Advent Capital Management
- SEC CIK
- 0001097278
- Latest filing
- Aug 11, 2026
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Feb 14, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 272
- +9 vs. Q3 2021
- Portfolio value
- $5.87B
- +$463.1M (+8.6%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Bank of Amer Corp060505682 | 7.25%CNV PFD L | 137,053 | $199.1M | 3.4% | +137,053 | New | – |
| Southwest Airls Co844741BG2 | NOTE 1.250% 5/0 | – | $159.5M | 2.7% | – | – | – |
| Booking Holdings Inc.09857LAN8 | NOTE 0.750% 5/0 | – | $152.9M | 2.6% | – | – | – |
| Pioneer Nat Res Co723787AP2 | NOTE 0.250% 5/1 | – | $135.5M | 2.3% | – | – | – |
| DISH Network CORP25470MAB5 | NOTE 3.375% 8/1 | – | $125.3M | 2.1% | – | – | – |
| WFC.PLWells Fargo & Company | PERP PFD CNV A | 75,503 | $113.1M | 1.9% | +75,503 | New | History |
| Euronet Worldwide, Inc.298736AL3 | NOTE 0.750% 3/1 | – | $106.1M | 1.8% | – | – | – |
| KKR and Co Inc 6 McOnv PFD C48251W401 | CONVERTIBLE PREFERRED STOCK | 1,057,854 | $98.5M | 1.7% | +1,057,854 | New | – |
| Akamai Technologies Inc00971TAL5 | NOTE 0.375% 9/0 | – | $91.0M | 1.6% | – | – | – |
| Jazz Investments I Ltd472145AF8 | NOTE 2.000% 6/1 | – | $88.5M | 1.5% | – | – | – |
| Palo Alto Networks Inc697435AF2 | NOTE 0.375% 6/0 | – | $86.5M | 1.5% | – | – | – |
| RingCentral, Inc.76680RAF4 | NOTE 3/0 | – | $86.2M | 1.5% | – | – | – |
| Uber Technologies, Inc90353TAJ9 | NOTE 12/1 | – | $84.5M | 1.4% | – | New | – |
| Block, Inc.852234AK9 | NOTE 0.250%11/0 | – | $80.5M | 1.4% | – | New | – |
| Stanley Black & Decker, Inc.854502846 | UNIT 11/15/2022 | 734,191 | $80.3M | 1.4% | −56,193−7.1% | Reduced | – |
| Pebblebrook Hotel Tr70509VAA8 | NOTE 1.750%12/1 | – | $78.5M | 1.3% | – | – | – |
| Zynga Inc98986TAB4 | NOTE 0.250% 6/0 | – | $77.4M | 1.3% | – | – | – |
| Broadcom Inc.11135F200 | COM | 35,797 | $74.2M | 1.3% | +35,797 | New | – |
| Splunk Inc848637AD6 | NOTE 1.125% 9/1 | – | $72.8M | 1.2% | – | – | – |
| Splunk Inc848637AC8 | NOTE 0.500% 9/1 | – | $69.5M | 1.2% | – | – | – |
| Exact Sciences Corp30063PAC9 | NOTE 0.375% 3/0 | – | $66.9M | 1.1% | – | – | – |
| American Elec PWR Co Inc02557T307 | UNIT 08/15/2025 | 1,272,139 | $66.6M | 1.1% | +177,573+16.2% | Added | – |
| Spirit Airls Inc848577AB8 | NOTE 1.000% 5/1 | – | $66.2M | 1.1% | – | – | – |
| Wellpoint Inc94973VBG1 | NOTE 2.750%10/1 | – | $64.3M | 1.1% | – | – | – |
| Nextera Energy Inc65339F739 | UNIT 99/99/9999 | 1,111,664 | $64.2M | 1.1% | −77,637−6.5% | Reduced | – |
| Workday, Inc.98138HAF8 | NOTE 0.250%10/0 | – | $63.5M | 1.1% | – | – | – |
| Nisource Inc.65473P121 | UNIT 12/01/2023 | 565,500 | $63.4M | 1.1% | +70,000+14.1% | Added | – |
| Wayfair Inc.94419LAM3 | NOTE 0.625%10/0 | – | $62.1M | 1.1% | – | – | – |
