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Livermore
Livermore
ZHEN

UBS Oconnor LLC

SEC CIK
0001132716
Latest filing
Aug 14, 2026

Holdings in Q3 2025

Holdings as of Sep 30, 2025, filed Aug 14, 2026. Long positions only; changes compare share counts with Q2 2025.

Institution overview
Positions
226
−62 vs. Q2 2025
Portfolio value
$3.33B
−$335.8M (−9.2%) vs. Q2 2025
Filed
Aug 14, 2026
AmendedSECSECSECSEC
Holdings of UBS Oconnor LLC in Q3 2025
SecurityClassSharesValue% of portfolioShare changeActionHistory
BNAIWBrand Engagement Network Inc.*W EXP 03/14/202150,251$2.42K<0.1%00.0%UnchangedHistory
OPTXWSyntec Optics Holdings, Inc.*W EXP 11/07/20232,034$2.78K<0.1%00.0%UnchangedHistory
RDZNWRoadzen Inc.*W EXP 11/30/20265,696$4.21K<0.1%00.0%UnchangedHistory
Bolt Projs Hldgs Inc09769B115*W EXP 08/13/202110,914$4.41K<0.1%00.0%Unchanged–
MSAIWMultiSensor AI Holdings, Inc.*W EXP 12/19/202142,585$4.88K<0.1%00.0%UnchangedHistory
BRLSWBorealis Foods Inc.EQUITY WRT70,030$5.36K<0.1%00.0%UnchangedHistory
SCAGWScage Future*W EXP 05/15/203127,590$6.39K<0.1%+127,590NewHistory
TVGNWTevogen Inc.*W EXP 02/14/202181,387$9.72K<0.1%00.0%UnchangedHistory
RMCOWRoyalty Management Holding Corp*W EXP 05/28/202221,686$10.8K<0.1%00.0%UnchangedHistory
INACRIndigo Acquisition Corp.RIGHT 04/02/202775,000$12.6K<0.1%+75,000NewHistory
OBAWWOxley Bridge Acquisition Ltd*W EXP 06/17/203125,000$22.6K<0.1%+125,000NewHistory
ONCHW1RT Acquisition Corp.*W EXP 06/26/20324,800$22.7K<0.1%+24,800NewHistory
Pyrophyte Acquisition Corp.G7309T110*W EXP 07/30/20375,000$26.3K<0.1%+75,000New–
AXINRAxiom Intelligence Acquisition Corp 1RIGHT 06/10/2030175,000$27.6K<0.1%+175,000NewHistory
SPEGRSilver Pegasus Acquisition Corp.RIGHT 06/26/2030120,000$27.6K<0.1%+120,000NewHistory
BACCRBlue Acquisition Corp/CaymanRIGHT 06/11/2030200,000$30.0K<0.1%+200,000NewHistory
DAICWCID Holdco, Inc.*W EXP 12/31/202282,640$42.8K<0.1%00.0%UnchangedHistory
TVAIRThayer Ventures Acquisition Corp IIRIGHT 05/15/2030250,000$43.8K<0.1%+250,000NewHistory
FACWWFactorial Energy Inc.*W EXP 05/02/203165,500$44.3K<0.1%+165,500NewHistory
TVACWTexas Ventures Acquisition III Corp*W EXP 04/23/20350,000$56.3K<0.1%+50,000NewHistory
NewHold Investment Corp. IIIG6486E110*W EXP 01/30/203187,499$60.7K<0.1%+187,499New–
Smart SH Global Ltd ADS83193E102ADR74,100$100.0K<0.1%+74,100New–
Silvia, Inc.G2296A117*W EXP 05/16/20389,434$103.3K<0.1%+89,434New–
BEAGRBold Eagle Acquisition Corp.RIGHT 10/11/2029400,000$104.0K<0.1%00.0%UnchangedHistory
