Advent Capital Management
- SEC CIK
- 0001097278
- Latest filing
- Aug 11, 2026
Holdings in Q2 2021
Holdings as of Jun 30, 2021, filed Aug 16, 2021. Long positions only; changes compare share counts with Q1 2021.
- Positions
- 252
- +5 vs. Q1 2021
- Portfolio value
- $5.14B
- +$501.4M (+10.8%) vs. Q1 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Pioneer Nat Res Co723787AP2 | NOTE 0.250% 5/1 | – | $158.9M | 3.1% | – | New | – |
| Southwest Airls Co844741BG2 | NOTE 1.250% 5/0 | – | $152.7M | 3.0% | – | – | – |
| DISH Network CORP25470MAB5 | NOTE 3.375% 8/1 | – | $128.6M | 2.5% | – | – | – |
| Palo Alto Networks Inc697435AF2 | NOTE 0.375% 6/0 | – | $120.0M | 2.3% | – | New | – |
| Booking Holdings Inc.09857LAN8 | NOTE 0.750% 5/0 | – | $119.7M | 2.3% | – | New | – |
| RingCentral, Inc.76680RAF4 | NOTE 3/0 | – | $110.6M | 2.2% | – | – | – |
| Western Digital Corp958102AP0 | NOTE 1.500% 2/0 | – | $106.1M | 2.1% | – | – | – |
| Dexcom Inc252131AK3 | NOTE 0.250%11/1 | – | $105.3M | 2.0% | – | New | – |
| Euronet Worldwide, Inc.298736AL3 | NOTE 0.750% 3/1 | – | $103.3M | 2.0% | – | – | – |
| Stanley Black & Decker, Inc.854502846 | UNIT 11/15/2022 | 776,900 | $93.6M | 1.8% | −41,679−5.1% | Reduced | – |
| Pebblebrook Hotel Tr70509VAA8 | NOTE 1.750%12/1 | – | $91.1M | 1.8% | – | – | – |
| NRG Energy, Inc.629377CG5 | DBCV 2.750% 6/0 | – | $83.3M | 1.6% | – | – | – |
| Teladoc Health, Inc.87918AAF2 | NOTE 1.250% 6/0 | – | $82.4M | 1.6% | – | New | – |
| Fireeye Inc31816QAF8 | NOTE 0.875% 6/0 | – | $80.4M | 1.6% | – | – | – |
| Illumina, Inc.452327AK5 | NOTE 8/1 | – | $76.4M | 1.5% | – | – | – |
| Workday, Inc.98138HAF8 | NOTE 0.250%10/0 | – | $73.4M | 1.4% | – | – | – |
| Biomarin Pharmaceutical Inc09061GAK7 | NOTE 1.250% 5/1 | – | $71.2M | 1.4% | – | New | – |
| Herbalife Ltd.42703MAD5 | NOTE 2.625% 3/1 | – | $67.6M | 1.3% | – | – | – |
| Liberty Media Corp Del531229AB8 | NOTE 1.375%10/1 | – | $63.0M | 1.2% | – | – | – |
| Alteryx, Inc.02156BAF0 | NOTE 1.000% 8/0 | – | $61.4M | 1.2% | – | – | – |
| Teradyne, Inc880770AG7 | NOTE 1.250%12/1 | – | $59.7M | 1.2% | – | – | – |
| Splunk Inc848637AC8 | NOTE 0.500% 9/1 | – | $59.6M | 1.2% | – | New | – |
| Nuvasive Inc670704AJ4 | NOTE 0.375% 3/1 | – | $58.4M | 1.1% | – | – | – |
| Twitter, Inc.90184LAD4 | NOTE 1.000% 9/1 | – | $56.0M | 1.1% | – | – | – |
| Wellpoint Inc94973VBG1 | NOTE 2.750%10/1 | – | $55.8M | 1.1% | – | – | – |
| Microchip Technology Inc595017AU8 | NOTE 0.125%11/1 | – | $55.0M | 1.1% | – | – | – |
| Nextera Energy Inc65339F739 | UNIT 99/99/9999 | 1,118,267 | $54.8M | 1.1% | −338,432−23.2% | Reduced | – |
