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Livermore
Livermore
ZHEN

UBS Oconnor LLC

SEC CIK
0001132716
Latest filing
Aug 14, 2026

Holdings in Q4 2024

Holdings as of Dec 31, 2024, filed Feb 13, 2026. Long positions only; changes compare share counts with Q3 2024.

Institution overview
Positions
338
−66 vs. Q3 2024
Portfolio value
$4.00B
−$26.2M (−0.6%) vs. Q3 2024
Filed
Feb 13, 2026
AmendedSECSECSECSECSEC
Holdings of UBS Oconnor LLC in Q4 2024
SecurityClassSharesValue% of portfolioShare changeActionHistory
FTWPresidio Production CoCL A ORD SHS242,175$2.42M0.1%+242,175NewHistory
SBXDSilverBox Corp IVSHS CL A242,175$2.45M0.1%+242,175NewHistory
LXLexinFintech Holdings Ltd.ADR425,100$2.47M0.1%+425,100NewHistory
Barnes Group Inc067806109COM52,890$2.50M0.1%+52,890New–
Mountain Lake Acquisition Corp.G6301B119UNIT 11/15/2028250,000$2.50M0.1%+250,000New–
NETDNabors Energy Transition Corp. IICL A233,912$2.53M0.1%00.0%UnchangedHistory
RZLTRezolute, Inc.COM NEW526,223$2.58M0.1%+86,990+19.8%AddedHistory
PCARPaccar IncCOM25,000$2.60M0.1%+25,000NewHistory
SLViShares Silver TrustETF100,000$2.63M0.1%+100,000NewHistory
ACELAccel Entertainment, Inc.COM CL A1246,728$2.64M0.1%00.0%UnchangedHistory
SNOWSnowflake Inc.Stock17,500$2.70M0.1%+7,500+75.0%AddedHistory
BTGB2GOLD CorpCOM1,108,000$2.70M0.1%+1,108,000NewHistory
Patria Latin Amrcn Opprnty AG69454109CLASS A ORD SHS237,964$2.77M0.1%00.0%Unchanged–
AXTAAxalta Coating Systems Ltd.COM85,250$2.92M0.1%00.0%UnchangedHistory
REPLReplimune Group, Inc.COM241,570$2.93M0.1%+48,448+25.1%AddedHistory
AMXAmerica Movil SAB de CVSPON ADS RP CL B206,761$2.96M0.1%+46,410+28.9%AddedHistory
ONCBeOne Medicines Ltd.ADR16,199$2.99M0.1%+9,599+145.4%AddedHistory
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS138,025$3.04M0.1%+58,893+74.4%AddedHistory
GTESGates Industrial Corp Ltd.ORD SHS149,080$3.07M0.1%−137,570−48.0%ReducedHistory
VSTMVerastem, Inc.COM NEW608,524$3.15M0.1%+177,855+41.3%AddedHistory
BSACBanco Santander ChileSP ADR REP COM167,091$3.15M0.1%+52,714+46.1%AddedHistory
NBIXNeurocrine Biosciences IncStock23,111$3.15M0.1%−8,559−27.0%ReducedHistory
GWWW.W. Grainger, Inc.Stock3,000$3.16M0.1%+3,000NewHistory
NTESNetEase, Inc.SPONSORED ADS36,000$3.21M0.1%+36,000NewHistory
ANETArista Networks, Inc.Stock30,000$3.32M0.1%+30,000NewHistory
QUREuniQure N.V.SHS192,223$3.39M0.1%−6,000−3.0%ReducedHistory
ORCLOracle CorpStock20,729$3.45M0.1%+20,729NewHistory
Agriculture & Nat Sol Acq CoG0131Y100SHS CL A334,160$3.51M0.1%00.0%Unchanged–
INTRInter & Co, Inc.CLASS A COM834,042$3.52M0.1%+604,518+263.4%AddedHistory
BIDUBaidu, Inc.ADR43,756$3.69M0.1%+43,756NewHistory
