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Livermore
Livermore
ZHEN

First Foundation Advisors

SEC CIK
0001086763
Latest filing
Aug 14, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
441
−7 vs. Q2 2021
Portfolio value
$2.68B
+$82.2M (+3.2%) vs. Q2 2021
Filed
Nov 15, 2021
SEC
Holdings of First Foundation Advisors in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
LLYEli Lilly & CoStock2,863$662.0K<0.1%+726+34.0%AddedHistory
TMOThermo Fisher Scientific Inc.Stock1,165$666.0K<0.1%+286+32.5%AddedHistory
ABAlliancebernstein Holding L.P.UNIT LTD PARTN13,750$682.0K<0.1%+3,000+27.9%AddedHistory
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF5,165$687.0K<0.1%−188−3.5%Reduced–
ZTSZoetis Inc.Stock3,561$691.0K<0.1%+490+16.0%AddedHistory
EMREmerson Electric CoStock7,368$694.0K<0.1%+345+4.9%AddedHistory
DEDeere & CoStock2,074$695.0K<0.1%+509+32.5%AddedHistory
iShares Russell 2000 ETF464287655ETF3,186$697.0K<0.1%+395+14.2%Added–
BABAAlibaba Group Holding LtdADR4,762$705.0K<0.1%−1,469−23.6%ReducedHistory
VRSKVerisk Analytics, Inc.COM3,568$715.0K<0.1%+451+14.5%AddedHistory
ELSEquity Lifestyle Properties IncCOM9,213$719.0K<0.1%−1,188−11.4%ReducedHistory
PCMPCM Fund, Inc.COM63,456$720.0K<0.1%−29,723−31.9%ReducedHistory
HUBSHubSpot IncCOM1,072$725.0K<0.1%+30+2.9%AddedHistory
BNYBank of New York Mellon CorpStock14,043$728.0K<0.1%+120+0.9%AddedHistory
BBNBlackRock Taxable Municipal Bond TrustSHS28,423$732.0K<0.1%−105,903−78.8%ReducedHistory
WDWalker & Dunlop, Inc.COM6,470$734.0K<0.1%+178+2.8%AddedHistory
BMYBristol Myers Squibb CoStock12,565$743.0K<0.1%+617+5.2%AddedHistory
NSCNorfolk Southern CorpStock3,141$751.0K<0.1%+216+7.4%AddedHistory
GSGoldman Sachs Group IncStock1,990$752.0K<0.1%−345−14.8%ReducedHistory
KYNKayne Anderson Energy Infrastructure Fund, Inc.COM95,590$765.0K<0.1%−55,185−36.6%ReducedHistory
MDLZMondelez International, Inc.Stock13,617$792.0K<0.1%+1,243+10.0%AddedHistory
LKQLKQ CorpCOM15,938$802.0K<0.1%+2,562+19.2%AddedHistory
ADSKAutodesk, Inc.COM2,811$802.0K<0.1%+370+15.2%AddedHistory
Liberty Media Acquisition Corp53073L104COM SR A80,000$806.0K<0.1%+80,000New–
Vanguard Morningstar Growth ETF922908736ETF2,825$820.0K<0.1%−64−2.2%Reduced–
STAGSTAG Industrial, Inc.COM20,948$822.0K<0.1%+941+4.7%AddedHistory
VMCVulcan Materials COCOM4,868$823.0K<0.1%−263−5.1%ReducedHistory
IBMInternational Business Machines CorpStock6,197$861.0K<0.1%+271+4.6%AddedHistory
YUMYum Brands IncStock7,107$869.0K<0.1%+98+1.4%AddedHistory
NKXNuveen California Amt-Free Quality Municipal Income FundCOM53,652$879.0K<0.1%−72,098−57.3%ReducedHistory
ORCLOracle CorpStock10,166$886.0K<0.1%+431+4.4%AddedHistory
PNCPNC Financial Services Group, Inc.Stock4,530$886.0K<0.1%+179+4.1%AddedHistory
GEGeneral Electric CoStock8,618$888.0K<0.1%+4,373+103.0%AddedConverted for a 1-for-8 splitHistory
PDIPIMCO Dynamic Income FundSHS33,396$888.0K<0.1%−1,850−5.2%ReducedHistory
BRSPBrightSpire Capital, Inc.COM CL A94,825$891.0K<0.1%−26,640−21.9%ReducedHistory
State Street Financial Select Sector SPDR ETF81369Y605ETF24,243$910.0K<0.1%+595+2.5%Added–
AMTAmerican Tower CorpREIT3,467$920.0K<0.1%+276+8.6%AddedHistory
Ssga Active ETF Tr78467V848ST STR TOTAL ETF19,088$922.0K<0.1%−10,420−35.3%Reduced–
MCABlackRock Muniyield California Quality Fund, Inc.COM58,981$937.0K<0.1%−78,644−57.1%ReducedHistory