AMCAMC Entertainment Holdings, Inc.CL A NEW39,688$115.1K<0.1%00.0%UnchangedHistory
MASMasco CorpCOM5,050$355.5K<0.1%+5,050NewHistory
SBXDSilverBox Corp IVSHS CL A47,830$500.8K<0.1%−2,170−4.3%ReducedHistory
CEPTCantor Equity Partners II, Inc.CL A ORD SHS50,000$527.5K<0.1%00.0%UnchangedHistory
SKILSkillsoft Corp.CL A41,692$542.8K<0.1%00.0%UnchangedHistory
INACIndigo Acquisition Corp.ORD SHS75,000$747.0K<0.1%+75,000NewHistory
SPKLSpark I Acquisition CorpORD SHS66,832$777.3K<0.1%00.0%UnchangedHistory
YETIYETI Holdings, Inc.COM25,000$829.5K<0.1%+25,000NewHistory
STRKStrategy IncSERIES A PERP PF9,500$871.9K<0.1%−10,500−52.5%ReducedHistory
SNSharkNinja, Inc.COM SHS8,760$903.6K<0.1%−4,240−32.6%ReducedHistory
Real Asset Acquisition Corp.G73944103SHS CL A89,645$916.2K<0.1%00.0%Unchanged–
PGYPagaya Technologies Ltd.CL A NEW31,556$936.9K<0.1%+31,556NewHistory
WBDWarner Bros. Discovery, Inc.Stock50,000$976.5K<0.1%+50,000NewHistory
HSAIHesai GroupSPONSORED ADS34,900$980.7K<0.1%+34,900NewHistory
FIGXFIGX Capital Acquisition Corp.USD CL A ORD SHS100,000$999.0K<0.1%+100,000NewHistory
OYSEOyster Enterprises II Acquisition CorpORD SHS CL A100,000$1.00M<0.1%+100,000NewHistory
Pelican Acquisition CorpG6993G103SHS100,000$1.01M<0.1%00.0%Unchanged–
SABRSabre CorpCOM550,900$1.01M<0.1%+440,900+400.8%AddedHistory
IPCXInflection Point Acquisition Corp. IIICOM100,000$1.01M<0.1%+100,000NewHistory
COPLCopley Acquisition CorpORD SHS CL A100,000$1.01M<0.1%00.0%UnchangedHistory
SZZLSizzle Acquisition Corp. IIUSD CL A ORD SHS100,000$1.01M<0.1%00.0%UnchangedHistory
WENNWEN Acquisition CorpCOM100,000$1.01M<0.1%+100,000NewHistory
PMTRPerimeter Acquisition Corp. ICOM CL A100,000$1.02M<0.1%00.0%UnchangedHistory
RACRithm Acquisition Corp.COM100,000$1.02M<0.1%+100,000NewHistory
DRDBRoman DBDR Acquisition Corp. IICOM100,000$1.03M<0.1%00.0%UnchangedHistory
JACSJackson Acquisition Co IICOM SHS CL A100,000$1.04M<0.1%00.0%UnchangedHistory
TACOBerto Acquisition Corp.COM100,000$1.04M<0.1%+100,000NewHistory
ONCH1RT Acquisition Corp.USD CL A ORD SHS100,000$1.04M<0.1%+100,000NewHistory
ALDFAldel Financial II Inc.CL A100,000$1.04M<0.1%00.0%UnchangedHistory
VNETVNET Group, Inc.SPONSORED ADS A107,300$1.11M<0.1%+107,300NewHistory
DLOdLocal LtdCLASS A COM78,152$1.12M<0.1%+78,152NewHistory
HYACHaymaker Acquisition Corp VCLASS A100,248$1.14M<0.1%00.0%UnchangedHistory
ROSTRoss Stores, Inc.COM7,500$1.14M<0.1%+7,500NewHistory
FIVEFive Below, IncCOM7,500$1.16M<0.1%−37,500−83.3%ReducedHistory
