Advent Capital Management
- SEC CIK
- 0001097278
- Latest filing
- Aug 11, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 263
- +11 vs. Q2 2021
- Portfolio value
- $5.41B
- +$263.1M (+5.1%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Southwest Airls Co844741BG2 | NOTE 1.250% 5/0 | – | $160.4M | 3.0% | – | – | – |
| Pioneer Nat Res Co723787AP2 | NOTE 0.250% 5/1 | – | $149.9M | 2.8% | – | – | – |
| DISH Network CORP25470MAB5 | NOTE 3.375% 8/1 | – | $137.8M | 2.5% | – | – | – |
| Booking Holdings Inc.09857LAN8 | NOTE 0.750% 5/0 | – | $133.1M | 2.5% | – | – | – |
| RingCentral, Inc.76680RAF4 | NOTE 3/0 | – | $113.1M | 2.1% | – | – | – |
| Palo Alto Networks Inc697435AF2 | NOTE 0.375% 6/0 | – | $112.8M | 2.1% | – | – | – |
| Euronet Worldwide, Inc.298736AL3 | NOTE 0.750% 3/1 | – | $106.1M | 2.0% | – | – | – |
| Western Digital Corp958102AP0 | NOTE 1.500% 2/0 | – | $92.3M | 1.7% | – | – | – |
| Pebblebrook Hotel Tr70509VAA8 | NOTE 1.750%12/1 | – | $90.0M | 1.7% | – | – | – |
| Wayfair Inc.94419LAM3 | NOTE 0.625%10/0 | – | $87.4M | 1.6% | – | New | – |
| Jazz Investments I Ltd472145AF8 | NOTE 2.000% 6/1 | – | $83.7M | 1.5% | – | – | – |
| Stanley Black & Decker, Inc.854502846 | UNIT 11/15/2022 | 790,384 | $83.5M | 1.5% | +13,484+1.7% | Added | – |
| Splunk Inc848637AC8 | NOTE 0.500% 9/1 | – | $79.6M | 1.5% | – | – | – |
| Workday, Inc.98138HAF8 | NOTE 0.250%10/0 | – | $74.4M | 1.4% | – | – | – |
| Teladoc Health, Inc.87918AAF2 | NOTE 1.250% 6/0 | – | $73.4M | 1.4% | – | – | – |
| Spirit Airls Inc848577AB8 | NOTE 1.000% 5/1 | – | $72.2M | 1.3% | – | – | – |
| Biomarin Pharmaceutical Inc09061GAK7 | NOTE 1.250% 5/1 | – | $70.0M | 1.3% | – | – | – |
| Herbalife Ltd.42703MAD5 | NOTE 2.625% 3/1 | – | $64.3M | 1.2% | – | – | – |
| Splunk Inc848637AF1 | NOTE 1.125% 6/1 | – | $62.0M | 1.1% | – | – | – |
| Nuvasive Inc670704AJ4 | NOTE 0.375% 3/1 | – | $61.8M | 1.1% | – | – | – |
| Alteryx, Inc.02156BAF0 | NOTE 1.000% 8/0 | – | $60.9M | 1.1% | – | – | – |
| Nextera Energy Inc65339F739 | UNIT 99/99/9999 | 1,189,301 | $60.9M | 1.1% | +71,034+6.4% | Added | – |
| Akamai Technologies Inc00971TAL5 | NOTE 0.375% 9/0 | – | $57.8M | 1.1% | – | – | – |
| RingCentral, Inc.76680RAH0 | NOTE 3/1 | – | $57.3M | 1.1% | – | New | – |
| Liberty Media Corp Del531229AB8 | NOTE 1.375%10/1 | – | $56.9M | 1.1% | – | – | – |
| Wellpoint Inc94973VBG1 | NOTE 2.750%10/1 | – | $54.9M | 1.0% | – | – | – |
