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Livermore
Livermore
ZHEN

UBS Oconnor LLC

SEC CIK
0001132716
Latest filing
Aug 14, 2026

Holdings in Q3 2024

Holdings as of Sep 30, 2024, filed Nov 14, 2025. Long positions only; changes compare share counts with Q2 2024.

Institution overview
Positions
404
−27 vs. Q2 2024
Portfolio value
$4.03B
+$505.4M (+14.3%) vs. Q2 2024
Filed
Nov 14, 2025
AmendedSECSECSECSECSEC
Holdings of UBS Oconnor LLC in Q3 2024
SecurityClassSharesValue% of portfolioShare changeActionHistory
HCPHashiCorp, Inc.COM CL A6,845,958$231.8M5.8%+2,174,507+46.5%AddedHistory
CTLTCatalent, Inc.COM3,856,472$233.6M5.8%+1,071,806+38.5%AddedHistory
KKellanovaStock3,778,689$305.0M7.6%+3,778,689NewHistory
HESHess CorpStock2,970,970$403.5M10.0%−90,527−3.0%ReducedHistory

Options (91)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of UBS Oconnor LLC in Q3 2024
SecurityClassPutsCalls
AALAmerican Airlines Group Inc.Stock$6.70M–
HTZHertz Global Holdings, IncCOM NEW$2.23M–
LCIDLucid Group, Inc.COM$2.13M–
SPYSPDR S&P 500 ETF TrustETF$798.5K–
NFENew Fortress Energy Inc.COM CL A$659.2K–
XRXXerox Holdings CorpCOM NEW$622.9K–
COTYCoty Inc.COM CL A$606.5K–
RIGTransocean Ltd.REGISTERED SHS$566.8K–
FFord Motor CoStock$547.3K–
iShares Russell 2000 ETF464287655ETF–$522.4K
PTONPeloton Interactive, Inc.CL A COM$517.5K–
MGMMGM Resorts InternationalStock$481.4K–
HLFHerbalife Ltd.COM SHS$424.4K–
VSATViasat IncCOM$406.8K–
SABRSabre CorpCOM$392.5K–
CCChemours CoStock$351.8K–
CORTCorcept Therapeutics IncCOM–$290.3K
NCLHNorwegian Cruise Line Holdings Ltd.SHS$283.2K–
CHTRCharter Communications, Inc.CL A$269.2K–
CCLCarnival Corp Ltd.UNIT 99/99/9999$255.8K–
HOGHarley-Davidson, Inc.COM$240.9K–
MPTMedical Properties Trust IncCOM$232.0K–
State Street SPDR S&P Biotech ETF78464A870ETF$105.7K$123.8K
NBRNabors Industries LtdSHS$226.3K–
CPRICapri Holdings LtdSHS$219.9K–
MGNIMagnite, Inc.COM–$197.9K
BGSB&G Foods, Inc.COM$179.2K–
PTGXProtagonist Therapeutics, IncCOM–$164.0K
LVSLas Vegas Sands CorpCOM$157.6K–
STWDStarwood Property Trust, Inc.COM$157.1K–
LYVLive Nation Entertainment, Inc.COM$156.4K–
OMFOneMain Holdings, Inc.COM$137.3K–
CARAvis Budget Group, Inc.COM–$128.3K
SLNOSoleno Therapeutics IncCOM–$108.3K
PRAXPraxis Precision Medicines, Inc.COM NEW$60.6K$41.6K
SYFSynchrony FinancialCOM$83.2K–
NBIXNeurocrine Biosciences IncStock$72.8K–
VNOVornado Realty TrustSH BEN INT$72.0K–
IRTCiRhythm Holdings, Inc.COM$71.9K–
NVONovo Nordisk A SADR$67.0K$3.63K
VKTXViking Therapeutics, Inc.COM–$68.0K
ARVNArvinas, Inc.COM–$66.0K
SYRSSyros Pharmaceuticals, Inc.COM NEW–$65.0K
TSLATesla, Inc.Stock$64.0K–
CRSPCRISPR Therapeutics AGNAMEN AKT–$63.8K
THOThor Industries IncCOM$62.5K–
INSMINSMED IncCOM PAR $.01–$50.3K
SRPTSarepta Therapeutics, Inc.COM$43.5K–
State Street SPDR S&P Regional Banking ETF78464A698ETF–$40.1K
AGIOAgios Pharmaceuticals, Inc.COM–$37.8K
UBERUber Technologies, IncStock$31.8K–
MRNAModerna, Inc.Stock–$30.9K
ARK ETF Tr00214Q302GENOMIC REV ETF–$29.8K
FEFirstenergy CorpCOM$27.3K–
RYTMRhythm Pharmaceuticals, Inc.COM–$26.0K
MDTMedtronic plcStock–$25.6K
VRNAVerona Pharma plcSPONSORED ADS–$25.6K
PCVXVaxcyte, Inc.COM$25.0K–
GSKGSK plcADR$22.5K$2.25K
GEHCGE HealthCare Technologies Inc.Stock–$23.5K
BDTXBlack Diamond Therapeutics, Inc.COM–$22.5K
TPHTri Pointe Homes, Inc.COM$22.2K–
SNYSanofiSPONSORED ADR–$20.3K
EWTXEdgewise Therapeutics, Inc.COM–$20.1K
AMGNAmgen IncStock–$20.0K
RAREUltragenyx Pharmaceutical Inc.COM–$20.0K
SNDXSyndax Pharmaceuticals IncCOM–$18.8K
SBGISinclair, Inc.CL A$16.4K–
XIFRXPLR Infrastructure, LPCOM UNIT PART IN$16.3K–
ATECAlphatec Holdings, Inc.COM NEW–$15.8K
ESTAEstablishment Labs Holdings Inc.COM–$15.0K
WVEWave Life Sciences, Inc.SHS–$13.8K
RLAYRelay Therapeutics, Inc.COM–$12.5K
NAVINavient CorpCOM$12.4K–
ANABAnaptysbio, IncCOM–$11.0K
CCOICogent Communications Holdings, Inc.COM NEW$10.8K–
BCYCBicycle Therapeutics PLCSPONSORED ADS–$10.5K
GPKGraphic Packaging Holding CoCOM$10.0K–
AMAntero Midstream CorpStock$9.58K–
REPLReplimune Group, Inc.COM–$9.00K
APLSApellis Pharmaceuticals, Inc.COM–$6.75K
TGTXTG Therapeutics, Inc.COM–$6.50K
EPREpr PropertiesCOM SH BEN INT$6.42K–
WDCWestern Digital CorpCOM$6.09K–
SKTTanger Inc.COM$6.05K–
IDYAIDEAYA Biosciences, Inc.COM–$5.63K
EXELExelixis, Inc.COM–$5.25K
BMRNBiomarin Pharmaceutical IncCOM–$4.13K
SDGRSchrodinger, Inc.COM–$3.00K
UGIUgi CorpStock$1.79K–
VSTVistra Corp.Stock$698–