ALCYFAlchemy Investments Acquisition Corp 1SHS CL A100,248$1.16M<0.1%00.0%UnchangedHistory
SPEGSilver Pegasus Acquisition Corp.SHS CL A120,000$1.20M<0.1%+120,000NewHistory
TKOTKO Group Holdings, Inc.CL A6,000$1.21M<0.1%00.0%UnchangedHistory
BILIBilibili Inc.SPONS ADS REP Z43,230$1.21M<0.1%00.0%UnchangedHistory
HTHTH World Group LtdSPONSORED ADS32,956$1.29M<0.1%+32,956NewHistory
SOCSable Offshore Corp.COM SHS74,000$1.29M<0.1%+74,000NewHistory
NEMNEWMONT CorpStock16,000$1.35M<0.1%+16,000NewHistory
GPRKGeoPark LtdUSD SHS214,222$1.36M<0.1%−14,145−6.2%ReducedHistory
ASAmer Sports, Inc.COM SHS40,000$1.39M<0.1%−40,000−50.0%ReducedHistory
NKENIKE, Inc.Stock20,000$1.39M<0.1%+20,000NewHistory
EVACEQV Ventures Acquisition Corp. IICOM150,000$1.49M<0.1%+150,000NewHistory
PAIIPyrophyte Acquisition Corp. IICL A SHS150,000$1.49M<0.1%+150,000NewHistory
SOULSoulpower Acquisition Corp.USD CL A ORD SHS150,000$1.51M<0.1%00.0%UnchangedHistory
CAEPCantor Equity Partners III, Inc.SHS CL A149,700$1.54M<0.1%−50,300−25.2%ReducedHistory
XRPNArmada Acquisition Corp. IICOM150,000$1.57M<0.1%−50,000−25.0%ReducedHistory
POLEAndretti Acquisition Corp. IIUNIT 99/99/9999150,000$1.57M<0.1%00.0%UnchangedHistory
CCOClear Channel Outdoor Holdings, Inc.COM1,000,000$1.58M<0.1%−2,000,000−66.7%ReducedHistory
ALFCenturion Acquisition Corp.SHS CL A150,000$1.58M<0.1%+150,000NewHistory
HDHome Depot, Inc.Stock4,000$1.62M<0.1%+4,000NewHistory
Artius II Acquisition IncG0509J115SHS CL A160,000$1.62M<0.1%00.0%Unchanged–
TASKTaskUs, Inc.CLASS A COM91,181$1.63M<0.1%+91,181NewHistory
ZTOZTO Express (Cayman) Inc.SPONSORED ADS A85,872$1.65M<0.1%+85,872NewHistory
COHRCoherent Corp.COM15,928$1.72M0.1%+15,928NewHistory
AXINAxiom Intelligence Acquisition Corp 1COM175,000$1.74M0.1%+175,000NewHistory
LEVILevi Strauss & CoCL A COM STK75,000$1.75M0.1%+25,000+50.0%AddedHistory
IPInternational Paper CoCOM39,970$1.85M0.1%−100,630−71.6%ReducedHistory
PCARPaccar IncCOM19,000$1.87M0.1%+19,000NewHistory
SIGSignet Jewelers LtdSHS20,000$1.92M0.1%+5,000+33.3%AddedHistory
VISNVistance Networks, Inc.COM125,000$1.94M0.1%−125,000−50.0%ReducedHistory
FCXFreeport-McMoran IncStock50,000$1.96M0.1%+50,000NewHistory
BCARD. Boral ARC Acquisition I Corp.SHS CL A200,000$1.98M0.1%+200,000NewHistory
DHIHorton D R IncCOM11,720$1.99M0.1%+11,720NewHistory
BACCBlue Acquisition Corp/CaymanORD SHS CL A200,000$2.00M0.1%+200,000NewHistory
ADTADT Inc.COM229,607$2.00M0.1%00.0%UnchangedHistory
CRAQCal Redwood Acquisition Corp.COM CL A200,000$2.00M0.1%00.0%UnchangedHistory