| Biomarin Pharmaceutical Inc09061GAH4 | NOTE 0.599% 8/0 | – | $54.3M | 1.1% | – | – | – |
| Splunk Inc848637AF1 | NOTE 1.125% 6/1 | – | $54.1M | 1.1% | – | New | – |
| Pure Storage Inc74624MAB8 | NOTE 0.125% 4/1 | – | $54.0M | 1.0% | – | – | – |
| Summit Hotel Pptys Inc866082AA8 | NOTE 1.500% 2/1 | – | $52.2M | 1.0% | – | – | – |
| Twitter, Inc.90184LAF9 | NOTE 0.250% 6/1 | – | $51.8M | 1.0% | – | – | – |
| American Elec PWR Co Inc02557T307 | UNIT 08/15/2025 | 949,884 | $48.6M | 0.9% | +193,302+25.5% | Added | – |
| Vishay Intertechnology Inc928298AP3 | NOTE 2.250% 6/1 | – | $47.8M | 0.9% | – | – | – |
| Fortive Corp34959JAK4 | NOTE 0.875% 2/1 | – | $47.1M | 0.9% | – | – | – |
| Lumentum Hldgs Inc55024UAD1 | NOTE 0.500%12/1 | – | $44.4M | 0.9% | – | – | – |
| Zynga Inc98986TAB4 | NOTE 0.250% 6/0 | – | $42.5M | 0.8% | – | – | – |
| Ares Capital Corp04010LAW3 | NOTE 4.625% 3/0 | – | $41.0M | 0.8% | – | – | – |
| Snap Inc83304AAD8 | NOTE 0.250% 5/0 | – | $40.3M | 0.8% | – | New | – |
| Ares Capital Corp04010LAT0 | NOTE 3.750% 2/0 | – | $40.2M | 0.8% | – | – | – |
| Snap Inc83304AAB2 | NOTE 0.750% 8/0 | – | $38.9M | 0.8% | – | – | – |
| Air Transport Services Grp I00922RAB1 | NOTE 1.125%10/1 | – | $38.8M | 0.8% | – | – | – |
| Starwood Ppty Tr Inc85571BAH8 | NOTE 4.375% 4/0 | – | $38.5M | 0.7% | – | – | – |
| Akamai Technologies Inc00971TAL5 | NOTE 0.375% 9/0 | – | $38.2M | 0.7% | – | – | – |
| Jazz Investments I Ltd472145AF8 | NOTE 2.000% 6/1 | – | $37.9M | 0.7% | – | New | – |
| Jazz Investments I Ltd472145AD3 | NOTE 1.500% 8/1 | – | $37.3M | 0.7% | – | – | – |
| Theravance Inc88338TAB0 | NOTE 2.125% 1/1 | – | $36.9M | 0.7% | – | – | – |
| KBR, Inc.48242WAB2 | NOTE 2.500%11/0 | – | $36.7M | 0.7% | – | – | – |
| Exact Sciences Corp30063PAB1 | NOTE 0.375% 3/1 | – | $36.3M | 0.7% | – | – | – |
| Nisource Inc.65473P121 | UNIT 12/01/2023 | 347,500 | $35.7M | 0.7% | +347,500 | New | – |
| Dominion Energy, Inc25746U133 | UNIT 99/99/9999 | 358,675 | $35.1M | 0.7% | −18,200−4.8% | Reduced | – |
| Pra Group Inc69354NAB2 | NOTE 3.500% 6/0 | – | $34.6M | 0.7% | – | – | – |
| Nextera Energy Inc65339F770 | UNIT 99/99/9999 | 700,149 | $34.1M | 0.7% | −21,762−3.0% | Reduced | – |
| CSG Sys Intl Inc126349AF6 | NOTE 4.250% 3/1 | – | $32.3M | 0.6% | – | – | – |
| Zendesk, Inc.98936JAD3 | NOTE 0.625% 6/1 | – | $31.8M | 0.6% | – | New | – |
| Integra Lifesciences Hldgs C457985AM1 | NOTE 0.500% 8/1 | – | $31.4M | 0.6% | – | – | – |
| Meritor, Inc.59001KAF7 | NOTE 3.250%10/1 | – | $31.3M | 0.6% | – | – | – |