CYHCommunity Health Systems IncCOM1,250,000$3.74M0.1%+250,000+25.0%AddedHistory
ARCBArcbest CorpCOM40,130$3.74M0.1%+40,130NewHistory
JDJD.com, Inc.SPON ADS CL A108,100$3.75M0.1%−172,342−61.5%ReducedHistory
ARCOArcos Dorados Holdings Inc.SHS CLASS -A -519,496$3.78M0.1%+54,225+11.7%AddedHistory
CLHClean Harbors IncCOM17,200$3.96M0.1%−11,400−39.9%ReducedHistory
APDAir Products & Chemicals, Inc.Stock13,660$3.96M0.1%+13,660NewHistory
GPKGraphic Packaging Holding CoCOM146,300$3.97M0.1%+146,300NewHistory
EMBJEmbraer S.A.ADR108,550$3.98M0.1%−104,220−49.0%ReducedHistory
VSTVistra Corp.Stock28,910$3.99M0.1%−62,990−68.5%ReducedHistory
AZNAstraZeneca PLCSPONSORED ADR61,447$4.03M0.1%+61,447NewHistory
BEAGUBold Eagle Acquisition Corp.UNIT 99/99/9999400,000$4.03M0.1%+400,000NewHistory
GEVGE Vernova Inc.Stock12,400$4.08M0.1%+12,400NewHistory
Churchill Capital Corp IX/CaymanG21301125UNIT 99/99/9999387,480$4.13M0.1%00.0%Unchanged–
ASAmer Sports, Inc.COM SHS148,156$4.14M0.1%−1,844−1.2%ReducedHistory
RENEFCartesian Growth Corp IICLASS A ORD356,946$4.16M0.1%00.0%UnchangedHistory
BILIBilibili Inc.SPONS ADS REP Z231,163$4.19M0.1%+231,163NewHistory
ROKURoku, IncCOM CL A58,500$4.35M0.1%+757+1.3%AddedHistory
OACCOaktree Acquisition Corp. III Life SciencesSHS CL A450,000$4.48M0.1%+450,000NewHistory
CDECoeur Mining, Inc.COM NEW800,000$4.58M0.1%+800,000NewHistory
NCLHNorwegian Cruise Line Holdings Ltd.SHS178,031$4.58M0.1%00.0%UnchangedHistory
SPTSprout Social, Inc.COM CL A150,000$4.61M0.1%−10,000−6.3%ReducedHistory
BDXBecton Dickinson & CoStock20,588$4.67M0.1%+3,000+17.1%AddedHistory
VCICOdysseus (Cayman) LtdORD SHS CL A475,000$4.77M0.1%+475,000NewHistory
Beyond Meat, Inc.08862EAB5NOTE 3/1–$4.79M0.1%–––
INFAInformatica Inc.COM CL A200,000$5.19M0.1%−15,000−7.0%ReducedHistory
FLRFluor CorpStock106,130$5.23M0.1%−67,810−39.0%ReducedHistory
GLOBGlobant S.A.COM24,644$5.28M0.1%+3,902+18.8%AddedHistory
WDAYWorkday, Inc.CL A20,900$5.39M0.1%+20,900NewHistory
APHAmphenol CorpCL A80,900$5.62M0.1%+80,900NewHistory
BABoeing CoStock33,710$5.97M0.1%+33,710NewHistory
BKRBaker Hughes CoCL A145,990$5.99M0.1%−124,910−46.1%ReducedHistory
AAPLApple Inc.Stock25,180$6.31M0.2%+13,714+119.6%AddedHistory
FTVFortive CorpStock89,300$6.70M0.2%+26,200+41.5%AddedHistory
VanEck ETF Trust92189F106GOLD MINERS ETF200,000$6.78M0.2%00.0%Unchanged–
ROKRockwell Automation, IncStock24,000$6.86M0.2%+24,000NewHistory
SK Growth Opportunities CorpG8192N103CLASS A COM594,910$6.91M0.2%00.0%Unchanged–
AMZNAmazon Com IncStock31,540$6.92M0.2%−4,258−11.9%ReducedHistory
VFCV F CorpStock325,000$6.97M0.2%+250,000+333.3%AddedHistory
EQCEQC Liquidating TrustCOM SH BEN INT4,051,687$7.17M0.2%+1,868,564+85.6%AddedHistory