CCIICohen Circle Acquisition Corp. IICOM200,000$2.03M0.1%+200,000NewHistory
GSHRGesher Acquisition Corp. IIUSD CL A ORD SHS200,000$2.03M0.1%+200,000NewHistory
ATIIArchimedes Tech SPAC Partners II Co.COM200,000$2.05M0.1%00.0%UnchangedHistory
LEGTLegato Merger Corp. IIIORD SHS193,740$2.08M0.1%00.0%UnchangedHistory
GENVRGen Digital Inc.COM297,742$2.11M0.1%−114,472−27.8%ReducedHistory
VALEVale S.A.SPONSORED ADS195,578$2.12M0.1%−131,681−40.2%ReducedHistory
VCICOdysseus (Cayman) LtdORD SHS CL A200,000$2.14M0.1%−50,000−20.0%ReducedHistory

Options (46)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of UBS Oconnor LLC in Q3 2025
SecurityClassPutsCalls
LCIDLucid Group, Inc.Stock$2.27M–
AALAmerican Airlines Group Inc.Stock$2.11M–
VRTVertiv Holdings CoCOM CL A–$1.36M
CHTRCharter Communications, Inc.CL A$1.28M–
CROXCrocs, Inc.COM$749.3K$231.3K
HTZHertz Global Holdings, IncCOM NEW$830.0K–
RIGTransocean Ltd.REGISTERED SHS$422.2K$190.0K
FFord Motor CoStock$566.2K–
MGNIMagnite, Inc.COM–$453.8K
HOGHarley-Davidson, Inc.COM$431.3K–
SABRSabre CorpCOM$420.0K–
CCChemours CoStock$396.3K–
MGMMGM Resorts InternationalStock$388.2K–
SPYSPDR S&P 500 ETF TrustETF$346.5K–
HLFHerbalife Ltd.COM SHS$346.1K–
Invesco QQQ Trust Series I46090E103ETF$240.0K–
XIFRXPLR Infrastructure, LPCOM UNIT PART IN$150.4K–
iShares Tr46428743220 YR TR BD ETF–$122.0K
SVCService Properties TrustCOM SH BEN INT–$105.0K
MMacy's, Inc.COM$103.6K–
BGSB&G Foods, Inc.COM$102.2K–
CLMTCalumet, Inc.COM$102.1K–
SPDR Series Trust78468R556SP O&G EXPL PRO–$101.0K
NKENIKE, Inc.Stock–$82.3K
STWDStarwood Property Trust, Inc.COM$60.4K–
LYVLive Nation Entertainment, Inc.COM$51.6K–
VSATViasat IncCOM$47.6K–
MATMattel IncCOM–$44.4K
BBarrick Mining CorpStock–$40.8K
VNOVornado Realty TrustSH BEN INT$38.5K–
MPTMedical Properties Trust IncCOM$37.7K–
LVSLas Vegas Sands CorpCOM$34.9K–
TPHTri Pointe Homes, Inc.COM$31.3K–
VanEck Semiconductor ETF92189F676ETF$30.5K–
CAKECheesecake Factory IncCOM$27.2K–
VanEck ETF Trust92189F106GOLD MINERS ETF–$26.6K
OMFOneMain Holdings, Inc.COM$25.3K–
PTONPeloton Interactive, Inc.CL A COM$24.0K–
RIOTRiot Platforms, Inc.COM–$23.5K
NCLHNorwegian Cruise Line Holdings Ltd.SHS$21.7K–
ANETArista Networks, Inc.Stock–$20.0K
SYFSynchrony FinancialCOM$10.4K–
AAPAdvance Auto Parts IncCOM$9.84K–
ETEnergy Transfer LPCOM UT LTD PTN–$9.00K
SKTTanger Inc.COM$7.76K–
FEFirstenergy CorpCOM$3.25K–

Sold out since Q2 2025 (158)

Positions held at the end of Q2 2025 that are gone from this filing.

The largest 100 of 158 by value last quarter.