| Pure Storage Inc74624MAB8 | NOTE 0.125% 4/1 | – | $54.6M | 1.0% | – | – | – |
| American Elec PWR Co Inc02557T307 | UNIT 08/15/2025 | 1,094,566 | $54.3M | 1.0% | +144,682+15.2% | Added | – |
| LendingTree, Inc.52603BAD9 | NOTE 0.500% 7/1 | – | $52.7M | 1.0% | – | New | – |
| NRG Energy, Inc.629377CG5 | DBCV 2.750% 6/0 | – | $52.7M | 1.0% | – | – | – |
| Splunk Inc848637AD6 | NOTE 1.125% 9/1 | – | $52.0M | 1.0% | – | – | – |
| Summit Hotel Pptys Inc866082AA8 | NOTE 1.500% 2/1 | – | $51.6M | 1.0% | – | – | – |
| Nisource Inc.65473P121 | UNIT 12/01/2023 | 495,500 | $51.4M | 1.0% | +148,000+42.6% | Added | – |
| Biomarin Pharmaceutical Inc09061GAH4 | NOTE 0.599% 8/0 | – | $51.3M | 0.9% | – | – | – |
| Sea Ltd81141RAG5 | NOTE 0.250% 9/1 | – | $51.2M | 0.9% | – | New | – |
| Royal Caribbean Group780153BB7 | NOTE 4.250% 6/1 | – | $51.1M | 0.9% | – | New | – |
| Zynga Inc98986TAB4 | NOTE 0.250% 6/0 | – | $50.8M | 0.9% | – | – | – |
| Illumina, Inc.452327AK5 | NOTE 8/1 | – | $50.5M | 0.9% | – | – | – |
| Cheesecake Factory Inc163072AA9 | NOTE 0.375% 6/1 | – | $47.7M | 0.9% | – | – | – |
| Microchip Technology Inc595017AU8 | NOTE 0.125%11/1 | – | $47.6M | 0.9% | – | – | – |
| Vishay Intertechnology Inc928298AP3 | NOTE 2.250% 6/1 | – | $47.2M | 0.9% | – | – | – |
| MIDDLEBY Corp596278AB7 | NOTE 1.000% 9/0 | – | $43.7M | 0.8% | – | New | – |
| Snap Inc83304AAD8 | NOTE 0.250% 5/0 | – | $43.7M | 0.8% | – | – | – |
| Exact Sciences Corp30063PAC9 | NOTE 0.375% 3/0 | – | $43.4M | 0.8% | – | – | – |
| Ares Capital Corp04010LAW3 | NOTE 4.625% 3/0 | – | $43.1M | 0.8% | – | – | – |
| Cyberark Software Ltd23248VAB1 | NOTE 11/1 | – | $42.8M | 0.8% | – | – | – |
| Fireeye Inc31816QAF8 | NOTE 0.875% 6/0 | – | $41.0M | 0.8% | – | – | – |
| Teradyne, Inc880770AG7 | NOTE 1.250%12/1 | – | $41.0M | 0.8% | – | – | – |
| Zendesk, Inc.98936JAD3 | NOTE 0.625% 6/1 | – | $41.0M | 0.8% | – | – | – |
| Meritor, Inc.59001KAF7 | NOTE 3.250%10/1 | – | $38.9M | 0.7% | – | – | – |
| Twitter, Inc.90184LAF9 | NOTE 0.250% 6/1 | – | $37.2M | 0.7% | – | – | – |
| Air Transport Services Grp I00922RAB1 | NOTE 1.125%10/1 | – | $37.1M | 0.7% | – | – | – |
| Starwood Ppty Tr Inc85571BAH8 | NOTE 4.375% 4/0 | – | $37.1M | 0.7% | – | – | – |
| Theravance Inc88338TAB0 | NOTE 2.125% 1/1 | – | $37.0M | 0.7% | – | – | – |
| Lumentum Hldgs Inc55024UAD1 | NOTE 0.500%12/1 | – | $36.5M | 0.7% | – | – | – |
| Ares Capital Corp04010LAT0 | NOTE 3.750% 2/0 | – | $35.9M | 0.7% | – | – | – |
