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Livermore
Livermore
ZHEN

Rational Advisors LLC

SEC CIK
0001143565
Latest filing
Jul 24, 2026

Holdings in Q1 2023

Holdings as of Mar 31, 2023, filed May 12, 2023. Long positions only; changes compare share counts with Q4 2022.

Institution overview
Positions
265
+22 vs. Q4 2022
Portfolio value
$1.22B
+$18.0M (+1.5%) vs. Q4 2022
Filed
May 12, 2023
SEC
Holdings of Rational Advisors LLC in Q1 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
FUVArcimoto IncCOM NEW6$8<0.1%00.0%UnchangedHistory
AMTXAemetis, IncCOM NEW278$645<0.1%00.0%UnchangedHistory
GOEVCanoo Inc.COM CL A1,366$891<0.1%00.0%UnchangedHistory
GPGreenpower Motor Co Inc.COM NEW386$892<0.1%00.0%UnchangedHistory
NKLANikola CorpCOM860$1.04K<0.1%00.0%UnchangedHistory
WKHSWorkhorse Group Inc.COM NEW910$1.21K<0.1%00.0%UnchangedHistory
SUNWSunworks, Inc.COM NEW1,076$1.55K<0.1%00.0%UnchangedHistory
Aris Water Solutions, Inc.04041L106CLASS A COM254$1.98K<0.1%00.0%Unchanged–
BYNDBeyond Meat, Inc.COM126$2.04K<0.1%00.0%UnchangedHistory
SOLEmeren Group LtdSPONSORED ADS478$2.13K<0.1%00.0%UnchangedHistory
GWRSGlobal Water Resources, Inc.COM188$2.34K<0.1%00.0%UnchangedHistory
OTLYOatly Group ABSPONSORED ADS1,092$2.64K<0.1%00.0%UnchangedHistory
TPICQTpi Composites, IncCOM218$2.85K<0.1%00.0%UnchangedHistory
BLNKBlink Charging Co.COM370$3.20K<0.1%00.0%UnchangedHistory
GEVOGevo, Inc.COM PAR2,110$3.25K<0.1%00.0%UnchangedHistory
EVAEnviva, LLCCOM120$3.47K<0.1%00.0%UnchangedHistory
HCCIHeritage-Crystal Clean, Inc.COM98$3.49K<0.1%00.0%UnchangedHistory
FSRFisker Inc.CL A COM STK590$3.62K<0.1%00.0%UnchangedHistory
BEAMBeam Therapeutics Inc.COM126$3.86K<0.1%00.0%UnchangedHistory
PLUGPlug Power IncStock348$4.08K<0.1%00.0%UnchangedHistory
BAXBaxter International IncStock102$4.14K<0.1%00.0%UnchangedHistory
BLDPBallard Power Systems Inc.COM748$4.17K<0.1%00.0%UnchangedHistory
FCELFuelcell Energy IncCOM1,696$4.83K<0.1%00.0%UnchangedHistory
HASIHA Sustainable Infrastructure Capital, Inc.COM180$5.15K<0.1%00.0%UnchangedHistory
CHPTChargePoint Holdings, Inc.COM CL A518$5.42K<0.1%00.0%UnchangedHistory
RUNSunrun Inc.COM276$5.56K<0.1%00.0%UnchangedHistory
NOVASunnova Energy International Inc.COM374$5.84K<0.1%00.0%UnchangedHistory
CBRECbre Group, Inc.CL A82$5.97K<0.1%00.0%UnchangedHistory
NTAPNetApp, Inc.Stock94$6.00K<0.1%00.0%UnchangedHistory
AMRCAmeresco, Inc.CL A128$6.30K<0.1%00.0%UnchangedHistory
Sunpower Corp867652406COM456$6.31K<0.1%00.0%Unchanged–
Maxeon Solar Technologies LTY58473102SHS242$6.42K<0.1%00.0%Unchanged–
FLNCFluence Energy, Inc.COM CL A318$6.44K<0.1%00.0%UnchangedHistory
SRCLStericycle IncCOM152$6.63K<0.1%00.0%UnchangedHistory
XIFRXPLR Infrastructure, LPCOM UNIT PART IN114$6.93K<0.1%00.0%UnchangedHistory
MANManpowerGroup Inc.COM86$7.10K<0.1%00.0%UnchangedHistory
MNTKMontauk Renewables, Inc.COM902$7.10K<0.1%00.0%UnchangedHistory
PCTPureCycle Technologies, Inc.COM1,016$7.11K<0.1%00.0%UnchangedHistory
KEYSKeysight Technologies, Inc.Stock46$7.43K<0.1%00.0%UnchangedHistory
MKCMcCormick & Co IncStock90$7.49K<0.1%00.0%UnchangedHistory
CWTCalifornia Water Service GroupCOM130$7.57K<0.1%00.0%UnchangedHistory
AWKAmerican Water Works Company, Inc.Stock52$7.62K<0.1%00.0%UnchangedHistory
WSTWest Pharmaceutical Services IncCOM22$7.62K<0.1%00.0%UnchangedHistory
Atlantica Sustainable Infr PG0751N103SHS260$7.69K<0.1%00.0%Unchanged–
WTSWatts Water Technologies IncCL A46$7.74K<0.1%00.0%UnchangedHistory