Positions of UBS Oconnor LLC sold out since Q2 2025
SecurityClassShares in Q2 2025Value in Q2 2025% of portfolio in Q2 2025History
WBAWalgreens Boots Alliance, Inc.COM25,115,686$288.3M7.9%History
SKXSkechers USA IncCL A3,598,177$227.0M6.2%History
BPMCBlueprint Medicines CorpCOM1,713,587$219.6M6.0%History
CHXChampionX CorpCOM7,546,703$187.5M5.1%History
ANSSAnsys IncCOM492,829$173.1M4.7%History
HESHess CorpStock1,055,429$146.2M4.0%History
DNBDun & Bradstreet Holdings, Inc.COM13,678,842$124.3M3.4%History
JNPRJuniper Networks IncCOM3,000,000$119.8M3.3%History
LBRDKLiberty Broadband CorpCOM SER C919,381$90.4M2.5%History
SWTXSpringWorks Therapeutics, Inc.COM1,385,517$65.1M1.8%History
AMEDAmedisys IncCOM474,162$46.7M1.3%History
ESGREnstar Group LTDSHS117,537$39.5M1.1%History
GMSGMS Inc.COM200,000$21.8M0.6%History
FLFoot Locker, Inc.COM720,109$17.6M0.5%History
DUKDuke Energy CORPStock144,040$17.0M0.5%History
DOVDOVER CorpCOM61,100$11.2M0.3%History
IRIngersoll Rand Inc.COM116,100$9.66M0.3%History
AMZNAmazon Com IncStock43,190$9.48M0.3%History
Akamai Technologies Inc00971TAL5NOTE 0.375% 9/0–$9.23M0.3%–
CCKCrown Holdings, Inc.COM87,300$8.99M0.2%History
FBINFortune Brands Innovations, Inc.COM167,475$8.62M0.2%History
LXLexinFintech Holdings Ltd.ADR1,149,107$8.29M0.2%History
CDNSCadence Design Systems IncStock26,400$8.14M0.2%History
AMDAdvanced Micro Devices IncStock54,921$7.79M0.2%History
UPSUnited Parcel Service IncStock75,180$7.59M0.2%History
CFLTConfluent, Inc.CLASS A COM300,000$7.48M0.2%History
MSMorgan StanleyStock50,000$7.04M0.2%History
NSCNorfolk Southern CorpStock24,088$6.17M0.2%History
BABoeing CoStock27,675$5.80M0.2%History
FLYYSpirit Aviation Holdings, Inc.COM1,156,492$5.77M0.2%History
AMATApplied Materials IncStock30,000$5.49M0.1%History
SHWSherwin Williams CoCOM15,800$5.43M0.1%History
iShares Russell 2000 ETF464287655ETF25,000$5.39M0.1%–
TTANServiceTitan, Inc.SHS CL A50,000$5.36M0.1%History
HONHoneywell International IncCOM22,636$5.27M0.1%History
WABWestinghouse Air Brake Technologies CorpStock25,030$5.24M0.1%History
CYHCommunity Health Systems IncCOM1,500,000$5.10M0.1%History
FOURShift4 Payments, Inc.CL A46,775$4.64M0.1%History
BTIBritish American Tobacco p.l.c.SPONSORED ADR82,631$3.91M0.1%History
ODFLOld Dominion Freight Line, Inc.COM23,320$3.78M0.1%History
DLTRDollar Tree, Inc.COM38,000$3.76M0.1%History
NOCNorthrop Grumman CorpStock7,500$3.75M0.1%History
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS223,596$3.75M0.1%History
ECVTEcovyst Inc.COM450,000$3.70M0.1%History
TECKTeck Resources LtdCL B90,000$3.63M0.1%History
XYFX FinancialSPONSORED ADS205,614$3.59M0.1%History
GMABGenmab A/SSPONSORED ADS158,719$3.28M0.1%History
ELEstee Lauder Companies IncCL A40,000$3.23M0.1%History