CMCCommercial Metals CoStock145,270$7.21M0.2%+145,270NewHistory
MMM3M CoStock56,300$7.27M0.2%−96,500−63.2%ReducedHistory
CFLTConfluent, Inc.CLASS A COM262,500$7.34M0.2%+70,000+36.4%AddedHistory
TSMTaiwan Semiconductor Manufacturing Co LtdADR37,500$7.41M0.2%+14,500+63.0%AddedHistory
SHOPShopify Inc.Stock70,000$7.44M0.2%+20,000+40.0%AddedHistory
FLSFlowserve CorpCOM130,000$7.48M0.2%+130,000NewHistory
HONHoneywell International IncCOM33,500$7.57M0.2%+33,500NewHistory
AVGOBroadcom Inc.Stock34,674$8.04M0.2%−44,824−56.4%ReducedHistory
OXYOccidental Petroleum CorpStock166,400$8.22M0.2%00.0%UnchangedHistory
Occidental Pete Corp WT Exp 080327674599162Stock300,000$8.25M0.2%00.0%Unchanged–
FTAIFTAI Aviation Ltd.SHS61,000$8.79M0.2%+61,000NewHistory
KSPIJoint Stock Co Kaspi.kzSPONSORED ADS93,465$8.85M0.2%+31,972+52.0%AddedHistory
LILi Auto Inc.SPONSORED ADS371,950$8.92M0.2%+371,950NewHistory
TOSTToast, Inc.Stock250,000$9.11M0.2%+250,000NewHistory
SHWSherwin Williams CoCOM27,700$9.42M0.2%+27,700NewHistory
MSFTMicrosoft CorpStock24,844$10.5M0.3%+12,722+104.9%AddedHistory
DOWDow Inc.Stock261,700$10.5M0.3%+261,700NewHistory
Spotify USA Inc84921RAB6NOTE 3/1–$10.7M0.3%–––
CRMSalesforce, Inc.Stock33,896$11.3M0.3%+28,896+577.9%AddedHistory
CNICanadian National Railway CoStock114,800$11.7M0.3%+114,800NewHistory
LINLinde PLCStock28,600$12.0M0.3%+28,600NewHistory
NSCNorfolk Southern CorpStock51,660$12.1M0.3%−900−1.7%ReducedHistory
DALDelta Air Lines, Inc.COM NEW203,684$12.3M0.3%+41,293+25.4%AddedHistory
CARRCarrier Global CorpStock187,000$12.8M0.3%+187,000NewHistory
ITUBItau Unibanco Holding S.A.SPON ADR REP PFD2,612,786$13.0M0.3%+1,193,556+84.1%AddedHistory
TCOMTrip.com Group LtdADS189,500$13.0M0.3%+189,500NewHistory
TELTE Connectivity plcStock99,600$14.2M0.4%+99,600NewHistory
SOSouthern CoStock173,610$14.3M0.4%+82,890+91.4%AddedHistory
LHXL3HARRIS Technologies, Inc.Stock71,290$15.0M0.4%+36,590+105.4%AddedHistory
ALVAutoliv IncCOM162,490$15.2M0.4%+131,590+425.9%AddedHistory
RSGRepublic Services, Inc.COM78,800$15.9M0.4%+78,800NewHistory

Options (78)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of UBS Oconnor LLC in Q4 2024
SecurityClassPutsCalls
HTZHertz Global Holdings, IncCOM NEW$2.08M–
LCIDLucid Group, Inc.COM$2.00M–
AALAmerican Airlines Group Inc.Stock$1.70M–
COTYCoty Inc.COM CL A$1.62M–
HOGHarley-Davidson, Inc.COM$804.9K–
RIGTransocean Ltd.REGISTERED SHS$757.4K–
XRXXerox Holdings CorpCOM NEW$560.8K–
VSATViasat IncCOM$553.4K–
MGMMGM Resorts InternationalStock$523.8K–
HLFHerbalife Ltd.COM SHS$498.5K–
CPRICapri Holdings LtdSHS$493.9K–
FFord Motor CoStock$449.5K–
CCChemours CoStock$443.2K–