XYLXylem Inc.COM76$7.96K<0.1%00.0%UnchangedHistory
WATWaters CorpCOM26$8.05K<0.1%00.0%UnchangedHistory
CWENClearway Energy, Inc.CL C262$8.21K<0.1%00.0%UnchangedHistory
CWSTCasella Waste Systems IncCL A108$8.93K<0.1%00.0%UnchangedHistory
INGRIngredion IncCOM88$8.95K<0.1%00.0%UnchangedHistory
BEBloom Energy CorpCOM CL A458$9.13K<0.1%00.0%UnchangedHistory
BEPCBrookfield Renewable CorpCL A SUB VTG262$9.16K<0.1%00.0%UnchangedHistory
SHLSShoals Technologies Group, Inc.CL A408$9.30K<0.1%00.0%UnchangedHistory
ENSEnerSysCOM112$9.73K<0.1%00.0%UnchangedHistory
ITGartner IncCOM30$9.77K<0.1%00.0%UnchangedHistory
ORAOrmat Technologies, Inc.COM116$9.83K<0.1%00.0%UnchangedHistory
CTASCintas CorpStock22$10.2K<0.1%00.0%UnchangedHistory
SEDGSolaredge Technologies, Inc.COM36$10.9K<0.1%00.0%UnchangedHistory
EWEdwards Lifesciences CorpStock140$11.6K<0.1%00.0%UnchangedHistory
CSIQCanadian Solar Inc.COM296$11.8K<0.1%00.0%UnchangedHistory
ENPHEnphase Energy, Inc.Stock60$12.6K<0.1%00.0%UnchangedHistory
JCIJohnson Controls International plcStock216$13.0K<0.1%00.0%UnchangedHistory
IQVIQVIA Holdings Inc.Stock66$13.1K<0.1%00.0%UnchangedHistory
ADSKAutodesk, Inc.COM64$13.3K<0.1%00.0%UnchangedHistory
ARRYArray Technologies, Inc.COM SHS618$13.5K<0.1%00.0%UnchangedHistory
NFLXNetflix IncStock46$15.9K<0.1%00.0%UnchangedHistory
MRNAModerna, Inc.Stock118$18.1K<0.1%00.0%UnchangedHistory
CICigna GroupStock72$18.4K<0.1%00.0%UnchangedHistory
PFEPfizer IncStock460$18.8K<0.1%00.0%UnchangedHistory
ABTAbbott LaboratoriesStock188$19.0K<0.1%00.0%UnchangedHistory
ADBEAdobe Inc.Stock50$19.3K<0.1%00.0%UnchangedHistory
INTUIntuit Inc.Stock44$19.6K<0.1%00.0%UnchangedHistory
GILDGilead Sciences, Inc.Stock240$19.9K<0.1%00.0%UnchangedHistory
BSXBoston Scientific CorpStock404$20.2K<0.1%00.0%UnchangedHistory
NOWServiceNow, Inc.Stock44$20.4K<0.1%00.0%UnchangedHistory
GOOGAlphabet Inc.Stock200$20.8K<0.1%00.0%UnchangedHistory
CSCOCisco Systems, Inc.Stock418$21.9K<0.1%−28,457−98.6%ReducedHistory
FSLRFirst Solar, Inc.Stock104$22.6K<0.1%00.0%UnchangedHistory
NEENextera Energy IncStock298$23.0K<0.1%00.0%UnchangedHistory
ULUnilever PLCSPON ADR NEW476$24.7K<0.1%00.0%UnchangedHistory
ORCLOracle CorpStock290$26.9K<0.1%−11,385−97.5%ReducedHistory
ABBVAbbVie Inc.Stock188$30.0K<0.1%−11,347−98.4%ReducedHistory
AGFirst Majestic Silver CorpCOM4,391$31.7K<0.1%+220+5.3%AddedHistory
Paramount Global92556H206CL B1,554$34.7K<0.1%+92+6.3%Added–
BACBank of America CorpStock1,214$34.7K<0.1%−12,518−91.2%ReducedHistory
DISWalt Disney CoStock349$34.9K<0.1%+19+5.8%AddedHistory
NSCNorfolk Southern CorpStock170$36.0K<0.1%+7+4.3%AddedHistory
CCICrown Castle Inc.REIT281$37.6K<0.1%+13+4.9%AddedHistory
PAASPan American Silver CorpStock2,079$37.8K<0.1%+100+5.1%AddedHistory
TRPTC Energy CorpCOM997$38.8K<0.1%+44+4.6%AddedHistory
CCitigroup IncStock828$38.8K<0.1%+38+4.8%AddedHistory
WFCWells Fargo & CompanyStock1,044$39.0K<0.1%+43+4.3%AddedHistory
AMTAmerican Tower CorpREIT192$39.2K<0.1%+8+4.3%AddedHistory
CSXCSX CorpStock1,329$39.8K<0.1%+58+4.6%AddedHistory
SHWSherwin Williams CoCOM178$40.0K<0.1%+8+4.7%AddedHistory
NEMNEWMONT CorpStock833$40.8K<0.1%+36+4.5%AddedHistory
SSRMSSR Mining Inc.Stock2,853$43.1K<0.1%+110+4.0%AddedHistory
UNPUnion Pacific CorpStock217$43.7K<0.1%+9+4.3%AddedHistory
PLDPrologis, Inc.REIT353$44.0K<0.1%+15+4.4%AddedHistory
CLFCleveland-Cliffs Inc.COM2,416$44.3K<0.1%+90+3.9%AddedHistory