EIMEaton Vance Municipal Bond FundCOM70,887$948.0K<0.1%−71,845−50.3%ReducedHistory
WMTWalmart Inc.Stock6,961$970.0K<0.1%+872+14.3%AddedHistory
DLTRDollar Tree, Inc.COM10,174$974.0K<0.1%+1,748+20.7%AddedHistory
ISDPGIM High Yield Bond Fund, Inc.COM60,320$979.0K<0.1%−12,652−17.3%ReducedHistory
AMGNAmgen IncStock4,682$996.0K<0.1%−421−8.3%ReducedHistory
CMPCompass Minerals International IncStock15,554$1.00M<0.1%+7,015+82.2%AddedHistory
TGTTarget CorpStock4,424$1.01M<0.1%+191+4.5%AddedHistory
Schwab U.S. Large-Cap Growth ETF808524300ETF6,927$1.03M<0.1%+6,927New–
iShares Tr464287234MSCI EMG MKT ETF20,383$1.03M<0.1%+9,783+92.3%Added–
BACBank of America CorpStock25,157$1.07M<0.1%−11,896−32.1%ReducedHistory
LRCXLam Research CorpCOM1,912$1.09M<0.1%−89−4.4%ReducedHistory
Liberty Media Acquisition Corp53073L203UNIT 01/22/2026105,500$1.09M<0.1%+9,000+9.3%Added–
CEVEaton Vance California Municipal Income TrustSH BEN INT80,210$1.09M<0.1%−91,193−53.2%ReducedHistory
DOCUDocuSign, Inc.Stock4,297$1.11M<0.1%+192+4.7%AddedHistory
EVMEaton Vance California Municipal Bond FundCOM92,614$1.11M<0.1%−5,905−6.0%ReducedHistory
RTXRTX CorpStock13,357$1.15M<0.1%+1,409+11.8%AddedHistory
VCVInvesco California Value Municipal Income TrustCOM83,419$1.15M<0.1%−80,111−49.0%ReducedHistory
CCICrown Castle Inc.REIT6,728$1.17M<0.1%−170−2.5%ReducedHistory
UNPUnion Pacific CorpStock5,978$1.17M<0.1%+562+10.4%AddedHistory
CATCaterpillar IncStock6,180$1.19M<0.1%+874+16.5%AddedHistory
IONSIonis Pharmaceuticals IncCOM35,746$1.20M<0.1%+1,297+3.8%AddedHistory
LMTLockheed Martin CorpStock3,544$1.22M<0.1%+23+0.7%AddedHistory
ACNAccenture plcStock3,837$1.23M<0.1%+280+7.9%AddedHistory
SWKSSkyworks Solutions, Inc.Stock7,526$1.24M<0.1%+675+9.9%AddedHistory
CMCTCreative Media & Community Trust CorpCOM NEW137,182$1.24M<0.1%+41,752+43.8%AddedHistory
ABBVAbbVie Inc.Stock11,607$1.25M<0.1%+513+4.6%AddedHistory
NXRTNexPoint Residential Trust, Inc.COM20,797$1.29M<0.1%00.0%UnchangedHistory
ICEIntercontinental Exchange, Inc.Stock11,416$1.31M<0.1%+180+1.6%AddedHistory
CTOCTO Realty Growth, Inc.COM24,535$1.32M<0.1%+14,484+144.1%AddedHistory
ABTAbbott LaboratoriesStock11,275$1.33M<0.1%+229+2.1%AddedHistory
iShares Tr46434V647GLOBAL REIT ETF49,364$1.35M0.1%−1,016−2.0%Reduced–
CTVACorteva, Inc.Stock32,754$1.38M0.1%+633+2.0%AddedHistory
BIPBrookfield Infrastructure Partners L.P.LP INT UNIT24,645$1.38M0.1%00.0%UnchangedHistory
Invesco Actively Managed Exc46090A879VAR RATE INVT55,400$1.39M0.1%+2,422+4.6%Added–
NEENextera Energy IncStock17,726$1.39M0.1%+1,817+11.4%AddedHistory
HEI.AHeico CorpCL A11,803$1.40M0.1%+1,990+20.3%AddedHistory
CNICanadian National Railway CoStock12,285$1.42M0.1%−32−0.3%ReducedHistory
VZVerizon Communications IncStock26,750$1.45M0.1%+2,007+8.1%AddedHistory
KOCoca Cola CoStock27,553$1.45M0.1%−266−1.0%ReducedHistory
MUCBlackRock Muniholdings California Quality Fund, Inc.CEF92,296$1.45M0.1%−111,741−54.8%ReducedHistory
iShares Tr46429B366CMBS ETF26,883$1.45M0.1%+2,472+10.1%Added–
REGNRegeneron Pharmaceuticals, Inc.COM2,422$1.47M0.1%−377−13.5%ReducedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF6,688$1.49M0.1%−151−2.2%Reduced–
iShares Russell 1000 Growth ETF464287614ETF5,483$1.50M0.1%+431+8.5%Added–
SHWSherwin Williams CoCOM5,372$1.50M0.1%+3,467+182.0%AddedHistory