| Square Inc852234AF0 | NOTE 0.125% 3/0 | – | $31.1M | 0.6% | – | New | – |
| Cheniere Energy, Inc.16411RAG4 | NOTE 4.250% 3/1 | – | $30.9M | 0.6% | – | – | – |
| Insulet Corp45784PAK7 | NOTE 0.375% 9/0 | – | $30.7M | 0.6% | – | – | – |
| Vonage Hldgs Corp92886TAJ1 | NOTE 1.750% 6/0 | – | $30.5M | 0.6% | – | – | – |
| Osi Systems Inc671044AD7 | NOTE 1.250% 9/0 | – | $30.3M | 0.6% | – | – | – |
| InterDigital, Inc.45867GAB7 | NOTE 2.000% 6/0 | – | $30.1M | 0.6% | – | – | – |
| Spirit Airls Inc848577AB8 | NOTE 1.000% 5/1 | – | $29.9M | 0.6% | – | New | – |
| Alteryx, Inc.02156BAD5 | NOTE 0.500% 8/0 | – | $29.8M | 0.6% | – | – | – |
| Okta, Inc.679295AF2 | NOTE 0.375% 6/1 | – | $27.9M | 0.5% | – | New | – |
| Nutanix, Inc.67059NAB4 | NOTE 1/1 | – | $26.6M | 0.5% | – | – | – |
| Southern Co842587602 | UNIT 08/01/2022 | 527,413 | $26.6M | 0.5% | +5,500+1.1% | Added | – |
| Redwood Tr Inc758075AC9 | NOTE 4.750% 8/1 | – | $26.4M | 0.5% | – | – | – |
| Elanco Animal Health Inc28414H202 | UNIT 02/01/2023T | 487,501 | $26.1M | 0.5% | +134,951+38.3% | Added | – |
| Zillow Group, Inc.98954MAH4 | NOTE 2.750% 5/1 | – | $26.0M | 0.5% | – | – | – |
| Cyberark Software Ltd23248VAB1 | NOTE 11/1 | – | $25.1M | 0.5% | – | – | – |
| New Relic, Inc.64829BAB6 | NOTE 0.500% 5/0 | – | $25.0M | 0.5% | – | – | – |
| Tabula Rasa HealthCare, Inc.873379AA9 | NOTE 1.750% 2/1 | – | $24.7M | 0.5% | – | – | – |
| Tesla, Inc.88160RAG6 | NOTE 2.000% 5/1 | – | $24.4M | 0.5% | – | – | – |
| Splunk Inc848637AD6 | NOTE 1.125% 9/1 | – | $24.2M | 0.5% | – | – | – |
| Q2 Hldgs Inc74736LAD1 | NOTE 0.750% 6/0 | – | $23.1M | 0.4% | – | – | – |
| MongoDB, Inc.60937PAD8 | NOTE 0.250% 1/1 | – | $22.7M | 0.4% | – | – | – |
| Cree Inc225447AD3 | NOTE 1.750% 5/0 | – | $22.6M | 0.4% | – | New | – |
| Silicon Laboratories Inc.826919AD4 | NOTE 0.625% 6/1 | – | $22.0M | 0.4% | – | New | – |
| Dte Energy Co233331842 | UNIT 11/01/2022S | 433,333 | $21.4M | 0.4% | −207,900−32.4% | Reduced | – |
| Benefitfocus, Inc.08180DAB2 | NOTE 1.250%12/1 | – | $20.9M | 0.4% | – | – | – |
| Qiagen NVAV5355400 | CONV | – | $20.8M | 0.4% | – | – | – |
| EQT Corp26884LAK5 | NOTE 1.750% 5/0 | – | $20.1M | 0.4% | – | New | – |
| New MTN Fin Corp647551AC4 | NOTE 5.750% 8/1 | – | $19.8M | 0.4% | – | – | – |
| Livongo Health Inc539183AA1 | NOTE 0.875% 6/0 | – | $19.7M | 0.4% | – | New | – |
| Zscaler, Inc.98980GAB8 | NOTE 0.125% 7/0 | – | $19.6M | 0.4% | – | New | – |
| INSMED Inc457669AA7 | NOTE 1.750% 1/1 | – | $19.4M | 0.4% | – | – | – |
| Penn Natl Gaming Inc707569AU3 | NOTE 2.750% 5/1 | – | $19.1M | 0.4% | – | – | – |