IONSIonis Pharmaceuticals IncCOM81,251$3.21M0.1%History
DXCMDexcom IncCOM35,668$3.11M0.1%History
BKRBaker Hughes CoCL A80,000$3.07M0.1%History
AZNAstraZeneca PLCSPONSORED ADR42,998$3.00M0.1%History
PHParker-Hannifin CorpStock4,020$2.81M0.1%History
BAXBaxter International IncStock88,787$2.69M0.1%History
COOCooper Companies, Inc.COM37,214$2.65M0.1%History
INSMINSMED IncCOM PAR $.0126,301$2.65M0.1%History
ITGRInteger Holdings CorpCOM21,375$2.63M0.1%History
BDXBecton Dickinson & CoStock15,107$2.60M0.1%History
MEOHMethanex CorpCOM76,000$2.52M0.1%History
ABBVAbbVie Inc.Stock13,297$2.47M0.1%History
MUMicron Technology IncStock20,000$2.46M0.1%History
ALGNAlign Technology IncCOM12,755$2.41M0.1%History
ASMLASML Holding NVADR3,000$2.40M0.1%History
ONCBeOne Medicines Ltd.ADR9,377$2.27M0.1%History
ALCAlcon IncStock25,555$2.26M0.1%History
MSFTMicrosoft CorpStock4,449$2.21M0.1%History
YMMFull Truck Alliance Co. Ltd.SPONSORED ADS186,090$2.20M0.1%History
BRRSilvia, Inc.SHS CL A200,000$2.12M0.1%History
CXCemex SAB de CVSPON ADR NEW299,870$2.08M0.1%History
RZLTRezolute, Inc.COM NEW455,701$2.03M0.1%History
INCYIncyte CorpCOM28,924$1.97M0.1%History
RIGLRigel Pharmaceuticals IncCOM104,890$1.96M0.1%History
OCULOcular Therapeutix, IncCOM210,205$1.95M0.1%History
MRVLMarvell Technology, Inc.COM24,688$1.91M0.1%History
AGIOAgios Pharmaceuticals, Inc.COM56,810$1.89M0.1%History
VRDNViridian Therapeutics, Inc.COM131,294$1.84M0.1%History
IMCRImmunocore Holdings plcADS53,343$1.67M<0.1%History
CATCaterpillar IncStock4,200$1.63M<0.1%History
IQVIQVIA Holdings Inc.Stock10,275$1.62M<0.1%History
TMOThermo Fisher Scientific Inc.Stock3,770$1.53M<0.1%History
WMTWalmart Inc.Stock15,000$1.47M<0.1%History
PRCTPROCEPT BioRobotics CorpCOM25,226$1.45M<0.1%History
KIDSOrthopediatrics CorpCOM65,866$1.41M<0.1%History
HLTHilton Worldwide Holdings Inc.COM5,000$1.33M<0.1%History
ATECAlphatec Holdings, Inc.COM NEW119,094$1.32M<0.1%History
AUTLAutolus Therapeutics plcSPON ADS565,000$1.29M<0.1%History
INSPInspire Medical Systems, Inc.COM9,522$1.24M<0.1%History
DASHDoorDash, Inc.Stock5,000$1.23M<0.1%History
IRTCiRhythm Holdings, Inc.COM7,993$1.23M<0.1%History
ARGXArgenx SESPONSORED ADR2,191$1.21M<0.1%History
ANNXAnnexon, Inc.COM492,698$1.18M<0.1%History
VFCV F CorpStock100,000$1.18M<0.1%History
RAREUltragenyx Pharmaceutical Inc.COM31,861$1.16M<0.1%History
CRNXCrinetics Pharmaceuticals, Inc.COM39,978$1.15M<0.1%History
EWEdwards Lifesciences CorpStock14,510$1.13M<0.1%History
AMEAmetek IncCOM6,085$1.10M<0.1%History
MIRMMirum Pharmaceuticals, Inc.COM21,409$1.09M<0.1%History
SESea LtdSPONSORD ADS6,800$1.09M<0.1%History
IDYAIDEAYA Biosciences, Inc.COM51,600$1.08M<0.1%History
MLYSMineralys Therapeutics, Inc.COM79,723$1.08M<0.1%History