iShares Tr464288513IBOXX HI YD ETF$437.5K–
BGSB&G Foods, Inc.COM$405.4K–
MPTMedical Properties Trust IncCOM$337.0K–
SABRSabre CorpCOM$330.5K–
iShares Russell 2000 ETF464287655ETF$215.6K$55.5K
MGNIMagnite, Inc.COM–$240.8K
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT$125.0K$113.6K
CHTRCharter Communications, Inc.CL A$208.3K–
SRRKScholar Rock Holding CorpCOM–$202.8K
State Street SPDR S&P Biotech ETF78464A870ETF$100.5K$55.5K
NCLHNorwegian Cruise Line Holdings Ltd.SHS$149.6K–
STWDStarwood Property Trust, Inc.COM$142.7K–
TSLATesla, Inc.Stock$131.8K–
XIFRXPLR Infrastructure, LPCOM UNIT PART IN$127.4K–
LVSLas Vegas Sands CorpCOM$117.9K–
DXCMDexcom IncCOM–$108.0K
VRNAVerona Pharma plcSPONSORED ADS–$100.0K
NKENIKE, Inc.Stock$84.0K–
VNOVornado Realty TrustSH BEN INT$83.8K–
LEGNLegend Biotech CorpSPONSORED ADS$81.0K–
OMFOneMain Holdings, Inc.COM$76.4K–
LYVLive Nation Entertainment, Inc.COM$72.8K–
SPYSPDR S&P 500 ETF TrustETF$67.0K–
FEFirstenergy CorpCOM$59.8K–
COOCooper Companies, Inc.COM$55.8K–
TGTXTG Therapeutics, Inc.COM–$55.0K
CAPRCapricor Therapeutics, Inc.COM NEW–$54.0K
CCLCarnival Corp Ltd.UNIT 99/99/9999$51.1K–
DYNDyne Therapeutics, Inc.COM–$49.0K
IRTCiRhythm Holdings, Inc.COM–$44.5K
IMCRImmunocore Holdings plcADS–$42.9K
SYFSynchrony FinancialCOM$42.2K–
PRAXPraxis Precision Medicines, Inc.COM NEW–$41.8K
State Street Health Care Select Sector SPDR ETF81369Y209ETF–$37.5K
VERAVera Therapeutics, Inc.CL A–$36.0K
QUREuniQure N.V.SHS–$31.6K
RGNXREGENXBIO Inc.COM–$30.0K
KPTIKaryopharm Therapeutics Inc.COM–$30.0K
CYHCommunity Health Systems IncCOM–$27.0K
SNDXSyndax Pharmaceuticals IncCOM$25.0K–
BAXBaxter International IncStock–$23.8K
INCYIncyte CorpCOM–$19.5K
NBIXNeurocrine Biosciences IncStock$18.0K–
CORTCorcept Therapeutics IncCOM–$17.5K
NVONovo Nordisk A SADR$15.2K–
ARVNArvinas, Inc.COM–$15.0K
SWTXSpringWorks Therapeutics, Inc.COM–$13.8K
iShares Tr4642874407-10 YR TRSY BD–$12.4K
ARKOARKO Corp.COM–$12.0K
BEAMBeam Therapeutics Inc.COM–$11.0K
SLViShares Silver TrustETF–$10.6K
VKTXViking Therapeutics, Inc.COM–$8.13K
BEBloom Energy CorpCOM CL A$5.25K–
EWTXEdgewise Therapeutics, Inc.COM–$4.88K
SKTTanger Inc.COM$4.24K–
CRSPCRISPR Therapeutics AGNAMEN AKT–$4.00K
ARDXArdelyx, Inc.COM–$3.00K
GERNGeron CorpCOM–$2.65K
PTONPeloton Interactive, Inc.CL A COM$2.50K–
AMAntero Midstream CorpStock$2.40K–
IOVAIovance Biotherapeutics, Inc.COM–$2.25K
EPREpr PropertiesCOM SH BEN INT$1.93K–
SLNOSoleno Therapeutics IncCOM–$1.75K
VSTVistra Corp.Stock$1.40K–
WDCWestern Digital CorpCOM$508–

Sold out since Q3 2024 (165)

Positions held at the end of Q3 2024 that are gone from this filing.

The largest 100 of 165 by value last quarter.