| Coupa Software Inc22266LAF3 | NOTE 0.375% 6/1 | – | $61.7M | 1.1% | – | – | – |
| Herbalife Ltd.42703MAD5 | NOTE 2.625% 3/1 | – | $56.7M | 1.0% | – | – | – |
| Liveperson Inc538146AD3 | NOTE 12/1 | – | $55.9M | 1.0% | – | New | – |
| RingCentral, Inc.76680RAH0 | NOTE 3/1 | – | $55.8M | 1.0% | – | – | – |
| Royal Caribbean Group780153BF8 | NOTE 2.875%11/1 | – | $55.0M | 0.9% | – | New | – |
| Liberty Media Corp Del531229AB8 | NOTE 1.375%10/1 | – | $53.0M | 0.9% | – | – | – |
| Illumina, Inc.452327AK5 | NOTE 8/1 | – | $51.9M | 0.9% | – | – | – |
| Cheesecake Factory Inc163072AA9 | NOTE 0.375% 6/1 | – | $51.1M | 0.9% | – | – | – |
| NRG Energy, Inc.629377CG5 | DBCV 2.750% 6/0 | – | $50.1M | 0.9% | – | – | – |
| Redfin Corp75737FAC2 | NOTE 10/1 | – | $49.9M | 0.9% | – | New | – |
| Splunk Inc848637AF1 | NOTE 1.125% 6/1 | – | $49.5M | 0.8% | – | – | – |
| Vishay Intertechnology Inc928298AP3 | NOTE 2.250% 6/1 | – | $46.6M | 0.8% | – | – | – |
| Danaher Corp235851409 | 5% CONV PFD B | 26,406 | $46.2M | 0.8% | +26,406 | New | – |
| Summit Hotel Pptys Inc866082AA8 | NOTE 1.500% 2/1 | – | $45.7M | 0.8% | – | – | – |
| Biomarin Pharmaceutical Inc09061GAK7 | NOTE 1.250% 5/1 | – | $45.4M | 0.8% | – | – | – |
| Western Digital Corp958102AP0 | NOTE 1.500% 2/0 | – | $44.4M | 0.8% | – | – | – |
| Biomarin Pharmaceutical Inc09061GAH4 | NOTE 0.599% 8/0 | – | $44.3M | 0.8% | – | – | – |
| Ares Capital Corp04010LAW3 | NOTE 4.625% 3/0 | – | $44.0M | 0.8% | – | – | – |
| Ares Capital Corp04010LAT0 | NOTE 3.750% 2/0 | – | $42.0M | 0.7% | – | – | – |
| Microchip Technology Inc595017AU8 | NOTE 0.125%11/1 | – | $41.7M | 0.7% | – | – | – |
| Nuvasive Inc670704AJ4 | NOTE 0.375% 3/1 | – | $41.3M | 0.7% | – | – | – |
| Zscaler, Inc.98980GAB8 | NOTE 0.125% 7/0 | – | $40.9M | 0.7% | – | – | – |
| Cyberark Software Ltd23248VAB1 | NOTE 11/1 | – | $40.5M | 0.7% | – | – | – |
| Meritor, Inc.59001KAF7 | NOTE 3.250%10/1 | – | $40.3M | 0.7% | – | – | – |
| Q2 Hldgs Inc74736LAF6 | NOTE 0.125%11/1 | – | $38.8M | 0.7% | – | New | – |
| Boston Scientific Corp101137206 | 5.50% CNV PFD A | 338,877 | $38.8M | 0.7% | +338,877 | New | – |
| Twitter, Inc.90184LAF9 | NOTE 0.250% 6/1 | – | $38.7M | 0.7% | – | – | – |
| MIDDLEBY Corp596278AB7 | NOTE 1.000% 9/0 | – | $37.5M | 0.6% | – | – | – |
| Okta, Inc.679295AF2 | NOTE 0.375% 6/1 | – | $37.2M | 0.6% | – | – | – |
| Starwood Ppty Tr Inc85571BAH8 | NOTE 4.375% 4/0 | – | $36.5M | 0.6% | – | – | – |
| Nextera Energy Inc65339F770 | UNIT 99/99/9999 | 629,769 | $36.2M | 0.6% | −69,006−9.9% | Reduced | – |
| Blackstone Mtg Tr Inc09257WAC4 | NOTE 4.750% 3/1 | – | $35.4M | 0.6% | – | – | – |
| Air Transport Services Grp I00922RAB1 | NOTE 1.125%10/1 | – | $34.2M | 0.6% | – | – | – |