STWDStarwood Property Trust, Inc.COM62,226$1.52M0.1%+29,602+90.7%AddedHistory
CTASCintas CorpStock4,089$1.56M0.1%+928+29.4%AddedHistory
BF.BBrown Forman CorpStock23,748$1.59M0.1%−982−4.0%ReducedHistory
TAT&T Inc.Stock59,327$1.60M0.1%+819+1.4%AddedHistory
ROKRockwell Automation, IncStock5,580$1.64M0.1%+124+2.3%AddedHistory
WMWaste Management IncStock11,172$1.67M0.1%−297−2.6%ReducedHistory
MRKMerck & Co., Inc.Stock22,805$1.71M0.1%+1,472+6.9%AddedHistory
DEODiageo PLCSPON ADR NEW9,159$1.77M0.1%−4,165−31.3%ReducedHistory
DBLDoubleLine Opportunistic Credit FundCOM89,740$1.77M0.1%−8,836−9.0%ReducedHistory
NKENIKE, Inc.Stock12,204$1.77M0.1%+1,418+13.1%AddedHistory
iShares Core S&P Small Cap ETF464287804ETF16,474$1.80M0.1%00.0%Unchanged–
Flexshares Tr33939L407MORNSTAR UPSTR49,300$1.80M0.1%00.0%Unchanged–
PSAPublic StorageCOM6,104$1.81M0.1%−1,129−15.6%ReducedHistory
BABoeing CoStock8,311$1.83M0.1%+935+12.7%AddedHistory
Vanguard Admiral FDS Inc921932828SMLLCP 600 IDX9,183$1.85M0.1%00.0%Unchanged–
CMCSAComcast CorpStock33,254$1.86M0.1%−15,916−32.4%ReducedHistory

Sold out since Q2 2021 (36)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of First Foundation Advisors sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
PCGPG&E CorpStock955,450$9.72M0.4%History
BHKBlackRock Core Bond TrustSHS BEN INT202,405$3.34M0.1%History
LBTYALiberty Global Ltd.SHS CL A52,600$1.43M0.1%History
VEEVVeeva Systems IncStock3,674$1.14M<0.1%History
WDAYWorkday, Inc.CL A4,226$1.01M<0.1%History
BITBlackRock Multi-Sector Income TrustCOM47,569$888.0K<0.1%History
PGRProgressive CorpStock8,643$849.0K<0.1%History
MKTXMarketaxess Holdings IncCOM1,658$769.0K<0.1%History
JPCNuveen Preferred & Income Opportunities FundCOM70,465$703.0K<0.1%History
WisdomTree Tr97717X669US QTLY DIV GRT8,339$498.0K<0.1%–
Sandstorm Gold Ltd Com New80013R206Stock55,909$441.0K<0.1%–
RQICohen & Steers Quality Income Realty Fund IncCEF27,340$430.0K<0.1%History
EQCEQC Liquidating TrustCOM SH BEN INT15,530$407.0K<0.1%History
CGAUCenterra Gold Inc.COM49,400$377.0K<0.1%History
LVSLas Vegas Sands CorpCOM5,550$292.0K<0.1%History
MLMMartin Marietta Materials IncCOM817$287.0K<0.1%History
Fidelity MSCI Information Technology Index ETF316092808ETF2,347$276.0K<0.1%–
MLPMaui Land & Pineapple Co IncCOM25,000$268.0K<0.1%History
PINSPinterest, Inc.CL A3,282$259.0K<0.1%History
BUDAnheuser-Busch InBev SA/NVADR3,445$248.0K<0.1%History
ProShares Tr74347B201PSHS ULTSH 20YRS12,945$244.0K<0.1%–
Global X FDS37954Y483NASDAQ 100 COVER10,544$236.0K<0.1%–
EFTEaton Vance Floating-Rate Income TrustCOM15,665$225.0K<0.1%History
New York Life Investments Et45409B800MERGE ARBIT ETF6,651$223.0K<0.1%–
State Street Industrial Select Sector SPDR ETF81369Y704ETF2,091$214.0K<0.1%–
ProShares Tr74347B383ULTRASHRT S&P50023,500$212.0K<0.1%–
QTSQTS Realty Trust, Inc.COM CL A2,735$211.0K<0.1%History
KFKorea Fund IncCOM NEW4,501$208.0K<0.1%History
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 1600$207.0K<0.1%History
FDXFedEx CorpStock688$205.0K<0.1%History
iShares Russell 2000 Growth ETF464287648ETF657$205.0K<0.1%–
iShares Tr464287184CHINA LG-CAP ETF4,426$205.0K<0.1%–
Invesco S&P 500 Equal Weight Technology ETF46137V282ETF693$201.0K<0.1%–
iShares Tr464288588MBS ETF1,855$201.0K<0.1%–
WBAWalgreens Boots Alliance, Inc.COM3,827$201.0K<0.1%History
IAGIamgold CorpCOM44,665$132.0K<0.1%History