Positions of UBS Oconnor LLC sold out since Q3 2024
SecurityClassShares in Q3 2024Value in Q3 2024% of portfolio in Q3 2024History
CTLTCatalent, Inc.COM3,856,472$233.6M5.8%History
MROMarathon Oil CorpCOM8,329,434$221.8M5.5%History
SRCLStericycle IncCOM2,824,521$172.3M4.3%History
AXNXAxonics, Inc.COM2,148,826$149.6M3.7%History
PRFTPerficient IncCOM1,054,740$79.6M2.0%History
ACIAlbertsons Companies, Inc.COMMON STOCK2,999,902$55.4M1.4%History
Spirit Airls Inc848577AB8NOTE 1.000% 5/1–$23.8M0.6%–
RYAAYRyanair Holdings PLCSPONSORED ADR485,370$21.9M0.5%History
TECKTeck Resources LtdCL B337,000$17.6M0.4%History
CEGConstellation Energy CorpStock56,250$14.6M0.4%History
RCMR1 RCM Inc.COM884,581$12.5M0.3%History
PEGPublic Service Enterprise Group IncCOM134,400$12.0M0.3%History
PDDPDD Holdings Inc.SPONSORED ADS77,255$10.4M0.3%History
STSensata Technologies Holding plcSHS281,400$10.1M0.3%History
CCJCameco CorpStock209,570$10.0M0.2%History
JBHTHunt J B Transport Services IncCOM56,780$9.78M0.2%History
NUENucor CorpCOM60,900$9.16M0.2%History
UALUnited Airlines Holdings, Inc.COM139,700$7.97M0.2%History
NXPINXP Semiconductors N.V.COM33,100$7.94M0.2%History
ELSEquity Lifestyle Properties IncCOM111,140$7.93M0.2%History
Bandwidth Inc.05988JAD5NOTE 0.500% 4/0–$7.78M0.2%–
PNRPENTAIR plcSHS72,830$7.12M0.2%History
EGPEastgroup Properties IncCOM37,309$6.97M0.2%History
WHWyndham Hotels & Resorts, Inc.COM87,403$6.83M0.2%History
EQTEQT CorpStock185,950$6.81M0.2%History
SBRASabra Health Care REIT, Inc.REIT352,238$6.56M0.2%History
INVHInvitation Homes Inc.COM179,606$6.33M0.2%History
APTVAptiv PLCSHS85,820$6.18M0.2%History
BRXBrixmor Property Group Inc.COM220,061$6.13M0.2%History
CPRICapri Holdings LtdSHS142,539$6.05M0.2%History
AMHAmerican Homes 4 RentCL A154,973$5.95M0.1%History
FBINFortune Brands Innovations, Inc.COM66,400$5.94M0.1%History
EQIXEquinix IncCOM6,664$5.92M0.1%History
RHPRyman Hospitality Properties, Inc.COM54,653$5.86M0.1%History
CDPCopt Defense PropertiesREIT190,126$5.77M0.1%History
ECLEcolab Inc.Stock22,440$5.73M0.1%History
NPABNew Providence Acquisition Corp. IICLASS A COM500,000$5.71M0.1%History
NVRNVR IncCOM559$5.48M0.1%History
OKTAOkta, Inc.CL A72,500$5.39M0.1%History
PAASPan American Silver CorpStock250,000$5.22M0.1%History
FRFirst Industrial Realty Trust IncCOM92,596$5.18M0.1%History
FCXFreeport-McMoran IncStock100,000$4.99M0.1%History
Vine Hill Cap Invt Corp.G93Y09123UNIT 09/06/2026475,000$4.75M0.1%–
MTHMeritage Homes CORPCOM21,851$4.48M0.1%History
SHOSunstone Hotel Investors, Inc.COM434,106$4.48M0.1%History
WCNWaste Connections, Inc.COM24,725$4.42M0.1%History
AWKAmerican Water Works Company, Inc.Stock30,000$4.39M0.1%History
SUISun Communities IncCOM32,262$4.36M0.1%History
AREAlexandria Real Estate Equities, Inc.COM35,373$4.20M0.1%History
UEUrban Edge PropertiesCOM190,605$4.08M0.1%History