| CSG Sys Intl Inc126349AF6 | NOTE 4.250% 3/1 | – | $33.6M | 0.6% | – | – | – |
| Sea Ltd81141RAG5 | NOTE 0.250% 9/1 | – | $32.5M | 0.6% | – | – | – |
| InterDigital, Inc.45867GAB7 | NOTE 2.000% 6/0 | – | $32.0M | 0.5% | – | – | – |
| Theravance Inc88338TAB0 | NOTE 2.125% 1/1 | – | $31.8M | 0.5% | – | – | – |
| Lumentum Hldgs Inc55024UAD1 | NOTE 0.500%12/1 | – | $31.8M | 0.5% | – | – | – |
| Dominion Energy, Inc25746U133 | UNIT 99/99/9999 | 309,763 | $31.1M | 0.5% | −43,912−12.4% | Reduced | – |
| Alteryx, Inc.02156BAF0 | NOTE 1.000% 8/0 | – | $30.4M | 0.5% | – | – | – |
| Block, Inc.852234AJ2 | NOTE 5/0 | – | $30.0M | 0.5% | – | New | – |
| Fireeye Inc31816QAF8 | NOTE 0.875% 6/0 | – | $30.0M | 0.5% | – | – | – |
| Osi Systems Inc671044AD7 | NOTE 1.250% 9/0 | – | $29.3M | 0.5% | – | – | – |
| Dexcom Inc252131AK3 | NOTE 0.250%11/1 | – | $28.6M | 0.5% | – | – | – |
| Pra Group Inc69354NAB2 | NOTE 3.500% 6/0 | – | $28.4M | 0.5% | – | – | – |
| Teladoc Health, Inc.87918AAF2 | NOTE 1.250% 6/0 | – | $27.1M | 0.5% | – | – | – |
| Zynga Inc98986TAD0 | NOTE 12/1 | – | $26.9M | 0.5% | – | New | – |
| Redwood Tr Inc758075AC9 | NOTE 4.750% 8/1 | – | $26.7M | 0.5% | – | – | – |
| Royal Caribbean Group780153BB7 | NOTE 4.250% 6/1 | – | $26.4M | 0.5% | – | – | – |
| Exact Sciences Corp30063PAB1 | NOTE 0.375% 3/1 | – | $25.8M | 0.4% | – | – | – |
| Cree Inc225447AD3 | NOTE 1.750% 5/0 | – | $25.5M | 0.4% | – | – | – |
| Chegg, Inc163092AF6 | NOTE 9/0 | – | $25.3M | 0.4% | – | – | – |
| Viavi Solutions Inc.925550AB1 | NOTE 1.000% 3/0 | – | $24.6M | 0.4% | – | – | – |
| Southern Co842587602 | UNIT 08/01/2022 | 432,913 | $23.3M | 0.4% | −37,400−8.0% | Reduced | – |
| New MTN Fin Corp647551AC4 | NOTE 5.750% 8/1 | – | $23.1M | 0.4% | – | – | – |
| Zendesk, Inc.98936JAD3 | NOTE 0.625% 6/1 | – | $22.8M | 0.4% | – | – | – |
| Dte Energy Co233331842 | UNIT 11/01/2022S | 437,333 | $22.5M | 0.4% | +4,000+0.9% | Added | – |
| Penn Natl Gaming Inc707569AU3 | NOTE 2.750% 5/1 | – | $22.4M | 0.4% | – | – | – |
| LendingTree, Inc.52603BAD9 | NOTE 0.500% 7/1 | – | $21.7M | 0.4% | – | – | – |
| Guardant Health, Inc.40131MAB5 | NOTE 11/1 | – | $21.7M | 0.4% | – | New | – |
| Lci Inds501812AB7 | NOTE 1.125% 5/1 | – | $21.7M | 0.4% | – | New | – |
| Q2 Hldgs Inc74736LAD1 | NOTE 0.750% 6/0 | – | $21.5M | 0.4% | – | – | – |
| New Relic, Inc.64829BAB6 | NOTE 0.500% 5/0 | – | $21.3M | 0.4% | – | – | – |
| Elanco Animal Health Inc28414H202 | UNIT 02/01/2023T | 462,428 | $20.6M | 0.4% | −110,560−19.3% | Reduced | – |
| Five9, Inc.338307AD3 | NOTE 0.500% 6/0 | – | $20.2M | 0.3% | – | – | – |
| Teradyne, Inc880770AG7 | NOTE 1.250%12/1 | – | $20.1M | 0.3% | – | – | – |
