%History
WMTWalmart Inc.Stock7,011$994.1K0.1%History
CATCaterpillar IncStock3,963$949.4K0.1%History
CORCencora, Inc.Stock5,409$896.3K0.1%History
RACEFerrari N.V.COM3,600$771.2K0.1%History
WMWaste Management IncStock4,835$758.5K0.1%History
PGProcter & Gamble CoStock4,759$721.3K0.1%History
NOCNorthrop Grumman CorpStock1,310$714.7K0.1%History
SPOTSpotify Technology S.A.Stock9,000$710.5K0.1%History
GDGeneral Dynamics CorpStock2,834$703.1K0.1%History
SRESempraStock4,545$702.4K0.1%History
DPZDominos Pizza IncCOM2,000$692.8K0.1%History
AGRAvangrid, Inc.COM14,826$637.2K0.1%History
RSGRepublic Services, Inc.COM4,930$635.9K0.1%History
FASTFastenal CoStock12,783$604.9K0.1%History
NRGNRG Energy, Inc.Stock17,933$570.6K<0.1%History
BUDAnheuser-Busch InBev SA/NVADR8,001$480.4K<0.1%History
MROMarathon Oil CorpCOM14,752$399.3K<0.1%History
CTVACorteva, Inc.Stock6,364$374.1K<0.1%History
FWONKLiberty Media CorpCOM SER C FRMLA6,024$360.1K<0.1%History
GSGiShares S&P GSCI Commodity-Indexed TrustUNIT BEN INT3,223$68.4K<0.1%History