| Nextera Energy Inc65339F770 | UNIT 99/99/9999 | 698,775 | $35.7M | 0.7% | −1,374−0.2% | Reduced | – |
| Dexcom Inc252131AK3 | NOTE 0.250%11/1 | – | $35.1M | 0.6% | – | – | – |
| InterDigital, Inc.45867GAB7 | NOTE 2.000% 6/0 | – | $35.0M | 0.6% | – | – | – |
| Dominion Energy, Inc25746U133 | UNIT 99/99/9999 | 353,675 | $34.4M | 0.6% | −5,000−1.4% | Reduced | – |
| Exact Sciences Corp30063PAB1 | NOTE 0.375% 3/1 | – | $34.2M | 0.6% | – | – | – |
| KBR, Inc.48242WAB2 | NOTE 2.500%11/0 | – | $33.7M | 0.6% | – | – | – |
| Blackstone Mtg Tr Inc09257WAC4 | NOTE 4.750% 3/1 | – | $33.3M | 0.6% | – | – | – |
| Integra Lifesciences Hldgs C457985AM1 | NOTE 0.500% 8/1 | – | $33.2M | 0.6% | – | – | – |
| Pra Group Inc69354NAB2 | NOTE 3.500% 6/0 | – | $32.8M | 0.6% | – | – | – |
| CSG Sys Intl Inc126349AF6 | NOTE 4.250% 3/1 | – | $32.6M | 0.6% | – | – | – |
| Vonage Hldgs Corp92886TAJ1 | NOTE 1.750% 6/0 | – | $32.1M | 0.6% | – | – | – |
| Cheniere Energy, Inc.16411RAG4 | NOTE 4.250% 3/1 | – | $31.5M | 0.6% | – | – | – |
| Insulet Corp45784PAK7 | NOTE 0.375% 9/0 | – | $30.4M | 0.6% | – | – | – |
| Coupa Software Inc22266LAF3 | NOTE 0.375% 6/1 | – | $30.1M | 0.6% | – | – | – |
| Osi Systems Inc671044AD7 | NOTE 1.250% 9/0 | – | $29.7M | 0.5% | – | – | – |
| Elanco Animal Health Inc28414H202 | UNIT 02/01/2023T | 572,988 | $28.6M | 0.5% | +85,487+17.5% | Added | – |
| New Relic, Inc.64829BAB6 | NOTE 0.500% 5/0 | – | $28.2M | 0.5% | – | – | – |
| Viavi Solutions Inc.925550AB1 | NOTE 1.000% 3/0 | – | $27.2M | 0.5% | – | – | – |
| Redwood Tr Inc758075AC9 | NOTE 4.750% 8/1 | – | $26.8M | 0.5% | – | – | – |
| Okta, Inc.679295AF2 | NOTE 0.375% 6/1 | – | $26.7M | 0.5% | – | – | – |
| Zscaler, Inc.98980GAB8 | NOTE 0.125% 7/0 | – | $26.5M | 0.5% | – | – | – |
| Snap Inc83304AAB2 | NOTE 0.750% 8/0 | – | $24.9M | 0.5% | – | – | – |
| Stride, Inc.86333MAA6 | NOTE 1.125% 9/0 | – | $24.9M | 0.5% | – | New | – |
| Square Inc852234AF0 | NOTE 0.125% 3/0 | – | $24.8M | 0.5% | – | – | – |
| NCL Corp Ltd62886HAX9 | NOTE 5.375% 8/0 | – | $24.8M | 0.5% | – | New | – |
| Southern Co842587602 | UNIT 08/01/2022 | 470,313 | $24.0M | 0.4% | −57,100−10.8% | Reduced | – |
| Zillow Group, Inc.98954MAH4 | NOTE 2.750% 5/1 | – | $22.7M | 0.4% | – | – | – |
| Five9, Inc.338307AD3 | NOTE 0.500% 6/0 | – | $21.9M | 0.4% | – | New | – |
| Dte Energy Co233331842 | UNIT 11/01/2022S | 433,333 | $21.6M | 0.4% | 00.0% | Unchanged | – |