| Everbridge, Inc.29978AAC8 | NOTE 0.125%12/1 | – | $19.4M | 0.3% | – | New | – |
| INSMED Inc457669AA7 | NOTE 1.750% 1/1 | – | $18.9M | 0.3% | – | – | – |
| Insulet Corp45784PAK7 | NOTE 0.375% 9/0 | – | $18.5M | 0.3% | – | – | – |
| Neogenomics Inc64049MAB6 | NOTE 0.250% 1/1 | – | $18.4M | 0.3% | – | – | – |
| RBC Bearings INC75524B203 | 5% CNV PFD SR A | 171,915 | $18.2M | 0.3% | +5,915+3.6% | Added | – |
| Cinemark Hldgs Inc17243VAB8 | NOTE 4.500% 8/1 | – | $18.1M | 0.3% | – | – | – |
Options (13)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| Invesco QQQ Tr46090E903 | UNIT SER 1 | – | $60.7M |
| Square Inc852234903 | CALL | – | $4.93M |
| Invesco Exch Traded FD Tr II46138G906 | CALL | – | $3.00M |
| SPDR Ser Tr78464A958 | PUT | $2.57M | – |
| American Eagle Outfitters IN02553E906 | CALL | – | $2.28M |
| SoFi Technologies Inc83406F902 | CALL | – | $2.10M |
| JetBlue Awys Corp477143901 | CALL | – | $1.42M |
| Sunrun Inc86771W955 | PUT | $1.37M | – |
| Solaredge Technologies Inc83417M904 | CALL | – | $842.0K |
| Norwegian Cruise Line Hldg LG66721954 | PUT | $633.0K | – |
| Solid Power Inc83422N955 | PUT | $350.0K | – |
| Vertex Energy Inc92534K907 | CALL | – | $227.0K |
| Canopy Growth Corp138035900 | CALL | – | $8.00K |
Sold out since Q3 2021 (55)
Positions held at the end of Q3 2021 that are gone from this filing.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| Stride, Inc.86333MAA6 | NOTE 1.125% 9/0 | – | $24.9M | 0.5% | – |
| Burlington Stores, Inc.122017AB2 | NOTE 2.250% 4/1 | – | $13.0M | 0.2% | – |
| NCL Corp Ltd62886HAT8 | NOTE 6.000% 5/1 | – | $10.2M | 0.2% | – |
| Winnebago Inds Inc974637AB6 | NOTE 1.500% 4/0 | – | $9.77M | 0.2% | – |
| Flexion Therapeutics Inc33938JAB2 | NOTE 3.375% 5/0 | – | $9.71M | 0.2% | – |
| Palo Alto Networks Inc697435AD7 | NOTE 0.750% 7/0 | – | $4.17M | 0.1% | – |
| Chegg, Inc163092AD1 | NOTE 0.125% 3/1 | – | $3.91M | 0.1% | – |
| LMTLockheed Martin Corp | Stock | 11,000 | $3.80M | 0.1% | History |
| VZVerizon Communications Inc | Stock | 70,000 | $3.78M | 0.1% | History |
| XUnited States Steel Corp | COM | 150,000 | $3.30M | 0.1% | History |
| BABoeing Co | Stock | 14,000 | $3.08M | 0.1% | History |
| EXPEExpedia Group, Inc. | Stock | 18,000 | $2.95M | 0.1% | History |
| ONOn Semiconductor Corp | Stock | 60,000 | $2.75M | 0.1% | History |
| CMICummins Inc | Stock | 12,000 | $2.69M | <0.1% | History |
| MCHPMicrochip Technology Inc | Stock | 17,000 | $2.61M | <0.1% | History |
| PENNPENN Entertainment, Inc. | COM | 35,000 | $2.54M | <0.1% | History |
| THOThor Industries Inc | COM | 20,000 | $2.46M | <0.1% | History |
| SSR MNG Inc784730AB9 | NOTE 2.500% 4/0 | – | $2.41M | <0.1% | – |
| MRNAModerna, Inc. | Stock | 6,000 | $2.31M | <0.1% | History |