Sold out since Q2 2024 (116)

Positions held at the end of Q2 2024 that are gone from this filing.

The largest 100 of 116 by value last quarter.

Positions of UBS Oconnor LLC sold out since Q2 2024
SecurityClassShares in Q2 2024Value in Q2 2024% of portfolio in Q2 2024History
ETRNMidstream Co LLCCOM11,441,637$148.5M4.2%History
CERECerevel Therapeutics Holdings, Inc.COM2,000,000$81.8M2.3%History
SWNSouthwestern Energy CoCOM8,430,201$56.7M1.6%History
UNPUnion Pacific CorpStock107,080$24.2M0.7%History
SBOWSilverbow Resources, Inc.COM485,318$18.4M0.5%History
Travere Therapeutics, Inc.89422GAA5NOTE 2.250% 3/0–$17.7M0.5%–
DOVDOVER CorpCOM97,700$17.6M0.5%History
EMREmerson Electric CoStock148,000$16.3M0.5%History
DODiamond Offshore Drilling, Inc.COM925,000$14.3M0.4%History
QRVOQorvo, Inc.Stock122,500$14.2M0.4%History
ETNEaton Corp plcStock42,700$13.4M0.4%History
CRHCRH Public Ltd CoORD177,000$13.3M0.4%History
APHAmphenol CorpCL A189,100$12.7M0.4%History
CDNSCadence Design Systems IncStock38,000$11.7M0.3%History
JCIJohnson Controls International plcStock174,500$11.6M0.3%History
APDAir Products & Chemicals, Inc.Stock44,500$11.5M0.3%History
PetIQ, Inc.71639TAB2NOTE 4.000% 6/0–$10.7M0.3%–
SHWSherwin Williams CoCOM34,275$10.2M0.3%History
FTAIFTAI Aviation Ltd.SHS91,250$9.42M0.3%History
IRIngersoll Rand Inc.COM93,000$8.45M0.2%History
iShares Semiconductor ETF464287523ETF32,850$8.10M0.2%–
AEPAmerican Electric Power Co IncStock91,000$7.98M0.2%History
OCOwens CorningStock45,900$7.97M0.2%History
NVTnVent Electric plcSHS101,570$7.78M0.2%History
PKGPackaging Corp of AmericaStock42,310$7.72M0.2%History
FIVNFive9, Inc.COM175,000$7.72M0.2%History
Hollysys Automation Tchngy LG45667105SHS334,400$7.24M0.2%–
HAHawaiian Holdings IncCOM580,492$7.22M0.2%History
CVIIChurchill Capital Corp VIICOM CL A635,761$6.85M0.2%History
CPCanadian Pacific Kansas City LtdCOM83,000$6.53M0.2%History
ESTCElastic N.V.ORD SHS50,199$5.72M0.2%History
DASHDoorDash, Inc.Stock52,500$5.71M0.2%History
AZEKAZEK Co Inc.CL A133,200$5.61M0.2%History
Rigel Resource Acq CorpG7573M106CL A ORD SHS462,203$5.24M0.1%–
LUVSouthwest Airlines CoCOM175,200$5.01M0.1%History
COPConocoPhillipsStock42,316$4.84M0.1%History
IBMInternational Business Machines CorpStock27,500$4.76M0.1%History
RRCRange Resources CorpCOM132,600$4.45M0.1%History
ROICRetail Opportunity Investments CorpCOM339,896$4.22M0.1%History
DELLDell Technologies Inc.Stock29,576$4.08M0.1%History
Protalix BioTherapeutics, Inc.74365AAJ0NOTE 7.500% 9/0–$4.00M0.1%–
VMCVulcan Materials COCOM16,000$3.98M0.1%History
BOXBox IncCL A150,000$3.97M0.1%History
CARRCarrier Global CorpStock61,600$3.89M0.1%History
GEVGE Vernova Inc.Stock21,430$3.68M0.1%History
ABNBAirbnb, Inc.Stock22,500$3.41M0.1%History
PDMPiedmont Realty Trust, Inc.COM CL A467,900$3.39M0.1%History