| Ionis Pharmaceuticals Inc462222AB6 | NOTE 0.125%12/1 | – | $18.4M | 0.4% | – | – | – |
| Pegasystems Inc705573AB9 | NOTE 0.750% 3/0 | – | $18.3M | 0.4% | – | – | – |
| LendingTree, Inc.52603BAA5 | NOTE 0.625% 6/0 | – | $18.3M | 0.4% | – | – | – |
| Microchip Technology Inc595017AF1 | NOTE 1.625% 2/1 | – | $17.5M | 0.3% | – | – | – |
| Zillow Group, Inc.98954MAE1 | NOTE 0.750% 9/0 | – | $16.9M | 0.3% | – | – | – |
| Viavi Solutions Inc.925550AB1 | NOTE 1.000% 3/0 | – | $16.5M | 0.3% | – | – | – |
| AES Corp00130H204 | UNIT 99/99/9999 | 153,022 | $16.3M | 0.3% | +68,082+80.2% | Added | – |
| Rapid7, Inc.753422AD6 | NOTE 2.250% 5/0 | – | $16.0M | 0.3% | – | New | – |
| Lyft, Inc.55087PAB0 | NOTE 1.500% 5/1 | – | $15.9M | 0.3% | – | New | – |
| Palo Alto Networks Inc697435AD7 | NOTE 0.750% 7/0 | – | $15.9M | 0.3% | – | – | – |
| Coupa Software Inc22266LAF3 | NOTE 0.375% 6/1 | – | $15.8M | 0.3% | – | New | – |
Options (9)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| Teladoc Health Inc87918A905 | CALL | – | $151.0K |
| Alibaba Group Hldg Ltd01609W902 | CALL | – | $129.0K |
| American Airls Group Inc02376R952 | PUT | $92.0K | – |
| Gap Inc364760908 | CALL | – | $50.0K |
| Invesco Exch Traded FD Tr II46138G906 | CALL | – | $46.0K |
| Solaredge Technologies Inc83417M904 | CALL | – | $46.0K |
| Zillow Group Inc98954M900 | CALL | – | $20.0K |
| Ford MTR Co Del345370900 | CALL | – | $17.0K |
| Gap Inc364760958 | COM | $3.00K | – |
Sold out since Q1 2021 (47)
Positions held at the end of Q1 2021 that are gone from this filing.
| Security | Class | Shares in Q1 2021 | Value in Q1 2021 | % of portfolio in Q1 2021 | History |
|---|---|---|---|---|---|
| Tesla, Inc.88160RAD3 | NOTE 2.375% 3/1 | – | $73.8M | 1.6% | – |
| Liberty Media Corp Del531229AE2 | DEB 2.250% 9/3 | – | $44.3M | 1.0% | – |
| Illumina, Inc.452327AH2 | NOTE 0.500% 6/1 | – | $36.5M | 0.8% | – |
| Micron Technology Inc595112AX1 | NOTE 3.125% 5/0 | – | $30.2M | 0.7% | – |
| SYNAPTICS Inc87157DAD1 | NOTE 0.500% 6/1 | – | $26.3M | 0.6% | – |
| Intercept Pharmaceuticals IN45845PAA6 | NOTE 3.250% 7/0 | – | $22.8M | 0.5% | – |
| Pluralsight Inc72941BAB2 | NOTE 0.375% 3/0 | – | $19.6M | 0.4% | – |
| Zillow Group, Inc.98954MAC5 | NOTE 1.500% 7/0 | – | $17.2M | 0.4% | – |
| United States STL Corp New912909AT5 | NOTE 5.000%11/0 | – | $16.0M | 0.3% | – |
| Realpage Inc75606NAC3 | NOTE 1.500% 5/1 | – | $13.8M | 0.3% | – |
| Nuance Communications, Inc.67020YAN0 | NOTE 1.250% 4/0 | – | $11.7M | 0.3% | – |
| Square Inc852234AD5 | NOTE 0.500% 5/1 | – | $3.50M | 0.1% | – |