| Supernus Pharmaceuticals, Inc.868459AD0 | NOTE 0.625% 4/0 | – | $1.98M | <0.1% | – |
| BCBrunswick Corp | COM | 20,000 | $1.91M | <0.1% | History |
| Farfetch Ltd30744W107 | ORD SH CL A | 40,000 | $1.50M | <0.1% | – |
| Jazz Investments I Ltd472145AD3 | NOTE 1.500% 8/1 | – | $1.32M | <0.1% | – |
| Azul S A05501U106 | SPONSR ADR PFD | 65,000 | $1.30M | <0.1% | – |
| Silicon Laboratories Inc.826919AD4 | NOTE 0.625% 6/1 | – | $1.29M | <0.1% | – |
| VVisa Inc. | Stock | 5,000 | $1.11M | <0.1% | History |
| GIGCAPITAL4 Inc37518G101 | COM | 67,000 | $661.0K | <0.1% | – |
| MUFGMitsubishi Ufj Financial Group Inc | SPONSORED ADS | 100,700 | $597.0K | <0.1% | History |
| Atlantic Ave Acquisition Cor04906P200 | UNIT 99/99/9999 | 45,000 | $458.0K | <0.1% | – |
| BILLBILL Holdings, Inc. | Stock | 1,500 | $400.0K | <0.1% | History |
| GLWCorning Inc | COM | 10,000 | $365.0K | <0.1% | History |
| TTWOTake Two Interactive Software Inc | COM | 2,000 | $308.0K | <0.1% | History |
| Ares Acquisition CorporationG33032114 | UNIT 99/99/9999 | 23,200 | $230.0K | <0.1% | – |
| Decarbonization Plus Acqu II242794105 | COM CL A | 18,200 | $180.0K | <0.1% | – |
| FCXFreeport-McMoran Inc | Stock | 5,000 | $163.0K | <0.1% | History |
| On Semiconductor Corp682189AP0 | NOTE 1.625%10/1 | – | $140.0K | <0.1% | – |
| Altimar Acquisition Corp IIG03709113 | UNIT 99/99/9999 | 12,702 | $126.0K | <0.1% | – |
| GIGCAPITAL4 Inc37518G119 | *W EXP 02/08/202 | 22,332 | $23.0K | <0.1% | – |
| Alteryx, Inc.02156BAD5 | NOTE 0.500% 8/0 | – | $14.0K | <0.1% | – |
| TWLOTwilio Inc | CL A | 42 | $13.0K | <0.1% | History |
| DOCUDocuSign, Inc. | Stock | 45 | $12.0K | <0.1% | History |
| Patrick Inds Inc703343AB9 | DBCV 1.000% 2/0 | – | $11.0K | <0.1% | – |
| Benefitfocus, Inc.08180DAB2 | NOTE 1.250%12/1 | – | $10.0K | <0.1% | – |
| Greenbrier Cos Inc393657AK7 | NOTE 2.875% 2/0 | – | $10.0K | <0.1% | – |
| Ligand Pharmaceuticals Inc53220KAF5 | NOTE 0.750% 5/1 | – | $10.0K | <0.1% | – |
| Decarbonization Plus Acqu II242794113 | *W EXP 01/19/202 | 6,066 | $7.00K | <0.1% | – |
| Neogenomics Inc64049MAA8 | NOTE 1.250% 5/0 | – | $7.00K | <0.1% | – |
| Wix.com Ltd.92940WAB5 | NOTE 7/0 | – | $6.00K | <0.1% | – |
| Cleveland-Cliffs Inc.185899AA9 | DBCV 1.500% 1/1 | – | $5.00K | <0.1% | – |
| GDS Hldgs Ltd36165LAB4 | NOTE 2.000% 6/0 | – | $5.00K | <0.1% | – |
| Helix Energy Solutions Grp I42330PAK3 | NOTE 6.750% 2/1 | – | $5.00K | <0.1% | – |
| Intercept Pharmaceuticals IN45845PAA6 | NOTE 3.250% 7/0 | – | $4.00K | <0.1% | – |
| Envestnet, Inc.29404KAB2 | NOTE 1.750% 6/0 | – | $3.00K | <0.1% | – |
| Guidewire Software, Inc.40171VAA8 | NOTE 1.250% 3/1 | – | $2.00K | <0.1% | – |
| VRNTVerint Systems Inc | COM | 12 | $1.00K | <0.1% | History |