SNSharkNinja, Inc.COM SHS45,000$3.38M0.1%History
ENTGEntegris IncCOM22,400$3.03M0.1%History
XPOXPO, Inc.COM28,540$3.03M0.1%History
ASMLASML Holding NVADR2,863$2.93M0.1%History
NBRNabors Industries LtdSHS40,000$2.85M0.1%History
WDCWestern Digital CorpCOM35,000$2.65M0.1%History
JNJJohnson & JohnsonStock18,000$2.63M0.1%History
ZTOZTO Express (Cayman) Inc.SPONSORED ADS A126,151$2.62M0.1%History
WOLFWolfspeed, Inc.Stock115,000$2.62M0.1%History
VACMarriott Vacations Worldwide CorpCOM29,100$2.54M0.1%History
PTGXProtagonist Therapeutics, IncCOM68,231$2.36M0.1%History
MSTRStrategy IncStock1,567$2.16M0.1%History
SLAMSlam Corp.CL A SHS182,628$2.03M0.1%History
PKPark Hotels & Resorts Inc.COM129,071$1.93M0.1%History
TSLATesla, Inc.Stock9,750$1.93M0.1%History
DOCUDocuSign, Inc.Stock35,000$1.87M0.1%History
FEXDFintech Ecosystem Development Corp.CLASS A COM159,438$1.81M0.1%History
HRHealthcare Realty Trust IncCL A COM108,538$1.79M0.1%History
Consilium Acquisitn Corp I LG2365L101CLASS A ORD SHS156,317$1.76M<0.1%–
PDPagerDuty, Inc.COM75,000$1.72M<0.1%History
CARGCarGurus, Inc.COM CL A65,000$1.70M<0.1%History
AOGOArogo Capital Acquisition Corp.CLASS A COM156,317$1.70M<0.1%History
ZGZillow Group, Inc.CL A37,500$1.69M<0.1%History
Veea Inc.G7134L126CLASS A ORD SHS159,438$1.67M<0.1%–
LRCXLam Research CorpCOM1,500$1.60M<0.1%History
MMacy's, Inc.COM80,801$1.55M<0.1%History
TERTeradyne, IncStock10,000$1.48M<0.1%History
COHRCoherent Corp.COM20,000$1.45M<0.1%History
QCOMQualcomm IncStock7,000$1.39M<0.1%History
NFYSEnphys Acquisition Corp.CL A ORD SHS122,826$1.35M<0.1%History
MNSOMINISO Group Holding LtdSPONSORED ADS69,980$1.33M<0.1%History
KLACKLA CorpCOM NEW1,500$1.24M<0.1%History
PENPenumbra IncCOM5,498$989.5K<0.1%History
BTGB2GOLD CorpCOM334,874$904.2K<0.1%History
TRISTristar Acquisition I Corp.CL A ORD SHS80,656$899.3K<0.1%History
RAMPLiveRamp Holdings, Inc.COM27,500$850.9K<0.1%History
RVNCRevance Therapeutics, Inc.COM325,314$836.1K<0.1%History
TCOMTrip.com Group LtdADS17,500$822.5K<0.1%History
RGNXREGENXBIO Inc.COM70,199$821.3K<0.1%History
SONOSonos IncCOM55,000$811.8K<0.1%History
MTCHMatch Group, Inc.COM25,000$759.5K<0.1%History
ORealty Income CorpREIT14,300$755.3K<0.1%History
CRCCalifornia Resources CorpCOM STOCK14,046$747.5K<0.1%History
ZMZoom Communications, Inc.Stock12,500$739.9K<0.1%History
UTHRUnited Therapeutics CorpCOM2,254$718.0K<0.1%History
MHOM/I Homes, Inc.COM5,700$696.2K<0.1%History
GILDGilead Sciences, Inc.Stock10,000$686.1K<0.1%History
BHACFocus Impact BH3 Acquisition CoCLASS A COM54,209$577.3K<0.1%History
LCIDLucid Group, Inc.COM190,100$496.2K<0.1%History
NNNNNN REIT, Inc.REIT11,038$470.2K<0.1%History
ICLRIcon PLCCOM1,492$467.7K<0.1%History
ETSYEtsy IncCOM7,500$442.4K<0.1%History
NFLXNetflix IncStock500$337.4K<0.1%History