DDDuPont de Nemours, Inc.COM45,700$4.07M0.1%History
FDXFedEx CorpStock14,600$4.00M0.1%History
MGMMGM Resorts InternationalStock101,838$3.98M0.1%History
DOCHealthpeak Properties, Inc.COM171,867$3.93M0.1%History
VTRVentas, Inc.REIT58,017$3.72M0.1%History
FAFFirst American Financial CorpStock55,853$3.69M0.1%History
TRNOTerreno Realty CorpCOM53,863$3.60M0.1%History
FSLRFirst Solar, Inc.Stock14,200$3.54M0.1%History
Generation Asia I AcquisitioG38258102CL A ORD SHS314,964$3.53M0.1%–
MACMacerich CoCOM186,350$3.40M0.1%History
SWSmurfit Westrock plcStock65,000$3.21M0.1%History
Despegar Com CorpG27358103ORD SHS258,535$3.21M0.1%–
KRCKilroy Realty CorpCOM81,396$3.15M0.1%History
LCWLearn CW Investment CorpCL A ORD SHS308,895$3.08M0.1%History
AMTAmerican Tower CorpREIT13,219$3.07M0.1%History
VICIVici Properties Inc.COM89,928$3.00M0.1%History
GSKGSK plcADR71,000$2.90M0.1%History
MUMicron Technology IncStock27,500$2.85M0.1%History
Silverbox Corp III82836N107COM CL A264,676$2.83M0.1%–
KRGKite Realty Group TrustCOM NEW105,352$2.80M0.1%History
REXRRexford Industrial Realty, Inc.COM55,069$2.77M0.1%History
SBACSba Communications CorpCL A11,215$2.70M0.1%History
ELMEElme CommunitiesSH BEN INT139,502$2.45M0.1%History
BEKEKE Holdings Inc.SPONSORED ADS121,677$2.42M0.1%History
Everest Consolidator Acq Cor29978K102CL A COM211,994$2.41M0.1%–
Presidio MidCo Inc.G3106N125UNIT 99/99/9999242,175$2.40M0.1%–
GLPIGaming & Leisure Properties, Inc.COM44,951$2.31M0.1%History
BIRKBirkenstock Holding plcCOM SHS45,000$2.22M0.1%History
USARUSA Rare Earth, Inc.CL A ORD SHS200,496$2.15M0.1%History
CHHChoice Hotels International IncCOM16,489$2.15M0.1%History
APXIAPx Acquisition Corp. ICLASS A ORD SHS181,710$2.15M0.1%History
PSAPublic StorageCOM5,873$2.14M0.1%History
VLTOVeralto CorpStock19,000$2.13M0.1%History
AATAmerican Assets Trust, Inc.COM79,318$2.12M0.1%History
IFFInternational Flavors & Fragrances IncCOM20,000$2.10M0.1%History
Burtech Acquisition Corp123013104CLASS A COM181,710$2.05M0.1%–
VRTVertiv Holdings CoCOM CL A20,340$2.02M0.1%History
REGRegency Centers CorpCOM27,878$2.01M<0.1%History
Legato Merger Corp. IIIG5451A129UNIT 99/99/9999193,740$1.99M<0.1%–
Vision Sensing Acquisition C92838J103CLASS A COM169,892$1.97M<0.1%–
SNYSanofiSPONSORED ADR34,144$1.97M<0.1%History
CUBECubeSmartREIT36,504$1.97M<0.1%History
WPCW. P. Carey Inc.COM31,185$1.94M<0.1%History
IVTInvenTrust Properties Corp.COM NEW67,587$1.92M<0.1%History
MAAMid America Apartment Communities Inc.COM11,936$1.90M<0.1%History
AIVApartment Investment & Management CoCL A206,259$1.86M<0.1%History
CPTCamden Property TrustREIT14,662$1.81M<0.1%History
IVCBInvest Acquisition CorpCLASS A ORD SHS151,425$1.79M<0.1%History
TLGYTlgy Acquisition CorpCLASS A ORD SHS151,425$1.75M<0.1%History
RCFAPerception Capital Corp. IVCL A COM154,448$1.74M<0.1%History