| Nuance Communications, Inc.67020YAK6 | DBCV 1.000%12/1 | – | $3.50M | 0.1% | – |
| VRTXVertex Pharmaceuticals Inc | Stock | 15,000 | $3.22M | 0.1% | History |
| DDDuPont de Nemours, Inc. | COM | 40,000 | $3.09M | 0.1% | History |
| MLMMartin Marietta Materials Inc | COM | 8,000 | $2.69M | 0.1% | History |
| PENNPENN Entertainment, Inc. | COM | 25,000 | $2.62M | 0.1% | History |
| URIUnited Rentals, Inc. | COM | 5,151 | $1.70M | <0.1% | History |
| SJISouth Jersey Industries Inc | COM | 31,000 | $700.0K | <0.1% | History |
| Soaring Eagle Acquisition CoG8354H100 | UNIT 02/23/2026 | 50,000 | $506.0K | <0.1% | – |
| Austerlitz Acquisition CorpG0633D117 | UNIT 99/99/9999 | 50,000 | $502.0K | <0.1% | – |
| LUVSouthwest Airlines Co | COM | 7,000 | $427.0K | <0.1% | History |
| Rapid7, Inc.753422AB0 | NOTE 1.250% 8/0 | – | $287.0K | <0.1% | – |
| Decarbonization Plus Acqu II242794204 | UNIT 01/19/2026 | 20,000 | $201.0K | <0.1% | – |
| PTONPeloton Interactive, Inc. | CL A COM | 1,600 | $180.0K | <0.1% | History |
| Sunpower Corp867652AL3 | DBCV 4.000% 1/1 | – | $57.0K | <0.1% | – |
| BLBlackline, Inc. | COM | 500 | $54.0K | <0.1% | History |
| Scorpio Tankers Inc.80918TAB5 | NOTE 3.000% 5/1 | – | $25.0K | <0.1% | – |
| Liberty Media Acquisition Corp53073L112 | *W EXP 01/22/202 | 8,000 | $24.0K | <0.1% | – |
| Huazhu Group Ltd16949NAC3 | NOTE 0.375%11/0 | – | $18.0K | <0.1% | – |
| Coupa Software Inc22266LAC0 | NOTE 0.125% 6/1 | – | $14.0K | <0.1% | – |
| DocuSign, Inc.256163AB2 | NOTE 0.500% 9/1 | – | $14.0K | <0.1% | – |
| Twilio Inc90138FAB8 | NOTE 0.250% 6/0 | – | $14.0K | <0.1% | – |
| Hercules Inc427098116 | WRNT | 1,100 | $13.0K | <0.1% | – |
| 26 Capital Acquisition Corp.90138P118 | *W EXP 12/31/202 | 12,499 | $10.0K | <0.1% | – |
| ETSYEtsy Inc | COM | 45 | $9.00K | <0.1% | History |
| AMATApplied Materials Inc | Stock | 59 | $8.00K | <0.1% | History |
| Colony Starwood Homes19625XAB8 | NOTE 3.500% 1/1 | – | $7.00K | <0.1% | – |
| Inphi Corp45772F107 | COM | 34 | $6.00K | <0.1% | – |
| EXASExact Sciences Corp | COM | 39 | $5.00K | <0.1% | History |
| PG&E Corp69331C140 | UNIT 99/99/9999 | 44 | $5.00K | <0.1% | – |
| DXCMDexcom Inc | COM | 12 | $4.00K | <0.1% | History |
| Atlas Air Worldwide Hldgs IN049164BH8 | NOTE 2.250% 6/0 | – | $3.00K | <0.1% | – |
| ONOn Semiconductor Corp | Stock | 51 | $2.00K | <0.1% | History |
| WDAYWorkday, Inc. | CL A | 7 | $2.00K | <0.1% | History |
| SLABSilicon Laboratories Inc. | Stock | 4 | $1.00K | <0.1% | History |
| RIGTransocean Ltd. | REGISTERED SHS | 97 | $0 | 0.0% | History |