| New MTN Fin Corp647551AC4 | NOTE 5.750% 8/1 | – | $21.3M | 0.4% | – | – | – |
| Q2 Hldgs Inc74736LAD1 | NOTE 0.750% 6/0 | – | $21.2M | 0.4% | – | – | – |
| Penn Natl Gaming Inc707569AU3 | NOTE 2.750% 5/1 | – | $21.1M | 0.4% | – | – | – |
| MongoDB, Inc.60937PAD8 | NOTE 0.250% 1/1 | – | $20.5M | 0.4% | – | – | – |
| LendingTree, Inc.52603BAA5 | NOTE 0.625% 6/0 | – | $19.3M | 0.4% | – | – | – |
| Tesla, Inc.88160RAG6 | NOTE 2.000% 5/1 | – | $19.3M | 0.4% | – | – | – |
| Cree Inc225447AD3 | NOTE 1.750% 5/0 | – | $19.2M | 0.4% | – | – | – |
| INSMED Inc457669AA7 | NOTE 1.750% 1/1 | – | $19.2M | 0.4% | – | – | – |
| Pegasystems Inc705573AB9 | NOTE 0.750% 3/0 | – | $19.1M | 0.4% | – | – | – |
| Chegg, Inc163092AF6 | NOTE 9/0 | – | $19.1M | 0.4% | – | New | – |
| Fortive Corp34959JAK4 | NOTE 0.875% 2/1 | – | $19.0M | 0.4% | – | – | – |
| TheRealReal, Inc.88339PAB7 | NOTE 3.000% 6/1 | – | $19.0M | 0.4% | – | – | – |
| RBC Bearings INC75524B203 | 5% CNV PFD SR A | 166,000 | $18.3M | 0.3% | +166,000 | New | – |
| Livongo Health Inc539183AA1 | NOTE 0.875% 6/0 | – | $17.7M | 0.3% | – | – | – |
| Retrophin Inc761299AB2 | NOTE 2.500% 9/1 | – | $17.5M | 0.3% | – | – | – |
Options (5)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| Beyond Meat Inc08862E959 | PUT | $42.0K | – |
| American Eagle Outfitters IN02553E906 | CALL | – | $25.0K |
| iShares Tr464287959 | PUT | $19.0K | – |
| JetBlue Awys Corp477143901 | CALL | – | $18.0K |
| Penn Natl Gaming Inc707569959 | PUT | $2.00K | – |
Sold out since Q2 2021 (44)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| Twitter, Inc.90184LAD4 | NOTE 1.000% 9/1 | – | $56.0M | 1.1% | – |
| Qiagen NVAV5355400 | CONV | – | $20.8M | 0.4% | – |
| Rapid7, Inc.753422AD6 | NOTE 2.250% 5/0 | – | $16.0M | 0.3% | – |
| Proofpoint Inc743424AF0 | NOTE 0.250% 8/1 | – | $15.8M | 0.3% | – |
| Pinduoduo Inc722304AC6 | NOTE 12/0 | – | $8.14M | 0.2% | – |
| Fireeye Inc31816QAD3 | NOTE 1.625% 6/0 | – | $7.46M | 0.1% | – |
| American Elec PWR Co Inc025537127 | UNIT 08/01/2021 | 141,872 | $6.98M | 0.1% | – |
| Priceline Grp Inc741503AX4 | NOTE 0.900% 9/1 | – | $6.41M | 0.1% | – |
| NVDANVIDIA Corp | Stock | 6,000 | $4.80M | 0.1% | History |
| DOVDOVER Corp | COM | 25,000 | $3.77M | 0.1% | History |
| EATBrinker International, Inc | Stock | 55,000 | $3.40M | 0.1% | History |
| Farfetch Ltd30744WAD9 | NOTE 3.750% 5/0 | – | $3.26M | 0.1% | – |