Sold out since Q4 2022 (43)

Positions held at the end of Q4 2022 that are gone from this filing.

Positions of Rational Advisors LLC sold out since Q4 2022
SecurityClassShares in Q4 2022Value in Q4 2022% of portfolio in Q4 2022History
State Street SPDR Portfolio Aggregate Bond ETF78464A649ETF4,796,257$120.5M10.0%–
State Street Utilities Select Sector SPDR ETF81369Y886ETF1,031,357$72.7M6.0%–
Fidelity Merrimack STR Tr316188309TOTAL BD ETF588,698$26.5M2.2%–
Vanguard Mortgage-Backed Securities ETF92206C771ETF289,782$13.2M1.1%–
WFC.PLWells Fargo & CompanyPERP PFD CNV A4,183$4.96M0.4%History
Danaher Corp2358514095% CONV PFD B3,645$4.95M0.4%–
KBRKBR, Inc.COM62,803$3.32M0.3%History
Schwab U.S. Large-Cap Value ETF808524409ETF41,814$2.76M0.2%–
iShares Russell 1000 Value ETF464287598ETF17,423$2.64M0.2%–
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF66,810$2.60M0.2%–
iShares S&P 500 Value ETF464287408ETF17,395$2.52M0.2%–
MRKMerck & Co., Inc.Stock17,518$1.94M0.2%History
JNJJohnson & JohnsonStock9,542$1.69M0.1%History
RHRHCOM5,050$1.35M0.1%History
HDHome Depot, Inc.Stock4,245$1.34M0.1%History
OHIOmega Healthcare Investors IncCOM46,934$1.31M0.1%History
Nextera Energy Inc65339F770UNIT 99/99/999925,118$1.27M0.1%–
METMetlife IncStock17,089$1.24M0.1%History
BGBunge Global SACOM12,182$1.22M0.1%History
NDAQNasdaq, Inc.COM19,737$1.21M0.1%History
CBChubb LtdStock5,368$1.18M0.1%History
MCKMcKesson CorpStock2,877$1.08M0.1%History
IRMIron Mountain IncCOM20,675$1.03M0.1%History
WMTWalmart Inc.Stock7,011$994.1K0.1%History
CATCaterpillar IncStock3,963$949.4K0.1%History
CORCencora, Inc.Stock5,409$896.3K0.1%History
RACEFerrari N.V.COM3,600$771.2K0.1%History
WMWaste Management IncStock4,835$758.5K0.1%History
PGProcter & Gamble CoStock4,759$721.3K0.1%History
NOCNorthrop Grumman CorpStock1,310$714.7K0.1%History
SPOTSpotify Technology S.A.Stock9,000$710.5K0.1%History
GDGeneral Dynamics CorpStock2,834$703.1K0.1%History
SRESempraStock4,545$702.4K0.1%History
DPZDominos Pizza IncCOM2,000$692.8K0.1%History
AGRAvangrid, Inc.COM14,826$637.2K0.1%History
RSGRepublic Services, Inc.COM4,930$635.9K0.1%History
FASTFastenal CoStock12,783$604.9K0.1%History
NRGNRG Energy, Inc.Stock17,933$570.6K<0.1%History
BUDAnheuser-Busch InBev SA/NVADR8,001$480.4K<0.1%History
MROMarathon Oil CorpCOM14,752$399.3K<0.1%History
CTVACorteva, Inc.Stock6,364$374.1K<0.1%History
FWONKLiberty Media CorpCOM SER C FRMLA6,024$360.1K<0.1%History
GSGiShares S&P GSCI Commodity-Indexed TrustUNIT BEN INT3,223$68.4K<0.1%History