| MDTMedtronic plc | Stock | 25,000 | $3.10M | 0.1% | History |
| TDOCTeladoc Health, Inc. | COM | 18,300 | $3.04M | 0.1% | History |
| SIXSix Flags Entertainment Corp | COM | 70,000 | $3.03M | 0.1% | History |
| FLYYSpirit Aviation Holdings, Inc. | COM | 95,833 | $2.92M | 0.1% | History |
| DOWDow Inc. | Stock | 45,000 | $2.85M | 0.1% | History |
| LVSLas Vegas Sands Corp | COM | 50,000 | $2.63M | 0.1% | History |
| CATCaterpillar Inc | Stock | 10,500 | $2.29M | <0.1% | History |
| VISNVistance Networks, Inc. | COM | 80,000 | $1.71M | <0.1% | History |
| LRCXLam Research Corp | COM | 2,399 | $1.56M | <0.1% | History |
| DHC Acquisition CorpG2758T125 | UNIT 02/25/2026 | 100,000 | $1.00M | <0.1% | – |
| BlackRock TCP Capital Corp.87238QAD5 | NOTE 4.625% 3/0 | – | $958.0K | <0.1% | – |
| XYZBlock, Inc. | CL A | 3,500 | $853.0K | <0.1% | History |
| Blackstone Mtg Tr Inc09257WAB6 | NOTE 4.375% 5/0 | – | $848.0K | <0.1% | – |
| GIGCAPITAL4 Inc37518G200 | UNIT 99/99/9999 | 75,000 | $767.0K | <0.1% | – |
| GAPGap Inc | COM | 20,000 | $673.0K | <0.1% | History |
| QTWOQ2 Holdings, Inc. | COM | 5,000 | $513.0K | <0.1% | History |
| Soaring Eagle Acquisition CoG8354H126 | CL A SHS | 50,000 | $498.0K | <0.1% | – |
| Spartan Acquisition Corp. III84677R205 | UNIT 99/99/9999 | 40,000 | $402.0K | <0.1% | – |
| CSCOCisco Systems, Inc. | Stock | 5,000 | $265.0K | <0.1% | History |
| SIRISirius XM Holdings Inc. | COM | 40,000 | $262.0K | <0.1% | History |
| NCLHNorwegian Cruise Line Holdings Ltd. | SHS | 1,800 | $53.0K | <0.1% | History |
| Mcap Acquisition Corp55282T208 | UNIT 02/18/2030 | 2,500 | $25.0K | <0.1% | – |
| Silverbox Engaged Merger Co82836L200 | UNIT 03/31/2028 | 2,000 | $20.0K | <0.1% | – |
| SFLSFL Corp Ltd. | CONV | – | $19.0K | <0.1% | History |
| Fusion Acquisition Corp. II36118N201 | UNIT 02/29/2028 | 1,000 | $10.0K | <0.1% | – |
| Cartesian Growth CorpG19276123 | UNIT 02/26/2028 | 900 | $9.00K | <0.1% | – |
| Teladoc Health, Inc.87918AAC9 | NOTE 1.375% 5/1 | – | $6.00K | <0.1% | – |
| MRVLMarvell Technology, Inc. | COM | 78 | $5.00K | <0.1% | History |
| Akamai Technologies Inc00971TAJ0 | NOTE 0.125% 5/0 | – | $5.00K | <0.1% | – |
| AJRDAerojet Rocketdyne Holdings, Inc. | COM | 58 | $3.00K | <0.1% | History |
| Isis Pharmaceuticals Inc Del464337AJ3 | NOTE 1.000%11/1 | – | $2.00K | <0.1% | – |
| Pacira BioSciences, Inc.695127AD2 | NOTE 2.375% 4/0 | – | $2.00K | <0.1% | – |